Edgar Filing: NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND

Nuveen Tax-Advantaged Total Return Strategy Fund

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-21471

Nuveen Tax-Advantaged Total Return Strategy Fund

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

Gifford R. Zimmerman – Chief Administrative Officer

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2014

Item 1. Proxy Voting Record

Nuveen Tax Advantaged Total Return Strategy Fund

Company Name

Ticker

Security ID

Meeting Date

Meeting

Type

Proponent

Proposal

Management

Recommendation

Vote

Instruction

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Accept Financial Statements and Statutory Reports

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Gerard Kleisterlee as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Vittorio Colao as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Andy Halford as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Stephen Pusey as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Renee James as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Alan Jebson as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Samuel Jonah as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Elect Omid Kordestani as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Nick Land as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Anne Lauvergeon as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Luc Vandevelde as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Anthony Watson as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Re-elect Philip Yea as Director

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Approve Final Dividend

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Approve Remuneration Report

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Reappoint Deloitte LLP as Auditors

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Authorise Issue of Equity with Pre-emptive Rights

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Authorise Issue of Equity without Pre-emptive Rights

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Authorise Market Purchase of Ordinary Shares

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Authorise EU Political Donations and Expenditure

For

Vodafone Group plc

VOD

92857W209

23-Jul-13

Annual

Management

Authorise the Company to Call EGM with Two Weeks’ Notice

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Jens Alder

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Raymond J. Bromark

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Gary J. Fernandes

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Michael P. Gregoire

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Rohit Kapoor

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Kay Koplovitz

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Christopher B. Lofgren

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Richard Sulpizio

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Laura S. Unger

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Arthur F. Weinbach

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Elect Director Renato (Ron) Zambonini

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Ratify Auditors

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

CA, Inc.

12673P105

31-Jul-13

Annual

Management

Amend Shareholder Rights Plan (Poison Pill)

For

Microchip Technology Incorporated

MCHP

595017104

16-Aug-13

Annual

Management

Elect Director Steve Sanghi

For

Microchip Technology Incorporated

MCHP

595017104

16-Aug-13

Annual

Management

Elect Director Matthew W. Chapman

For

Microchip Technology Incorporated

MCHP

595017104

16-Aug-13

Annual

Management

Elect Director L.B. Day

For

Microchip Technology Incorporated

MCHP

595017104

16-Aug-13

Annual

Management

Elect Director Albert J. Hugo-Martinez

For

Microchip Technology Incorporated

MCHP

595017104

16-Aug-13

Annual

Management

Elect Director Wade F. Meyercord

For

Microchip Technology Incorporated

MCHP

595017104

16-Aug-13

Annual

Management

Ratify Auditors

For

Microchip Technology Incorporated

MCHP

595017104

16-Aug-13

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

The Mosaic Company

MOS

61945C103

03-Oct-13

Annual

Management

Elect Director Timothy S. Gitzel

For

The Mosaic Company

MOS

61945C103

03-Oct-13

Annual

Management

Elect Director William R. Graber

For

The Mosaic Company

MOS

61945C103

03-Oct-13

Annual

Management

Elect Director Emery N. Koenig

For

The Mosaic Company

MOS

61945C103

03-Oct-13

Annual

Management

Elect Director David T. Seaton

For

The Mosaic Company

MOS

61945C103

03-Oct-13

Annual

Management

Ratify Auditors

For

The Mosaic Company

MOS

61945C103

03-Oct-13

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Angela F. Braly

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Kenneth I. Chenault

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Scott D. Cook

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Susan Desmond-Hellmann

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director A.G. Lafley

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Terry J. Lundgren

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director W. James McNerney, Jr.

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Margaret C. Whitman

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Mary Agnes Wilderotter

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Patricia A. Woertz

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Elect Director Ernesto Zedillo

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Ratify Auditors

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Reduce Supermajority Vote Requirement

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Approve Non-Employee Director Omnibus Stock Plan

For

The Procter & Gamble Company

742718109

08-Oct-13

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Jeffrey S. Berg

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director H. Raymond Bingham

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Michael J. Boskin

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Safra A. Catz

For

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Bruce R. Chizen

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director George H. Conrades

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Lawrence J. Ellison

For

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Hector Garcia-Molina

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Jeffrey O. Henley

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Mark V. Hurd

For

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Elect Director Naomi O. Seligman

For

Withhold

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Amend Omnibus Stock Plan

For

Against

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Management

Ratify Auditors

For

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Share Holder

Establish Human Rights Committee

Against

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Share Holder

Require Independent Board Chairman

Against

For

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Share Holder

Provide Vote Counting to Exclude Abstentions

Against

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Share Holder

Adopt Multiple Performance Metrics Under Executive Incentive Plans

Against

For

Oracle Corporation

ORCL

68389X105

31-Oct-13

Annual

Share Holder

Require Shareholder Approval of Quantifiable Performance Metrics

Against

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Carol A. Bartz

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Marc Benioff

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Gregory Q. Brown

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director M. Michele Burns

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Michael D. Capellas

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director John T. Chambers

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Brian L. Halla

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director John L. Hennessy

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Kristina M. Johnson

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Roderick C. McGeary

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Arun Sarin

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Elect Director Steven M. West

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Amend Omnibus Stock Plan

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Management

Ratify Auditors

For

Cisco Systems, Inc.

CSCO

17275R102

19-Nov-13

Annual

Share Holder

Approve Proxy Advisor Competition

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director Steven A. Ballmer

For

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director Dina Dublon

For

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director William H. Gates

For

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director Maria M. Klawe

For

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director Stephen J. Luczo

For

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director David F. Marquardt

For

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director Charles H. Noski

For

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director Helmut Panke

For

Against

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Elect Director John W. Thompson

For

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Amend Executive Incentive Bonus Plan

For

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Microsoft Corporation

MSFT

594918104

19-Nov-13

Annual

Management

Ratify Auditors

For

The Connecticut Light & Power Co

207597790

12-Dec-13

Special

Management

Consent to Issuance or Assumption of Unsecured Indebtedness of any Maturity in an Amount up to 20% of Aggregate Capitalization for a Ten-year Period

For

Against

The Connecticut Light & Power Co

207597790

12-Dec-13

Special

Management

Approve Amendment to the Certificate of Incorporation to Delete Section 4, Paragraph 1(b) (Including the Sentence Following Paragraph 1(b)) of Section VI Under Part Two of Article IV, as it Relates to Issuance or Assumption of Unsecured Indebtedness

For

Against

Vodafone Group plc

VOD

92857W209

28-Jan-14

Special

Management

Approve Scheme of Arrangement

For

Vodafone Group plc

VOD

92857W209

28-Jan-14

Special

Management

Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc

For

Vodafone Group plc

VOD

92857W209

28-Jan-14

Special

Management

Approve Matters Relating to the Return of Value to Shareholders

For

Vodafone Group plc

VOD

92857W209

28-Jan-14

Special

Management

Authorise Market Purchase of Ordinary Shares

For

Vodafone Group plc

VOD

92857W209

28-Jan-14

Special

Management

Authorise Board to Ratify and Execute Approved Resolutions

For

Teva Pharmaceutical Industries Ltd.

TEVA

881624209

24-Feb-14

Special

Management

Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director Ray Stata

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director Vincent T. Roche

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director Richard M. Beyer

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director James A. Champy

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director John C. Hodgson

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director Yves-Andre Istel

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director Neil Novich

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director F. Grant Saviers

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director Kenton J. Sicchitano

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Elect Director Lisa T. Su

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Amend Omnibus Stock Plan

For

Analog Devices, Inc.

ADI

032654105

12-Mar-14

Annual

Management

Ratify Auditors

For

Medley Capital Corporation

MCC

58503F106

03-Apr-14

Annual

Management

Elect Director Brook Taube

For

Medley Capital Corporation

MCC

58503F106

03-Apr-14

Annual

Management

Elect Director Karin Hirtler-Garvey

For

Medley Capital Corporation

MCC

58503F106

03-Apr-14

Annual

Management

Elect Director John E. Mack

For

Medley Capital Corporation

MCC

58503F106

03-Apr-14

Annual

Management

Ratify Auditors

For

Medley Capital Corporation

MCC

58503F106

03-Apr-14

Annual

Management

Approve Issuance of Shares Below Net Asset Value (NAV)

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Ruth E. Bruch

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Nicholas M. Donofrio

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Jeffrey A. Goldstein

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Gerald L. Hassell

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Edmund F. ‘Ted’ Kelly

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Richard J. Kogan

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Michael J. Kowalski

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director John A. Luke, Jr.

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Mark A. Nordenberg

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Catherine A. Rein

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director William C. Richardson

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Samuel C. Scott, III

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Elect Director Wesley W. von Schack

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Ratify Auditors

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Management

Amend Omnibus Stock Plan

For

The Bank of New York Mellon Corporation

064058100

08-Apr-14

Annual

Share Holder

Require Independent Board Chairman

Against

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Elect Chairman of Meeting

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Prepare and Approve List of Shareholders

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Agenda of Meeting

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Acknowledge Proper Convening of Meeting

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Designate Inspector(s) of Minutes of Meeting

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Receive Financial Statements and Statutory Reports

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Receive President’s Report

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Accept Financial Statements and Statutory Reports

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Discharge of Board and President

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Allocation of Income and Dividends of SEK 3.00 Per Share

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Presentation of Nominating Committee’s Proposals

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Determine Number of Members (12) and Deputy Members (0) of Board

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Remuneration of Auditors

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Fix Number of Auditors at One

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Ratify PricewaterhouseCoopers as Auditors

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Remuneration Policy And Other Terms of Employment For Executive Management

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve 2014 Stock Purchase Plan

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Equity Plan Financing (2014 Stock Purchase Plan)

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve 2014 Key Contributor Retention Plan

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Equity Plan Financing (2014 Key Contributor Retention Plan)

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve 2014 Executive Performance Stock Plan

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Equity Plan Financing (2014 Executive Performance Stock Plan)

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)

For

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Share Holder

Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM

None

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Share Holder

Request Board to Take Necessary Action to Create a Shareholders Association

None

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Share Holder

Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies

None

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Share Holder

Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders

None

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Share Holder

Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights

None

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Share Holder

Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran

None

Do Not Vote

Telefonaktiebolaget LM Ericsson

ERIC B

294821608

11-Apr-14

Annual

Management

Close Meeting

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Approve Financial Statements and Statutory Reports

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Approve Consolidated Financial Statements and Statutory Reports

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Approve Allocation of Income and Dividends of EUR 0.62 per Share

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Approve Auditors’ Special Report on Related-Party Transactions

For

Against

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Advisory Vote on Compensation of Georges Plassat, Chairman and CEO

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Ratify Appointment of Thomas J. Barrack Jr as Director

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Reelect Amaury de Seze as Director

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Reelect Bernard Arnault as Director

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Reelect Jean-Laurent Bonnafe as Director

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Reelect Rene Brillet as Director

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Authorize Repurchase of Up to 65,649,919 Shares

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Amend Article 16 of Bylaws Re: CEO Age Limit

For

Carrefour

144430204

15-Apr-14

Annual/Special

Management

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Michael L. Corbat

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Duncan P. Hennes

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Franz B. Humer

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Eugene M. McQuade

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Michael E. O’Neill

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Gary M. Reiner

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Judith Rodin

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Robert L. Ryan

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Anthony M. Santomero

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Joan E. Spero

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Diana L. Taylor

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director William S. Thompson, Jr.

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director James S. Turley

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Elect Director Ernesto Zedillo Ponce de Leon

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Ratify Auditors

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Management

Approve Omnibus Stock Plan

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Share Holder

Stock Retention/Holding Period

Against

Citigroup Inc.

172967424

22-Apr-14

Annual

Share Holder

Report on Lobbying Payments and Policy

Against

For

Citigroup Inc.

172967424

22-Apr-14

Annual

Share Holder

Amend Director Indemnifications Provisions

Against

Citigroup Inc.

172967424

22-Apr-14

Annual

Share Holder

Adopt Proxy Access Right

Against

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director W. Geoffrey Beattie

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director John J. Brennan

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director James I. Cash, Jr.

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Francisco D’Souza

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Marijn E. Dekkers

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Ann M. Fudge

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Susan J. Hockfield

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Jeffrey R. Immelt

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Andrea Jung

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Robert W. Lane

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Rochelle B. Lazarus

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director James J. Mulva

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director James E. Rohr

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Mary L. Schapiro

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Robert J. Swieringa

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director James S. Tisch

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Elect Director Douglas A. Warner, III

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

General Electric Company

369604103

23-Apr-14

Annual

Management

Ratify Auditors

For

General Electric Company

369604103

23-Apr-14

Annual

Share Holder

Provide for Cumulative Voting

Against

For

General Electric Company

369604103

23-Apr-14

Annual

Share Holder

Stock Retention/Holding Period

Against

General Electric Company

369604103

23-Apr-14

Annual

Share Holder

Require More Director Nominations Than Open Seats

Against

General Electric Company

369604103

23-Apr-14

Annual

Share Holder

Provide Right to Act by Written Consent

Against

General Electric Company

369604103

23-Apr-14

Annual

Share Holder

Cessation of All Stock Options and Bonuses

Against

General Electric Company

369604103

23-Apr-14

Annual

Share Holder

Seek Sale of Company

Against

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Accept Financial Statements and Statutory Reports

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Approve Dividends

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Appoint KPMG LLP as Auditor

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Authorise Board to Fix Remuneration of Auditors

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Leif Johansson as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Pascal Soriot as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Elect Marc Dunoyer as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Genevieve Berger as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Bruce Burlington as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Elect Ann Cairns as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Graham Chipchase as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Jean-Philippe Courtois as Director

For

Against

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Rudy Markham as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Nancy Rothwell as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Shriti Vadera as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect John Varley as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Re-elect Marcus Wallenberg as Director

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Approve Remuneration Report

For

Against

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Approve Remuneration Policy

For

Withhold

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Authorise EU Political Donations and Expenditure

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Authorise Issue of Equity with Pre-emptive Rights

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Authorise Issue of Equity without Pre-emptive Rights

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Authorise Market Purchase of Ordinary Shares

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Authorise the Company to Call EGM with Two Weeks’ Notice

For

AstraZeneca plc

AZN

046353108

24-Apr-14

Annual

Management

Approve Performance Share Plan

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Bradley A. Alford

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Anthony K. Anderson

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Peter K. Barker

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Rolf L. Borjesson

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Ken C. Hicks

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Charles H. Noski

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director David E. I. Pyott

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Dean A. Scarborough

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Patrick T. Siewert

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Julia A. Stewart

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Elect Director Martha N. Sullivan

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Approve Executive Incentive Bonus Plan

For

Avery Dennison Corporation

AVY

053611109

24-Apr-14

Annual

Management

Ratify Auditors

For

Norwegian Cruise Line Holdings Ltd.

NCLH

G66721104

24-Apr-14

Annual

Management

Elect Director Tan Sri Lim Kok Thay

For

Norwegian Cruise Line Holdings Ltd.

NCLH

G66721104

24-Apr-14

Annual

Management

Elect Director David M. Abrams

For

Norwegian Cruise Line Holdings Ltd.

NCLH

G66721104

24-Apr-14

Annual

Management

Elect Director John Chidsey

For

Norwegian Cruise Line Holdings Ltd.

NCLH

G66721104

24-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officer’s Compensation

For

Norwegian Cruise Line Holdings Ltd.

NCLH

G66721104

24-Apr-14

Annual

Management

Advisory Vote on Say on Pay Frequency

One Year

Norwegian Cruise Line Holdings Ltd.

NCLH

G66721104

24-Apr-14

Annual

Management

Approve Qualified Employee Stock Purchase Plan

For

Norwegian Cruise Line Holdings Ltd.

NCLH

G66721104

24-Apr-14

Annual

Management

Ratify Auditors

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Dennis A. Ausiello

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director W. Don Cornwell

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Frances D. Fergusson

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Helen H. Hobbs

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Constance J. Horner

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director James M. Kilts

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director George A. Lorch

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Shantanu Narayen

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Suzanne Nora Johnson

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Ian C. Read

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Stephen W. Sanger

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Elect Director Marc Tessier-Lavigne

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Ratify Auditors

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Management

Approve Omnibus Stock Plan

For

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Share Holder

Require Shareholder Vote to Approve Political Contributions Policy

Against

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Share Holder

Review and Assess Membership of Lobbying Organizations

Against

Pfizer Inc.

PFE

717081103

24-Apr-14

Annual

Share Holder

Provide Right to Act by Written Consent

Against

For

PACCAR Inc.

PCAR

693718108

29-Apr-14

Annual

Management

Elect Director John M. Fluke, Jr.

For

Against

PACCAR Inc.

PCAR

693718108

29-Apr-14

Annual

Management

Elect Director Kirk S. Hachigian

For

PACCAR Inc.

PCAR

693718108

29-Apr-14

Annual

Management

Elect Director Roderick C. McGeary

For

PACCAR Inc.

PCAR

693718108

29-Apr-14

Annual

Management

Elect Director Mark A. Schulz

For

Against

PACCAR Inc.

PCAR

693718108

29-Apr-14

Annual

Management

Amend Non-Employee Director Restricted Stock Plan

For

PACCAR Inc.

PCAR

693718108

29-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

PACCAR Inc.

PCAR

693718108

29-Apr-14

Annual

Share Holder

Reduce Supermajority Vote Requirement

Against

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Mel E. Benson

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Dominic D’Alessandro

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director W. Douglas Ford

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director John D. Gass

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Paul Haseldonckx

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director John R. Huff

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Jacques Lamarre

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Maureen McCaw

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Michael W. O’Brien

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director James W. Simpson

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Eira M. Thomas

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Steven W. Williams

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Elect Director Michael M. Wilson

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

For

Suncor Energy Inc.

867224107

29-Apr-14

Annual

Management

Advisory Vote on Executive Compensation Approach

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director John D. Baker, II

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Elaine L. Chao

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director John S. Chen

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Lloyd H. Dean

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Susan E. Engel

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Enrique Hernandez, Jr.

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Donald M. James

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Cynthia H. Milligan

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Federico F. Pena

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director James H. Quigley

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Judith M. Runstad

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Stephen W. Sanger

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director John G. Stumpf

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Elect Director Susan G. Swenson

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Management

Ratify Auditors

For

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Share Holder

Require Independent Board Chairman

Against

Wells Fargo & Company

WFC

949746101

29-Apr-14

Annual

Share Holder

Review Fair Housing and Fair Lending Compliance

Against

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director C. William D. Birchall

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Gustavo Cisneros

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Ned Goodman

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director J. Brett Harvey

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Nancy H.O. Lockhart

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Dambisa Moyo

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Anthony Munk

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director David Naylor

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Steven J. Shapiro

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Jamie C. Sokalsky

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director John L. Thornton

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Elect Director Ernie L. Thrasher

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Advisory Vote on Executive Compensation Approach

For

Barrick Gold Corporation

ABX

067901108

30-Apr-14

Annual/Special

Management

Approve Advance Notice Policy

For

National CineMedia, Inc.

NCMI

635309107

30-Apr-14

Annual

Management

Elect Director Kurt C. Hall

For

National CineMedia, Inc.

NCMI

635309107

30-Apr-14

Annual

Management

Elect Director Lawrence A. Goodman

For

National CineMedia, Inc.

NCMI

635309107

30-Apr-14

Annual

Management

Elect Director Scott N. Schneider

For

National CineMedia, Inc.

NCMI

635309107

30-Apr-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

National CineMedia, Inc.

NCMI

635309107

30-Apr-14

Annual

Management

Ratify Auditors

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Richard D. Fairbank

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Patrick W. Gross

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Ann Fritz Hackett

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Lewis Hay, III

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Benjamin P. Jenkins, III

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Pierre E. Leroy

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Peter E. Raskind

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Mayo A. Shattuck, III

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Bradford H. Warner

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Elect Director Catherine G. West

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Ratify Auditors

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Amend Omnibus Stock Plan

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Reduce Supermajority Vote Requirement

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Reduce Supermajority Vote Requirement

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Management

Reduce Supermajority Vote Requirement

For

Capital One Financial Corporation

COF

14040H105

01-May-14

Annual

Share Holder

Require Independent Board Chairman

Against

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

President’s Speech

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Discuss Remuneration Report

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Receive Explanation on Company’s Reserves and Dividend Policy

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Adopt Financial Statements

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Approve Dividends of EUR 0.80 Per Share

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Approve Discharge of Management Board

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Approve Discharge of Supervisory Board

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Elect Orit Gadiesh to Supervisory Board

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Reappoint KPMG as Auditors for an Intermim Period of One Year

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Authorize Repurchase of Shares

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Approve Cancellation of Repurchased Shares

For

Koninklijke Philips N.V.

PHIA

500472303

01-May-14

Annual

Management

Allow Questions

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Shellye L. Archambeau

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Richard L. Carrion

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Melanie L. Healey

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director M. Frances Keeth

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Robert W. Lane

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Lowell C. McAdam

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Donald T. Nicolaisen

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Clarence Otis, Jr.

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Rodney E. Slater

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Kathryn A. Tesija

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Elect Director Gregory D. Wasson

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Ratify Auditors

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Management

Provide Proxy Access Right

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Share Holder

Report on Net Neutrality

Against

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Share Holder

Report on Lobbying Payments and Policy

Against

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Share Holder

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Against

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Share Holder

Amend Articles/Bylaws/Charter — Call Special Meetings

Against

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Share Holder

Provide Right to Act by Written Consent

Against

For

Verizon Communications Inc.

92343V104

01-May-14

Annual

Share Holder

Approve Proxy Voting Authority

Against

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Approve Financial Statements and Statutory Reports

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Approve Consolidated Financial Statements and Statutory Reports

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Approve Allocation of Income and Dividends of EUR 2.80 per Share

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Approve Auditors’ Special Report on Related-Party Transactions

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Reelect Christopher Viehbacher as Director

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Reelect Robert Castaigne as Director

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Reelect Christian Mulliez as Director

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Elect Patrick Kron as Director

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Advisory Vote on Compensation of Serge Weinberg, Chairman

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Advisory Vote on Compensation of Christopher Viehbacher, CEO

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

Sanofi

SAN

80105N105

05-May-14

Annual

Management

Authorize Filing of Required Documents/Other Formalities

For

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Elect Director David Crane

For

Withhold

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Elect Director John F. Chlebowski

For

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Elect Director Kirkland B. Andrews

For

Withhold

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Elect Director Brian R. Ford

For

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Elect Director Mauricio Gutierrez

For

Withhold

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Elect Director Ferrell P. McClean

For

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Elect Director Christopher S. Sotos

For

Withhold

NRG Yield, Inc.

NYLD

62942X108

06-May-14

Annual

Management

Ratify Auditors

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect David C. Everitt, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, Charles V. Magro, A. Anne McLellan, Derek G. Pannell, Mayo M. Schmidt and Victor J. Zaleschuk as Directors

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director David C. Everitt

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director Russell K. Girling

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director Susan A. Henry

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director Russell J. Horner

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director David J. Lesar

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director John E. Lowe

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director Charles (Chuck) V. Magro

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director A. Anne McLellan

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director Derek G. Pannell

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director Mayo M. Schmidt

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Elect Director Victor J. Zaleschuk

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Ratify KPMG LLP as Auditors

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Advisory Vote on Executive Compensation Approach

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Amend General By-Law No. 1

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Approve Advance Notice Policy

For

Agrium Inc.

AGU

008916108

07-May-14

Annual/Special

Management

Amend Stock Option Plan

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Accept Financial Statements and Statutory Reports

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Approve Remuneration Report

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Approve Remuneration Policy

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Sir Christopher Gent as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Sir Andrew Witty as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Sir Roy Anderson as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Dr Stephanie Burns as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Stacey Cartwright as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Simon Dingemans as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Lynn Elsenhans as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Judy Lewent as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Sir Deryck Maughan as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Dr Daniel Podolsky as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Dr Moncef Slaoui as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Tom de Swaan as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Jing Ulrich as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Re-elect Hans Wijers as Director

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Reappoint PricewaterhouseCoopers LLP as Auditors

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Authorise EU Political Donations and Expenditure

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Authorise Issue of Equity with Pre-emptive Rights

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Authorise Issue of Equity without Pre-emptive Rights

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Authorise Market Purchase of Ordinary Shares

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

For

GlaxoSmithKline plc

GSK

37733W105

07-May-14

Annual

Management

Authorise the Company to Call EGM with Two Weeks’ Notice

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Harold Brown

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Andre Calantzopoulos

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Louis C. Camilleri

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Jennifer Li

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Sergio Marchionne

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Kalpana Morparia

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Lucio A. Noto

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Robert B. Polet

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Carlos Slim Helu

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Elect Director Stephen M. Wolf

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Ratify Auditors

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Share Holder

Report on Lobbying Payments and Policy

Against

For

Philip Morris International Inc.

718172109

07-May-14

Annual

Share Holder

Adopt Policy to Restrict Non-Required Animal Testing

Against

Phillips 66

PSX

718546104

07-May-14

Annual

Management

Elect Director William R. Loomis, Jr.

For

Phillips 66

PSX

718546104

07-May-14

Annual

Management

Elect Director Glenn F. Tilton

For

Phillips 66

PSX

718546104

07-May-14

Annual

Management

Elect Director Marna C. Whittington

For

Phillips 66

PSX

718546104

07-May-14

Annual

Management

Ratify Auditors

For

Phillips 66

PSX

718546104

07-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Phillips 66

PSX

718546104

07-May-14

Annual

Share Holder

Adopt Quantitative GHG Goals for Operations

Against

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director C. David Brown, II

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director Nancy-Ann M. DeParle

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director David W. Dorman

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director Anne M. Finucane

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director Larry J. Merlo

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director Jean-Pierre Millon

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director Richard J. Swift

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director William C. Weldon

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Elect Director Tony L. White

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Ratify Auditors

For

CVS Caremark Corporation

CVS

126650100

08-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Stephen G. Butler

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Kimberly A. Casiano

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Anthony F. Earley, Jr.

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Edsel B. Ford, II

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director William Clay Ford, Jr.

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Richard A. Gephardt

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director James P. Hackett

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director James H. Hance, Jr.

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director William W. Helman, IV

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Jon M. Huntsman, Jr.

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director John C. Lechleiter

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Ellen R. Marram

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Alan Mulally

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Homer A. Neal

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director Gerald L. Shaheen

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Elect Director John L. Thornton

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Ratify Auditors

For

Ford Motor Company

345370860

08-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

Ford Motor Company

345370860

08-May-14

Annual

Management

Approve Non-Employee Director Omnibus Stock Plan

For

Ford Motor Company

345370860

08-May-14

Annual

Share Holder

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Against

For

Ford Motor Company

345370860

08-May-14

Annual

Share Holder

Amend Articles/Bylaws/Charter — Call Special Meetings

Against

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Alan R. Edwards

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Mark J. Daniel

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Scott G. Perry

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Luis M. Chavez

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Patrick D. Downey

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Ronald E. Smith

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Richard M. Colterjohn

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Elect Director Joseph G. Spiteri

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Approve Advance Notice Policy

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Amend By-Law No. 1

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Amend Employee Share Purchase Plan

For

AuRico Gold Inc.

AUQ

05155C105

09-May-14

Annual/Special

Management

Advisory Vote on Executive Compensation Approach

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Robert H. Benmosche

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director W. Don Cornwell

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Peter R. Fisher

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director John H. Fitzpatrick

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director William G. Jurgensen

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Christopher S. Lynch

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Arthur C. Martinez

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director George L. Miles, Jr.

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Henry S. Miller

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Robert S. Miller

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Suzanne Nora Johnson

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Ronald A. Rittenmeyer

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Douglas M. Steenland

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Elect Director Theresa M. Stone

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Amend Tax Asset Protection Plan

For

AMERICAN INTERNATIONAL GROUP, INC.

AIG

026874784

12-May-14

Annual

Management

Ratify Auditors

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Open Meeting and Announcements

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Receive Report of Management Board (Non-Voting)

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Receive Report of Supervisory Board (Non-Voting)

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Discuss Remuneration Report

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Approve Amendments to Remuneration Policy for Management Board Members

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Adopt Financial Statements

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Receive Explanation on Company’s Reserves and Dividend Policy

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Discussion on Company’s Corporate Governance Structure

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Cash Distribution to Shareholders

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Amend Articles Re: Representation of the Board

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Receive Announcements on Sustainability

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Approve Discharge of Management Board

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Approve Discharge of Supervisory Board

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Elect Eric Boyer de la Giroday to Supervisory Board

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring

For

ING Groep NV

INGA

456837103

12-May-14

Annual

Management

Other Business (Non-Voting) and Closing

The Gabelli Equity Trust Inc.

GAB

362397861

12-May-14

Annual

Management

Elect Director Frank J. Fahrenkopf, Jr

For

Withhold

The Gabelli Equity Trust Inc.

GAB

362397861

12-May-14

Annual

Management

Elect Director Salvatore J. Zizza

For

Withhold

The Gabelli Equity Trust Inc.

GAB

362397861

12-May-14

Annual

Management

Elect Director Anthony J. Colavita

For

Withhold

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Reappoint Ernst & Young Inc as Auditors of the Company

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Elect Richard Duffy as Director

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Re-elect Rhidwaan Gasant as Director

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Re-elect Sipho Pityana as Director

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Re-elect Michael Kirkwood as Member of the Audit and Risk Committee

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Elect Rodney Ruston as Member of the Audit and Risk Committee

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Place Authorised but Unissued Shares under Control of Directors

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Approve Remuneration Policy

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Approve Non-executive Directors’ Remuneration for their Service as Directors

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Approve Non-executive Directors’ Remuneration for Board Committee Meetings

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Amend Memorandum of Incorporation

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Amend Long Term Incentive Plan

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Amend Bonus Share Plan

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Authorise Repurchase of Up to Five Percent of Issued Share Capital

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act

For

AngloGold Ashanti Ltd

ANG

035128206

14-May-14

Annual

Management

Elect David Hodgson as Director

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Approve Financial Statements and Statutory Reports

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Approve Consolidated Financial Statements and Statutory Reports

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Approve Allocation of Income and Dividends of EUR 2.38 per Share

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Reelect Patricia Barbizet as Director

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Reelect Marie-Christine Coisne-Roquette as Director

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Reelect Paul Desmarais Jr as Director

For

Against

Total SA

89151E109

16-May-14

Annual/Special

Management

Reelect Barbara Kux as Director

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Advisory Vote on Compensation of Christophe de Margerie

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans

For

Against

Total SA

89151E109

16-May-14

Annual/Special

Management

Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Amend Article 15 of Bylaws Re: Age Limit for CEO

For

Total SA

89151E109

16-May-14

Annual/Special

Management

Amend Article 17 of Bylaws Re: Proxy Voting

For

Total SA

89151E109

16-May-14

Annual/Special

Share Holder

Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives

Against

Total SA

89151E109

16-May-14

Annual/Special

Share Holder

Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator

Against

Total SA

89151E109

16-May-14

Annual/Special

Share Holder

Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws

Against

Total SA

89151E109

16-May-14

Annual/Special

Share Holder

Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws

Against

Total SA

89151E109

16-May-14

Annual/Special

Share Holder

Amend Article 12.7 of Bylaws: Remuneration of Directors

Against

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director Linda B. Bammann

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director James A. Bell

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director Crandall C. Bowles

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director Stephen B. Burke

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director James S. Crown

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director James Dimon

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director Timothy P. Flynn

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director Laban P. Jackson, Jr.

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director Michael A. Neal

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director Lee R. Raymond

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Elect Director William C. Weldon

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Management

Ratify Auditors

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Share Holder

Report on Lobbying Payments and Policy

Against

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Share Holder

Amend Articles/Bylaws/Charter — Call Special Meetings

Against

For

JPMorgan Chase & Co.

JPM

46625H100

20-May-14

Annual

Share Holder

Provide for Cumulative Voting

Against

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Accept Financial Statements and Statutory Reports

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Approve Remuneration Policy

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Approve Remuneration Report

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Elect Euleen Goh as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Elect Patricia Woertz as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Elect Ben van Beurden as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Guy Elliott as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Simon Henry as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Charles Holliday as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Gerard Kleisterlee as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Jorma Ollila as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Sir Nigel Sheinwald as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Linda Stuntz as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Hans Wijers as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Re-elect Gerrit Zalm as Director

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Reappoint PricewaterhouseCoopers LLP as Auditors

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Authorise Board to Fix Remuneration of Auditors

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Authorise Issue of Equity with Pre-emptive Rights

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Authorise Issue of Equity without Pre-emptive Rights

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Authorise Market Purchase of Ordinary Shares

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Approve Long Term Incentive Plan

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Approve Deferred Bonus Plan

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Approve Restricted Share Plan

For

Royal Dutch Shell plc

RDSA

780259206

20-May-14

Annual

Management

Approve EU Political Donations and Expenditure

For

Unum Group

UNM

91529Y106

20-May-14

Annual

Management

Elect Director Timothy F. Keaney

For

Unum Group

UNM

91529Y106

20-May-14

Annual

Management

Elect Director Gloria C. Larson

For

Unum Group

UNM

91529Y106

20-May-14

Annual

Management

Elect Director William J. Ryan

For

Unum Group

UNM

91529Y106

20-May-14

Annual

Management

Elect Director Thomas R. Watjen

For

Unum Group

UNM

91529Y106

20-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Unum Group

UNM

91529Y106

20-May-14

Annual

Management

Ratify Auditors

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Robert B. Allardice, III

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Trevor Fetter

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Liam E. McGee

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Kathryn A. Mikells

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Michael G. Morris

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Thomas A. Renyi

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Julie G. Richardson

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Virginia P. Ruesterholz

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director Charles B. Strauss

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Elect Director H. Patrick Swygert

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Ratify Auditors

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Approve Omnibus Stock Plan

For

The Hartford Financial Services Group, Inc.

HIG

416515104

21-May-14

Annual

Management

Amend Executive Incentive Bonus Plan

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director Jocelyn Carter-Miller

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director Jill M. Considine

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director Richard A. Goldstein

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director H. John Greeniaus

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director Mary J. Steele Guilfoile

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director Dawn Hudson

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director William T. Kerr

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director Michael I. Roth

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Elect Director David M. Thomas

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Ratify Auditors

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Approve Omnibus Stock Plan

For

The Interpublic Group of Companies, Inc.

IPG

460690100

22-May-14

Annual

Management

Approve Executive Incentive Bonus Plan

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Leslie A. Brun

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Thomas R. Cech

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Kenneth C. Frazier

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Thomas H. Glocer

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director William B. Harrison, Jr.

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director C. Robert Kidder

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Rochelle B. Lazarus

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Carlos E. Represas

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Patricia F. Russo

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Craig B. Thompson

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Wendell P. Weeks

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Elect Director Peter C. Wendell

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Management

Ratify Auditors

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Share Holder

Provide Right to Act by Written Consent

Against

For

Merck & Co., Inc.

MRK

58933Y105

27-May-14

Annual

Share Holder

Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Virginia Boulet

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Peter C. Brown

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Richard A. Gephardt

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director W. Bruce Hanks

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Gregory J. McCray

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director C. G. Melville, Jr.

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Fred R. Nichols

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director William A. Owens

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Harvey P. Perry

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Glen F. Post, III

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Michael J. Roberts

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Laurie A. Siegel

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Elect Director Joseph R. Zimmel

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Ratify Auditors

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Provide Proxy Access Right

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

CenturyLink, Inc.

CTL

156700106

28-May-14

Annual

Share Holder

Stock Retention

Against

For

Ares Capital Corporation

ARCC

04010L103

02-Jun-14

Annual

Management

Elect Director Michael J. Arougheti

For

Ares Capital Corporation

ARCC

04010L103

02-Jun-14

Annual

Management

Elect Director Ann Torre Bates

For

Ares Capital Corporation

ARCC

04010L103

02-Jun-14

Annual

Management

Elect Director Steven B. McKeever

For

Ares Capital Corporation

ARCC

04010L103

02-Jun-14

Annual

Management

Ratify Auditors

For

Ares Capital Corporation

ARCC

04010L103

02-Jun-14

Annual

Management

Approve Issuance of Shares Below Net Asset Value (NAV)

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Ann C. Berzin

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director John Bruton

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Jared L. Cohon

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Gary D. Forsee

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Edward E. Hagenlocker

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Constance J. Horner

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Michael W. Lamach

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Theodore E. Martin

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director John P. Surma

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Richard J. Swift

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Elect Director Tony L. White

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Approve Auditors and Authorize Board to Fix Their Remuneration

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Renew Directors’ Authority to Issue Shares

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Renew Directors’ Authority to Issue Shares for Cash

For

Ingersoll-Rand plc

G47791101

05-Jun-14

Annual

Management

Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director Stanford L. Kurland

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director David A. Spector

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director Matthew Botein

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director James K. Hunt

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director Joseph Mazzella

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director Farhad Nanji

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director John Taylor

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director Mark Wiedman

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Elect Director Emily Youssouf

For

PennyMac Financial Services, Inc.

PFSI

70932B101

05-Jun-14

Annual

Management

Ratify Auditors

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Joseph J. Ashton

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Mary T. Barra

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Erroll B. Davis, Jr.

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Stephen J. Girsky

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director E. Neville Isdell

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Kathryn V. Marinello

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Michael G. Mullen

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director James J. Mulva

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Patricia F. Russo

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Thomas M. Schoewe

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Theodore M. Solso

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Elect Director Carol M. Stephenson

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Ratify Auditors

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Advisory Vote on Say on Pay Frequency

One Year

General Motors Company

37045V100

10-Jun-14

Annual

Management

Approve Executive Incentive Bonus Plan

For

General Motors Company

37045V100

10-Jun-14

Annual

Management

Approve Omnibus Stock Plan

For

General Motors Company

37045V100

10-Jun-14

Annual

Share Holder

Provide for Cumulative Voting

Against

For

General Motors Company

37045V100

10-Jun-14

Annual

Share Holder

Require Independent Board Chairman

Against

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director James L. Barksdale

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director William P. Barr

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Jeffrey L. Bewkes

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Stephen F. Bollenbach

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Robert C. Clark

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Mathias Dopfner

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Jessica P. Einhorn

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Carlos M. Gutierrez

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Fred Hassan

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Kenneth J. Novack

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Paul D. Wachter

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Elect Director Deborah C. Wright

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Ratify Auditors

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Time Warner Inc.

TWX

887317303

13-Jun-14

Annual

Share Holder

Require Independent Board Chairman

Against

Kayne Anderson MLP Investment Company

KYN

486606700

18-Jun-14

Annual

Management

Elect Director Gerald I. Isenberg

For

Kayne Anderson MLP Investment Company

KYN

486606700

18-Jun-14

Annual

Management

Ratify Auditors

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Receive Board’s and Auditor’s Reports

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Approve Financial Statements

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Approve Consolidated Financial Statements and Statutory Reports

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Approve Allocation of Income

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Approve Dividends on Series A Preferred Shares

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Approve Discharge of Directors

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Elect John Diercksen as Director

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Elect Robert Callahan as Director

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Reelect Raymond Svider as Director

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Reelect Egon Durban as Director

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Reelect Justin Bateman as Director

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Approve Remuneration of Directors

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Renew Appointment of KPMG as Auditor

For

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Authorize Board to Repurchase Shares

For

Against

Intelsat SA

L5140P119

19-Jun-14

Annual/Special

Management

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million

For

Against

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Approve Allocation of Income, with a Final Dividend of JPY 90

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Miura, Satoshi

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Unoura, Hiroo

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Shinohara, Hiromichi

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Sawada, Jun

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Kobayashi, Mitsuyoshi

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Shimada, Akira

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Tsujigami, Hiroshi

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Okuno, Tsunehisa

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Kuriyama, Hiroki

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Shirai, Katsuhiko

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Elect Director Sakakibara, Sadayuki

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Appoint Statutory Auditor Ide, Akiko

For

Nippon Telegraph & Telephone Corp.

9432

654624105

26-Jun-14

Annual

Management

Appoint Statutory Auditor Iida, Takashi

For

Nuveen Tax-Advantaged Total Return Strategy Fund

Company Name

Ticker

Security ID

Meeting Date

Meeting

Type

Proponent

Proposal

Management

Recommendation

Vote

Instruction

MGM Holdings Inc.

MGMB

55303C101

12-Nov-13

Annual

Management

Elect Director Gary Barber

For

MGM Holdings Inc.

MGMB

55303C101

12-Nov-13

Annual

Management

Elect Director James Dondero

For

MGM Holdings Inc.

MGMB

55303C101

12-Nov-13

Annual

Management

Elect Director Jason O. Hirschhorn

For

MGM Holdings Inc.

MGMB

55303C101

12-Nov-13

Annual

Management

Elect Director Ann Mather

For

MGM Holdings Inc.

MGMB

55303C101

12-Nov-13

Annual

Management

Elect Director Fredric G. Reynolds

For

MGM Holdings Inc.

MGMB

55303C101

12-Nov-13

Annual

Management

Elect Director Nancy Tellem

For

MGM Holdings Inc.

MGMB

55303C101

12-Nov-13

Annual

Management

Elect Director Kevin Ulrich

For

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Nuveen Tax-Advantaged Total Return Strategy Fund


By		/s/ Gifford R. Zimmerman
		Gifford R. Zimmerman – Chief Administrative Officer

Date

August 21, 2014