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UNITED STATES |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
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Investment Company Act file number 811-21926 |
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Morgan Stanley China A Share Fund, Inc. |
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(Exact name of registrant as specified in charter) |
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522 Fifth Avenue, New York, New York |
10036 |
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(Address of principal executive offices) |
(Zip code) |
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Mary E. Mullin, Esq. Managing Director Morgan Stanley Investment Management Inc. 522 Fifth Avenue New York, New York 10036 |
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(Name and address of agent for service) |
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Registrant's telephone number, including area code: 800-231-2608 |
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Date of fiscal year end: 12/31 |
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Date of reporting period: 7/1/17 – 6/30/18 |
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*******************************FORM N - Px REPORT*******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2017 - 06/30/2018
Morgan Stanley China A Share Fund, Inc.
==================== Morgan Stanley China A Share Fund, Inc. ===================
AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: OCT 09, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Raised Funds to Inject For For Management
Capital in Wholly-owned Subsidiaries
--------------------------------------------------------------------------------
AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date: NOV 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional 2017 Financing For Against Management
Amount as well as Authorized Signing of
Relevant Agreement
2 Approve Additional Related Transaction For Against Management
in Connection to Provision of Funds by
Ultimate Controller
3 Approve Adjustment in Implementation For For Management
Content of Raised Funds from Private
Placement
4 Amend Articles of Association For Against Management
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AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: SEP 14, 2017 Meeting Type: Special
Record Date: SEP 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Provision of For Against Management
External Guarantee
2 Approve Financing Limit and For For Management
Authorization to Sign Relevant
Agreement
3 Approve Additional 2017 Related Party For For Management
Transactions
4 Approve Change in Scientific Research For For Management
Funding, Government Subsidize Related
Accounting Policy and Implement New
Accounting Policies to Companies
Financial Statements
5 Elect Yang Sen as Non-independent For For Management
Director and Strategic Committee Member
--------------------------------------------------------------------------------
AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: FEB 12, 2018 Meeting Type: Special
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Continued Projected For Against Management
Related Party Transaction
2 Approve 2018 Money Lending Application For For Management
and Authorization on Relevant
Agreements
3 Approve Changes in Implementation For For Management
Contents of Raised Funds Investment
Project
4.01 Elect Zhang Minsheng as Non-independent For For Shareholder
Director
4.02 Elect Yang Xianfeng as Non-independent For For Shareholder
Director
4.03 Elect Huang Xingdong as Non-independent For For Shareholder
Director
4.04 Elect Yang Sen as Non-independent For For Shareholder
Director
4.05 Elect Peng Jianwu as Non-independent For For Shareholder
Director
4.06 Elect Mou Xin as Non-independent For For Shareholder
Director
4.07 Elect Qiu Guoxin as Non-independent For For Shareholder
Director
5.01 Elect Zhao Jinde as Independent For For Shareholder
Director
5.02 Elect Liang Gongqian as Independent For For Shareholder
Director
5.03 Elect Wang Zhulin as Independent For For Shareholder
Director
5.04 Elect Yue Yun as Independent Director For For Shareholder
6.01 Elect Shi Jingming as Supervisor For For Shareholder
6.02 Elect Wang Lutang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Report of the Board of For For Management
Independent Directors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve 2017 Daily Related-party For Against Management
Transaction
9 Approve 2017 Performance Annual Salary For For Management
of Internal Director
10 Approve 2018 Financial Budget Report For For Management
11 Approve 2018 Appointment of Auditor For For Management
12 Approve 2018 Structured Deposit Plan For For Management
13 Approve Election of Special Board For For Management
Members Committee
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AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: MAY 30, 2018 Meeting Type: Special
Record Date: MAY 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-party Transaction in For For Management
Connection to Withdrawal of
Shareholder's Capital
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AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: MAY 14, 2018 Meeting Type: Special
Record Date: MAY 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional 2018 External For Against Management
Guarantee Provision
2 Elect Sun Hongwei as Non-independent For For Shareholder
Director and Board Strategic Committee
and Audit Committee Member
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AECC AVIATION POWER CO LTD
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JAN 24, 2018 Meeting Type: Special
Record Date: JAN 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continued Related-party For Against Management
Transaction with Ultimate Controlling
Shareholder and Its Related Party
2 Approve 2018 External Guarantee For Against Management
Provision
3 Approve 2018 Financing Limit and For For Management
Authorization to Sign Relevant
Agreement
4 Approve Adjustment on Implementation For For Management
Content of Raised Funds Investment
Projects
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AISINO CORP.
Ticker: 600271 Security ID: Y0017G124
Meeting Date: SEP 22, 2017 Meeting Type: Special
Record Date: SEP 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase Cancellation of For For Management
Partial Stock Award
2.01 Elect Yao Yuhong as Non-independent For For Management
Director
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AISINO CORP.
Ticker: 600271 Security ID: Y0017G124
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: JUN 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Financial Statements For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Amend Articles of Association For For Management
6 Approve 2018 Appointment of Auditor For For Management
7 Approve Repurchase and Cancellation of For For Management
Performance Share Incentive Plan
8 Approve Report of the Board of For For Management
Supervisors
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BEIJING THUNISOFT CORPORATION LTD.
Ticker: 300271 Security ID: Y0773R108
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7.1 Approve Remuneration of Non-Independent For For Management
Directors
7.2 Approve Remuneration of Independent For For Management
Directors
8.1 Approve Remuneration of Supervisor For For Management
Chairman Fan Jiaojiao
8.2 Approve Remuneration of Supervisor Wang For For Management
Zhen
8.3 Approve Remuneration of Supervisor Wang For For Management
Yue
9 Approve Performance Compensation For For Management
Commitments Plan
10 Approve Impairment Test Report For For Management
11 Approve Repurchase Cancellation of For For Management
Performance Shares
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BEIJING THUNISOFT CORPORATION LTD.
Ticker: 300271 Security ID: Y0773R108
Meeting Date: JUN 11, 2018 Meeting Type: Special
Record Date: JUN 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing For For Management
Principle
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Listing Exchange For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Amount and Use of Proceeds For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Establishment of Special For For Management
Account for Proceeds
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10 Approve Shareholder Return Plan in the For For Management
Next Three Years
11 Approve Repurchase and Cancellation of For For Management
Partial Performance Shares
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BLUEFOCUS COMMUNICATION GROUP CO., LTD.
Ticker: 300058 Security ID: Y091AZ103
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Introducing New Companies to For For Management
Foreign Currency Bonds
2.00 Approve Authorization of the Board to For For Management
Handle Matters Relating to Foreign
Currency Bonds
3.00 Approve Guarantee Provision of the For For Management
Company and its Overseas Subsidiary to
the Entire Principal and Interest of
the Foreign Currency Bonds Issuance
4.00 Approve Sale of Partial Electricity For For Management
Rights
5.00 Approve Authorization of the Board to For For Management
Handle Matters Relating to Electricity
Rights
6.00 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiary Beijing Sien
Advertising Co., Ltd.
7.00 Approve Application of Bank Credit For For Management
Lines from Hangzhou Bank of
Wholly-owned Subsidiary Beijing Sien
Advertising Co., Ltd.
8.00 Approve Application of Bank Credit For For Management
Lines from Hangzhou Bank of
Wholly-owned Subsidiary Duomeng Ruida
China Technology Co., Ltd.
9.00 Approve Application of Bank Credit For For Management
Lines from WeBank of Wholly-owned
Subsidiary Duomeng Ruida China
Technology Co., Ltd.
10.00 Approve Application of Bank Credit For For Management
Lines from Pingan Bank
11.00 Approve Restricted Stock Repurchase For For Management
Cancellation
12.00 Amend Articles of Association For For Management
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BLUEFOCUS COMMUNICATION GROUP CO., LTD.
Ticker: 300058 Security ID: Y091AZ103
Meeting Date: FEB 09, 2018 Meeting Type: Special
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity For Abstain Management
2 Approve Rules and Procedures in Regards For Abstain Management
to the Meetings of the Bondholders
3 Approve Company's Eligibility for For For Management
Issuance of Corporate Bonds
4 Approve Company's Plan for Issuance of For For Management
Corporate Bonds
5 Approve Authorization of Board to For For Management
Handle All Related Matters
6 Approve Rules and Procedures in Regards For For Management
to the Meetings of Holders of This
Corporate Bonds Issuance
7 Approve Changes in Accounting Policies For For Management
8 Approve Repurchase Cancellation of For For Management
Performance Shares
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BLUEFOCUS COMMUNICATION GROUP CO., LTD.
Ticker: 300058 Security ID: Y091AZ103
Meeting Date: APR 10, 2018 Meeting Type: Special
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Draft of Performance Shares For Against Management
Incentive Plan
2 Approve Repurchase Cancellation of For For Shareholder
Performance Shares
3 Approve Asset Securitization of For For Shareholder
Accounts Receivable
4 Approve Authorization of Board to For For Shareholder
Handle All Related Matters to Asset
Securitization
5.1 Elect Sun Taoran as Non-Independent For For Shareholder
Director
5.2 Elect Xu Qing as Non-Independent For For Shareholder
Director
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BLUEFOCUS COMMUNICATION GROUP CO., LTD.
Ticker: 300058 Security ID: Y091AZ103
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2018 Remuneration of Directors For For Management
and Supervisors
7 Approve Appointment of Auditor For For Management
8 Approve Internal Control For For Management
Self-Evaluation Report
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Amend Articles of Association For For Shareholder
12 Approve Repurchase Cancellation of For For Shareholder
Performance Shares
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BLUEFOCUS COMMUNICATION GROUP CO., LTD.
Ticker: 300058 Security ID: Y091AZ103
Meeting Date: APR 27, 2018 Meeting Type: Special
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Relevant Commitments For For Management
2 Approve Change of Company Name For For Management
3 Approve Change of Business Scope For For Management
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: OCT 09, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tian Guoli and Authorize the For For Management
Remuneration Committee to Fix His
Remuneration
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: JUN 29, 2018 Meeting Type: Annual
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Final Financial Accounts For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve Budget of 2018 Fixed Assets For For Management
Investment
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors in 2016
7 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors in 2016
8 Elect Wang Zuji as Director For For Management
9 Elect Pang Xiusheng as Director For For Management
10 Elect Zhang Gengsheng as Director For For Management
11 Elect Li Jun as Director For For Management
12 Elect Anita Fung Yuen Mei as Director For For Management
13 Elect Carl Walter as Director For For Management
14 Elect Kenneth Patrick Chung as Director For For Management
15 Elect Wu Jianhang as Supervisor For For Management
16 Elect Fang Qiuyue as Supervisor For For Management
17 Approve Capital Plan for 2018 to 2020 For For Management
18 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditors and
PricewaterhouseCoopers as International
Auditors and Fix Their Remuneration
19 Approve Amendments to the Authorization For For Management
to the Board of Directors by the
Shareholders' General Meeting on
External Donations
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Amend Articles of Association Regarding For Abstain Management
Party Committee
8 Amend Rules and Procedures Regarding For Abstain Management
Meetings of Board of Directors
9 Amend Rules and Procedures Regarding For Abstain Management
Meetings of Board of Supervisors
10 Approve 2018 Guarantee Plan For Abstain Management
11.1 Approve Related-party Transaction with For For Management
Beijing Gubei Water Town Tourism Co.,
Ltd.
11.2 Approve Related-party Transaction with For For Management
CYTS Hongqi (Hengqin) Fund Management
Co., Ltd.
11.3 Approve Related-party Transaction with For For Management
CYTS Yaoyue (Beijing) Tourism Co., Ltd.
11.4 Approve Related-party Transaction with For For Management
China Everbright Group Corporation and
Its Subsidiaries
12 Approve Payment of Remuneration to For For Management
Auditor
13.1 Elect Lin Chun as Non-Independent For For Shareholder
Director
13.2 Elect Xu Xi as Non-Independent Director For For Shareholder
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: DEC 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Exemption on Fulfillment of For For Management
Commitment
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CHINA FILM CO., LTD.
Ticker: 600977 Security ID: Y1R8AC107
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: JUN 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve 2018 Financial Budget Report For Abstain Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve 2018 Related Party Transactions For For Management
9 Amend Articles of Association For For Management
10 Approve Adjustment of Board Member For For Management
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO.,LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JAN 30, 2018 Meeting Type: Special
Record Date: JAN 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Investment in For For Management
Establishment of Equity Investment Fund
with Related Party
2 Approve Provision of Guarantee to For For Management
Associate Company
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO.,LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Change in External Auditor For For Management
7 Approve 2018 Daily Related Party For For Management
Transaction
8 Approve General Authorization on For For Management
Company's Issuance of Bond Products
9 Approve 2018 Deposits, Loans and For For Management
Related-party Transactions at China
Merchants Bank
10 Approve 2018 Provision of Guarantee for For For Management
Subsidiary
11 Approve 2018 Provision of Financial For For Management
Assistance for Joint Stock Company
12 Approve Provision of Financial For For Management
Assistance for Authorization Management
for the Project Company
13 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO.,LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: MAY 25, 2018 Meeting Type: Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purchase of Equity and Related For For Management
Party Transactions
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO.,LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: DEC 13, 2017 Meeting Type: Special
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Initial Granting Plan of Stock For For Management
Option
2 Approve Amendments to Articles of For Against Management
Association
3 Approve Provision of Financial For For Management
Assistance
4 Approve Provision of Guarantee to For For Management
Shenzhen Merchants Overseas Chinese
Town Investment Co., Ltd.
5 Approve Provision of Guarantee to For For Management
Shenzhen China Merchants Real Estate
Co., Ltd.
6 Approve Provision of Guarantee to For For Management
Shenzhen Merchants Apartment
Development Co., Ltd.
7 Approve Changes in Fund-raising For For Management
Investment Project
8 Approve Establishment of Investment None For Shareholder
Fund with Related-party
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505Z111
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Procedural Rules Regarding For For Management
General Meetings of Shareholders
3 Approve Amendments to the Procedural For For Management
Rules of the Board
4 Elect He Qing as Director For For Management
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505Z111
Meeting Date: JUN 15, 2018 Meeting Type: Annual
Record Date: JUN 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve H Shares 2017 Annual Report For For Management
5 Approve 2017 Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve 2017 Annual Due Diligence For For Management
Report
9 Approve Duty Performance Report of For For Management
Independent Director
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Elect Zhu Yonghong as Supervisor For For Management
12 Elect Lu Ning as Supervisor For For Management
13 Elect Huang Dinan as Director For For Shareholder
14 Approve Resolution on Routine Related For For Shareholder
Party Transactions between the Company
and Shanghai Rural Commercial Bank Co.,
Ltd.
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve 2017 Financial Reports For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve Interim Profit Distribution For For Management
Plan
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Service Contracts Between the For For Management
Company and Directors and Supervisors
8 Amend Articles of Association For For Management
9 Amend Rules of Procedure Regarding For For Management
Meetings of Board of Directors
10 Approve the Establishment of the Board For For Management
Committee
11 Authorize Board to Determine the For Against Management
Proposed Plan for the Issuance of Debt
Financing Instruments
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13.01 Elect Dai Houliang as Director For For Management
13.02 Elect Li Yunpeng as Director For For Management
13.03 Elect Jiao Fangzheng as Director For For Management
13.04 Elect Ma Yongsheng as Director For For Management
13.05 Elect Ling Yiqun as Director For For Management
13.06 Elect Liu Zhongyun as Director For For Management
13.07 Elect Li Yong as Director For For Management
14.01 Elect Tang Min as Director For For Management
14.02 Elect Fan Gang as Director For For Management
14.03 Elect Cai Hongbin as Director For For Management
14.04 Elect Ng, Kar Ling Johnny as Director For For Management
15.01 Elect Zhao Dong as Supervisor For For Management
15.02 Elect Jiang Zhenying as Supervisor For For Management
15.03 Elect Yang Changjiang as Supervisor For For Management
15.04 Elect Zhang Baolong as Supervisor For For Management
15.05 Elect Zou Huiping as Supervisor For For Management
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: SEP 26, 2017 Meeting Type: Special
Record Date: SEP 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan Application For For Management
2.01 Elect Qiu Huawei as Non-independent None For Shareholder
Director
2.02 Elect Liu Wentao as Non-independent None For Shareholder
Director
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve 2018 Daily Related-party For For Management
Transactions
7 Approve Allowance of Independent For For Management
Directors
8.1 Elect Song Qing as Non-independent For For Shareholder
Director
8.2 Elect Guo Wei as Non-independent For For Shareholder
Director
8.3 Elect Liu Wentao as Non-independent For For Shareholder
Director
8.4 Elect Weng Jingwen as Non-independent For For Shareholder
Director
8.5 Elect Wu Jun as Non-independent For For Shareholder
Director
8.6 Elect Qiu Huawei as Non-independent For For Management
Director
8.7 Elect Zhou Hui as Non-independent For For Management
Director
9.1 Elect Yao Xingtian as Independent For For Management
Director
9.2 Elect Tu Pengfei as Independent For For Management
Director
9.3 Elect Xu Fang as Independent Director For For Management
9.4 Elect Liu Junyong as Independent For For Management
Director
10.1 Elect Fang Ming as Supervisor For For Shareholder
10.2 Elect Feng Yi as Supervisor For For Shareholder
10.3 Elect Li Guohui as Supervisor For For Shareholder
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: FEB 13, 2018 Meeting Type: Special
Record Date: FEB 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of 2017 Auditor For For Management
2 Amend Articles of Association For Against Management
(Additional Content in Party Building
Work)
3 Amend Articles of Association For For Management
(Strengthen the Protection of
Investors' Rights and Related
Revisions)
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: JUN 07, 2018 Meeting Type: Special
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
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CHINA SOUTH PUBLISHING & MEDIA GROUP CO LTD
Ticker: 601098 Security ID: Y15174108
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Profit Distribution For For Management
8 Approve Financial Statements For For Management
9 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
10 Approve Financial Services Agreement For Against Management
with Controlling Shareholder
11 Approve 2017 Daily Related Party For Against Management
Transaction and 2018 Daily Related
Party Transactions
12 Approve Use of Excess Raised Funds to For For Management
Replenish Working Capital
13.1 Elect Gong Shuguang as Non-Independent For For Management
Director
13.2 Elect Peng Bo as Non-Independent For For Management
Director
13.3 Elect Ding Shuangping as For For Management
Non-Independent Director
13.4 Elect Gao Jun as Non-Independent For For Management
Director
13.5 Elect Shu Bin as Non-Independent For For Management
Director
14.1 Elect Ji Shuihe as Independent Director For For Management
14.2 Elect Chen Gongrong as Independent For For Management
Director
14.3 Elect He Xiaogang as Independent For For Management
Director
15.1 Elect Xu Shufu as Supervisor For For Management
15.2 Elect Liu Hong as Supervisor For For Management
15.3 Elect Zhang Xudong as Supervisor For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N117
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Annual Report For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
PRC and International Auditors
Respectively, PricewaterhouseCoopers
Zhong Tian LLP as Internal Control
Auditor and Fix Their Remuneration
6 Approve 2018 Estimated Investment For For Management
Amount for Proprietary Business
8 Approve Potential Related Party For For Management
Transactions Involved in the Issuances
of the Onshore and Offshore Corporate
Debt Financing Instruments
10 Approve Remuneration of Directors and For For Management
Supervisors
11.01 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
the CITIC Group and Its Subsidiaries
and Associates
11.02 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
Other Related/Connected Parties
12 Elect Kuang Tao as Director For For Shareholder
14 Elect Liu Hao as Supervisor For For Shareholder
7.01 Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance in
Relation to the Re-authorization of
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.02 Approve Type of the Debt Financing For For Management
Instruments in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.03 Approve Term of the Debt Financing For For Management
Instruments in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.04 Approve Interest Rate of the Debt For For Management
Financing Instruments in Relation to
the Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.05 Approve Security and Other Arrangements For For Management
in Relation to the Re-authorization of
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.06 Approve Use of Proceeds in Relation to For For Management
the Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.07 Approve Issuing Price in Relation to For For Management
the Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.08 Approve Targets of Issue and the For For Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.09 Approve Listing of the Debt Financing For For Management
Instruments in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.10 Approve Resolutions Validity Period in For For Management
Relation to the Re-authorization of
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.11 Approve Authorization for the Issuances For For Management
of the Onshore and Offshore Corporate
Debt Financing Instruments in Relation
to the Issuances of Onshore and
Offshore Corporate Debt Financing
Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and 2018 For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Amend Articles of Association For For Management
7 Approve Appointment of Financial For For Management
Auditor
8 Approve Appointment of Internal Control For For Management
Auditor
9.1 Elect Bi Shoufeng as Non-Independent None For Shareholder
Director
10.1 Elect Zhang Yongqing as Supervisor None For Shareholder
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU) INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
2 Approve Extension of Authorization of For For Management
the Board to Handle Matters on Private
Placement
3 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
4 Approve Water Ecological Environment For For Shareholder
Management Agreement with Ultimate
Controlling Shareholder
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU) INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve 2018 Appointment of Auditor For For Management
7 Approve Remuneration of Director and For For Management
Senior Management Members
8 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Deposit and Usage For For Management
of Raised Funds
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Provision of Guarantee to HK For For Management
Subsidiary
9 Approve Provision of Guarantee to For For Management
Denmark Subsidiary
10 Approve Foreign Exchange Derivatives For For Management
Trading
11 Approve Appointment of Auditor For For Management
12 Approve Shareholder Return in the Next For For Management
Three Years
13 Amend Related-Party Transaction For For Management
Management System
--------------------------------------------------------------------------------
GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: SEP 12, 2017 Meeting Type: Special
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO., LTD.
Ticker: 525 Security ID: Y2930P108
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Audited Financial For For Management
Statements
4 Approve 2017 Profits Distribution For For Management
Proposal
5 Approve 2018 Financial Budget For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board and Audit
Committee to Fix Their Remuneration
7 Approve Resumption of Land Use Rights For For Management
over Guangzhou East Shipai Old Goods
Yard
8.01 Elect Guo Ji'an as Director None For Shareholder
8.02 Elect Chen Xiaomei as Director None For Shareholder
--------------------------------------------------------------------------------
HAND ENTERPRISE SOLUTIONS CO., LTD.
Ticker: 300170 Security ID: Y3001F102
Meeting Date: JAN 15, 2018 Meeting Type: Special
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Criteria to Select Plan For For Shareholder
Participants
1.02 Approve Source, Type and Number of For For Shareholder
Underlying Stocks
1.03 Approve Allocation of Underlying Stocks For For Shareholder
to Incentive Targets
1.04 Approve Duration, Granting Date and For For Shareholder
Lock-up Period
1.05 Approve Grant Price and Price-setting For For Shareholder
Basis
1.06 Approve Unlocking Arrangements and For For Shareholder
Assessment Conditions
1.07 Approve Adjustment on Equity Incentive For For Shareholder
Plan
1.08 Approve Granting Procedures of Equity For For Shareholder
to Incentive Targets
1.09 Approve Rights and Obligations of the For For Shareholder
Plan Participants and the Company
1.10 Approve Changes and Termination of For For Shareholder
Equity Incentive Plan
1.11 Approve Accounting Treatment and Effect For For Shareholder
on Company's Business Performance
1.12 Approve Share Repurchase Cancellation For For Shareholder
2 Approve Authorization of Board to For For Management
Handle All Related Matters
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
--------------------------------------------------------------------------------
HAND ENTERPRISE SOLUTIONS CO., LTD.
Ticker: 300170 Security ID: Y3001F102
Meeting Date: FEB 07, 2018 Meeting Type: Special
Record Date: JAN 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Investment in Equity For For Management
Investment Funds and Related-party
Transactions
2 Approve Comprehensive Bank Credit Line For For Management
Application
3 Approve Adjustment in 2015 Employee For For Management
Share Purchase Plan and Extend Its
Duration
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAY 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve 2018 Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Corporate Social Responsibility For For Management
Report
8 Approve Report of the Independent For For Management
Directors
9 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: MAY 14, 2018 Meeting Type: Special
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Guo Lingyong as Non-independent For For Management
Director
1.2 Elect Tang Jianjun as Non-independent For For Management
Director
1.3 Elect Zhang Xuebing as Independent For For Management
Director
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: FEB 12, 2018 Meeting Type: Special
Record Date: FEB 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Remuneration of Directors For For Management
2 Approve 2016 Remuneration of For For Management
Supervisors
3 Approve Repurchase Cancellation of For For Management
Performance Shares that has been
Granted but Not Yet Unlocked
4 Approve Issuance of Property Remaining For For Management
Payment Asset Support Special Plan and
Related-party Transactions
5 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: MAR 16, 2018 Meeting Type: Special
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Company For For Management
and Subsidiary to Apply for Financing
2 Approve 2018 Guarantee Plan For Against Management
3 Approve Loan and Comprehensive Credit For For Management
Line Applications
4 Approve Authorization of the Company's For Against Management
Management Team to Engage in External
Investments
5 Approve Authorization of the Company's For Against Management
Management Team to Engage in Land
Acquisition
6 Amend Financial Services Agreement and For Against Management
Related-party Transaction
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: APR 12, 2018 Meeting Type: Special
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: MAY 30, 2018 Meeting Type: Special
Record Date: MAY 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Corporate Bonds
2.1 Approve Issue Size For For Management
2.2 Approve Bond Maturity For For Management
2.3 Approve Bond Interest Rate and Method For For Management
of Determination
2.4 Approve Issue Manner For For Management
2.5 Approve Target Subscribers For For Management
2.6 Approve Use of Proceeds For For Management
2.7 Approve Safeguard Measures of Debts For For Management
Repayment
2.8 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Appointment of Underwriters for For For Management
this Corporate Bonds Issuance
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the Board For For Management
of Supervisors
3 Approve 2017 Audited Accounts For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve 2018 Fixed Asset Investment For For Management
Budget
6 Approve 2018-2020 Capital Planning For For Management
7 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors and KPMG Huazhen LLP
as Internal Control Auditors
8 Elect Cheng Fengchao Director For For Management
9 Amend Plan on Authorization of the For For Management
Shareholders' General Meeting to the
Board of Directors
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: NOV 29, 2017 Meeting Type: Special
Record Date: OCT 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors and For For Management
Supervisors for 2016
2 Elect Anthony Francis Neoh as Director For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: SEP 11, 2017 Meeting Type: Special
Record Date: SEP 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Chengxia as Non-Independent For For Management
Director
2 Approve Write-off of Partial Stock For For Management
Incentive Option and Repurchase
Cancellation of Partial Restricted
Stock
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: MAY 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Business Strategy and For For Management
Investment Plan
5 Approve Financial Statements and 2018 For For Management
Financial Budget Report
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve Provision of Guarantee For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve Cancellation of Stock Option For For Management
and Repurchase Cancellation of
Performance Shares
11 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor as
well as Their Remuneration
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 177 Security ID: Y4443L111
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Financial Statements and For For Management
Statutory Reports
4 Approve 2017 Annual Financial For For Management
Statements
5 Approve 2018 Financial Budget Report For For Management
6 Approve 2017 Profit Distribution Plan For For Management
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Internal Auditors and
Authorize Board to Fix Their
Remuneration
8 Approve Amendments to Articles of For For Management
Association
9 Approve Issuance of Debt Financing None Non-Voting Management
Instruments
9.1 Approve Issue Size and Method For For Management
9.2 Approve Type of Debt Financing For For Management
Instruments
9.3 Approve Maturity of Debt Financing For For Management
Instruments
9.4 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
9.5 Approve Interest Rate For For Management
9.6 Approve Use of Proceeds For For Management
9.7 Approve Listing Exchange For For Management
9.8 Approve Guarantee Provision For For Management
9.9 Approve Resolution Validity Period For For Management
9.10 Approve Authorization of the Board to For For Management
Handle All Related Matters
10.1 Elect Gu Dejun as Director For For Management
10.2 Elect Chen Yanli as Director For For Management
10.3 Elect Chen Yongbing as Director For For Management
10.4 Elect Yao Yongjia as Director For For Management
10.5 Elect Wu Xinhua as Director For For Management
10.6 Elect Hu Yu as Director For For Management
10.7 Elect Ma Chung Lai, Lawrence as For For Management
Director
11.1 Elect Zhang Zhuting as Independent For For Management
Director
11.2 Elect Chen Liang as Independent For For Management
Director
11.3 Elect Lin Hui as Independent Director For For Management
11.4 Elect Zhou Shudong as Independent For For Management
Director
12.1 Elect Yu Lanying as Supervisor For For Management
12.2 Elect Ding Guozhen as Supervisor For For Management
12.3 Elect Pan Ye as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Ticker: 002304 Security ID: Y444AE101
Meeting Date: JAN 29, 2018 Meeting Type: Special
Record Date: JAN 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Wang Yao as Non-independent For For Management
Director
2.2 Elect Zhong Yu as Non-independent For For Management
Director
2.3 Elect Han Feng as Non-independent For For Management
Director
2.4 Elect Wang Kai as Non-independent For For Management
Director
2.5 Elect Cong Xuenian as Non-independent For For Management
Director
2.6 Elect Zhou Xinhu as Non-independent For For Management
Director
2.7 Elect Liu Huashuang as Non-independent For For Management
Director
3.1 Elect Xu Zhijian as Independent For For Management
Director
3.2 Elect Cai Yunqing as Independent For For Management
Director
3.3 Elect Ji Xueqing as Independent For For Management
Director
3.4 Elect Chen Tongguang as Independent For For Management
Director
4.1 Elect Chen Yiqin as Supervisor For For Management
4.2 Elect Zhou Wenqi as Supervisor For For Management
4.3 Elect Chen Taisong as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Ticker: 002304 Security ID: Y444AE101
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial Report For For Management
Auditor
--------------------------------------------------------------------------------
MIDEA GROUP CO., LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisor
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Stock Option Incentive Plan and For For Management
Its Summary
7 Approve Appraisal Measures of the Stock For For Management
Option Incentive Plan
8 Approve Authorization of the Board to For For Management
Handle All Related Matters on Stock
Option Incentive Plan
9 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
10 Approve Methods to Assess the For For Management
Performance of Plan Participants
11 Approve Authorization of the Board to For For Management
Handle All Related Matters on
Performance Shares Incentive Plan
12 Approve Phase IV Global Partnership For For Management
Stock Ownership Plan Draft and Summary
13 Approve Authorization of the Board to For For Management
Handle All Related Matters on Phase IV
Global Partnership Stock Ownership Plan
14 Approve Phase I Business Partnership For For Management
Stock Ownership Plan Draft and Summary
15 Approve Authorization of the Board to For For Management
Handle All Related Matters on Phase I
Business Partnership Stock Ownership
Plan
16 Approve Provision of Guarantee For For Management
17 Approve Special Report on Foreign For For Management
Exchange Capital Derivatives Business
Investment
18 Approve Use of Idle Funds to Conduct For For Management
Entrusted Asset Management
19 Approve Deposit and Loan Related Party For For Management
Transactions
20 Amend Articles of Association For For Management
21 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
MIDEA GROUP CO., LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Deposit, Loan and For For Management
Related-party Transaction
--------------------------------------------------------------------------------
NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: JUN 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Independent For For Management
Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Annual Report and Summary For For Management
7 Approve 2018 Financial Budget Report For For Management
8 Approve 2018 Appointment of Financial For For Management
and Internal Control Auditor
9 Approve Entrusted Loan Application and For For Management
Related Party Transactions
10 Approve 2018 Daily Related Party For Against Management
Transactions and Financial Services
Related Transactions
11 Approve Change in Registered Capital, For Abstain Management
Business Scope and Amend Articles of
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Approve Changes in Accounting Estimates For For Management
15.1 Elect Xiong Yanren as Independent For For Management
Director
--------------------------------------------------------------------------------
NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: AUG 21, 2017 Meeting Type: Special
Record Date: AUG 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Assets Purchase by Cash Payment and
Issuance of New Shares to Specific
Parties as well as Raising Supporting
Funds
2 Approve Transaction Constitute as For For Management
Related-Party Transaction
3.01 Approve Transaction Parties For For Management
3.02 Approve Target Assets For For Management
3.03 Approve Transaction Method For For Management
3.04 Approve Transaction Amount For For Management
3.05 Approve Issue Price in Connection to For For Management
Issuance of New Shares and Cash Payment
for Asset Purchase
3.06 Approve Issue Type and Par Value in For For Management
Connection to Issuance of New Shares
and Cash Payment for Asset Purchase
3.07 Approve Asset Purchased Amount, Payment For For Management
Price and Issue Amount in Connection to
Issuance of New Shares and Cash Payment
for Asset Purchase
3.08 Approve Issue Price Adjustment For For Management
Mechanism in Connection to Issuance of
New Shares and Cash Payment for Asset
Purchase
3.09 Approve Share Lock-up Period in For For Management
Connection to Issuance of New Shares
and Cash Payment for Asset Purchase
3.10 Approve Cash Payment Method and Payment For For Management
Time in Connection to Issuance of New
Shares and Cash Payment for Asset
Purchase
3.11 Approve Performance Commitments and For For Management
Compensation Arrangements in Connection
to Issuance of New Shares and Cash
Payment for Asset Purchase
3.12 Approve Transition Period Arrangements For For Management
in Connection to Issuance of New Shares
and Cash Payment for Asset Purchase
3.13 Approve Distribution Arrangement of For For Management
Undistributed Earnings in Connection to
Issuance of New Shares and Cash Payment
for Asset Purchase
3.14 Approve Arrangement of Employees in For For Management
Connection to Issuance of New Shares
and Cash Payment for Asset Purchase
3.15 Approve Issue Price in Connection to For For Management
Raising Supporting Funds
3.16 Approve Issue Type and Par Value in For For Management
Connection to Raising Supporting Funds
3.17 Approve Raising Supporting Funds and For For Management
Issue Amount in Connection to Raising
Supporting Funds
3.18 Approve Share Lock-up Situation in For For Management
Connection to Raising Supporting Funds
3.19 Approve Use of Proceeds in Connection For For Management
to Raising Supporting Funds
3.20 Approve Resolution Validity Period For For Management
4 Approve Report (Draft) on Company's For For Management
Assets Purchase by Cash Payment and
Issuance of New Shares as well as
Raising Supporting Funds and Its
Summary
5 Approve the Notion that the Transaction For For Management
Complies with Article IV of Provisions
on Several Issues Regulating the Major
Asset Restructuring of Listed Companies
6 Approve the Notion that the Transaction For For Management
Does not Constitute as Article 13 of
the Management Approach Regarding Major
Asset Restructuring of Listed Companies
7 Approve the Notion that the Transaction For For Management
Complies with Article 11 of the
Management Approach Regarding Major
Asset Restructuring of Listed Companies
8 Approve the Notion that the Transaction For For Management
Complies with Article 43 of the
Management Approach Regarding Major
Asset Restructuring of Listed Companies
9 Approve the Completeness and Compliance For For Management
of Implementation of Legal Proceedings
of the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
10 Approve Signing of Conditional Asset For For Management
Purchase Agreement by Issue of Shares
and Subscription Agreement
11 Approve Signing of Conditional Asset For For Management
Purchase Supplemental Agreement by
Issue of Shares and Subscription
Agreement
12 Approve Profit Forecast Compensation For For Management
Agreement
13 Approve Profit Forecast Compensation For For Management
Supplemental Agreement
14 Approve Relevant Audit Report, Review For For Management
Report and Evaluation Report of the
Transaction
15 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
16 Approve Impact of Dilution of Major For For Management
Assets Restructuring
17 Approve White Wash Waiver and Related For For Management
Transactions
18 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
POLY REAL ESTATE GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: DEC 20, 2017 Meeting Type: Special
Record Date: DEC 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity For For Management
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QINGDAO CITYMEDIA CO., LTD.
Ticker: 600229 Security ID: Y7172H102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: MAY 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Amendments to Articles of For Abstain Management
Association
7 Approve Appointment of Auditor and For For Management
Payment of Their Remuneration
8 Approve Extension of Raised Funds For For Management
Investment Project
9 Approve Report on Impairment Test of For For Management
Major Assets Reorganization
10 Approve Changes in Deadline for For For Management
Implementation of Major Asset
Restructuring
11 Elect Yin Lunzhu as Supervisor For For Shareholder
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QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: NOV 23, 2017 Meeting Type: Special
Record Date: NOV 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Plan on Issuance of Convertible For For Management
Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Debt Repayment Period and For For Management
Manner
2.7 Approve Conversion Period For For Management
2.8 Approve Method of Determination and For For Management
Adjustment of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Determination of Conversion of For For Management
Shares
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscriber
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings of For For Management
Bond Holders
2.17 Approve Raised Funds Investment of CNY For For Management
2,101,500,000
2.18 Approve Raised Funds Investment of CNY For For Management
977,750,000
2.19 Approve Raised Funds Investment of CNY For For Management
468,090,000
2.20 Approve Raised Funds Investment of CNY For For Management
450,880,000
2.21 Approve Raised Funds Investment of CNY For For Management
1,641,760,000
2.22 Approve Guarantee Matters For For Management
2.23 Approve Deposit Management of Raised For For Management
Funds
2.24 Approve Resolution Validity Period For For Management
3 Approve Plan for Convertible Bonds For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
4.1 Approve Consumer Upgrades Ice and Other For For Management
Production Line Intelligent
Manufacturing Upgrade Expansion Project
4.2 Approve Kitchen Electric and Power For For Management
Capacity Project
4.3 Approve Overseas Emerging Market For For Management
Manufacturing Base Construction Project
4.4 Approve COSMOPlat Industrial For For Management
Interconnection Project
4.5 Approve Repayment of Debts For For Management
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Shareholder Returns for the For For Management
Next Three Years
9 Approve Bond Holder Meeting Principles For For Management
10 Approve 2017 Related Party Transaction For For Management
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QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Internal Control Audit Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Signing of Daily Related-party For Abstain Management
Transactions Agreement and 2018 Daily
Related-party Transactions
9 Approve Provision of Guarantee For For Management
10 Approve Foreign Exchange Fund For For Management
Derivatives Business
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Approve Acquisition of Equity and For For Management
Related-party Transactions
15 Approve Authorization of the Board to For For Management
Handle All Matters Related to
Acquisition of Equity and Related-party
Transactions
16 Approve Extension in Authorization for For For Management
Board to Handle All Matters Related to
Issuance of Convertible Bonds
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QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: APR 27, 2018 Meeting Type: Special
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of D Class Shares and For For Management
Listing in China Europe International
Exchange
2 Approve Initial Public Offering of D For For Management
Shares in the China Europe
International Exchange as well as Its
Listing
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Method For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Conversion of Company to For For Management
Foreign Fund-Raising Company
4 Approve Resolution Validity Period For For Management
5 Approve Authorization of Board to For For Management
Handle All Related Matters
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Use of Proceeds For For Management
8 Approve Distribution Arrangement of For For Management
Cumulative Earnings
9 Amend Articles of Association in For For Management
Connection to the Listing of D Shares
in the China Europe International
Exchange
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
13 Amend Working System for Independent For For Management
Directors
14 Amend Management System for Providing For For Management
External Guarantees
15 Approve Formulation of Foreign For For Management
Securities and Listing-related
Confidentiality and File Management
System
16 Approve Purchase of Liability Insurance For Abstain Management
for Directors, Supervisors and Senior
Management Members
17 Amend Articles of Association For For Management
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SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: JUN 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Provision of Guarantee to SAIC For Against Management
General Motors Financial Co., Ltd.
8 Approve Provision of Guarantee to For For Management
Controlled Subsidiary by Global
Chexiang Car Rental Co., Ltd.
9 Approve Provision of Guarantee by Huayu For For Management
Automotive Systems Co., Ltd. to Huayuan
Korben Schmidt Aluminum Technology Co.,
Ltd.
10 Approve Provision of Guarantee by Huayu For For Management
Automotive Systems Co., Ltd. to its
Subsidiaries
11 Approve to Appoint Financial Auditor For For Management
12 Approve to Appoint Internal Control For For Management
Auditor
13 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
14.1 Elect Chen Hong as Non-independent For For Shareholder
Director
14.2 Elect Chen Zhixin as Non-independent For For Shareholder
Director
14.3 Elect Wang Jian as Non-independent For For Shareholder
Director
15.1 Elect Tao Xinliang as Independent For For Shareholder
Director
15.2 Elect Li Ruoshan as Independent For For Shareholder
Director
15.3 Elect Zeng Saixing as Independent For For Shareholder
Director
16.1 Elect Bian Baiping as Supervisor For For Shareholder
16.2 Elect Chen Weifeng as Supervisor For For Shareholder
16.3 Elect Yi Lian as Supervisor For For Shareholder
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SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: NOV 21, 2017 Meeting Type: Special
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
4 Elect Ding Ning as Supervisor For For Management
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SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Repurchase and Cancellation of For For Management
Performance Shares
7 Approve Amendments to Articles of For For Management
Association
8 Elect Wang Lujun as Independent For For Management
Director
9 Approve 2018 Financial Budget Report For For Management
10 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
11 Approve Daily Related Party Transaction For Against Management
12 Approve Investment in Financial For Against Management
Products
13 Approve Stock Option Incentive Plan For For Management
Draft and Its Summary
14 Approve Methods to Assess the For For Management
Performance of Plan Participants
15 Approve Authorization of the Board to For For Management
Handle All Related Matters
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S108
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: JUN 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Annual Report For For Management
4 Approve 2017 Final Accounts Report and For For Management
2018 Financial Budget
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor,
PricewaterhouseCoopers as Overseas
Auditor and Payment of Auditors' Fees
for 2017
6 Approve 2017 Profit Distribution Plan For For Management
7 Approve External Guarantees for 2018 For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Amend Articles of Association and Rules For For Management
of Procedure of the Board of Directors
10 Approve Issuance of Debt Financing For For Management
Products
11 Approve Satisfaction of the Conditions For For Management
of the Issuance of Corporate Bonds
12 Approve Issuance of Corporate Bonds For For Management
12.01 Approve Face Value of Bonds to Be For For Management
Issued and Scale of Issuance in
Relation to the Issuance of Corporate
Bonds
12.02 Approve Issuing Price of Bonds and the For For Management
Way to Determine Interest Rate in
Relation to the Issuance of Corporate
Bonds
12.03 Approve Term of Bonds in Relation to For For Management
the Issuance of Corporate Bonds
12.04 Approve Way of Principal and Interest For For Management
Repayment in Relation to the Issuance
of Corporate Bonds
12.05 Approve Way and Target of Issuance in For For Management
Relation to the Issuance of Corporate
Bonds
12.06 Approve Use of Proceeds in Relation to For For Management
the Issuance of Corporate Bonds
12.07 Approve Arrangement of Placement to For For Management
Shareholders in Relation to the
Issuance of Corporate Bonds
12.08 Approve Guarantees in Relation to the For For Management
Issuance of Corporate Bonds
12.09 Approve Redemption and Put Provision in For For Management
Relation to the Issuance of Corporate
Bonds
12.10 Approve Credit Standing of the Company For For Management
and Measures to Guarantee Repayment in
Relation to the Issuance of Corporate
Bonds
12.11 Approve Way of Underwriting in Relation For For Management
to the Issuance of Corporate Bonds
12.12 Approve Listing Arrangements in For For Management
Relation to the Issuance of Corporate
Bonds
12.13 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
of Corporate Bonds
12.14 Approve Authorizations for the For For Management
Executive Committee of the Board in
Relation to the Issuance of Corporate
Bonds
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SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and 2018 For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Issuance of Capital Bonds For For Management
7 Approve Report on the Usage of For For Management
Previously Raised Funds
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: AUG 30, 2017 Meeting Type: Special
Record Date: AUG 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Luo Yude as Non-independent For For Management
Director
1.02 Elect Chen Jinzu as Non-independent For For Management
Director
1.03 Elect Chen Minsheng as Non-independent For For Management
Director
1.04 Elect Chen Fanhua as Non-independent For For Management
Director
1.05 Elect Xu Yan as Non-independent For For Management
Director
2.01 Elect Huang Yaying as Independent For For Management
Director
2.02 Elect Shen Weitao as Independent For For Management
Director
2.03 Elect Zhao Bo as Independent Director For For Management
3.01 Elect Wu Yuejuan as Supervisor For For Management
3.02 Elect Zhang Zisheng as Supervisor For For Management
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: JAN 17, 2018 Meeting Type: Special
Record Date: JAN 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of 2017 Financial For For Management
Auditor and Internal Control Auditor
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Board of Supervisors For For Management
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve 2018 Daily Related Party For For Management
Transaction Estimates
7 Amend Articles of Association For Abstain Management
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: NOV 15, 2017 Meeting Type: Special
Record Date: NOV 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Own Funds to Purchase For For Management
Principal-guaranteed Wealth Management
Products
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STANLEY AGRICULTURAL GROUP CO., LTD.
Ticker: 002588 Security ID: Y8151R103
Meeting Date: JUN 05, 2018 Meeting Type: Special
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Provision of Financial For Against Management
Assistance for Nehe Stanley Jufeng
Agricultural Service Co., Ltd.
1.2 Approve Provision of Financial For Against Management
Assistance for Jining Stanley Tiancheng
Agricultural Service Co., Ltd.
1.3 Approve Provision of Financial For Against Management
Assistance for Renqiu City Stanley
Agricultural Service Co., Ltd.
1.4 Approve Provision of Financial For Against Management
Assistance for Wengniu Teqi Stanley
Agricultural Technology Consulting
Service Co., Ltd.
1.5 Approve Provision of Financial For Against Management
Assistance for Licheng Stanley Ruihe
Agricultural Service Co., Ltd.
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STANLEY AGRICULTURAL GROUP CO., LTD.
Ticker: 002588 Security ID: Y8151R103
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve Internal Control For For Management
Self-Evaluation Report
9 Approve 2018 Appointment of Auditor For For Management
10 Approve 2018 Use of Idle Own Funds to For For Management
Invest in Financial Products
11 Approve 2018 Comprehensive Bank Credit For For Management
Line Application
12 Approve Provision of Guarantee For For Management
13 Approve Use of Own Funds to Conduct For Against Management
Risk Investment
14 Approve 2018 Daily Related Party For For Management
Transactions
15 Amend Articles of Association For For Management
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TSUI WAH HOLDINGS LIMITED
Ticker: 1314 Security ID: G91150105
Meeting Date: AUG 25, 2017 Meeting Type: Annual
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4a1 Elect Lee Yuen Hong as Director For For Management
4a2 Elect Lee Tsz Kin Kenji as Director For For Management
4a3 Elect Cheng Chung Fan as Director For For Management
4a4 Elect Cheng Yu Sang as Director For For Management
4a5 Elect Tang Man Tsz as Director For For Management
4a6 Elect Yim Kwok Man as Director For For Management
4b Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Independent For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
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VENUSTECH GROUP INC
Ticker: 002439 Security ID: Y07764106
Meeting Date: DEC 11, 2017 Meeting Type: Special
Record Date: DEC 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Public Issuance of Convertible Bonds
2 Approve Plan for Public Issuance of For For Management
Convertible Bonds
3.01 Approve Issue Type For For Management
3.02 Approve Issue Scale For For Management
3.03 Approve Amount and Issue Price For For Management
3.04 Approve Bond Maturity For For Management
3.05 Approve Bond Interest Rate For For Management
3.06 Approve Method and Term for the For For Management
Repayment of Principal and Interest
3.07 Approve Conversion Period For For Management
3.08 Approve Determination and Adjustment of For For Management
Conversion Price
3.09 Approve Downward Adjustment of For For Management
Conversion Price
3.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
3.11 Approve Terms of Redemption For For Management
3.12 Approve Terms of Sell-Back For For Management
3.13 Approve Dividend Distribution Post For For Management
Conversion
3.14 Approve Issue Manner and Target For For Management
Subscribers
3.15 Approve Placing Arrangement for For For Management
Shareholders
3.16 Approve Matters Relating to Meetings of For For Management
Bond Holders
3.17 Approve Use of Proceeds For For Management
3.18 Approve Safekeeping of Raised Funds For For Management
3.19 Approve Guarantee Matters For For Management
3.20 Approve Resolution Validity Period For For Management
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
as well as Relevant Undertakings
7 Approve Rules and Procedures Regarding For For Management
the Meeting of the Bondholders
8 Approve Shareholder Return Plan in the For For Management
Next Three Years
9 Approve Establishment of Special For For Management
Accounts for Raised Funds
10 Approve Authorization of Board to For For Management
Handle All Related Matters
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VENUSTECH GROUP INC
Ticker: 002439 Security ID: Y07764106
Meeting Date: NOV 28, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity For For Management
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WANGFUJING GROUP CO ., LTD.
Ticker: 600859 Security ID: Y0775J104
Meeting Date: SEP 04, 2017 Meeting Type: Special
Record Date: AUG 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Merger by Absorption as well as
Related-party Transactions
2.01 Approve Plan Summary For For Management
2.02 Approve Transaction Price and Pricing For For Management
Basis
2.03 Approve Payment Arrangements For For Management
2.04 Approve Share Type and Par Value Per For For Management
Share
2.05 Approve Transaction Parties For For Management
2.06 Approve Adjustment on Issuance Price For For Management
2.07 Approve Adjustment on Issue Size For For Management
2.08 Approve Lock-up Period For For Management
2.09 Approve Listing Exchange For For Management
2.10 Approve Distribution of Retained For For Management
Earnings and Cumulative Earnings
2.11 Approve Transitional Profit or Loss For For Management
2.12 Approve Claims and Debts Treatment as For For Management
well as Creditor Protection
2.13 Approve Staffing Arrangements For For Management
2.14 Approve Dissenting Shareholder For For Management
Protection Mechanism
2.15 Approve Asset Delivery and Share For For Management
Issuance
2.16 Approve Responsibility for Breach of For For Management
Contract
2.17 Approve Resolution Validity Period For For Management
3 Approve This Transaction Constitutes as For For Management
Related-party Transaction
4 Approve Transaction Complies with For For Management
Article IV of Provisions on Several
Issues Regulating the Major Asset
Restructuring of Listed Companies
5 Approve Draft Report and Summary on For For Management
Merger by Absorption as well as
Related-party Transactions
6 Approve Signing of Merger by Absorption For For Management
Agreement
7 Approve Audit Report, Review Report and For For Management
Asset Evaluation Report Related to This
Transaction
8 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
9 Approve Basis and Fairness of Pricing For For Management
for This Transaction
10 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
11 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
12 Approve Authorization of Board to For For Management
Handle All Related Matters
13 Elect Du Jianguo as Non-Independent For For Management
Director
14.01 Elect Fang Zihong as Supervisor For For Management
14.02 Elect Wang Hexin as Supervisor For For Management
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WANGFUJING GROUP CO ., LTD.
Ticker: 600859 Security ID: Y0775J104
Meeting Date: JUN 29, 2018 Meeting Type: Special
Record Date: JUN 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2.1 Elect Wu Gang as Non-independent For For Management
Director
2.2 Elect Zhao Hong as Non-independent For For Management
Director
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WANGFUJING GROUP CO ., LTD.
Ticker: 600859 Security ID: Y0775J104
Meeting Date: APR 13, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Dividend Distribution Plan
5 Approve Annual Report and Summary For For Management
6 Approve 2018 Appointment of Auditor For For Management
7 Approve Provision of Guarantee to For Against Management
Controlled Subsidiary
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WULIANGYE YIBIN CO., LTD.
Ticker: 000858 Security ID: Y9718N106
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: JUN 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Budget Report For For Management
7 Approve 2018 Daily Related-party For Against Management
Transactions
8 Approve Appointment of Auditor For For Management
9 Amend Articles of Association Regarding For For Management
Party Committee
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XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Appointment of Auditor For For Management
6 Approve Financial Service Agreement For Abstain Management
7 Approve Amendments to Articles of For For Management
Association
8 Approve Implementing Rules for For For Management
Cumulative Voting System (Draft)
9 Approve Report of the Board of For For Management
Supervisors
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XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: DEC 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhou Qun as Non-Independent For For Shareholder
Director
2 Approve Amendments to Articles of For Against Management
Association
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Approve Increase in 2017 Daily For For Management
Related-party Transactions
7 Approve Estimated 2018 Daily For For Management
Related-party Transactions
8 Approve Continued Financial Service For Abstain Management
Agreement
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XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: SEP 12, 2017 Meeting Type: Special
Record Date: SEP 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Zhang Xusheng as Non-independent None For Shareholder
Director
1.02 Elect Chen Guidong as Non-independent None For Shareholder
Director
2.01 Elect Zhang Xinchang as Supervisor None For Shareholder
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YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2018 Financial Budget Report For For Management
7 Approve Appointment of Auditor and For For Management
Internal Control Auditor
8 Approve Allowance Management System for For For Management
Independent Directors
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ZHEJIANG HUACE FILM & TV CO., LTD.
Ticker: 300133 Security ID: Y988B8109
Meeting Date: JUL 11, 2017 Meeting Type: Special
Record Date: JUL 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Partial Use of For For Management
Proceeds
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ZHEJIANG YINLUN MACHINERY CO.,LTD.
Ticker: 002126 Security ID: Y9892T101
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: APR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve 2018 Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Comprehensive Credit Line For For Management
Application
8 Approve Provision of Guarantee for For Against Management
Subsidiary
9 Approve Appointment of Auditor For For Management
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: AUG 17, 2017 Meeting Type: Special
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Perpetual Debt For For Management
2 Elect Ma Quanli as Non-independent None For Shareholder
Director
3.01 Elect Zhu Qiang as Supervisor None For Shareholder
3.02 Elect Liao Xuehua as Supervisor None For Shareholder
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ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: JUN 14, 2018 Meeting Type: Special
Record Date: JUN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sun Jin as Independent Director For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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(Registrant) Morgan Stanley China A Share Fund, Inc. |
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By (Signature and Title)* |
/s/ John H. Gernon |
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John H. Gernon President and Principal Executive Officer |
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Date August 28, 2018 |
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* Print the name and title of each signing officer under his or her signature.
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