Form 6-K
Table of Contents

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

Supplement for the month of May 2010

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                 Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 


Table of Contents

Information furnished on this form:

EXHIBIT

Exhibit Number

1. Nomura Announces Correction to Financial Statements


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: May 14, 2010   By:  

/s/ Shinji Iwai

    Shinji Iwai
    Senior Managing Director


Table of Contents

LOGO

Nomura Announces Correction to Financial Statements

Tokyo, May 14, 2010 — Nomura Holdings, Inc. today announced it has made a correction to the document entitled “Financial Highlights – Year Ended March 2010” as underlined below. The correction is related to Nomura Securities Co., Ltd. only and does not affect the firm’s consolidated financial position.

Correction

Nomura Securities Co., Ltd. – Supplementary Information

Page 35:    5. Capital Adequacy Ratio

Original

5. Capital Adequacy Ratio

 

               (Rounded down to millions of yen except percentages)  
               March 31, 2010     March 31, 2009     Increase/(Decrease)  

Tier I

      (A)    820,090        719,321      100,769   

Tier II

  

Valuation and translation adjustments

      1,942        2,130      (188
  

Statutory reserves

      6,243        5,518      725   
  

Allowance for doubtful accounts

      20        11      9   
  

Subordinated debt

      606,088        606,085      3   
  

Total

   (B)    614,295        613,747      548   

Illiquid Asset

   (C)    119,148        136,123      (16,975

Net Capital

  

(A) + (B) - (C) =

   (D)    1,315,237        1,196,946      118,291   

Risk

  

Market risk

      119,130        99,113      20,017   
  

Counterparty risk

      188,244        210,482      (22,238 ) 
  

Basic risk

      135,858        135,675      183   
  

Total

   (E)    443,233        445,271      (2,038 ) 

Capital Adequacy Ratio

   (D)/(E)    296.7     268.8   27.9

Corrected

5. Capital Adequacy Ratio

 

               (Rounded down to millions of yen except percentages)  
               March 31, 2010     March 31, 2009     Increase/(Decrease)  

Tier I

      (A)    820,090        719,321      100,769   

Tier II

  

Valuation and translation adjustments

      1,942        2,130      (188
  

Statutory reserves

      6,243        5,518      725   
  

Allowance for doubtful accounts

      20        11      9   
  

Subordinated debt

      606,088        606,085      3   
  

Total

   (B)    614,295        613,747      548   

Illiquid Asset

   (C)    119,148        136,123      (16,975

Net Capital

  

(A) + (B) - (C) =

   (D)    1,315,237        1,196,946      118,291   

Risk

  

Market risk

      119,072        99,113      19,959   
  

Counterparty risk

      189,081        210,482      (21,401 ) 
  

Basic risk

      135,858        135,675      183   
  

Total

   (E)    444,013        445,271      (1,258 ) 

Capital Adequacy Ratio

   (D)/(E)    296.2     268.8   27.4


Table of Contents

 

  Ends  

 

For further information please contact:

 

Name

 

Company

 

Telephone

Toru Namikawa   Nomura Holdings, Inc.   81-3-3278-0591
Kathy Lindsay   Group Corporate Communications Dept.  

Nomura

Nomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in over 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs over 26,000 staff worldwide. Nomura’s unique understanding of Asia enables the company to make a difference for clients through three business divisions: retail, wholesale (global markets, investment banking, and other wholesale), and asset management. For further information about Nomura, please visit www.nomura.com.