FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of January 2017
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from December 1, 2016 to December 31, 2016 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: January 12, 2017 | By: | /s/ Hajime Ikeda | ||||
| Hajime Ikeda | ||||||
| Senior Managing Director | ||||||
[Translation of Share Buyback Report for the reporting month from December 1, 2016 to December 31 , 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on January 12, 2017]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
| as of December 31, 2016 | ||||||||||||
| Number of Shares | Total Repurchase Amount (JPY) |
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| Authorization pursuant to the resolution of the Board (July 28, 2016) (Period of repurchase: from August 15, 2016 to January 27, 2017 (excluding the period between October 28, 2016 to November 11, 2016)) |
100,000,000 | 45,000,000,000 | ||||||||||
| Repurchases during this reporting month (Date of repurchase) |
|
(Date) December 1 December 2 December 5 December 6 December 7 December 8 December 9 December 12 December 13 December 14 December 15 December 16 |
|
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984,100 984,100 1,098,000 1,098,000 1,098,000 1,098,000 1,098,000 1,100,600 1,100,600 1,100,600 1,100,600 623,200 |
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637,052,260 662,593,830 739,527,590 763,467,440 771,729,480 797,230,580 825,725,260 842,647,730 815,403,210 824,090,020 828,635,220 468,193,950 |
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| Total |
— | 12,483,800 | 8,976,296,570 | |||||||||
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| Aggregate shares repurchased as of the end of this reporting month |
85,987,200 | 44,999,965,170 | ||||||||||
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| Progress of share repurchase (%) |
86.0 | 100.0 | ||||||||||
| 2. | Status of disposition |
| as of December 31, 2016 | ||||||||||
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
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| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) December 12 December 29 |
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70 27 |
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47,306 19,448 |
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| Subtotal |
— | 97 | 66,754 | |||||||
| Other (exercise of stock acquisition rights) |
(Date) December 1 December 2 December 5 December 6 December 7 December 8 December 9 December 12 December 13 December 14 December 15 December 16 December 19 December 20 December 21 December 22 December 26 December 27 |
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140,500 60,500 47,400 32,700 111,700 172,700 91,200 115,600 190,700 83,900 192,300 207,200 144,000 484,400 165,800 74,100 9,000 196,000 |
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2,452,500 60,500 344,400 1,871,700 4,930,600 12,136,700 6,131,200 6,822,600 16,179,700 16,695,900 13,631,300 16,839,200 1,332,000 7,065,400 6,802,800 6,782,100 605,000 4,822,000 |
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| Subtotal |
— | 2,519,700 | 125,505,600 | |||||||
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| Total |
— | 2,519,797 | 125,572,354 | |||||||
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| 3. | Status of shares held in treasury |
| as of December 31, 2016 | ||||
| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,822,562,601 | |||
| Number of shares held in treasury |
298,593,095 | |||