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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 16.12 | 09/18/2014 | M | 61,792 | (3) | 04/02/2016 | Common Stock | 61,792 | $ 16.12 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TRUESDALE ANTHONY N 2101 91ST STREET NORTH BERGEN, NJ 07047 |
X | Chief Executive Officer |
/s/ Jean W. Frydman, attorney-in-fact | 09/22/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2013. |
(2) | Includes 296 shares acquired at $19.58 per share, 285 shares acquired at $22.10 per share, 60 shares acquired at $28.36 per share, 59 shares acquired at $28.82 per share, 54 shares acquired at $31.82 per share, 55 shares acquired at $30.85 per share, 324 shares acquired at $34.26, 45 shares acquired at $37.75 per share, 36 shares acquired at $47.66 per share, 35 shares acquired at $48.76, 44 shares acquired at $41.52 per share, 50 shares acquired at $38.11 per share, 51 shares acquired at $37.19 per share, 51 shares acquired at $37.58 per share, 46 shares acquired at $40.39 per share and 51 shares acquired at $36.57 per share under the Vitamin Shoppe 2010 Employee Stock Purchase Plan on June 30, 2010, September 30, 2010, March 30, 2011, June 30, 2011, September 30, 2011, December 30, 2011, March 30, 2012, June 29, 2012, September 28, 2012, December 31, 2012, March 28, 2013, June 28, 2013, September 30, 2013, December 31, 2013, March 31, 2014 and June 30, 2014 respectively. |
(3) | Options vested on April 2, 2007, April 2, 2008, April 2, 2009, October 27, 2009 and April 2, 2010. |