UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 09/28/2020 | Common Stock | 39,600 (1) | $ 2.03 (1) | D | Â |
Employee Stock Option (right to buy) | Â (3) | 06/05/2022 | Common Stock | 11,338 (1) | $ 2.03 (1) | D | Â |
Employee Stock Option (right to buy) | Â (4) | 01/27/2019 | Common Stock | 1,034 (1) | $ 5.8 (1) | D | Â |
Employee Stock Option (right to buy) | Â (5) | 09/10/2019 | Common Stock | 43,103 (1) | $ 0.87 (1) | D | Â |
Employee Stock Option (right to buy) | Â (4) | 11/16/2016 | Common Stock | 1,163 (1) | $ 0.87 (1) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ronn Magnus 480 ARSENAL ST. SUITE 110 WATERTOWN, MA 02472 |
 |  X |  |  |
/s/ Magnus Ronn | 03/19/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects a one-for-twenty-nine reverse stock split effected on March 5, 2013. |
(2) | Original grant of 39,600 shares. Vested as to 27,225 shares, with further vesting as to an additional 6.25% of the original grant on 6/11/2013 and at the end of each successive three-month period until 6/18/2014. |
(3) | Original grant of 11,338 shares. Vested as to 2,125 shares, with further vesting as to an additional 6.25% of the original grant on 6/6/2013 and at the end of each successive three-month period until 6/6/2016. |
(4) | Immediately. |
(5) | Vested as to 39,515 shares, with further vesting as to an additional 1,794 shares on 6/11/2013 and 9/11/2013. |