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UNITED STATES |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
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Investment Company Act file number 811-21926 | ||
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Morgan Stanley China A Share Fund, Inc. | ||
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(Exact name of registrant as specified in charter) | ||
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522 Fifth Avenue, New York, New York |
10036 | |
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(Address of principal executive offices) |
(Zip code) | |
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Mary E. Mullin, Esq. Executive Director Morgan Stanley Investment Management Inc. 522 Fifth Avenue New York, New York 10036 | ||
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(Name and address of agent for service) | ||
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Registrant's telephone number, including area code: 800-231-2608 | ||
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Date of fiscal year end: 12/31 | ||
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Date of reporting period: 7/1/16 – 6/30/17 | ||
*******************************FORM N - Px REPORT*******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2016 - 06/30/2017
Morgan Stanley China A Share Fund, Inc.
==================== Morgan Stanley China A Share Fund, Inc. ===================
AISINO CORP.
Ticker: 600271 Security ID: Y0017G124
Meeting Date: DEC 19, 2016 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Criteria to Select Plan For For Management
Participants
1.02 Approve Source and Number of Underlying For For Management
Stocks
1.03 Approve Allocation of Restricted Stocks For For Management
1.04 Approve Duration, Grant Date, Lock-up For For Management
Period and Unlocking Period
1.05 Approve Grant Price For For Management
1.06 Approve Conditions for Granting and For For Management
Unlocking
1.07 Approve Rule on Non-Transfer and For For Management
Restriction on Sale
1.08 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
1.09 Approve Rights and Obligations of the For For Management
Plan Participants and the Company
1.10 Approve How to Implement the Restricted For For Management
Stock Incentive Plan When There Are
Changes for the Company and Incentive
Objects
1.11 Approve Accounting Treatment For For Management
1.12 Approve Implementing Procedure For For Management
1.13 Approve Principle of Restricted Stock For For Management
Repurchase Cancellation
2 Approve List of Participants for the For For Management
2016 Restricted Stocks Incentive Plan
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
5 Elect Zhang Shaojun as Supervisor For For Management
--------------------------------------------------------------------------------
AISINO CORP.
Ticker: 600271 Security ID: Y0017G124
Meeting Date: APR 13, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Adjustment to 2016 Daily For For Management
Related-party Transactions
5 Approve Annual Report For For Management
6 Approve Profit Distribution For For Management
7 Amend Articles of Association For Abstain Management
8 Approve Appointment of 2017 Auditor For For Management
9 Approve Termination of Acquisition by For For Management
Issuance of Shares as well as
Withdrawal of Application Documents
10 Approve Signing of Asset Purchase For For Management
Termination Agreement and Profit
Commitment Compensation Termination
Agreement
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of Supervisors For For Management
3 Approve 2016 Final Financial Accounts For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve Budget of 2017 Fixed Assets For For Management
Investment
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors in 2015
7 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors in 2015
8 Elect Malcolm Christopher McCarthy as For For Management
Director
9 Elect Feng Bing as Director For For Management
10 Elect Zhu Hailin as Director For For Management
11 Elect Wu Min as Director For For Management
12 Elect Zhang Qi as Director For For Management
13 Elect Guo You as Supervisor For For Management
14 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors and Authorize
Board to Fix Their Remuneration
15 Approve Issuance of Eligible Tier-2 For For Management
Capital Instruments
16.01 Approve Amendments to Articles of For Against Management
Association
16.02 Amend Rules of Procedures Regarding For For Management
General Meetings of Shareholders'
General Meetings
16.03 Amend Rules of Procedures for the Board For For Management
of Directors
16.04 Amend Rules of Procedures for the Board For For Management
of Supervisors
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: JUN 07, 2017 Meeting Type: Special
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision for For For Management
Wholly-owned Subsidiary
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: NOV 16, 2016 Meeting Type: Special
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Board of For For Management
Wuzhen Tours to Provide Guarantee
2 Approve Change in Raised Funds For For Management
Investment Project
--------------------------------------------------------------------------------
CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Elect Zhai Jinbu as Independent For For Management
Directors
8 Approve Shareholder Return Plan in the For Against Management
Next Three Years
9 Approve 2017 Guarantee Plan For Against Management
10 Approve Signing of 2016 Related-party For For Management
Transaction Framework Agreement and
2017 Related-party Transactions
11 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
and Payment of Their Remuneration
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CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: APR 12, 2017 Meeting Type: Special
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Investment Plan For Abstain Management
2 Approve 2017 Draft of Financial Budget For Abstain Management
3 Approve Appointment of Auditor For For Management
4 Approve Appointment of Internal Control For For Management
Auditor
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CHINA INTERNATIONAL TRAVEL SERVICE CORPORATION LIMITED
Ticker: 601888 Security ID: Y149A3100
Meeting Date: MAR 07, 2017 Meeting Type: Special
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
3 Elect Nie Zhongquan as Supervisor None For Shareholder
4.01 Elect Li Gang as Non-Independent None For Shareholder
Director
4.02 Elect Peng Hui as Non-Independent None For Shareholder
Director
4.03 Elect Li Renzhi as Non-Independent None For Shareholder
Director
4.04 Elect Chen Xianjun as Non-Independent None For Shareholder
Director
5.01 Elect Zhang Rungang as Independent None For Shareholder
Director
5.02 Elect Wang Bin as Independent Director None For Shareholder
5.03 Elect Liu Yan as Independent Director None For Shareholder
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CHINA INTERNATIONAL TRAVEL SERVICE CORPORATION LIMITED
Ticker: 601888 Security ID: Y149A3100
Meeting Date: FEB 15, 2017 Meeting Type: Special
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Auditor For For Management
2 Approve Appointment of Internal Control For For Management
Auditor
3 Approve Financial Services Agreement For For Management
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO.,LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of External For For Management
Auditors
7 Approve Daily Related Party Transaction For For Management
8 Approve Deposit and Loan from China For For Management
Merchants Bank
9 Approve 2017 Provision of Guarantee For For Management
Limit to Subsidiary
10 Approve Provision of Financial For For Management
Assistance to Associate Subsidiary
11 Approve Change in Raised Funds For For Management
Investment Project
12 Approve Authorization in Joint For For Management
Investment and Related Party
Transactions
13 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
14 Amend Management System for External For For Management
Donations
15.01 Amend Related-Party Transaction For For Management
Management System
15.02 Amend Management System of Raised Funds For For Management
16 Approve Provision of Guarantee to For For Management
Subsidiary
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CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: NOV 17, 2016 Meeting Type: Special
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Financial Service For Against Management
Agreement
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CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: SEP 09, 2016 Meeting Type: Special
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.01 Elect Luan Tao as Supervisor For For Management
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CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve to Adjust the Allowance of For For Management
Independent Directors
5 Approve Financial Statements For For Management
6 Approve 2017 Financial Budget Report For For Management
7 Approve Profit Distribution For For Management
8 Approve 2017 Investment Plan For For Management
9 Approve Annual Report and Summary For For Management
10 Amend Management System of External For For Management
Guarantee
11 Approve Provision of Guarantee to Hunan For Against Management
Taohuajiang Nuclear Power Co., Ltd.
12 Approve Adjustment on Preliminary For For Management
Design Project for Sanmen Nuclear Power
Phase I
13 Amend Articles of Association None Against Shareholder
14 Amend Rules and Procedures Regarding None Against Shareholder
Meetings of Board of Directors
15.01 Elect Zhang Tao as Non-independent None For Shareholder
Director
15.02 Elect Liu Bin as Non-independent None For Shareholder
Director
15.03 Elect Yu Jinhui as Non-independent None For Shareholder
Director
15.04 Elect Xiao Feng as Non-independent None For Shareholder
Director
15.05 Elect Shi Shuli as Non-independent None For Shareholder
Director
16.01 Elect Zhang Zhonglu as Supervisor None For Shareholder
16.02 Elect Hu Qinfang as Supervisor None For Shareholder
--------------------------------------------------------------------------------
CHINA OVERSEAS GRAND OCEANS GROUP LTD.
Ticker: 81 Security ID: Y1505S117
Meeting Date: NOV 21, 2016 Meeting Type: Special
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement and For For Management
Related Transactions
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CHINA OVERSEAS GRAND OCEANS GROUP LTD.
Ticker: 81 Security ID: Y1505S117
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Xiao Xiao as Director For For Management
3b Elect Yung Kwok Kee, Billy as Director For For Management
3c Elect Wang Man Kwan, Paul as Director For For Management
3d Elect Lo Yiu Ching, Dantes as Director For For Management
3e Elect Yang Lin as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505Z111
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Annual Report of A shares For For Management
4 Approve 2016 Annual Report of H shares For For Management
5 Approve 2016 Financial Statements And For For Management
Statutory Reports
6 Approve 2016 Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and
PricewaterhouseCoopers as Overseas
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve 2016 Due Diligence Report For For Management
9 Approve 2016 Report on Performance of For For Management
Independent Directors
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Amendments to the Interim For For Management
Administrative Measures on Related
Party Transactions
12 Approve the Development Plan for the For For Management
Years 2017 to 2019
13 Amend Articles of Association For Against Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15.01 Elect Kong Qingwei as Director For For Management
15.02 Elect Huo Lianhong as Director For For Management
15.03 Elect Wang Jian as Director For Against Management
15.04 Elect Wang Tayu as Director For For Management
15.05 Elect Kong Xiangqing as Director For For Management
15.06 Elect Zhu Kebing as Director For For Management
15.07 Elect Sun Xiaoning as Director For For Management
15.08 Elect Wu Junhao as Director For For Management
15.09 Elect Chen Xuanmin as Director For For Management
15.10 Elect Bai Wei as Director For For Management
15.11 Elect Lee Ka Sze, Carmelo as Director For Against Management
15.12 Elect Lam Chi Kuen as Director For For Management
15.13 Elect Zhou Zhonghui as Director For For Management
15.14 Elect Gao Shanwen as Director For For Management
16.01 Elect Zhang Xinmei as Supervisor For For Management
16.02 Elect Lin Lichun as Supervisor For For Management
16.03 Elect Zhou Zhuping as Supervisor For For Management
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Financial Reports For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
6 Authorize Board to Determine the 2017 For For Management
Interim Profit Distribution
7 Authorize Board to Determine the For Against Management
Proposed Plan for the Issuance of Debt
Financing Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Elect Li Yunpeng as Director For For Management
10 Elect Zhao Dong as Supervisor For For Shareholder
11 Amend Articles of Association and Rules For For Management
of Procedures of Board Meetings
12 Approve Overseas Listing Plan of For For Management
Sinopec Marketing Co., Ltd.
13 Approve Compliance of Overseas Listing For For Management
of Sinopec Marketing Co., Ltd. with the
Circular on Issues in Relation to
Regulating Overseas Listing of
Subsidiaries of Domestic-Listed
Companies
14 Approve Undertaking of the Company to For For Management
Maintain its Independent Listing Status
15 Approve Description of the Sustainable For For Management
Profitability and Prospects of the
Company
16 Authorize Board to Deal with Overseas For For Management
Listing Matters of Sinopec Marketing
Co., Ltd.
17 Approve Provision of Assured For Against Management
Entitlement to H-Share Shareholders of
the Company Only for Overseas Listing
of Sinopec Marketing Co., Ltd.
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: JUN 28, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For Against Management
Entitlement to H-Share Shareholders of
the Company Only for Overseas Listing
of Sinopec Marketing Co., Ltd.
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: DEC 22, 2016 Meeting Type: Special
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purchase of Bank Financial For For Management
Products
2 Approve Appointment of 2016 Auditor For For Management
3 Elect Feng Yi as Supervisor None For Shareholder
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: AUG 22, 2016 Meeting Type: Special
Record Date: AUG 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity For For Management
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve 2017 Daily Related-party For For Management
Transactions
7 Amend Articles of Association For For Management
8 Approve Continued Business Cooperation For For Management
with Zhuhai Huarun Bank
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CHINA SOUTH PUBLISHING & MEDIA GROUP CO LTD
Ticker: 601098 Security ID: Y15174108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Profit Distribution For For Management
8 Approve Financial Statements For For Management
9 Approve Appointment of Financial and For For Management
Internal Control Auditor
10 Approve Signing of Financial Service For For Management
Agreement
11 Approve 2016 Daily Related Party For For Management
Transactions and 2017 Daily Related
Party Transactions
12 Approve Amendments to Articles of For Against Management
Association
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CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor
6 Approve Appointment of Internal Control For For Management
Auditor
7.01 Elect Xia Ying as Supervisor None For Shareholder
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CHINA YANGTZE POWER CO.,LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: MAR 09, 2017 Meeting Type: Special
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of 2016 Financial For For Management
Report Auditor
2 Approve Appointment of 2016 Internal For For Management
Control Auditor
3 Approve Continued Signing of Financial For Against Management
Service Framework Agreement with Three
Gorges Finance Co., Ltd.
4.01 Elect Zhang Biyi as Independent For For Management
Director
4.02 Elect Wen Bingyou as Independent For For Management
Director
5.01 Elect Huang Lixin as Supervisor None For Shareholder
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N117
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
2 Approve 2016 Work Report of the For For Management
Supervisory Committee
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors,
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2017 Estimated Investment For For Management
Amount for Proprietary Business
8 Approve Potential Related Party For For Management
Transactions Involved in the Issuances
of the Onshore and Offshore Corporate
Debt Financing Instruments
9 Approve Increase of Authorized Amount For For Management
for the Business of Securitization
Backed by Credit Asset Relating to
Margin Finance Business
12 Approve Remuneration of Directors and For For Management
Supervisors
13.01 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and the CITIC Group
and its Subsidiaries and Associates
13.02 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in which
Directors, Supervisors and Senior
Management of the Company Hold
Positions as Directors or Senior
Management
7.01 Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance in
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.02 Approve Type of the Debt Financing For For Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.03 Approve Term of the Debt Financing For For Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.04 Approve Interest Rate of the Debt For For Management
Financing Instruments in Relation to
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.05 Approve Security and Other Arrangements For For Management
in Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.06 Approve Use of Proceeds in Relation to For For Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.07 Approve Issuing Price in Relation to For For Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.08 Approve Targets of Issue and the For For Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.09 Approve Listing of the Debt Financing For For Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.10 Approve Resolutions Validity Period in For For Management
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.11 Approve Authorization for the Issuances For For Management
of the Onshore and Offshore Corporate
Debt Financing Instruments in Relation
to the Issuances of Onshore and
Offshore Corporate Debt Financing
Instruments
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
2 Approve 2016 Work Report of the For For Management
Supervisory Committee
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors,
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2017 Estimated Investment For For Management
Amount for Proprietary Business
7.01 Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance in
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.02 Approve Type of the Debt Financing For For Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.03 Approve Term of the Debt Financing For For Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.04 Approve Interest Rate of the Debt For For Management
Financing Instruments in Relation to
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.05 Approve Security and Other Arrangements For For Management
in Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.06 Approve Use of Proceeds in Relation to For For Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.07 Approve Issuing Price in Relation to For For Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.08 Approve Targets of Issue and the For For Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.09 Approve Listing of the Debt Financing For For Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.10 Approve Resolutions Validity Period in For For Management
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.11 Approve Authorization for the Issuances For For Management
of the Onshore and Offshore Corporate
Debt Financing Instruments in Relation
to the Issuances of Onshore and
Offshore Corporate Debt Financing
Instruments
8 Approve Potential Related Party For For Management
Transactions Involved in the Issuances
of the Onshore and Offshore Corporate
Debt Financing Instruments
9 Approve Increase of Authorized Amount For For Management
for the Business of Securitization
Backed by Credit Asset Relating to
Margin Finance Business
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend Articles of Association For For Management
12 Approve Remuneration of Directors and For For Management
Supervisors
13.01 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and the CITIC Group
and its Subsidiaries and Associates
13.02 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in which
Directors, Supervisors and Senior
Management of the Company Hold
Positions as Directors or Senior
Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N117
Meeting Date: JAN 19, 2017 Meeting Type: Special
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of Securities and For For Management
Financial Products Transactions and
Services Framework Agreement, Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: JAN 19, 2017 Meeting Type: Special
Record Date: JAN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of Securities and For For Management
Financial Products Transactions and
Services Framework Agreement, Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve 2016 Financial Statements and For For Management
2017 Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Application for Uniformly For For Management
Registered Multi-breed Debt Financing
Instruments
7 Approve Authorization of the Board to For For Management
Handle All Related Matters
8 Approve Appointment of Financial For For Management
Auditor
9 Approve Re-appointment of Internal For For Management
Control Auditor
10.01 Elect Zhao Chunlei as Non-independent None For Shareholder
Director
10.02 Elect Yu Meng as Non-independent None For Shareholder
Director
10.03 Elect Guan Bolin as Non-independent None For Shareholder
Director
10.04 Elect Huang Songqing as Non-independent None For Shareholder
Director
10.05 Elect Tian Huimin as Non-independent None For Shareholder
Director
10.06 Elect Tian Yunshan as Non-independent None For Shareholder
Director
11.01 Elect Li Menggang as Independent For For Management
Director
11.02 Elect Yang Wandong as Independent For For Management
Director
11.03 Elect Zan Zhihong as Independent For For Management
Director
11.04 Elect Chen Lei as Independent Director For For Management
12.01 Elect Zheng Jirong as Supervisor For For Management
12.02 Elect Yang Jie as Supervisor For For Management
12.03 Elect Liu Xingwu as Supervisor For For Management
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DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: DEC 30, 2016 Meeting Type: Special
Record Date: DEC 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Comprehensive For For Management
Service Framework Agreement
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FOCUSED PHOTONICS (HANGZHOU) INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Change in Business Scope and For For Management
Amend Articles of Association
8 Approve 2016 and 2017 Remuneration of For For Management
Directors, Supervisors and Senior
Management Members
9 Approve Comprehensive Credit Line For For Management
Application from Banks and Other
Financial Institutions
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GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: OCT 20, 2016 Meeting Type: Special
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jiang Bin as Non-Independent For For Management
Director
1.2 Elect Jiang Long as Non-Independent For For Management
Director
1.3 Elect Duan Huilu as Non-Independent For For Management
Director
1.4 Elect Wang Yongtian as Non-Independent For For Management
Director
2.1 Elect Xia Shanhong as Independent For For Management
Director
2.2 Elect Xiao Xing as Independent Director For Against Management
2.3 Elect Wang Tianmiao as Independent For For Management
Director
3 Elect Sun Hongbin as Supervisor None For Shareholder
4 Approve Allowance of Independent For For Management
Directors
5 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
6 Approve to Formulate the Work System of For For Management
Independent Directors
7 Amend Management System of Providing For For Management
External Guarantees
8 Amend Related-Party Transaction For For Management
Management System
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
10 Amend Management System of Raised Funds For For Management
11 Approve Guarantee Provision Plan For For Shareholder
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GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: NOV 29, 2016 Meeting Type: Special
Record Date: NOV 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Chengmin as Non-independent For For Management
Director
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GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: MAR 01, 2017 Meeting Type: Special
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Management System of Investment For For Management
Risks
2 Approve Acquisition Agreement For For Management
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GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: APR 14, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Deposit and Usage For For Management
of Raised Funds
7 Approve Guarantee Provision to Foreign For For Management
Loan of Hong Kong Subsidiary
8 Amend Articles of Association For For Management
9 Approve Internal Audit System For For Management
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HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 Security ID: Y3122A107
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: DEC 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Arrangements on the Use of For For Management
Proceeds from 2015 Private Placement
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HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 Security ID: Y3122A107
Meeting Date: JUL 20, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cheng Limin as Non-Independent None For Shareholder
Director
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HENAN PINGGAO ELECTRIC CO., LTD.
Ticker: 600312 Security ID: Y3122A107
Meeting Date: OCT 31, 2016 Meeting Type: Special
Record Date: OCT 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For Against Management
(Framework) Agreement with Related
Party
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
3 Approve Appointment of 2016 Auditor and For Against Management
Internal Control Auditor
4 Amend Articles of Association For For Management
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INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
of Directors
2 Approve 2016 Work Report of the Board For For Management
of Supervisors
3 Approve 2016 Audited Accounts For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve 2017 Fixed Asset Investment For For Management
Budget
6 Approve KPMG Huazhen LLP as the For For Management
Domestic External Auditor and KPMG as
the International External Auditor and
Authorize Board to Fix Their
Remuneration
7 Elect Ye Donghai as Director For For Shareholder
8 Elect Mei Yingchun as Director For For Shareholder
9 Elect Dong Shi as Director For For Shareholder
10 Amend Articles of Association For For Shareholder
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INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: NOV 29, 2016 Meeting Type: Special
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Shu as Director For For Management
2 Elect Sheila Colleen Bair as Director For For Management
3 Approve 2015 Remuneration Plan to For For Management
Directors and Supervisors
4 Elect Wang Jingdong as Director For For Shareholder
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INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y40847108
Meeting Date: DEC 26, 2016 Meeting Type: Special
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft of Stock Option Incentive For For Management
Plan and Restricted Stock Option Plan
and its Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
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INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Company's Operating Strategy For For Management
and Investment Plan
5 Approve Financial Statements and 2017 For For Management
Financial Budget Report
6 Approve Profit Distribution For For Management
7.01 Elect Pan Gang as Non-independent For For Management
Director
7.02 Elect Liu Chunhai as Non-independent For For Management
Director
7.03 Elect Hu Liping as Non-independent For For Management
Director
7.04 Elect Wang Xiaogang as Non-independent For For Management
Director
7.05 Elect Yan Junrong as Non-independent For For Management
Director
7.06 Elect Zhang Junping as Non-independent For For Management
Director
7.07 Elect Gao Debu as Independent Director For For Management
7.08 Elect Gao Hong as Independent Director For For Management
7.09 Elect Zhang Xinling as Independent For For Management
Director
7.10 Elect Lv Gang as Independent Director For For Management
7.11 Elect Xiao Bin as Independent Director For For Management
8.01 Elect Zhan Yiwen as Supervisor For For Management
8.02 Elect Peng Heping as Supervisor For For Management
9 Approve Remuneration of Directors For For Management
10 Approve Remuneration of Supervisors For For Management
11 Approve Report of the Independent For For Management
Directors
12 Approve Provision of Guarantee by For For Management
Subsidiary
13 Approve Amendments to Articles of For For Management
Association
14 Approve Issuance of Medium-term Notes For For Management
and Ultra Short-term Financial Bill
15 Approve Appointment of Financial and For For Management
Internal Control Auditor as well as
Fixing the Remuneration
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JIANGSU EXPRESSWAY CO. LTD.
Ticker: 177 Security ID: Y4443L111
Meeting Date: OCT 27, 2016 Meeting Type: Special
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Gu Dejun as Director For For Management
1.02 Elect Wu Xinhua as Director For For Management
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JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L111
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Supervisory For For Management
Committee
3 Approve 2016 Audit Report For For Management
4 Approve 2016 Final Account Report For For Management
5 Approve 2017 Financial Budget Report For For Management
6 Approve 2016 Final Profit Distribution For For Management
Plan and Final Dividend
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Internal Control Auditor and Authorize
Board to Fix Their Remuneration
9 Approve Issuance of Ultra-short-term For For Management
Notes
10 Approve Lending of Funds Raised by the For For Management
Issuance of Ultra-short Term Notes
11.01 Elect Yao Yongjia as Director For For Management
12.01 Elect Chen Zhongyang as Supervisor For For Management
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JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Ticker: 002304 Security ID: Y444AE101
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Re-appointment of 2017 For For Management
Financial Auditor
7 Elect Wang Kai as Non-independent For For Management
Director
8 Approve Amendments to Articles of For For Management
Association
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KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Deposit and Usage For For Management
of Raised Funds
7 Approve Internal Control For For Management
Self-Evaluation Report
8 Approve Re-appointment of Auditor For For Management
9 Approve Application of Bank Credit For For Management
Financing
10 Approve Provision of Guarantee to For For Management
Controlled Subsidiary
11 Approve Use of Idle Raised Funds to For For Management
Conduct Cash Management
12 Approve Use of Idle Own Funds to For For Management
Conduct Cash Management
13 Approve Employee Share Purchase Plan For For Management
(Draft)
14 Approve Management System for Employee For For Management
Share Purchase Plan
15 Approve Authorization of the Board to For For Management
Handle All Related Matters
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KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Controlled Subsidiary
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KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: JUN 23, 2017 Meeting Type: Special
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution For For Management
2 Elect Yang Yan as Supervisor None For Shareholder
3.01 Elect Wan Lianbu as Non-Independent None For Shareholder
Director
3.02 Elect Zhang Xiaoyi as Non-Independent None For Shareholder
Director
3.03 Elect Gao Yiwu as Non-Independent None For Shareholder
Director
3.04 Elect Chen Hongkun as Non-Independent None For Shareholder
Director
3.05 Elect Cui Bin as Non-Independent None For Shareholder
Director
4.01 Elect Wang Rong as Independent Director None For Shareholder
4.02 Elect Wang Xiaofeng as Independent None For Shareholder
Director
4.03 Elect Zhu Zuqiang as Independent None For Shareholder
Director
4.04 Elect Lv Xiaofeng as Independent None For Shareholder
Director
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KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: NOV 18, 2016 Meeting Type: Special
Record Date: NOV 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
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KINGENTA ECOLOGICAL ENGINEERING GROUP CO LTD
Ticker: 002470 Security ID: Y7684A108
Meeting Date: MAR 15, 2017 Meeting Type: Special
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Expand in Business Scope and For For Management
Amend Article of Association
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MIDEA GROUP CO., LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Phase 4 Stock Option Incentive For For Management
Plan and Its Summary
7 Approve Methods to Assess the For For Management
Performance of Plan Participants In
Connection to Phase 4 Stock Option
Incentive Plan
8 Approve Authorization of the Board to For For Management
Handle All Matters Related to Phase 4
Stock Option Incentive Plan
9 Approve 2017 Draft and Summary of For For Management
Restricted Stock Incentive Plan
10 Approve Methods to Assess the For For Management
Performance of Plan Participants In
Connection to Restricted Stock
Incentive Plan
11 Approve Authorization of the Board to For For Management
Handle All Matters Related to
Restricted Stock Incentive Plan
12.01 Approve Guarantee Provision for Midea For For Management
Group Finance Co., Ltd
12.02 Approve Guarantee Provision for For For Management
Guangdong Midea Refrigeration Equipment
Co., Ltd
12.03 Approve Guarantee Provision for For For Management
Guangzhou Hualing Refrigeration
Equipment Co., Ltd
12.04 Approve Guarantee Provision for Foshan For For Management
Midea Kaili Refrigeration Equipment
Co., Ltd
12.05 Approve Guarantee Provision for For For Management
Guangdong Midea Kitchen Appliances
Manufacturing Co., Ltd
12.06 Approve Guarantee Provision for For For Management
Guangdong Weite Vacuum Electronics
Manufacturing Co., Ltd
12.07 Approve Guarantee Provision for Foshan For For Management
Shuide Midea Washing Machine
Manufacturing Co., Midea
12.08 Approve Guarantee Provision for For For Management
Guangdong Midea Warm Equipment Co., Ltd
12.09 Approve Guarantee Provision for For For Management
Guangdong Midea Commercial Air
Conditioning Equipment Co., Ltd
12.10 Approve Guarantee Provision for For For Management
Guangdong Midea Xikesi Electronic Co.,
Ltd
12.11 Approve Guarantee Provision for For For Management
Guangdong Midea Daily Appliances
Manufacturing Co., Ltd
12.12 Approve Guarantee Provision for Foshan For For Management
Shunde Midea Electrical Heating
Appliances Manufacturing Co., Ltd
12.13 Approve Guarantee Provision for For For Management
Guangdong Midea Kitchen & Toilet
Appliances Manufacturing Co., Ltd
12.14 Approve Guarantee Provision for Foshan For For Management
Shunde Media Drinking Machine
Manufacturing Co., Ltd
12.15 Approve Guarantee Provision for Foshan For For Management
Midea Qinghu Water Purifier Equipment
Co., Ltd
12.16 Approve Guarantee Provision for For For Management
Guangdong Midea Environmental Appliance
Manufacturing Co., Ltd
12.17 Approve Guarantee Provision for For For Management
Guangdong Meizhi Refrigeration
Equipment Co., Ltd
12.18 Approve Guarantee Provision for For For Management
Guangdong Meizhi Precision
Manufacturing Co., Ltd
12.19 Approve Guarantee Provision for For For Management
Guangdong Welling Electric
Manufacturing Co., Ltd
12.20 Approve Guarantee Provision for Foshan For For Management
Welling Washing Appliance Manufacturing
Co., Ltd
12.21 Approve Guarantee Provision for Ningbo For For Management
Midea Union Resource Supply Co., Ltd
12.22 Approve Guarantee Provision for Foshan For For Management
Welling Material Supply Co., Ltd
12.23 Approve Guarantee Provision for For For Management
Guangzhou Kaizhao Commercial Trade Co.,
Ltd
12.24 Approve Guarantee Provision for For For Management
Guangdong Midea Group Wuhu
Refrigeration Equipment Co., Ltd
12.25 Approve Guarantee Provision for Wuhu For For Management
Meizhi Air Conditioning Equipment Co.,
Ltd
12.26 Approve Guarantee Provision for Hefei For For Management
Midea Refrigerator Co., Ltd
12.27 Approve Guarantee Provision for Hubei For For Management
Midea Refrigerator Co., Ltd
12.28 Approve Guarantee Provision for Hefei For For Management
Hualing Co., Ltd
12.29 Approve Guarantee Provision for For For Management
Guangzhou Midea Hualing Refrigerator
Co., Ltd
12.30 Approve Guarantee Provision for Hefei For For Management
Midea Warm Equipment Co., Ltd
12.31 Approve Guarantee Provision for Hefei For For Management
Meilianbo Air Conditioning Equipment
Co., Ltd
12.32 Approve Guarantee Provision for Wuhu For For Management
Midea Kitchen & Toilet Appliances
Manufacturing Co., Ltd
12.33 Approve Guarantee Provision for Wuhu For For Management
Midea Kitchen Appliance Manufacturing
Co., Ltd
12.34 Approve Guarantee Provision for Anhui For For Management
Meizhi Refrigeration Equipment Co., Ltd
12.35 Approve Guarantee Provision for Anhui For For Management
Meizhi Precision Manufacturing Co., Ltd
12.36 Approve Guarantee Provision for Welling For For Management
Wuhu Electric Motor Manufacturing Co.,
Ltd
12.37 Approve Guarantee Provision for Ande For For Management
Zhilian Technology Co., Ltd
12.38 Approve Guarantee Provision for Hefei For For Management
Midea Washing Machine Co., Ltd
12.39 Approve Guarantee Provision for Jiangsu For For Management
Midea Cleaning Appliances Co., Ltd
12.40 Approve Guarantee Provision for Jiangxi For For Management
Midea Guiya Lighting Co., Ltd
12.41 Approve Guarantee Provision for For For Management
Chongqing Midea General Refrigeration
Equipment Co., Ltd
12.42 Approve Guarantee Provision for For For Management
Zhejiang Meizhi Compressor Co., Ltd
12.43 Approve Guarantee Provision for Midea For For Management
International Holding Co., Ltd
12.44 Approve Guarantee Provision for Midea For For Management
International Trade Co., Ltd
12.45 Approve Guarantee Provision for Midea For For Management
BVI Ltd
12.46 Approve Guarantee Provision for Midea For For Management
Refrigeration Hong Kong Ltd
12.47 Approve Guarantee Provision for Kapu For For Management
Macau Overseas Business Services Ltd
12.48 Approve Guarantee Provision for Welling For For Management
International Hong Kong Ltd
12.49 Approve Guarantee Provision for Midea For For Management
Investment Development Co., Ltd
12.50 Approve Guarantee Provision for Main For For Management
Power Electrical Factory Ltd
12.51 Approve Guarantee Provision for Midea For For Management
Appliances Singapore Trade Pte., Ltd
12.52 Approve Guarantee Provision for Toshiba For For Management
Daily Appliance Co., Ltd
12.53 Approve Guarantee Provision for Midea For For Management
Daily Appliances Vietnam Co., Ltd
12.54 Approve Guarantee Provision for For For Management
Springer Carrier Ltda. and Climazon
Industrial Ltda.
12.55 Approve Guarantee Provision for Carrier For For Management
(Chile) S.A
12.56 Approve Guarantee Provision for Midea For For Management
Electrics Netherlands B.V.
12.57 Approve Guarantee Provision for MIDEA For For Management
AMERICA CORP.
12.58 Approve Guarantee Provision for For For Management
PT.MIDEA Planet Indonesia
12.59 Approve Guarantee Provision for Midea For For Management
Scott & English Electronics SDN BHD
12.60 Approve Guarantee Provision for MIDEA For For Management
AMERICA(CANANDA) CORP
12.61 Approve Guarantee Provision for MIDEA For For Management
MEXICO, S. DE R.L. DE C.V
12.62 Approve Guarantee Provision for Orient For For Management
Household Appliances Ltd.
12.63 Approve Guarantee Provision for Midea For For Management
Electric Netherlands (I) B.V.
12.64 Approve Guarantee Provision for Midea For For Management
India Private Limited
12.65 Approve Guarantee Provision for Midea For For Management
Electric Trading (Thailand) Limited
12.66 Approve Guarantee Provision for Misr For For Management
Refrigeration and Air Conditioning
Manufacturing Co.
12.67 Approve Guarantee Provision for For For Management
Concepcion Midea INC
13 Approve 2017 Forward Foreign Exchange For For Management
Transactions Investment Special Report
14 Approve 2017 Use of Own Funds to For For Management
Conduct Entrusted Asset Management
15 Amend Articles of Association For For Management
16 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
17 Approve Appointment of Auditor For For Management
18 Amend Articles of Association Due to None For Shareholder
Business Need
19.01 Elect Yin Bitong as Non-Independent For For Management
Director
19.02 Elect Zhu Fengtao as Non-Independent For For Management
Director
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NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Auditor For For Management
2 Approve Change of Business Scope and For For Management
Amend Articles of Association
3 Approve Increase Amount in 2016 Daily For For Management
Related-party Transactions
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NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: JAN 19, 2017 Meeting Type: Special
Record Date: JAN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Address For For Management
and Amend Articles of Association
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NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Financial Statements For For Management
2 Approve 2016 Profit Distribution For For Management
3 Approve 2016 Report of the Independent For For Management
Directors
4 Approve 2016 Report of the Board of For For Management
Directors
5 Approve 2016 Report of the Board of For For Management
Supervisors
6 Approve 2016 Annual Report and Summary For For Management
7 Approve 2017 Financial Budget Report For For Management
8 Approve Daily Related-party For Against Management
Transactions and Financial Service
Agreement with Related-party
9 Approve Appointment of 2017 Financial For For Management
Auditor and Internal Control Auditor
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NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: MAR 27, 2017 Meeting Type: Special
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continued Suspension of Trading For For Management
in Connection to Major Asset
Restructuring
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NAVINFO CO., LTD.
Ticker: 002405 Security ID: Y62121101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7.1 Elect Wu Jinfeng as Director For For Management
7.2 Elect Sun Yuguo as Director For For Management
7.3 Elect Cheng Peng as Director For For Management
7.4 Elect Zheng Yongjin as Director For For Management
7.5 Elect Zhong Xiangping as Director For For Management
7.6 Elect Zhan Weibiao as Director For For Management
8.1 Elect Ren Guangming as Director For For Management
8.2 Elect Li Xiang as Director For For Management
8.3 Elect Wu Aijin as Director For For Management
9.1 Elect Xu Jinhui as Supervisor For For Management
9.2 Elect Liu Zheng as Supervisor For For Management
10 Approve Adjustment to the Allowance of For For Management
Independent Directors
11 Approve Change in Registered Capital For For Management
and Amend Articles of Asscociation
12 Approve 2017 Daily Related Party For For Management
Transactions
13 Approve Provision of Guarantee to For For Management
Wholly Owned Subsidiary
14 Approve Application of Loan by Wholly For For Management
Owned Subsidiary
15 Approve Participation in the Investment For Abstain Management
to Establish M & A Funds
16 Approve Shouldering of Difference For Against Management
Make-up Responsibility in Connection to
Establish M & A Funds
17 Approve Additional Investment in the For For Management
Construction of Production Base and
Office Building Using Portion of Raised
Funds and Interest
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POLY REAL ESTATE GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Criteria to Select Plan For Against Management
Participants
1.02 Approve Source, Number and Type of For Against Management
Underlying Stocks
1.03 Approve Granting of Underlying Stocks For Against Management
1.04 Approve Duration, Grant Date, Exercise For Against Management
Date and Lock-up Period
1.05 Approve Exercise Price and For Against Management
Price-setting Basis
1.06 Approve Conditions for Granting and For Against Management
Exercising
1.07 Approve Method and Procedure to For Against Management
Adjustment the Incentive Plan
1.08 Approve Accounting Treatment and Effect For Against Management
to Company's Performance
1.09 Approve Procedures for Granting and For Against Management
Exercising
1.10 Approve Rights and Obligations of the For Against Management
Plan Participants and the Company
1.11 Approve Conditions to Change or For Against Management
Terminate the Incentive Plan & Other
Matters
2 Approve Authorization of the Board to For Against Management
Handle All Related Matters
3 Approve Appraisal Measures of the Stock For Against Management
Option Incentive Plan
4 Approve Management Method for the Stock For Against Management
Option Incentive Plan
--------------------------------------------------------------------------------
POLY REAL ESTATE GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve 2017 Investment Plan For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Annual Report and Summary For For Management
7 Approve 2017 External Guarantee For Abstain Management
Provision
8 Approve Appointment of Auditor For For Management
9 Approve Application of Loan from China For For Management
Poly Group Co. and Guarantees
10 Approve Related Party Transactions with For Against Management
Poly Finance Co., Ltd.
11 Approve Related-party Transactions For Abstain Management
Between Company and Joint Ventures
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POLY REAL ESTATE GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: MAR 16, 2017 Meeting Type: Special
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For Against Management
Instruments
2 Approve Amendments to Articles of For Against Management
Association
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POLY REAL ESTATE GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: DEC 29, 2016 Meeting Type: Special
Record Date: DEC 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xing Yi as Non-Independent None For Shareholder
Director
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Approve Shareholder Return Plan in the For For Management
Next Three Years
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QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Internal Control For For Management
Self-Evaluation Report
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve 2017 Daily Related Party For For Management
Transactions
8 Approve 2017 Provision of Guarantee to For For Management
Subsidiary
9 Approve Formulation of Foreign Exchange For For Management
Fund Derivatives Business
10 Approve Amendments to Articles of For For Management
Association
11 Amend Management System of Providing For For Management
External Guarantees
12 Amend Investment Management System For For Management
13 Amend Working System for Independent For For Management
Directors
14 Approve Formulation of Management For For Management
System for Foreign Exchange Derivative
Transactions
15 Approve Report of the Board of For For Management
Supervisors
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SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Use of Remaining Raised Funds For For Management
from 2010 Private Placement to
Replenish Working Capital
8 Approve Guarantee Provision for For Abstain Management
Shanghai GM Auto Financing Co., Ltd
9 Approve Guarantee Provision by Global For For Management
Chexiang Auto Leasing Co., Ltd to Its
Subsidiary
10 Approve Guarantee Provision by Huayu For Abstain Management
Auto System Co., Ltd. to Huayu Ke'erben
Shimite Aluminium Technology Co., Ltd
11 Approve Guarantee Provision by Huayu For Abstain Management
Auto System Co., Ltd. to Its Controlled
Subsidiaries
12 Approve Appointment of Financial For For Management
Auditor
13 Approve Appointment of Internal Control For For Management
Auditor
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SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: DEC 01, 2016 Meeting Type: Special
Record Date: NOV 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period on Private Placement
2 Approve Extension on Authorization of For For Management
the Board on Private Placement
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SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: JUN 28, 2017 Meeting Type: Special
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Plan For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
3 Approve Provision of Internal Deposit For For Management
for the External Loan of Subsidiary
4 Approve Increase in Financial For Abstain Management
Investment
5 Approve Amendments to Articles of For For Management
Association
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SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Annual Profit Distribution Plan For For Management
6 Approve Repurchase and Cancellation on For For Management
Portion of the Restricted Shares in
Connection to 2015 Stock Option
Incentive Plan
7 Approve 2017 Financial Budget Report For Abstain Management
8 Approve Appointment of 2017 Financial For For Management
and Internal Control Auditor
9 Approve 2017 Daily Related Party For Abstain Management
Transactions with China Ping An
Insurance (Group) Co., Ltd. and Its
Subsidiaries
10 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Executives
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S108
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Final Accounts Report For For Management
5 Approve 2017 Financial Budget For For Management
6 Approve 2016 Profit Distribution Plan For For Management
7 Approve Proposal Regarding Payment of For For Management
Auditor's Fees for 2016
8 Approve Auditors For For Management
9 Approve Proposal Regarding External For For Management
Guarantees for 2017
10 Approve Amendments to the Commitment For For Management
Regarding the Shares Held by Employees
and the Employee Share Ownership
Committee
11 Approve Issuance of Debt Financing For For Management
Products
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S116
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Final Accounts Report For For Management
5 Approve 2017 Financial Budget For For Management
6 Approve 2016 Profit Distribution Plan For For Management
7 Approve Proposal Regarding Payment of For For Management
Auditor's Fees for 2016
8 Approve Auditors For For Management
9 Approve Proposal Regarding External For For Management
Guarantees for 2017
10 Approve Amendments to the Commitment For For Management
Regarding the Shares Held by Employees
and the Employee Share Ownership
Committee
11 Approve Issuance of Debt Financing For For Management
Products
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S116
Meeting Date: OCT 20, 2016 Meeting Type: Special
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhou Jun as Director For For Management
2 Amend Articles of Association For For Management
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Daily Related-party For For Management
Transactions and Approve 2017 Daily
Related-party Transactions
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: NOV 09, 2016 Meeting Type: Special
Record Date: NOV 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Luo Yude as Non-independent For For Management
Director
1.2 Elect Chen Jinzu as Non-Independent None For Shareholder
Director
2 Amend Articles of Association None For Shareholder
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: MAR 02, 2017 Meeting Type: Special
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Management Lease For For Management
Agreement on AB Terminal Commercial
Transformation Project
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SHENZHEN OVERSEAS CHINESE TOWN HOLDING CO., LTD
Ticker: 000069 Security ID: Y7742V102
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Report of the Independent For For Management
Directors
6 Approve 2017-2018 Comprehensive Credit For Against Management
Line Applied by Company from Bank and
Financial Institutions
7 Approve 2017-2018 Application of For For Management
Entrust Loan from Huaqiao City Group
Co., Ltd.
8 Approve 2017-2018 Guarantee Provision For For Management
for Associated Company by Company and
Controlled Subsidiary
9 Approve 2017-2018 Financial Assistance For For Management
Provision for Associated Company
10 Approve 2017 Daily Related Party For For Management
Transactions
11 Approve Allowance for Independent For For Management
Director
12 Approve Repurchase of Shares from For For Management
Resigned Employees
13 Amend Articles of Association For Against Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Approve Disposal Agreement For For Management
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SHENZHEN OVERSEAS CHINESE TOWN HOLDING CO., LTD
Ticker: 000069 Security ID: Y7742V102
Meeting Date: NOV 15, 2016 Meeting Type: Special
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Duan Xiannian as Non-independent For For Management
Director
1.02 Elect Wang Xiaowen as Non-independent For For Management
Director
1.03 Elect Wang Jiuling as Non-independent For For Management
Director
1.2.1 Elect Xu Gang as Independent Director For For Management
1.2.2 Elect Yu Hailong as Independent For For Management
Director
1.2.3 Elect Wu Andi as Independent Director For For Management
1.2.4 Elect Zhou Jichang as Independent For For Management
Director
2.01 Elect Zong Jian as Supervisor None For Shareholder
2.02 Elect Ye Xiangyang as Supervisor None For Shareholder
3 Approve Amendments to Articles of For For Management
Association
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TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D110
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
of Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Financial Report (Audited) For For Management
4 Approve 2016 Profit and Dividend For For Management
Distribution Plan
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize Board
to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
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TSUI WAH HOLDINGS LIMITED
Ticker: 1314 Security ID: G91150105
Meeting Date: AUG 26, 2016 Meeting Type: Annual
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4a1 Elect Cheung Yue Pui as Director For For Management
4a2 Elect Ho Ting Chi as Director For For Management
4a3 Elect Wong Chi Kin as Director For For Management
4b Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
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WANGFUJING GROUP CO ., LTD.
Ticker: 600859 Security ID: Y0770F107
Meeting Date: DEC 23, 2016 Meeting Type: Special
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for Major For For Management
Assets Restructuring
2.01 Approve Plan on Major Asset Purchase For For Management
2.02 Approve Transaction Parties For For Management
2.03 Approve Target Asset For For Management
2.04 Approve Transaction Price and Pricing For For Management
Basis
2.05 Approve Transaction Price Payment For For Management
Arrangement
2.06 Approve Performance Commitment and For For Management
Compensation Manner
2.07 Approve Delivery of Underlying Assets For For Management
2.08 Approve Attribution of Profit and Loss For For Management
During the Transition Period
2.09 Approve Liability for Breach of For For Management
Contract
2.10 Approve Claims and Liabilities For For Management
Arrangement as well as Staffing
Arrangements
2.11 Approve Resolution Validity Period For For Management
3 Approve the Notion That This For For Management
Transaction Constitute as Related-Party
Transaction
4 Approve the Notion that the Transaction For For Management
Complies with Article IV of Provisions
on Several Issues Regulating the Major
Asset Restructuring of Listed Companies
5 Approve Transaction Complies with For For Management
Article 11 of Measures for the
Administration of Significant Assets
Reorganization of Listed Companies
6 Approve Draft and Summary Report of For For Management
Major Asset Purchase and Related Party
Transaction
7 Approve Signing of Conditional Asset For For Management
Purchase Agreement
8 Approve Signing of Conditional Profit For For Management
Compensation Agreement
9 Approve Relevant Audit Report, Review For For Management
Report and Evaluation Report of the
Transaction
10 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
11 Approve the Completeness and Compliance For For Management
of Implementation of Legal Proceedings
of the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
13 Approve Impact of Dilution of Current For For Management
Returns and the Relevant Measures to be
Taken
14 Approve Amendments to Articles of For For Management
Association
15.01 Elect Liu Yi as Non-independent For For Management
Director
15.02 Elect Dong Jiasheng as Non-independent For For Management
Director
15.03 Elect Du Baoxiang as Non-independent For For Management
Director
15.04 Elect Yu Zhongfu as Non-independent For For Management
Director
15.05 Elect Zhang Xuegang as Non-independent For For Management
Director
15.06 Elect Geng Jiaqi as Non-independent For For Management
Director
15.07 Elect Zou Yan as Non-independent For For Management
Director
16.01 Elect Long Tao as Independent Director For For Management
16.02 Elect Dong Ansheng as Independent For For Management
Director
16.03 Elect Du Jiabin as Independent Director For For Management
16.04 Elect Quan Zhongguang as Independent For For Management
Director
17.01 Elect Wang Bin as Supervisor For For Management
17.02 Elect Ding Yali as Supervisor For For Management
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WANGFUJING GROUP CO ., LTD.
Ticker: 600859 Security ID: Y0775J104
Meeting Date: APR 07, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and Cash For For Management
Dividends Plan
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of 2017 Auditor For For Management
7 Approve Issuance of Ultra Short-term For For Management
Financial Bill and Medium-term Notes
8 Approve Authorization of the Board to For For Management
Handle All Matters Related to Issuance
of Ultra Short-term Financial Bill and
Medium-term Notes
9 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
10 Approve Corporate Bond Issuance For For Management
11 Approve Authorization of the Board to For For Management
Handle All Related Matters
12 Approve Acquisition Plan For For Management
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WANGFUJING GROUP CO., LTD.
Ticker: 600859 Security ID: Y0775J104
Meeting Date: MAR 10, 2017 Meeting Type: Special
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continued Suspension of Trading For For Management
in Connection to Major Asset
Restructuring
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XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: NOV 14, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Auditor For For Management
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XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: AUG 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment on Business Scope and For For Management
Amend Articles of Association
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XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Appointment of Auditor For For Management
6 Approve 2017 Daily Related-party For For Management
Transactions
7 Approve 2016 Daily Related-party For For Management
Transactions Beyond Estimates
8 Approve Signing of Overall Daily For For Management
Related-party Transaction Agreement
9 Approve Signing of Financial Services For Abstain Management
Agreement
10 Approve Report of the Board of For For Management
Supervisors
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YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: OCT 18, 2016 Meeting Type: Special
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continued Suspension of Trading For For Management
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YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Financial Statements For For Management
4 Approve 2016 Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2016 Financial Budget Report For For Management
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8.01 Elect Wang Jianhua as Non-Independent None For Shareholder
Director
8.02 Elect Qiu Xiaohua as Non-Independent None For Shareholder
Director
8.03 Elect Song Chengli as Non-Independent None For Shareholder
Director
9.01 Elect Zhong Jie as Supervisor None For Shareholder
9.02 Elect You Guanghui as Supervisor None For Shareholder
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ZHEJIANG HUACE FILM & TV CO., LTD.
Ticker: 300133 Security ID: Y988B8109
Meeting Date: APR 17, 2017 Meeting Type: Special
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
1.02 Amend Management System of Raised Funds For For Management
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
3 Approve 2017 Application of Bank For For Management
Comprehensive Credit Line
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ZHEJIANG HUACE FILM & TV CO., LTD.
Ticker: 300133 Security ID: Y988B8109
Meeting Date: JUN 01, 2017 Meeting Type: Special
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Criteria to Select Plan For For Management
Participants
1.02 Approve Source, Number and Allocation For For Management
of Underlying Stocks
1.03 Approve Duration, Grant Date, Unlocking For For Management
Period and Lock-up Period of Underlying
Stocks
1.04 Approve Exercise/Granting Price and For For Management
Price-setting Basis
1.05 Approve Conditions for Granting and For For Management
Unlocking
1.06 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
1.07 Approve Accounting Treatment For For Management
1.08 Approve Implementation Procedures For For Management
1.09 Approve Rights and Obligations of the For For Management
Plan Participants and the Company
1.10 Approve How to Implement the Restricted For For Management
Stock Incentive Plan When There Are
Changes for the Company and Incentive
Objects
2 Approve Management Method of Second For For Management
Phase Stock Incentive Plan
3 Approve Authorization of Board to For For Management
Handle All Related Matters
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ZHEJIANG HUACE FILM & TV CO., LTD.
Ticker: 300133 Security ID: Y988B8109
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Auditor's Report For For Management
6 Approve Shareholder Return Plan in the For For Management
Next Three Years
7 Approve Profit Distribution For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Provision for Asset Impairment For For Management
10 Approve Report on the Deposit and Usage For For Management
of Raised Funds
11 Approve 2017 Appointment of Auditor For For Management
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: NOV 15, 2016 Meeting Type: Special
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity For For Management
2 Approve Increase in the Amount and For For Management
Scope of Idle Own Funds to be Invested
in Financial Products
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve 2017 Daily Related Party For For Management
Transactions
7 Approve Bank Credit Lines and Guarantee For For Management
Letters
8 Approve Provision of Guarantee to For Abstain Management
Controlled Subsidiaries
9 Approve Appointment of Auditor For For Management
10 Approve Transfer of Equity of For For Management
Subsidiary
11 Approve Management Method for the For Abstain Management
Remuneration for Company's Operators
12 Approve Change in Commitment by For For Management
Controlling Shareholder
--------------------------------------------------------------------------------
ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: OCT 13, 2016 Meeting Type: Special
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Commitment for For For Management
Industrial Fund Priority Limited
Partner
2 Approve Conduct of Asset Securitization For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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(Registrant) Morgan Stanley China A Share Fund, Inc. | |
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By (Signature and Title)* |
/s/ John H. Gernon |
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John H. Gernon President and Principal Executive Officer | |
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Date August 24, 2017 | |
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* Print the name and title of each signing officer under his or her signature.
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