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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Units with DER (2) | (3) | 12/05/2014 | M | 2,000 | 12/05/2014 | 12/05/2014 | Common Units (3) | 2,000 | (3) | 25,000 | D | ||||
Phantom Units with DER (4) | (3) | 12/05/2014 | M | 1,600 | 12/05/2014 | 12/05/2014 | Common Units (3) | 1,600 | (3) | 23,400 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sturrock Troy 2001 BRYAN ST SUITE 3700 DALLAS, TX 75201 |
Principal Accounting Officer |
/s/ Troy Sturrock | 04/13/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The holder settled 100 percent of his vested phantom units for Regency Energy Partners LP common units on the date of vesting. |
(2) | 10,000 service condition phantom units were granted on December 17, 2010. This transaction represents the vesting of one-fifth of these phantom units. |
(3) | Each phantom unit is the economic equivalent of one common unit representing a limited partner interest in Regency Energy Partners LP. |
(4) | 8,000 service condition phantom units were granted on December 21, 2011. This transaction represents the vesting of one-fifth of these phantom units. |
(5) | Due to administrative error, the original Form 4 filed on 12/09/14 incorrectly reported the number of securities beneficially owned following the reported transaction as 14,361 common units rather than 14,357 common units. |
(6) | Due to administrative error, the original Form 4 filed on 12/09/14 incorrectly reported the number of securities beneficially owned following the reported transaction as 13,376 common units rather than 13,372 common units. |