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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 7.83 | 12/05/2011 | M | 56,000 | (4) | 10/18/2016 | Common Stock | 56,000 | $ 0 | 253,672 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GRIFFITHS JEFFREY W C/O LUMBER LIQUIDATORS HOLDINGS, INC. 3000 JOHN DEERE ROAD TOANO, VA 23168 |
X | Chief Executive Officer |
/s/ E. Livingston B. Haskell, Power of Attorney for Jeffrey W. Griffiths | 12/05/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale of these shares was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2011. |
(2) | Weighted average sale price for prices ranging from $17.015 to $17.73 per share. 20 shares were sold at $17.325 per share; 83 shares were sold at $17.19 per share; 100 shares were sold at each of the following prices: $17.015, $17.02, $17.03, $17.06, $17.37, $17.385, $17.3925, $17.40, $17.651, $17.7025 and $17.73; 156 shares were sold at $17.42 per share; 200 shares were sold at each of the following prices: $17.05, $17.12, $17.32, $17.46 and $17.715; 251 shares were sold at $17.09 per share; 300 shares were sold at each of the following prices: $17.11, $17.47, $17.61 and $17.625; 400 shares were sold at each of the following prices: $17.08, $17.515 and $17.701; 500 shares were sold at each of the following prices: $17.13, $17.26 and $17.375; 549 shares were sold at $17.10 per share; 572 shares were sold at $17.58 per share; 600 shares were sold at each of the following prices: $17.14 and $17.24; 680 shares were sold at $17.31 per share (continued in Footnote 2). |
(3) | (Continued from Footnote 1) 700 shares were sold at each of the following prices: $17.49, $17.51 and $17.57; 800 shares were sold at each of the following prices: $17.115 and $17.28; 817 shares were sold at $17.18 per share; 900 shares were sold at $17.17 per share; 944 shares were sold at $17.43 per share; 1,028 shares were sold at $17.64 per share; 1,500 shares were sold at each of the following prices: $17.15, $17.59 and $17.63; 1,546 shares were sold at $17.67 per share; 1,700 shares were sol at $17.62 per share; 1,701 shares were sold at $17.72 per share; 1,738 shares were sold at $17.65 per share; 1,844 shares were sold at $17.66 per share; 2,000 shares were sold at $17.41 per share; 2,600 shares were sold at $17.68 per share; 3,600 shares were sold at $17.69 per share; 5,171 shares were sold at $17.71 per share; 5,800 shares were sold at $17.39 per share; and 6,900 shares were sold at $17.70 per share. |
(4) | The option was granted on October 18, 2006 and became exercisable one quarter on each anniversary of the grant date. |