UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/2011
Check here if Amendment [_] Amendment Number:
This Amendment [_] is a restatement
Institutional Investment Manager Filing this Report:
Name: HORIZON Bancorp
Address: 515 Franklin Square
Michigan City, IN 46360
13F File Number: 28-6479
The institutional investment Manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark E. Secor
Title: Chief Financial Officer
Phone: 219-873-2611
Signature, Place, and Date of Signing:
/s/ Mark E. Secor, Chief Financial Officer, Michigan City, IN
1 07/21/2011
Report Type (Check only one)
[X] 13F HOLDINGS REPORT
[_] 13F COMBINATION REPORT
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
AFLAC INC COMMON STOCK 001055102 272 5836 SH SOLE 982
SOLE 4854
165 3532 SH DEFINED 2131
DEFINED 1401
20 423 SH OTHER 343
OTHER 80
AT&T INC COMMON STOCK 00206R102 7 216 SH SOLE 216
376 11959 SH DEFINED 11959
13 400 SH OTHER 400
34 1076 SH DEF/OTH 1076
AMERICAN EXPRESS COMMON STOCK 025816109 240 4638 SH DEFINED 4638
AMETEK INC COMMON STOCK 031100100 232 5167 SH DEFINED 5167
ADR BP AMOCO PLC FOREIGN STOCK 055622104 354 7986 SH DEFINED 7986
237 5342 SH OTHER 50
OTHER 5292
BERKSHIRE HATHAWAY INC COMMON STOCK 084670108 232 2 SH DEFINED 2
116 1 SH DEF/OTH 1
BERKSHIRE HATHAWAY INC COMMON STOCK 084670702 8 100 SH SOLE 100
389 5020 SH DEFINED 1570
DEFINED 3450
120 1550 SH DEF/OTH 1250
DEF/OTH 300
CSX CORP COMMON STOCK 126408103 389 14835 SH SOLE 1380
SOLE 13455
COLUMN TOTALS 3204
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
CSX CORP COMMON STOCK 126408103 202 7700 SH DEFINED 2855
DEFINED 4845
15 570 SH OTHER 345
OTHER 225
CVS CAREMARK CORP COMMON STOCK 126650100 161 4295 SH SOLE 698
SOLE 3597
98 2611 SH DEFINED 1566
DEFINED 1045
14 385 SH OTHER 185
OTHER 200
CATERPILLAR INC COMMON STOCK 149123101 153 1438 SH SOLE 246
SOLE 1192
97 909 SH DEFINED 535
DEFINED 374
18 171 SH OTHER 121
OTHER 50
CHEVRON CORP COMMON STOCK 166764100 317 3082 SH SOLE 526
SOLE 2556
465 4518 SH DEFINED 2197
DEFINED 2321
57 553 SH OTHER 203
OTHER 350
CISCO SYSTEMS INC COMMON STOCK 17275R102 90 5747 SH SOLE 962
SOLE 4785
61 3895 SH DEFINED 2398
COLUMN TOTALS 1748
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
CISCO SYSTEMS INC COMMON STOCK 17275R102 61 3895 SH DEFINED 1497
6 400 SH OTHER 300
OTHER 100
COCA COLA CO COMMON STOCK 191216100 147 2183 SH SOLE 355
SOLE 1828
88 1309 SH DEFINED 779
DEFINED 530
63 930 SH OTHER 180
OTHER 750
32 473 SH DEF/OTH 473
CONAGRA FOODS COMMON STOCK 205887102 157 6067 SH SOLE 1029
SOLE 5038
93 3606 SH DEFINED 2160
DEFINED 1446
9 350 SH OTHER 350
DIRECTV GROUP INC COMMON STOCK 25490A101 202 3967 SH SOLE 674
SOLE 3293
138 2711 SH DEFINED 1717
DEFINED 994
12 233 SH OTHER 233
DU PONT E I DE COMMON STOCK 263534109 149 2764 SH SOLE 461
NEMOURS & CO SOLE 2303
131 2421 SH DEFINED 1411
DEFINED 1010
35 645 SH OTHER 145
COLUMN TOTALS 1262
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
DU PONT E I DE COMMON STOCK 263534109 35 645 SH OTHER 500
NEMOURS & CO
EXPRESS 1 COMMON STOCK 30217Q108 674 216806 SH DEFINED 216806
EXPEDITED SOLUTI
EXXON MOBIL COMMON STOCK 30231G102 496 6100 SH DEFINED 6100
CORPORATION
73 903 SH OTHER 903
54 664 SH DEF/OTH 664
FLUOR CORP COMMON STOCK 343412102 149 2306 SH SOLE 383
SOLE 1923
90 1389 SH DEFINED 832
DEFINED 557
8 122 SH OTHER 122
GENERAL ELECTRIC CO COMMON STOCK 369604103 111 5900 SH SOLE 994
SOLE 4906
181 9571 SH DEFINED 4967
DEFINED 4604
31 1639 SH OTHER 1139
OTHER 500
17 900 SH DEF/OTH 900
HORIZON BANCORP IND COMMON STOCK 440407104 102 3808 SH SOLE 3808
16527 614383 SH DEFINED 437053
DEFINED 177330
258 9589 SH OTHER 9589
3076 114367 SH DEF/OTH 16915
DEF/OTH 97452
COLUMN TOTALS 21847
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
HORIZON BANCORP COMMON STOCK 440407104 3076 114367 SH
INTERNATIONAL COMMON STOCK 459200101 358 2088 SH SOLE 342
BUSINESS MACHINES SOLE 1746
389 2269 SH DEFINED 788
DEFINED 1481
29 169 SH OTHER 119
OTHER 50
ISHARES ETF-EQUITY 464287549 792 12767 SH SOLE 2159
SOLE 10608
530 8542 SH DEFINED 5410
DEFINED 3132
53 856 SH OTHER 731
OTHER 125
ISHARES SILVER TRUST ETF-ALTERNATIVE 46428Q109 192 5687 SH DEFINED 5000
ASSETS DEFINED 687
20 600 SH DEF/OTH 600
JOHNSON & JOHNSON COMMON STOCK 478160104 279 4191 SH SOLE 710
SOLE 3481
235 3535 SH DEFINED 1931
DEFINED 1604
21 320 SH OTHER 220
OTHER 100
JOHNSON CONTROLS COMMON STOCK 478366107 194 4661 SH SOLE 770
INCORPORATED SOLE 3891
118 2824 SH DEFINED 1679
DEFINED 1145
9 223 SH OTHER 223
COLUMN TOTALS 3219
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
JOHNSON CONTROLS COMMON STOCK 478366107 9 223 SH
L-3 COMMUNICATION COMMON STOCK 502424104 183 2091 SH SOLE 353
HOLDINGS SOLE 1738
126 1444 SH DEFINED 808
DEFINED 636
38 432 SH OTHER 132
OTHER 300
LABORATORY CORP COMMON STOCK 50540R409 308 3187 SH SOLE 531
OF AMERICA SOLE 2656
189 1952 SH DEFINED 1156
DEFINED 796
28 293 SH OTHER 193
OTHER 100
MARATHON OIL COMMON STOCK 565849106 319 6050 SH SOLE 1021
CORPORATION SOLE 5029
203 3858 SH DEFINED 2390
DEFINED 1468
23 437 SH OTHER 337
OTHER 100
MICROSOFT CORP COMMON STOCK 594918104 229 8810 SH SOLE 1475
SOLE 7335
148 5678 SH DEFINED 3192
DEFINED 2486
33 1267 SH OTHER 347
OTHER 920
NATIONAL OIL WELL COMMON STOCK 637071101 303 3880 SH SOLE 670
VARCO SOLE 3210
183 2346 SH DEFINED 1408
COLUMN TOTALS 2313
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
NATIONAL OIL WELL COMMON STOCK 637071101 183 2346 SH DEFINED 938
VARCO
19 244 SH OTHER 244
OMNICOM GROUP COMMON STOCK 681919106 196 4069 SH SOLE 674
SOLE 3395
141 2931 SH DEFINED 1965
DEFINED 966
9 190 SH OTHER 190
PAYCHEX INCORPORATED COMMON STOCK 704326107 163 5295 SH SOLE 894
SOLE 4401
98 3178 SH DEFINED 1909
DEFINED 1269
8 263 SH OTHER 263
PEPSICO INC COMMON STOCK 713448108 133 1882 SH SOLE 326
SOLE 1556
220 3130 SH DEFINED 2578
DEFINED 552
25 357 SH OTHER 177
OTHER 180
PFIZER INC COMMON STOCK 717081103 1372 66613 SH DEFINED 66613
3025 146840 SH OTHER 62578
OTHER 84262
PHILIP MORRIS COMMON STOCK 718172109 122 1823 SH SOLE 340
INTERNATIONAL INC SOLE 1483
358 5364 SH DEFINED 2806
DEFINED 2558
COLUMN TOTALS 5889
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
PHILIP MORRIS COMMON STOCK 718172109 32 479 SH OTHER 29
INTERNATIONAL INC OTHER 450
POWERSHARES ETF ETF-EQUITY 73935X500 92 10252 SH SOLE 1749
TRUST SOLE 8503
56 6261 SH DEFINED 3776
DEFINED 2485
5 564 SH OTHER 564
POWERSHARES DB ETF-EQUITY 73936B101 235 7900 SH DEFINED 1250
DEFINED 6650
6 205 SH OTHER 205
3 100 SH DEF/OTH 100
SPDR GOLD SHARES ETF-ALTERNATIVE 78463V107 746 5109 SH DEFINED 84
ASSETS DEFINED 5025
62 426 SH OTHER 426
SPDR ETF-EQUITY 81369Y506 425 5634 SH SOLE 969
SOLE 4665
260 3452 SH DEFINED 2084
DEFINED 1368
24 316 SH OTHER 316
SPDR ETF-EQUITY 81369Y886 348 10382 SH SOLE 1751
SOLE 8631
243 7254 SH DEFINED 4723
DEFINED 2531
31 932 SH OTHER 632
OTHER 300
COLUMN TOTALS 2568
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
AMERITRADE COMMON STOCK 87236Y108 208 10654 SH SOLE 1797
HOLDING CORP SOLE 8857
126 6435 SH DEFINED 3851
DEFINED 2584
10 517 SH OTHER 517
TJX COS INC NEW COMMON STOCK 872540109 214 4070 SH SOLE 684
SOLE 3386
135 2564 SH DEFINED 1551
DEFINED 1013
11 217 SH OTHER 217
ADR TEVA FOREIGN STOCK 881624209 248 5146 SH SOLE 878
PHARMACEUTICAL IND SOLE 4268
162 3350 SH DEFINED 1942
DEFINED 1408
26 541 SH OTHER 279
OTHER 262
VANGUARD ETF-EQUITY 92204A108 245 3739 SH SOLE 632
SOLE 3107
157 2401 SH DEFINED 1356
DEFINED 1045
13 192 SH OTHER 192
VANGUARD ETF-EQUITY 92204A207 359 4496 SH SOLE 729
SOLE 3767
206 2581 SH DEFINED 1532
DEFINED 1049
COLUMN TOTALS 2120
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
VANGUARD ETF-EQUITY 92204A207 206 2581 SH
24 295 SH OTHER 295
VANGUARD ETF-EQUITY 92204A405 702 21875 SH SOLE 3669
SOLE 18206
438 13628 SH DEFINED 7967
DEFINED 5661
39 1216 SH OTHER 1016
OTHER 200
VANGUARD ETF-EQUITY 92204A504 439 6841 SH SOLE 1172
SOLE 5669
274 4278 SH DEFINED 2618
DEFINED 1660
11 168 SH OTHER 168
VANGUARD ETF-EQUITY 92204A603 313 4509 SH SOLE 766
SOLE 3743
190 2737 SH DEFINED 1648
DEFINED 1089
16 236 SH OTHER 236
VANGUARD ETF-EQUITY 92204A801 330 3837 SH SOLE 647
SOLE 3190
201 2332 SH DEFINED 1401
DEFINED 931
16 185 SH OTHER 185
VANGUARD ETF-EQUITY 92204A884 314 4404 SH SOLE 748
COLUMN TOTALS 3307
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
VANGUARD ETF-EQUITY 92204A884 314 4404 SH SOLE 3656
198 2779 SH DEFINED 1604
DEFINED 1175
18 251 SH OTHER 251
WAL MART STORES INC COMMON STOCK 931142103 100 1878 SH SOLE 321
SOLE 1557
169 3189 SH DEFINED 2420
DEFINED 769
11 216 SH OTHER 140
OTHER 76
7 124 SH DEF/OTH 124
WALGREEN CO COMMON STOCK 931422109 1 35 SH SOLE 35
694 16353 SH DEFINED 563
DEFINED 15790
30 700 SH OTHER 700
WELLS FARGO & CO COMMON STOCK 949746101 343 12219 SH SOLE 2053
SOLE 10166
431 15366 SH DEFINED 7439
DEFINED 7927
32 1139 SH OTHER 639
OTHER 500
ACCENTURE PLC FOREIGN STOCK G1151C101 247 4087 SH SOLE 697
SOLE 3390
150 2477 SH DEFINED 1502
DEFINED 975
COLUMN TOTALS 2431
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
ACCENTURE PLC FOREIGN STOCK G1151C101 15 242 SH OTHER 242
NOBLE CORPORATION COMMON STOCK H5833N103 193 4903 SH SOLE 788
SWITZERLAND SOLE 4115
117 2958 SH DEFINED 1773
DEFINED 1185
11 270 SH OTHER 270
COLUMN TOTALS 336
AGGREGATE TOTAL 50244
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 162
Form 13F Information Table Value Total: $ 50,244
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment Managers with respect to which this report is filed,
other than the Manager filing this report.
NONE