FORM 4

      Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

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 1. Name and Address of Reporting Person *



Hickman, III         William                   

(Last)            (First)              (Middle)


346 North Mayo Trail

(Street)


Pikeville,        KY             41501-1492

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

Community Trust Bancorp, Inc.
CTBI

 

 

 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)



 4. Statement for
 (Month/Day/Year)

January 17, 2003

 



 5. If Amendment, Date of
   Original (Month/Day/Year)



 6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

      Director

 

      10% Owner

 

  X   Officer (give title below)

 

      Other (specify below)

Executive Vice President & Secretary

 


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

  X   Form filed by One Reporting Person

      Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/
Year)

2A. Deemed Execution Date, if any (Month/Day/
Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

 

 

 

 

 

 

 

201

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

Option (1)

$18.59

07/27/1999

 

J(2)

 

 

 

07/27/2004

07/27/2009

Common Stock

24,200

 

24,200

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2001

01/25/2010

Common Stock

1,580

 

1,580

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2002

01/25/2010

Common Stock

1,580

 

1,580

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2003

01/25/2010

Common Stock

1,580

 

1,580

D

 

Option (3)

$16.00

01/25/2000

 

J(4)

 

 

 

01/25/2004

01/25/2010

Common Stock

1,580

 

1,580

D

 

Option (1)

$14.32

01/23/2001

 

J(5)

 

 

 

01/23/2006

01/23/2011

Common Stock

11,000

 

11,000

D

 

Option (1)

$20.23

01/29/2002

 

J(6)

 

 

 

01/29/2007

01/29/2012

Common Stock

8,250

 

8,250

D

 

Option (3)

$25.39

01/17/2003

 

J

 

 

 

01/17/2004

01/17/2013

Common Stock

1,673.75

 

1,673.75

D

 

Option (3)

$25.39

01/17/2003

 

J

 

 

 

01/17/2005

01/17/2013

Common Stock

1,673.75

 

1,673.75

D

 

Option (3)

$25.39

01/17/2003

 

J

 

 

 

01/17/2006

01/17/2013

Common Stock

1,673.75

 

1,673.75

D

 

 

 

Explanation of Responses:

(1) Right to buy pursuant to Management Retention Incentive Stock Option Agreement.  (2)  Option previously reported as covering 20,000 shares @$22.50 per share, adjusted to reflect 10% stock dividends effective 04/15/00 & 12/15/02.  (3)  Right to buy pursuant to the CTBI 1998 Stock Option Plan.  (4) Option previously reported as covering 1,437 shares @$19.375 per share, adjusted to reflect 10% stock dividends effective 04/15/00 & 12/15/02.  (5) Option previously reported as covering 10,000 shares @$15.75 per share, adjusted to reflect 10% stock dividend effective 12/15/02.  (5) Option previously reported as covering 7,500 shares @$22.25 per share, adjusted to reflect 10% stock dividend effective 12/15/02.  **On October 22, 2002, CTBI declared a 10% stock dividend to all holders of record of common stock on December 1, 2002, payable December 15, 2002.  As a result, the reporting person received 18 shares directly.

 

 

 

/s/ William Hickman, III

** Signature of Reporting Person

01/21/2003

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

 

http://www.sec.gov/divisions/corpfin/forms/form4.htm

Last update: 09/05/2002