1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options
|
Â
(2)
|
01/02/2015 |
Common Stock
|
30,714
|
$
19.25
|
D
|
Â
|
Options
|
Â
(3)
|
01/19/2016 |
Common Stock
|
78,571
|
$
70
|
D
|
Â
|
Options
|
01/16/2013 |
01/16/2018 |
Common Stock
|
571,428
|
$
13.3
|
I
|
By MB Technology Holdings, LLC
(1)
|
Options
|
01/16/2013 |
01/16/2018 |
Common Stock
|
142,857
|
$
8.75
|
I
|
By MB Technology Holdings, LLC
(1)
|
Warrants
|
01/16/2013 |
01/16/2018 |
Common Stock
|
42,857
|
$
0.35
|
I
|
By MB Technology Holdings, LLC
(1)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Mr. Mooers beneficially owns shares, options and warrants of the Company through MB Merchant Group, LLC, of which he beneficially owns 80%, which in turn is a 75% owner of MB Technology Holdings, LLC. |
(2) |
The issue date of the Options pursuant to a 2005 Options Plan is January 2, 2005. The Options have three (3) vesting periods, with the first being January 2, 2006 and the last being January 2, 2008. |
(3) |
The issue date of the Options pursuant to a 2006 Options Plan is January 19, 2006. The Options have three (3) vesting periods, with the first being January 19, 2007 and the last being January 19, 2009. |