UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Report on Form 6-K dated March 04, 2013
Commission File Number 1-14846
AngloGold Ashanti Limited
(Name of registrant)
76 Jeppe Street
Newtown, 2001
(P.O. Box 62117, Marshalltown, 2107)
South Africa
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form
20-F or Form 40-F.
20-F or Form 40-F.
Form 20-F X
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1):
Regulation S-T Rule 101(b)(1):
Yes
No X
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7):
Regulation S-T Rule 101(b)(7):
Yes
No X
Indicate by check mark whether the registrant by furnishing the information contained in this Form
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes
No X
Enclosure: Press release
DEALING IN SECURITIES BY A DIRECTOR AND THE COMPANY
SECRETARY OF ANGLOGOLD ASHANTI LIMITED IN TERMS OF THE ANGLOGOLD SHARE
INCENTIVE SCHEME
INCENTIVE SCHEME
AngloGold Ashanti Limited
(Incorporated in the Republic of South Africa \ Reg. No. 1944/017354/06)
ISIN No. ZAE000043485 – JSE share code: ANG \ CUSIP: 035128206 – NYSE share code: AU
Website: www.anglogoldashanti.com
(Incorporated in the Republic of South Africa \ Reg. No. 1944/017354/06)
ISIN No. ZAE000043485 – JSE share code: ANG \ CUSIP: 035128206 – NYSE share code: AU
Website: www.anglogoldashanti.com
News Release
4 March 2013
DEALING IN SECURITIES BY A DIRECTOR AND THE COMPANY SECRETARY OF
ANGLOGOLD ASHANTI LIMITED IN TERMS OF THE ANGLOGOLD SHARE INCENTIVE
SCHEME
ANGLOGOLD ASHANTI LIMITED IN TERMS OF THE ANGLOGOLD SHARE INCENTIVE
SCHEME
In terms of JSE Listings Requirement 3.63, AngloGold Ashanti gives notice that the following
director and company secretary have exercised share options and purchased ordinary shares
respectively, after having received clearance to do so in terms of Listings Requirement 3.66.
The options were granted in terms of the AngloGold Share Incentive Scheme.
The Chief Executive Officer, Mr Mark Cutifani has exercised 35,580 share options and have
applied all of the after-tax proceeds, net of costs, to acquire 53,014 ordinary shares in his own
name.
AngloGold Ashanti discloses the following information on the above dealing as follows:
director and company secretary have exercised share options and purchased ordinary shares
respectively, after having received clearance to do so in terms of Listings Requirement 3.66.
The options were granted in terms of the AngloGold Share Incentive Scheme.
The Chief Executive Officer, Mr Mark Cutifani has exercised 35,580 share options and have
applied all of the after-tax proceeds, net of costs, to acquire 53,014 ordinary shares in his own
name.
AngloGold Ashanti discloses the following information on the above dealing as follows:
SHARES SOLD TO SETTLE TAX AND SELLING COSTS
Name of director
Name of director
M Cutifani
Name of company
AngloGold Ashanti Limited
Date of transaction
1 March 2013
Nature of transaction
On-market sale of shares to fund tax liability in relation
to the below options and costs incurred in such a sale
to the below options and costs incurred in such a sale
Class of security
Ordinary shares
Number of shares sold
35,580
Selling price per share
R217.77
Value of transaction
R7,748,156.97
Extent of interest
Direct, beneficial
Prior clearance to deal
Obtained
OPTIONS EXERCISED
Name of director
M Cutifani
Name of company
AngloGold Ashanti Limited
Date of transaction
1 March 2013
Nature of transaction
Off-market exercise of share options
Class of security
Options in respect of ordinary shares
Date options granted
Between 2010, 2011 and 2012
Date options vested
Between 2011 and 2012
Number of options exercised
53,014
Option strike price
NIL
Value of options exercised
R11,544,710.34
In terms of the Co-Investment Plan (CIP), executives are allowed to take up to 50% of their after
tax cash bonus to participate in a further matching scheme by purchasing shares in AngloGold
Ashanti, and the company will match their initial investment into the scheme at 150%, with
vesting over a two-year period in two equal tranches.
PURCHASE OF SHARES
Name of officer
tax cash bonus to participate in a further matching scheme by purchasing shares in AngloGold
Ashanti, and the company will match their initial investment into the scheme at 150%, with
vesting over a two-year period in two equal tranches.
PURCHASE OF SHARES
Name of officer
ME Sanz Perez
Name of company
AngloGold Ashanti Limited
Date of transaction
1 March 2013
Nature of transaction
On-market purchase of shares
Class of security
Ordinary shares
Number of shares purchased
1,135
Purchase price per share
R217.21
Value of transaction
R246,533.35
Extent of interest
Direct, beneficial
Prior clearance to deal
obtained
JSE Sponsor: UBS Limited
ENDS
Contacts
Media
Tel:
E-mail:
Alan Fine
+27-11 637- 6383 / +27 (0) 83 250 0757
afine@anglogoldashanti.com
Chris Nthite
+27 (0) 11 637 6388/+27 (0) 83 301 2481
cnthite@anglogoldashanti.com
Stewart Bailey
+1 646 338 4337/ +1 212 858-7702 / +27 83 253 2021
sbailey@anglogoldashanti.com
General inquiries
+27 11 637 6031
media@anglogoldashanti.com
Investors
Stewart Bailey
+1 646 338 4337/ +1 212 858-7702 / +27 83 253 2021
sbailey@anglogoldashanti.com
Sabrina Brockman (US & Canada)
+1 (212) 858 7702 / +1 646 379 2555
sbrockman@anglogoldashanti.com
Mike Bedford (UK & Europe)
+44 779 497 7881 / +44 1225 93 8483
mbedford@anglogoldashanti.com
General inquiries
+27 11 637 6059
investors@anglogoldashanti.com
Certain statements made in this communication, other than statements of historical fact, including, without limitation, those concerning the economic outlook
for the gold mining industry, expectations regarding gold prices, production, cash costs and other operating results, return on shareholders’ equity,
productivity improvements, growth prospects and outlook of AngloGold Ashanti’s operations, individually or in the aggregate, including the achievement of
project milestones, the completion and commencement of commercial operations of certain of AngloGold Ashanti’s exploration and production projects and
the completion of acquisitions and dispositions, AngloGold Ashanti’s liquidity and capital resources and capital expenditures and the outcome and
consequence of any potential or pending litigation or regulatory proceedings or environmental issues, are forward-looking statements or forecasts regarding
AngloGold Ashanti’s operations, economic performance and financial condition. These forward-looking statements or forecasts involve known and unknown
risks, uncertainties and other factors that may cause AngloGold Ashanti’s actual results, performance or achievements to differ materially from the anticipated
results, performance or achievements expressed or implied in these forward-looking statements. Although AngloGold Ashanti believes that the expectations
reflected in such forward-looking statements and forecasts are reasonable, no assurance can be given that such expectations will prove to have been correct.
Accordingly, results could differ materially from those set out in the forward-looking statements as a result of, among other factors, changes in economic,
social, political and market conditions, success of business and operating initiatives, changes in the regulatory environment and other government actions
including environmental approvals, fluctuations in gold prices and exchange rates, and business and operational risk management. For a discussion of certain
of these and other factors, refer to AngloGold Ashanti's annual report for the year ended 31 December 2011, which was distributed to shareholders on 4 April
2012, the company’s 2011 annual report on Form 20-F, which was filed with the Securities and Exchange Commission in the United States on 23 April 2012
and the prospectus supplement to the company’s prospectus dated 17 July 2012 that was filed with the Securities and Exchange Commission on 25 July
2012. These factors are not necessarily all of the important factors that could cause AngloGold Ashanti’s actual results to differ materially from those
expressed in any forward-looking statements. Other unknown or unpredictable factors could also have material adverse effects on future results.
Consequently, stakeholders are cautioned not to place undue reliance on forward-looking statements. AngloGold Ashanti undertakes no obligation to update
publicly or release any revisions to these forward-looking statements to reflect events or circumstances after today’s date or to reflect the occurrence of
unanticipated events, except to the extent required by applicable law. All subsequent written or oral forward-looking statements attributable to AngloGold
Ashanti or any person acting on its behalf are qualified by the cautionary statements herein.
This communication may contain certain “Non-GAAP” financial measures. AngloGold Ashanti utilises certain Non-GAAP performance measures and ratios in
managing its business. Non-GAAP financial measures should be viewed in addition to, and not as an alternative for, the reported operating results or cash
flow from operations or any other measures of performance prepared in accordance with IFRS. In addition, the presentation of these measures may not be
comparable to similarly titled measures other companies may use. AngloGold Ashanti posts information that is important to investors on the main page of its
website at www.anglogoldashanti.com and under the “Investors” tab on the main page. This information is updated regularly. Investors should visit this
website to obtain important information about AngloGold Ashanti.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AngloGold Ashanti Limited
Date: March 4, 2013
By:
/s/ M E SANZ PEREZ
Name:
M E Sanz Perez
Title: Group General Counsel and Company
Secretary
Title: Group General Counsel and Company
Secretary