UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1) | 05/27/2009 | Common Stock | 23,555 (2) | $ 0.675 (3) | D | Â |
Stock Option (right to buy) | Â (1) | 02/28/2011 | Common Stock | 4,444 (2) | $ 0.765 (3) | D | Â |
Stock Option (right to buy) | Â (1) | 06/24/2013 | Common Stock | 12,622 (2) | $ 0.765 (3) | D | Â |
Stock Option (right to buy) | Â (1) | 05/15/2011 | Common Stock | 23,555 | $ 0.765 (3) | D | Â |
Stock Option (right to buy) | Â (4) | 11/15/2014 | Common Stock | 8,888 | $ 5.625 (3) | D | Â |
Stock Option (right to buy) | Â (1) | 09/29/2008 | Common Stock | 20,888 (2) | $ 1.125 (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hopkins Leo Nelson C/O 821 FOX LANE SAN JOSE, CA 95131 |
 X |  |  |  |
/s/ Carolyn M. Bruguera, Attorney-in-Fact for Leo N. Hopkins | 02/20/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1/4 vests at one year anniversary, 1/48th of entire amount vests each month thereafter. |
(2) | The original Form 3 reflected the correct total number of options, however the number of shares for many of the grants were transposed. This amendment is being filed to correct the transposed amount of shares so that each line entry is now reflected accurately. |
(3) | This is the exact exercise price. The exercise price on the original Form 3 was rounded. |
(4) | 100% vested at 1 year anniversary. |