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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to purchase common stock | $ 20.21 | 12/15/2010 | M | 3,518 | 02/14/2002 | 02/14/2011 | Common stock | 3,518 | $ 0 | 3,180 | D | ||||
Options to purchase common stock | $ 21 | 12/15/2010 | M | 6,235 | 02/21/2003 | 02/21/2012 | Common stock | 6,235 | $ 0 | 56,119 | D | ||||
Options to purchase common stock | $ 20.21 | 12/16/2010 | M | 3,180 | 02/14/2002 | 02/14/2011 | Common stock | 3,180 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LETHAM DENNIS J C/O ANIXTER INTERNATIONAL INC. 2301 PATRIOT BLVD GLENVIEW, IL 60026 |
Executive VP-Finance & CFO |
Michele Nelson, by power of attorney | 12/17/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction pursuant to the exercise of an option under a Rule 10b5-1(c) trading plan dated October 13, 2010. |
(2) | Total Includes 69,824 common stock units. |
(3) | This is the weighted average for sale prices ranging from $58.12 to $59.10. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
(4) | All shares sold at the price of $59.16. |
(5) | This is the weighted average for sale prices ranging from $58.04 to $59.00. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
(6) | This is the weighted average for sale prices ranging from $59.09 to 59.17. Upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
(7) | Number of shares being withheld by issuer for exercise price and tax liabilities triggered when previously granted stock options were exercised. |