UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21926
Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)
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522 Fifth Avenue, New York, New York |
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10036 |
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(Address of principal executive offices) |
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(Zip code) |
Joseph Benedetti, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036
(Name and address of agent for service)
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Registrant’s telephone number, including area code: |
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800-231-2608 |
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Date of fiscal year end: |
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12/31 |
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Date of reporting period: |
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7/1/15 – 6/30/16 |
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2015 - 06/30/2016
Morgan Stanley China A Share Fund, Inc.
=================== Morgan Stanley China A Share Fund, Inc. ====================
ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373110
Meeting Date: NOV 16, 2015 Meeting Type: Special
Record Date: OCT 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for the For Abstain Management
Company's Subsidiaries and Invested
Company
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BEIJING WANGFUJING DEPARTMENT STORE (GROUP) CO., LTD.
Ticker: 600859 Security ID: Y0770F107
Meeting Date: JAN 19, 2016 Meeting Type: Special
Record Date: JAN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of New Shares
2.00 Approve Private Placement of New Shares For For Management
2.01 Approve Share Type and Par Value For For Management
2.02 Approve Issue Manner For For Management
2.03 Approve Target Subscribers and For For Management
Subscription Method
2.04 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.05 Approve Issue Size and Amount of For For Management
Raised Funds
2.06 Approve Lock-up Period For For Management
2.07 Approve Intended Usage of Raised Funds For For Management
2.08 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.09 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
New Shares
4 Approve Conditional Shares For For Management
Subscription Agreement with Target
Subscribers in Connection to the
Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
6 Approve Related Party Transactions in For For Management
Connection to Private Placement
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis and Assessment
Conclusion as well as Suitability of
Assessment Methods
9 Approve Authorization of the Board to For For Management
Handle All Related Matters
10 Approve Shareholder Return Plan in the For For Management
Next Three Years (2016-2018)
11 Approve Change of Company Name and For For Management
Amendments on Articles of Association
12 Elect Du Jiabin as Independent Director For For Management
13 Elect Guo Zongliang as Supervisor For For Management
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BONA FILM GROUP LTD.
Ticker: BONA Security ID: 09777B107
Meeting Date: DEC 29, 2015 Meeting Type: Annual
Record Date: DEC 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adoption of the Audited For For Management
Financial Statements and Report of
Independent Registered public
accounting firm.
2 Approve the Appointment of Deloitte For For Management
Touche Tohmatsu CPA Ltd. as
Independent Auditor of the Company
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BONA FILM GROUP LTD.
Ticker: BONA Security ID: 09777B107
Meeting Date: MAR 04, 2016 Meeting Type: Special
Record Date: JAN 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Abstain Management
2 Approve Authorization of the Board to For Abstain Management
Handle Matters Regarding the Merger
3 Adjourn Meeting For Abstain Management
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: DEC 21, 2015 Meeting Type: Special
Record Date: DEC 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Kang Guoming as Non-independent For For Management
Director
1.02 Elect Zhang Lijun as Non-independent For For Management
Director
1.03 Elect Liu Guangming as Non-independent For For Management
Director
1.04 Elect Jiao Zhengjun as Non-independent For For Management
Director
1.05 Elect Yuan Hao as Non-independent For For Management
Director
1.06 Elect Li Jing as Non-independent For For Management
Director
1.07 Elect Ni Yangping as Non-independent For For Management
Director
2.01 Elect Chen Yejin as Independent For For Management
Director
2.02 Elect Ying Lei as Independent Director For For Management
2.03 Elect Zhou Qifeng as Independent For For Management
Director
2.04 Elect Li Donghui as Independent For For Management
Director
3.01 Elect Cha Derong as Supervisor For For Management
3.02 Elect Tang Wenxuan as Supervisor For For Management
4 Approve Allowance of Non-independent For For Management
Directors and Independent Directors
5 Approve Allowance of Supervisors For For Management
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: MAY 20, 2016 Meeting Type: Annual
Record Date: MAY 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For Did Not Vote Management
Directors
2 Approve Report of the Board of For Did Not Vote Management
Supervisors
3 Approve Annual Report and Summary For Did Not Vote Management
4 Approve Financial Statements For Did Not Vote Management
5 Approve Profit Distribution For Did Not Vote Management
6 Approve Report of the Independent For Did Not Vote Management
Directors
7 Approve Amendments to Articles of For Did Not Vote Management
Association
8 Amend Rules and Procedures Regarding For Did Not Vote Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For Did Not Vote Management
Meetings of Board of Directors
10 Elect Huang Jianhua as Independent For Did Not Vote Management
Director
11 Approve Investment by Wuzhen Toursim For Did Not Vote Management
Co., Ltd. in Internet Conference
Service Facilities and Supporting
Engineering
12 Approve 2016 Guarantee Plan For Did Not Vote Management
13 Approve Appointment of Financial For Did Not Vote Management
Auditor and Internal Control Auditor
and Payment of Their Remuneration
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CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAY 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
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CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: MAY 31, 2016 Meeting Type: Annual
Record Date: MAY 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve 2016 Allowances of Independent For For Management
Directors
5 Approve 2016 Remuneration of For For Management
Supervisors
6 Approve Financial Statements For For Management
7 Approve 2016 Financial Budget Report For For Management
8 Approve Profit Distribution For For Management
9 Approve 2016 Appointment of Auditor For For Management
10 Approve 2016 Investment Plan For For Management
11 Approve Annual Report and Annual For For Management
Report Summary
12 Amend Management System of Raised Funds For For Management
13 Amend Work System for Independent For For Management
Directors
14 Approve Signing of 2016 to 2017 Daily For For Management
Related-party Transaction Framework
Agreement
15 Approve Project Preliminary Design For For Management
Estimates for Nuclear Power Plant
Units 5 and 6 in Fuqing, Fujian
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CHINA OVERSEAS GRAND OCEANS GROUP LTD.
Ticker: 81 Security ID: Y1505S117
Meeting Date: MAY 23, 2016 Meeting Type: Annual
Record Date: MAY 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Hao Jian Min as Director For For Management
2b Elect Xiang Hong as Director For For Management
2c Elect Liu Jun as Director For For Management
2d Elect Lam Kin Fung, Jeffrey as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505Z111
Meeting Date: OCT 29, 2015 Meeting Type: Special
Record Date: OCT 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Ka Sze, Carmelo as Director For Against Management
2 Elect Zhang Xinmei as Supervisor For For Management
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505Z111
Meeting Date: JUN 17, 2016 Meeting Type: Annual
Record Date: JUN 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Annual Report of A shares For For Management
4 Approve 2015 Annual Report of H shares For For Management
5 Approve 2015 Financial Statements And For For Management
Statutory Reports
6 Approve 2015 Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and
PricewaterhouseCoopers as Overseas
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve 2015 Due Diligence Report of For For Management
the Board of Directors
9 Approve 2015 Report on Performance of For For Management
Independent Directors
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Routine Related Party For For Management
Transactions in Respect of Funds
Utilization and Financial Product
Business
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: AUG 25, 2015 Meeting Type: Special
Record Date: AUG 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity of For For Management
Zhejiang Zhongyi Pharmaceutical Co.,
Ltd.
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: NOV 13, 2015 Meeting Type: Special
Record Date: NOV 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increasing Capital and For For Management
Providing Loans to Wholly Owned
Subsidiary, Shenzhen Huarun Jiuxin
Pharmaceutical Co., Ltd.
2 Approve Investment in Financial For For Management
Products
3 Approve Appointment of 2015 Auditor For For Management
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: DEC 28, 2015 Meeting Type: Special
Record Date: DEC 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Liqiang as Non-Independent None For Shareholder
Director
1.2 Elect Wen Quan as Non-Independent None For Shareholder
Director
1.3 Elect Wen Jingwen as Non-Independent None For Shareholder
Director
2 Elect Liu Wentao as Supervisor None For Shareholder
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 23, 2016 Meeting Type: Annual
Record Date: MAY 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For Did Not Vote Management
Directors
2 Approve Report of the Board of For Did Not Vote Management
Supervisors
3 Approve Financial Statements For Did Not Vote Management
4 Approve Profit Distribution For Did Not Vote Management
5 Approve Annual Report and Summary For Did Not Vote Management
6 Approve 2016 Daily Related-party For Did Not Vote Management
Transactions
7.1 Elect Li Guohui as Supervisor None Did Not Vote Shareholder
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CHINA SOUTH PUBLISHING & MEDIA GROUP CO LTD
Ticker: 601098 Security ID: Y15174108
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
6 Approve Annual Report and Its Summary For For Management
7 Approve Profit Distribution For For Management
8 Approve Financial Statements For For Management
9 Approve Appointment of Ruihua CPAs as For For Management
Financial Auditor and Internal Control
Auditor
10 Approve Signing of Financial Services For For Management
Agreement with Controlling Shareholders
11 Approve 2015 Daily Related-party For For Management
Transactions and 2016 Daily
Related-party Transactions
12 Approve Expansion of Business Scope For For Management
and Amend Articles of Association
13.01 Elect Peng Bo as Non-Independent For For Management
Director
14.01 Elect He Xiaogang as Independent For For Management
Director
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: AUG 31, 2015 Meeting Type: Special
Record Date: AUG 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of Issued A Share For For Management
Capital
1.1 Approve Method of Share Repurchase For For Management
1.2 Approve Price Range of the Share For For Management
Repurchase
1.3 Approve Type, Quantity and Proportion For For Management
to the Total Share Capital
1.4 Approve Total Proceeds of the Share For For Management
Repurchase and the Source of Funding
1.5 Approve Period of Share Repurchase For For Management
1.6 Approve Resolution Validity Period For For Management
2 Authorize Board to Handle All Matters For For Management
Related to the Repurchase of Issued A
Share Capital
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CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Ticker: 200625 Security ID: Y1584K100
Meeting Date: MAR 23, 2016 Meeting Type: Special
Record Date: MAR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Xu Liuping as Non-Independent For For Management
Director
2.2 Elect Zhang Baolin as Non-Independent For For Management
Director
2.3 Elect Zhu Huarong as Non-Independent For For Management
Director
2.4 Elect Zhou Zhiping as Non-Independent For For Management
Director
2.5 Elect Tan Xiaogang as Non-Independent For For Management
Director
2.6 Elect Wang Xiaoxiang as For For Management
Non-Independent Director
2.7 Elect Wang Kun as Non-Independent For For Management
Director
2.8 Elect Shuai Tianlong as Independent For For Management
Director
2.9 Elect Liu Jipeng as Independent For For Management
Director
2.10 Elect Li Xiang as Independent Director For For Management
2.11 Elect Li Qingwen as Independent For For Management
Director
2.12 Elect Tan Xiaosheng as Independent For For Management
Director
2.13 Elect Hu Yu as Independent Director For For Management
2.14 Elect Pang Yong as Independent Director For For Management
2.15 Elect Chen Quanshi as Independent For For Management
Director
3.1 Elect Xiao Yong as Supervisor For For Management
3.2 Elect Sun Dahong as Supervisor For For Management
3.3 Elect Zhao Huixia as Supervisor For For Management
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CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Ticker: 200625 Security ID: Y1584K100
Meeting Date: APR 29, 2016 Meeting Type: Special
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For Against Management
2.2 Approve Issue Manner and Issue Time For Against Management
2.3 Approve Issue Price and Pricing Basis For Against Management
2.4 Approve Issue Size For Against Management
2.5 Approve Target Subscribers and For Against Management
Subscription Method
2.6 Approve Use of Proceeds For Against Management
2.7 Approve Distribution Arrangement of For Against Management
Cumulative Earnings
2.8 Approve Lock-up Period Arrangement For Against Management
2.9 Approve Listing Exchange For Against Management
2.10 Approve Contractual Obligations and For Against Management
Liabilities for the Related
Subscription Agreement
2.11 Approve Resolution Validity Period For Against Management
3 Approve Plan on Private Placement of For Against Management
Shares
4 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
5 Approve Related Party Transactions in For Against Management
Connection to Private Placement
6 Approve Risk Alert of Dilution of For Against Management
Current Returns and the Relevant
Measures to be Taken
7 Approve Subscription Agreement and For Against Management
Related Transactions
8 Approve Report on the Usage of For Against Management
Previously Raised Funds
9 Approve Exemption from the Tender For Against Management
Offer Obligation by China Chang'an
Automobile Group Co., Ltd
10 Approve Authorization of Board to For Against Management
Handle All Related Matters
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CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Ticker: 200625 Security ID: Y1584K100
Meeting Date: MAY 24, 2016 Meeting Type: Annual
Record Date: MAY 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve 2015 Financial Statements and For For Management
2016 Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve 2016 Daily Related-party For For Management
Transactions
7 Approve 2016 Investment Plan For For Management
8 Approve 2016 Financing Plan For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve Signing of Financial Services For Against Management
Agreement with Chongqing Auto Finance
Co., Ltd.
11 Amend Management System of For For Management
Non-routinary Business Hierarchical
Authorization
12 Approve Signing of Financial Services For Against Management
Agreement with China South Industries
Group Finance Co., Ltd,
13 Approve Development of Trade Financing For For Management
Through United Prosperity Investment
Co., Ltd.
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: AUG 25, 2015 Meeting Type: Special
Record Date: AUG 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Class of Shares to be Issued For Against Management
in Relation to the Issuance of New H
Shares
1.02 Approve Issue Time in Relation to the For Against Management
Issuance of New H Shares
1.03 Approve Issue Method in Relation to For Against Management
the Issuance of New H Shares
1.04 Approve Target Subscribers in Relation For Against Management
to the Issuance of New H Shares
1.05 Approve Number of Shares to be Issued For Against Management
in Relation to the Issuance of New H
Shares
1.06 Approve Issue Price in Relation to For Against Management
the Issuance of New H Shares
1.07 Approve Subscription Method in For Against Management
Relation to the Issuance of New H
Shares
1.08 Approve Accumulated Profits in For Against Management
Relation to the Issuance of New H
Shares
1.09 Approve Use of Proceeds in Relation to For Against Management
the Issuance of New H Shares
1.10 Approve Resolution Validity Period in For Against Management
Relation to the Issuance of New H
Shares
1.11 Authorize Board to Handle Relevant For Against Management
Matters in Relation to Amendments to
the Articles of Association
1.12 Authorize Board to Deal with All For Against Management
Matters in Relation to the Issuance of
New H Shares
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: AUG 25, 2015 Meeting Type: Special
Record Date: AUG 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Class of Shares to be Issued For Against Management
in Relation to the Issuance of New H
Shares
1.02 Approve Issue Time in Relation to the For Against Management
Issuance of New H Shares
1.03 Approve Issue Method in Relation to For Against Management
the Issuance of New H Shares
1.04 Approve Target Subscribers in Relation For Against Management
to the Issuance of New H Shares
1.05 Approve Number of Shares to be Issued For Against Management
in Relation to the Issuance of New H
Shares
1.06 Approve Issue Price in Relation to For Against Management
the Issuance of New H Shares
1.07 Approve Subscription Method in For Against Management
Relation to the Issuance of New H
Shares
1.08 Approve Accumulated Profits in For Against Management
Relation to the Issuance of New H
Shares
1.09 Approve Use of Proceeds in Relation to For Against Management
the Issuance of New H Shares
1.10 Approve Resolution Validity Period in For Against Management
Relation to the Issuance of New H
Shares
1.11 Authorize Board to Handle Relevant For Against Management
Matters in Relation to Amendments to
the Articles of Association
1.12 Authorize Board to Deal with All For Against Management
Matters in Relation to the Issuance of
New H Shares
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DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: SEP 15, 2015 Meeting Type: Special
Record Date: SEP 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Business Scope and For For Management
Amend Articles of Association to
Reflect the Change
2.01 Elect Zhao Chunlei as Non-Independent None For Shareholder
Director
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DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAR 29, 2016 Meeting Type: Special
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Yang Wandong as Independent For For Management
Director
1.02 Elect Zan Zhihong as Independent For For Management
Director
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DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAY 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and 2016 For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Expansion of Business Scope For For Management
and Amend Articles of Association
7 Approve Issuance of Short-term For For Management
Financial Bill
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
9 Approve Re-appointment of Auditor For For Management
10.01 Elect Liu Xingwu as Supervisor For For Management
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DONG-E-E-JIAO CO., LTD.
Ticker: 000423 Security ID: Y7689C109
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAY 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Duty Fulfillment Report of the For For Management
Independent Directors
7 Approve 2016 Daily Related-party For For Management
Transactions
8 Approve Investment in Financial For For Management
Products
9.1 Elect Wu Jun as Non-Independent For For Management
Director
9.2 Elect Li Guohui as Non-Independent For For Management
Director
10 Elect Feng Yi as Supervisor For For Management
11 Approve Appointment of Auditors and For For Management
Fix the Remuneration
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GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: SEP 08, 2015 Meeting Type: Special
Record Date: AUG 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Loan Guarantees For For Management
to Subsidiaries
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HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 Security ID: Y3122A107
Meeting Date: DEC 28, 2015 Meeting Type: Special
Record Date: DEC 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of New Shares
2.00 Approve Private Placement of New A For For Management
Shares
2.01 Approve Issue Manner For For Management
2.02 Approve Share Type and Par Value For For Management
2.03 Approve Issue Size For For Management
2.04 Approve Target Subscribers For For Management
2.05 Approve Subscription Method For For Management
2.06 Approve Listing Exchange For For Management
2.07 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Method
2.08 Approve Intended Usage of Raised Funds For For Management
2.09 Approve Lock-up Period For For Management
2.10 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.11 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
New A Shares
4 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Related Party Transactions in For For Management
Connection to Private Placement
7 Approve Signing of Conditional Equity For For Management
Transfer Agreement with Pinggao Group
Co., Ltd.
8 Approve Signing of Conditional Equity For For Management
Transfer Agreement with Shanghai
Tianling Switch Factory Co., Ltd.
9 Approve Profit Forecast Compensation For For Management
Agreement with Pinggao Group Co., Ltd.
10 Approve Authorization of Board to For For Management
Handle All Matters Related to Private
Placement
11 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
12 Approve Establishment of Subsidiary in For For Management
India
13 Approve Signing of Conditional Capital For For Management
Increase Agreement with Shanghai
Jiajia (Group) Co., Ltd.
14 Approve Amendments to Articles of For For Management
Association
15 Approve Shareholder Return Plan in the For For Management
Next Three Years (2015-2017)
16 Approve Audit Report, Pro Forma Audit For For Management
Report, Evaluation Report and Profit
Forecast Report
17 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis and Conclusion
and the Relevance of Valuation Approach
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HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 Security ID: Y3122A107
Meeting Date: MAR 18, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Financial Statements For For Management
4 Approve 2016 Financial Budget Report For For Management
5 Approve 2015 Profit Distribution For For Management
6 Approve 2015 Daily Related-party For For Management
Transactions and Approve 2016 Daily
Related-party Transactions
7 Approve 2015 Annual Report and Summary For For Management
8 Approve Re-appointment of 2016 Auditor For For Management
and Internal Control Auditor
9 Approve Change in Provision for Bad For For Management
Debts
10 Approve Application for Comprehensive For For Management
Credit Lines from Bank
11 Approve 2015 Report of the Independent For For Management
Directors
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HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 Security ID: Y3122A107
Meeting Date: MAR 24, 2016 Meeting Type: Special
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of New Shares
2.00 Approve Adjustment to Private For For Management
Placement of New A Shares
2.01 Approve Issue Size For For Management
2.02 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Method
2.03 Approve Resolution Validity Period For For Management
3 Approve Adjustment to Plan on Private For For Management
Placement of New A Shares
4 Approve Adjustment to Feasibility For For Management
Analysis Report on the Intended Usage
of Raised Funds
5 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
6 Approve Commitments of Directors and For For Management
Senior Management in Connection to the
Counter-dilution Measures of the
Private Placement
7 Approve Commitment of Controlling For For Management
Shareholder in Connection to the
Counter-dilution Measures of the
Private Placement
8 Approve Authorization of Board to For For Management
Handle All Matters Related to Private
Placement
--------------------------------------------------------------------------------
HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 Security ID: Y3122A107
Meeting Date: APR 29, 2016 Meeting Type: Special
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ren Weili as Non-Independent For For Shareholder
Director
2 Approve Issuance of Ultra Short-term For For Management
Financial Bill
3 Approve Appointment of Main For For Management
Underwriter in Connection to the
Issuance of Ultra Short-term Financial
Bill
4 Approve Expansion of Business Scope For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
HUALAN BIOLOGICAL ENGINEERING, INC.
Ticker: 002007 Security ID: Y3737H125
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Annual Report and Summary For For Management
4 Approve 2015 Financial Statements For For Management
5 Approve 2015 Profit Distribution For For Management
6 Approve Use of Own Funds to Invest in For Against Management
Financial Products
7 Approve Appointment of 2016 Auditor For For Management
8 Approve Guarantee Provision to For For Management
Associate Company
9.1.1 Elect An Kang as Non-independent None For Shareholder
Director
9.1.2 Elect Fan Bei as Non-independent None For Shareholder
Director
9.1.3 Elect Wang Qiping as Non-independent None For Shareholder
Director
9.1.4 Elect An Ying as Non-independent None For Shareholder
Director
9.2.1 Elect Su Zhiguo as Independent Director None For Shareholder
9.2.2 Elect Zhang Jingang as Independent None Against Shareholder
Director
9.2.3 Elect Tian Lijun as Independent None For Shareholder
Director
10.1 Elect Hao Changmei as Supervisor None For Shareholder
10.2 Elect Zhang Zhaofei as Supervisor None For Shareholder
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 601688 Security ID: Y37426106
Meeting Date: MAR 18, 2016 Meeting Type: Special
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Chen Chuanming as Director For For Management
1.02 Elect Yang Xiongsheng as Director For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: DEC 21, 2015 Meeting Type: Special
Record Date: NOV 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hong Yongmiao as Director For For Management
2 Elect Yang Siu Shun as Director For For Management
3 Elect Qu Qiang as Supervisor For For Management
4 Amend Plan on Authorization of the For For Management
Shareholders' General Meeting to the
Board of Directors
5 Approve Payment Plan of Remuneration For For Management
to Directors and Supervisors for 2014
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 24, 2016 Meeting Type: Annual
Record Date: MAY 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Work Report of the Board For For Management
of Directors
2 Approve 2015 Work Report of the Board For For Management
of Supervisors
3 Elect Yi Huiman as Director For For Management
4 Elect Shen Si as Director For For Management
5 Elect Zhang Wei as Supervisor For For Management
6 Elect Shen Bingxi as Supervisor For For Management
7 Approve 2015 Audited Accounts For For Management
8 Approve 2015 Profit Distribution Plan For For Management
9 Approve 2016 Fixed Asset Investment For For Management
Budget
10 Approve Proposal in Respect of the For For Management
Issue of Eligible Tier-2 Capital
Instruments with Write- Down Feature
of up to 88 Billion
11 Approve KPMG Huazhen (Special General For For Management
Partnership) as the Domestic External
Auditor of the Bank and KPMG as the
International External Auditor
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y40847108
Meeting Date: JUL 27, 2015 Meeting Type: Special
Record Date: JUL 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Manner of Share Repurchase and For For Management
the Usage of the Shares to Be
Repurchased
1.02 Approve Price or Price Range and For For Management
Pricing Principle of the Share
Repurchase
1.03 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.04 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
1.05 Approve Period of the Share Repurchase For For Management
1.06 Approve Resolution Validity Period For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y40847108
Meeting Date: FEB 03, 2016 Meeting Type: Special
Record Date: JAN 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Certain Equity For For Management
in Yogurt Holding (Cayman) Ltd by
Investment Entities formed by Partial
Employees
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y40847108
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: APR 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Annual Report and Summary For For Management
2 Approve 2015 Report of the Board of For For Management
Directors
3 Approve 2015 Report of the Board of For For Management
Supervisors
4 Approve 2016 Operation Plan and For For Management
Investment Plan
5 Approve 2015 Financial Statements and For For Management
2016 Financial Budget Report
6 Approve 2015 Profit Distribution For For Management
7 Approve 2015 Report of the Independent For For Management
Directors
8 Approve Authorization by the Board to For For Management
Subsidiaries Under Guarantee for the
2016 Guarantee Provision to Industry
Chain Partners as well as Information
Disclosure
9 Amend Articles of Association For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
13 Approve Appointment of Da Hua CPAs as For For Management
2016 Financial and Internal Control
Auditor as well as Fixing Its
Remuneration
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 177 Security ID: Y4443L111
Meeting Date: FEB 25, 2016 Meeting Type: Special
Record Date: JAN 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chang Qing as Director For For Management
2 Elect Shang Hong as Director For For Management
3 Elect Chen Xianghui as Supervisor For For Management
4 Elect Pan Ye as Supervisor For For Management
5 Elect Ren Zhou Hua as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 177 Security ID: Y4443L111
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: MAY 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Supervisory For For Management
Committee
3 Approve 2015 Audit Report For For Management
4 Approve 2015 Final Account Report For For Management
5 Approve 2016 Financial Budget Report For For Management
6 Approve 2015 Final Profit Distribution For For Management
Plan and Final Dividend
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Internal Control Auditor and Authorize
Board to Fix Their Remuneration
9 Approve Issuance of Ultra-short-term For For Management
Financial Bills
10 Elect Lin Hui as Director For For Management
--------------------------------------------------------------------------------
KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: APR 19, 2016 Meeting Type: Annual
Record Date: APR 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Financial Statements For For Management
4 Approve 2015 Annual Report and Summary For For Management
5 Approve 2015 Profit Distribution For For Management
6 Approve 2015 Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve 2015 Internal Control For For Management
Self-Evaluation Report
8 Approve Re-appointment of Auditor For For Management
9 Approve Application of Bank Credit For For Management
Lines
10 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiaries
11 Approve Use of Idle Raised Funds to For For Management
Conduct Cash Management
12 Approve Change in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: APR 26, 2016 Meeting Type: Special
Record Date: APR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision to For For Management
Wholly-owned Indirect Subsidiary
Kingenta Investco GmbH
--------------------------------------------------------------------------------
KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: JUN 20, 2016 Meeting Type: Special
Record Date: JUN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: SEP 16, 2015 Meeting Type: Special
Record Date: SEP 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Elect Li Baofang as Non-Independent For For Management
Director
5 Approve Provision of Financial For Against Management
Services by Company's Subsidiary to
Company's Controlling Shareholder and
Its Subsidiaries
--------------------------------------------------------------------------------
NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: APR 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Financial Statements For For Management
2 Approve 2015 Profit Distribution For For Management
3 Approve 2015 Report of the Independent For For Management
Directors
4 Approve 2015 Report of the Board of For For Management
Directors
5 Approve 2015 Report of the Board of For For Management
Supervisors
6 Approve 2015 Annual Report and Summary For For Management
7 Approve 2016 Financial Budget Report For For Management
8 Approve Daily Related-party For For Management
Transactions and 2016 Financial
Service Agreement with Related-party
9 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
10 Approve Adjust the Allowance of For For Management
Independent Directors
11 Approve Change in Business Scope and For For Management
Amend Articles of Association
12.01 Elect Xi Guofu as Non-Independent For For Management
Director
12.02 Elect Wu Weining as Non-Independent For For Management
Director
12.03 Elect Hu Jiangyi as Non-Independent For For Management
Director
12.04 Elect Zhang Ningjie as Non-Independent For For Management
Director
12.05 Elect Ji Kan as Non-Independent For For Management
Director
12.06 Elect Zheng Yuping as Non-Independent For For Management
Director
12.07 Elect Zheng Zongqiang as For For Management
Non-Independent Director
12.08 Elect Min Tao as Non-Independent For For Management
Director
13.01 Elect Zheng Chuiyong as Independent For For Management
Director
13.02 Elect Zeng Ming as Independent Director For For Management
13.03 Elect Liu Xiangming as Independent For For Management
Director
13.04 Elect Chang Guihua as Independent For For Management
Director
14.01 Elect Zhang Jianwei as Supervisor For For Management
14.02 Elect Ding Haidong as Supervisor For For Management
14.03 Elect Zhang Guohui as Supervisor For For Management
14.04 Elect Sheng Fang as Supervisor For For Management
--------------------------------------------------------------------------------
POLY REAL ESTATE GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: SEP 11, 2015 Meeting Type: Special
Record Date: SEP 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2.00 Approve Corporate Bond Issuance For For Management
2.01 Approve Issue Size and Par Value For For Management
2.02 Approve Bond Maturity For For Management
2.03 Approve Bond Interest Rate and Method For For Management
of Determination
2.04 Approve Issue Manner For For Management
2.05 Approve Guarantee Provision For For Management
2.06 Approve Arrangement on Redemption and For For Management
Sale-back
2.07 Approve Intended Usage of Raised Funds For For Management
2.08 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
2.09 Approve Underwriting Method and For For Management
Listing Exchange
2.10 Approve Creditworthiness and Safeguard For For Management
Measures of Debts Repayment
2.11 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
POLY REAL ESTATE GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: MAY 05, 2016 Meeting Type: Annual
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve 2016 Investment Plan For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Annual Report and Summary For For Management
7 Approve 2016 Guarantee Plan For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Related Party Transactions For For Management
with Poly Finance Co., Ltd.
10 Approve Related Party Transactions For For Management
with Joint Ventures and Associated
Enterprises
11 Approve Extension of Resolution For For Management
Validity Period of 2015 Private
Placement
12 Approve Extension of Authorization of For For Management
the Board to Handle Matters on 2015
Private Placement
13 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
14.01 Approve Issue Size and Par Value For For Management
14.02 Approve Bond Maturity For For Management
14.03 Approve Bond Interest Rate and Method For For Management
of Determination
14.04 Approve Issue Manner For For Management
14.05 Approve Guarantee Arrangement For For Management
14.06 Approve Arrangement on Redemption and For For Management
Sale-back
14.07 Approve Interest on Deferred Payment For For Management
Terms
14.08 Approve Deferred Interest Payments For For Management
Restrictions
14.09 Approve Intended Usage of Raised Funds For For Management
14.10 Approve Target Subscriber and Placing For For Management
Arrangement for Shareholders
14.11 Approve Underwriting Method and For For Management
Listing Arrangement
14.12 Approve Creditworthiness and Safeguard For For Management
Measures of Debts Repayment
14.13 Approve Resolution Validity Period For For Management
15 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: AUG 24, 2015 Meeting Type: Special
Record Date: AUG 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Repurchase of Share Through For For Management
Centralized Auction
1.01 Approve Purpose of Repurchase For For Management
1.02 Approve Manner and Usage of Repurchase For For Management
1.03 Approve Price Range and Pricing For For Management
Principle of the Share Repurchase
1.04 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.05 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
1.06 Approve Period of the Share Repurchase For For Management
1.07 Approve Estimated Changes Due to For For Management
Repurchase of Company's Equity
1.08 Approve Financial and Future Major For For Management
Development Impact Analysis of
Management Due to Share Repurchase
1.09 Approve Authorization of Board to For For Management
Handle All Matters Related
2 Approve Amendments to Articles of For For Management
Association to Reflect Changes in
Capital
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: JAN 07, 2016 Meeting Type: Special
Record Date: DEC 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Acquisition of Equity of
Foreign Joint Ventures from Haier
Group Co.
2 Approve Change of Partial Asset For For Management
Injection Commitment of Haier Group Co.
3 Approve Entrusted Management of For For Management
Qingdao Haier Optoelectronic Co., Ltd.
4 Approve Continued Suspension of For For Management
Trading for Not More Than 2 Months
Beginning February 2, 2016
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: MAR 31, 2016 Meeting Type: Special
Record Date: MAR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Notion that Company's Plan For For Management
for Major Asset Purchasing Complies
with Relevant Laws and Regulations
2 Approve the Notion That This For For Management
Transaction Does Not Constitute as
Related-Party Transaction
3 Approve Major Asset Purchasing Plan For For Management
3.01 Approve Overview of Transaction Plan For For Management
3.02 Approve Transaction Parties For For Management
3.03 Approve Target Assets For For Management
3.04 Approve Transaction Price For For Management
3.05 Approve Payment Manner For For Management
3.06 Approve Financing Arrangement For For Management
4 Approve Appraisal Report of the For For Management
Transaction
5 Approve Report (Draft) on Company's For For Management
Major Assets Purchase and Its Summary
6 Approving Signing of Equity and Assets For For Management
Purchase Agreement with General
Electric Company
7 Approve the Notion that the For For Management
Transaction Complies with Article IV
of Provisions on Several Issues
Regulating the Major Asset
Restructuring of Listed Companies
8 Approve the Completeness and For For Management
Compliance of Implementation of Legal
Proceedings of the Transactions and
Validity of the Submitted Legal
Documents Regarding this Transaction
9 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
10 Approve Related Accounting Policies For For Management
Discrepancy Verification Report of
this Transaction
1 Approve Authorization of the Board to For For Management
Handle All Matter Related to the Major
Assets Purchasing Plan
12 Approve Application of Merger & For For Management
Acquisition Loan from China
Development Bank as well as
Authorization of Board to Handle All
the Matters Related to Its Application
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: MAY 31, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Internal Control For For Management
Self-Evaluation Report
7 Approve Appointment of Auditor For For Management
8 Approve Signing of Related-party For For Management
Transactions Framework Agreement and
2016 Estimated Daily Related-party
Transactions
9 Approve 2016 Provision of Guarantees For For Management
to Subsidiaries
10 Approve Allowances of Directors For For Management
11 Approve Core Employee Share Purchase For For Management
Plan (Draft) and Summary
12 Approve Authorization of the Board to For For Management
Handle All Related Matters in
Connection to Employee Share Purchase
Plan
13 Approve Amendments to Articles of For For Management
Association
14 Approve Formulation of External For For Management
Guarantees Management System
15.01 Elect Liang Haishan as Non-Independent For For Management
Director
15.02 Elect Tan Lixia as Non-Independent For For Management
Director
15.03 Elect Liu Haifeng as Non-Independent For For Management
Director
15.04 Elect Wu Changqi as Non-Independent For For Management
Director
15.05 Elect Peng Jianfeng as Non-Independent For For Management
Director
15.06 Elect Zhou Honbo as Non-Independent For For Management
Director
16.01 Elect Wu Cheng as Independent Director For For Management
16.02 Elect Shi Tiantao as Independent For For Management
Director
16.03 Elect Dai Deming as Independent For For Management
Director
17.01 Elect Wang Peihua as Supervisor For For Management
17.02 Elect Ming Guoqing as Supervisor For For Management
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: DEC 11, 2015 Meeting Type: Special
Record Date: DEC 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of New A Shares
2.00 Approve Private Placement of New A For For Management
Shares
2.01 Approve Share Type and Par Value For For Management
2.02 Approve Issue Manner For For Management
2.03 Approve Target Subscribers For For Management
2.04 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.05 Approve Issue Size and Subscription For For Management
Method
2.06 Approve Lock-up Period For For Management
2.07 Approve Listing Exchange For For Management
2.08 Approve Amount and Intended Usage of For For Management
Raised Funds
2.09 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
4 Approve Draft of Core Employees Share For For Management
Purchase Plan (Subscription Through
Private Placement) and Its Summary
5 Approve Plan on Private Placement of For For Management
New A Shares
6 Approve Conditional Shares For For Management
Subscription Agreement with Shanghai
Automobile Industry (Group) Main Office
7 Approve Conditional Shares For For Management
Subscription Agreement with Changjiang
Pension Insurance Co., Ltd.
8 Approve Related Party Transactions in For For Management
Connection to Private Placement
9 Approve Report on the Usage of For For Management
Previously Raised Funds
10 Approve Shareholder Return Plan in the For For Management
Next Three Years (2015-2017)
11 Approve Authorization of Board to For For Management
Handle All Matters Related to Core
Employee Share Purchase Plan
12 Approve Authorization of Board to For For Management
Handle All Matters Related to Private
Placement of New A Shares
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: FEB 03, 2016 Meeting Type: Special
Record Date: JAN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Impact of Dilution in For For Management
Spot-return to Company's Key Financial
Index and Counter-dilution Measures in
Connection to the Private Placement
2 Approve Commitment by Related Parties For For Management
Regarding Counter-dilution Measures in
Connection to the Private Placement
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAY 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Provision of Guarantee to For For Management
GMACSAIC Automotive Finance Co., Ltd.
8 Approve Provision of Guarantee by For For Management
Huayu Automotive Systems Co., Ltd. to
Huayu Kolbenschmidt Aluminum
Technology Co., Ltd.
9 Approve Provision of Guarantees by For For Management
Subsidiaries of Huayu Automotive
Systems Co., Ltd. to Its Controlled
Subsidiaries
10 Approve Appointment of Deloitte Touche For For Management
Tohmatsu CPA as Financial Auditor
11 Approve Appointment of Deloitte Touche For For Management
Tohmatsu CPA as Internal Control
Auditor
12 Elect Li Ruoshan as Independent For For Management
Director
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: NOV 18, 2015 Meeting Type: Special
Record Date: NOV 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Resignation of Cao Wenjian as For For Management
Supervisor
1.02 Approve Resignation of Liu Xiangmin as For For Management
Supervisor
1.03 Approve Resignation of Wang Bin as For For Management
Supervisor
2.01 Elect Yang Yuluo as Independent None For Shareholder
Director
3.01 Elect Shen Shujun as Supervisor None For Shareholder
3.02 Elect Shen Xiaoling as Supervisor None For Shareholder
3.03 Elect Liu Shaojie as Supervisor None For Shareholder
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: JUN 29, 2016 Meeting Type: Annual
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of 2016 Financial For For Management
Auditor
6 Approve Appointment of 2016 Internal For For Management
Control Auditor
7.01 Elect Jia Ruijun as Non-Independent None For Shareholder
Director
7.02 Elect Yuan Shunzhou as Non-Independent None For Shareholder
Director
7.03 Elect Wang Xu as Non-Independent None For Shareholder
Director
7.04 Elect Yu Zhou as Non-Independent None For Shareholder
Director
7.05 Elect Yang Peng as Non-Independent None For Shareholder
Director
7.06 Elect Huang Zhenglin as None For Shareholder
Non-Independent Director
8.01 Elect Chen Derong as Independent None For Shareholder
Director
8.02 Elect Yang Yuluo as Independent None For Shareholder
Director
8.03 Elect He Wanpeng as Independent None For Shareholder
Director
9.01 Elect Xin Shujun as Supervisor None For Shareholder
9.02 Elect Shen Xiaoling as Supervisor None For Shareholder
9.03 Elect Liu Shaojie as Supervisor None For Shareholder
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S116
Meeting Date: JUN 28, 2016 Meeting Type: Annual
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Final Accounts Report For For Management
4 Approve 2016 Financial Budget For For Management
5 Approve 2015 Profit Distribution Plan For For Management
6 Approve Payment of Auditor's Fees for For For Management
2015
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor and
PricewaterhouseCoopers as
International Auditor
8 Approve 2016 Proposal Regarding For For Management
External Guarantees
9 Approve Renewal of Financial Services For For Management
Agreement with Shanghai Shangshi Group
Finance Co., Ltd. and Continuing
Connected Transactions
10 Approve Renewal of Jiangxi Nanhua For For Management
Medicines Continuing Connected
Transactions Framework Agreement and
Continuing Connected Transactions
11 Approve Formulation of the For For Management
Implementation Rules of Cumulative
Voting System
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Issuance of Debt Financing For For Management
Products
14 Amend Articles of Association For For Management
15.01 Elect Zhou Jie as Director For For Management
15.02 Elect Cho Man as Director For For Management
15.03 Elect Li Yongzhong as Director For For Management
15.04 Elect Shen Bo as Director For For Management
15.05 Elect Li An as Director For For Management
16.01 Elect Wan Kam To as Director For Against Management
16.02 Elect Tse Cho Che, Edward as Director For For Management
16.03 Elect Cai Jiangnan as Director For For Management
16.04 Elect Hong Liang as Director For For Management
17.01 Elect Xu Youli as Supervisor For For Management
17.02 Elect Xin Keng as Supervisor For For Management
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S108
Meeting Date: JUN 28, 2016 Meeting Type: Annual
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Final Accounts Report For For Management
4 Approve 2016 Financial Budget For For Management
5 Approve 2015 Profit Distribution Plan For For Management
6 Approve Payment of Auditor's Fees for For For Management
2015
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor and
PricewaterhouseCoopers as
International Auditor
8 Approve 2016 Proposal Regarding For For Management
External Guarantees
9 Approve Renewal of Financial Services For Against Management
Agreement with Shanghai Shangshi Group
Finance Co., Ltd. and Continuing
Connected Transactions
10 Approve Renewal of Jiangxi Nanhua For For Management
Medicines Continuing Connected
Transactions Framework Agreement and
Continuing Connected Transactions
11 Approve Formulation of the For For Management
Implementation Rules of Cumulative
Voting System
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Issuance of Debt Financing For For Management
Products
14 Amend Articles of Association For For Management
15.01 Elect Zhou Jie as Director For For Management
15.02 Elect Cho Man as Director For For Management
15.03 Elect Li Yongzhong as Director For For Management
15.04 Elect Shen Bo as Director For For Management
15.05 Elect Li An as Director For For Management
16.01 Elect Wan Kam To as Director For Against Management
16.02 Elect Tse Cho Che, Edward as Director For For Management
16.03 Elect Cai Jiangnan as Director For For Management
16.04 Elect Hong Liang as Director For For Management
17.01 Elect Xu Youli as Supervisor For For Management
17.02 Elect Xin Keng as Supervisor For For Management
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SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: JUL 01, 2015 Meeting Type: Special
Record Date: JUN 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Assets Purchase by Issuance of New
Shares
2.00 Approve Related Party Transaction For For Management
Regarding Asset Purchase by Issuance
of New Shares
2.01 Approve Transaction Counterparty For For Management
2.02 Approve Target Assets For For Management
2.03 Approve Trasaction Price For For Management
2.04 Approve Payment Method of Consideration For For Management
2.05 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.06 Approve Attribution of Profit and Loss For For Management
During the Transition Period
2.07 Approve the Notion That This For For Management
Transaction Constitute as
Related-Party Transaction
2.08 Approve the Notion That This For For Management
Transaction Does Not Constitute as
Major Asset Restructuring
2.09 Approve the Notion That This For For Management
Transaction Does Not Constitute as
Back-door Listing
2.10 Approve Share Type and Par Value For For Management
2.11 Approve Issue Manner For For Management
2.12 Approve Target Subscribers For For Management
2.13 Approve Issue Price and Pricing Basis For For Management
2.14 Approve Issue Size For For Management
2.15 Approve Lock-up Period For For Management
2.16 Approve Listing Exchange For For Management
2.17 Approve Resolution Validity Period For For Management
3 Approve Report (Draft) on Company's For For Management
Related Party Transaction Regarding
Assets Purchase by Issuance of New
Shares and Its Summary
4 Approve the Notion That Company's For For Management
Asset Purchase by Issuance of New
Shares Constitute as Related-Party
Transaction
5 Approve Conditional Asset Purchase by For For Management
Issuance of New Shares Agreement
6 Approve Counter-dilution Measures in For For Management
Connection to the Asset Purchase by
Issuance of New Shares
7 Approve the Fairness and Basis in For For Management
Determining the Transaction Price
8 Approve Relevant Audit Report, Review For For Management
Report of the Pro Forma Financial
Report and Appraisal Report
9 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
10 Approve the Notion that the For For Management
Transaction Complies with Article IV
of Provisions on Several Issues
Regulating the Major Asset
Restructuring of Listed Companies
11 Approve the Completeness and For For Management
Compliance of Implementation of Legal
Proceedings of the Transactions and
Validity of the Submitted Legal
Documents Regarding this Transaction
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
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SHENZHEN OVERSEAS CHINESE TOWN HOLDING CO., LTD
Ticker: 000069 Security ID: Y7742V102
Meeting Date: NOV 06, 2015 Meeting Type: Special
Record Date: OCT 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary Shenzhen
Overseas Chinese Town Asset Management
Co., Ltd.
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SHENZHEN OVERSEAS CHINESE TOWN HOLDING CO., LTD
Ticker: 000069 Security ID: Y7742V102
Meeting Date: DEC 29, 2015 Meeting Type: Special
Record Date: DEC 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2 Approve Corporate Bond Issuance For For Management
2.1 Approve Par Value and Issue Size For For Management
2.2 Approve Bond Maturity For For Management
2.3 Approve Bond Interest Rate and For For Management
Repayment Method
2.4 Approve Issue Manner For For Management
2.5 Approve Guarantee Arrangement For For Management
2.6 Approve Arrangement on Redemption and For For Management
Sale-back
2.7 Approve Intended Usage of Raised Funds For For Management
2.8 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
2.9 Approve Underwriting Method and For For Management
Listing Arrangement
2.10 Approve Creditworthiness and Safeguard For For Management
Measures of Debts Repayment
2.11 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
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SHENZHEN OVERSEAS CHINESE TOWN HOLDING CO., LTD
Ticker: 000069 Security ID: Y7742V102
Meeting Date: MAY 23, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve 2016-2017 Application of For For Management
Comprehensive Financing Credit Lines
from Banks and Other Financial
Institutions
6 Approve 2016-2017 Application of For For Management
Entrusted Loans to OCT Group
Corporation
7 Approve 2016-2017 Provision of For For Management
Guarantees to Controlled Subsidiaries
by the Company and Controlled
Subsidiaries
8 Approve 2016 Daily Related-party For For Management
Transactions
9 Approve Appointment of Auditor For For Management
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TSINGTAO BREWERY CO., LTD.
Ticker: 600600 Security ID: Y8997D110
Meeting Date: DEC 04, 2015 Meeting Type: Special
Record Date: NOV 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement Related For For Management
Transactions
2 Elect Li Gang as Shareholders' For For Management
Representative Supervisor
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TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D110
Meeting Date: FEB 16, 2016 Meeting Type: Special
Record Date: JAN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Zeng Biao as Director For For Management
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TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D110
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Work Report of the Board For For Management
of Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Financial Statements For For Management
Report
4 Approve 2015 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
7 Elect Fan Wei as Director For For Management
8 Elect Ryoichi Kitagawa as Supervisor For For Management
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TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D102
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Work Report of the Board For For Management
of Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Financial Statements For For Management
Report
4 Approve 2015 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
7 Elect Fan Wei as Director For For Management
8 Elect Ryoichi Kitagawa as Supervisor For For Management
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TSUI WAH HOLDINGS LIMITED
Ticker: 01314 Security ID: G91150105
Meeting Date: AUG 14, 2015 Meeting Type: Annual
Record Date: AUG 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a.1 Elect Cheung Yu To as Director For For Management
3a.2 Elect Yim Kwok Man as Director For For Management
3a.3 Elect Goh Choo Hwee as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO. LTD.
Ticker: 601231 Security ID: Y92776106
Meeting Date: APR 19, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Financial Statements For For Management
4 Approve 2015 Annual Report and Summary For For Management
5 Approve 2015 Profit Distribution For For Management
6 Approve 2016 Bank Credit Line Estimates For Abstain Management
7 Approve 2016 Financial Derivatives For For Management
Trading Forecast Report
8 Approve Re-appointment of Auditor For For Management
9 Approve Re-appointment of Internal For For Management
Control Auditor
10 Approve 2015 Daily Related-party For For Management
Transactions
11 Approve 2016 Daily Related-party For For Management
Transaction Estimates
12 Approve Issuance of Medium-term Notes For For Management
13 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
14 Approve Corporate Bond Issuance For For Management
15 Approve Authorization of the Board to For For Management
Handle All Related Matters
16 Elect Chen Changyi as Non-Independent For For Management
Director
17 Elect Andrew Robert Tang as Supervisor For For Management
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WANGFUJING GROUP CO ., LTD.
Ticker: 600859 Security ID: Y0770F107
Meeting Date: APR 22, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Report of the Board of For For Management
Supervisors
3 Approve 2015 Financial Statements For For Management
4 Approve 2015 Profit Distribution and For For Management
Dividend Distribution
5 Approve 2015 Annual Report and Summary For For Management
6 Approve 2016 Re-appointment of Auditor For For Management
7 Approve Report on the Deposit and For For Management
Usage of Raised Funds and Report on
the Usage of Previously Raised Funds
8 Approve Counter-dilution Measures in For For Management
Connection to Private Placement
9 Elect Liu Yi as Non-Independent None For Shareholder
Director
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YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: MAR 11, 2016 Meeting Type: Special
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Business Scope and For For Management
Amend Articles of Association to
Reflect the Change
2 Elect Liu Jin as Independent Director For For Management
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YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAY 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Its Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2016 Financial Budget Report For For Management
7 Approve Appointment of Union Power For For Management
CPAs Co., Ltd as Auditor (Including
Internal Control Auditor)
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: OCT 30, 2015 Meeting Type: Special
Record Date: OCT 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Jinsong as Non-Independent None For Shareholder
Director
2 Elect Wan Mingzhi as Non-Independent None For Shareholder
Director
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: DEC 28, 2015 Meeting Type: Special
Record Date: DEC 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
2 Approve 2016-2017 Remuneration For For Management
Management System for Company
Professional Managers
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: MAY 24, 2016 Meeting Type: Annual
Record Date: MAY 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and SUmmary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve Provision of Guarantees to For For Management
Controlled Subsidiaries
8 Approve Appointment of Union Power For For Management
CPAs Co., Ltd.
9 Elect Huang Jing as Independent For For Management
Director
10 Approve Cooperative Investment in For For Management
Zhongbai Electronic Payment Services
Co., Ltd. and Related-party
Transactions
11 Approve 2016 Daily Related-Party For For Management
Transactions
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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(Registrant) |
Morgan Stanley China A Share Fund, Inc. | ||
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By (Signature and Title)* |
/s/ John H. Gernon | ||
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John H. Gernon | ||
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President and Principal Executive Officer | ||
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Date |
August 26, 2016 | ||
* Print the name and title of each signing officer under his or her signature.