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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Righit to Buy) | $ 45.73 | 01/22/2007 | A | 42,483 | 01/15/2008(4) | 01/22/2017 | Common | 42,483 (4) | $ 0 (5) | 42,483 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHAPMAN GEORGE L ONE SEAGATE SUITE 1500 TOLEDO, OH 43604 |
X | Chairman and CEO |
By: Erin C. Ibele Attorney-in-Fact For: George L. Chapman | 01/24/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were granted without cash consideration as shares of restricted stock under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Mr. Chapman received an award of 60,000 performance award shares at the same time. This award will entitle him to receive 60,000 shares of common stock of Health Care REIT, Inc. on January 31, 2010, subject to a determination by the Board of Directors of Health Care REIT, Inc. that certain corporate objectives have been implemented successfully. The performance award shares are neither equity securities nor derivative securities as defined by the Commission for purposes of this Form and, accordingly, are not reported separately herein. |
(2) | Account for son of George L. Chapman. |
(3) | George L. Chapman III SSB IRA Rollover Custodian. |
(4) | Options for the purchase of 42,483 shares of common stock at $45.73 per share were granted to Mr. Chapman on January 22, 2007. Options for the purchase of 8,498 shares will vest on January 15, 2008, options for the purchase of 8,497 shares will vest on January 15, 2009, and options for the purchase of 8,496 shares will vest on January 15 of each of 2010, 2011 and 2012. |
(5) | The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. |