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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $ 10.89 | 05/10/2010 | A | 525,000 | (6) | 05/10/2020 | Common Stock, par value $0.000001 per share | 525,000 | $ 0 | 525,000 | D | ||||
Employee Stock Options | $ 10.89 | 05/10/2010 | G(2) | 525,000 | (6) | 05/10/2020 | Common Stock, par value $0.000001 per share | 525,000 | $ 0 | 0 | D | ||||
Employee Stock Options | $ 10.89 | 05/10/2010 | G(2) | 525,000 | (6) | 05/10/2020 | Common Stock, par value $0.000001 per share | 525,000 | $ 0 | 525,000 | I | See footnote (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tippl Thomas C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
Chief Corporate Officer & CFO |
/s/ Thomas Tippl | 05/12/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This grant was for 350,000 restricted stock units of the Company, each representing the right to receive one share of the Company's common stock, which will vest in four equal installments on each of February 15, 2011, February 15, 2012, February 15, 2013, and February 15, 2014. |
(2) | Following receipt thereof, Mr. Tippl transferred this award to the Thomas and Laura Tippl Family Trust. |
(3) | These securities are held by the Thomas and Laura Tippl Family Trust. |
(4) | This grant was for 225,000 performance shares of the Company, which will vest in accordance with the terms of Mr. Tippl's 2010 amended employment agreement with the Company. |
(5) | Following the transactions reported on this Form 4, Mr. Tippl (through the Thomas and Laura Tippl Family Trust) held (a) 143,060 shares of the Company's common stock, (b) 184,474 restricted shares of the Company's common stock, (c) 225,000 performance shares of the Company's common stock and (d) 350,000 restricted stock units, each representing the right to receive one share of the Company's common stock. |
(6) | These options will vest in four equal installments on each of February 15, 2011, February 15, 2012, February 15, 2013, and February 15, 2014. |