UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT 1
TO
FORM 10-K
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF
1934 FOR THE FISCAL YEAR ENDED JULY 31, 2007
Commission file number 1-8696
/X\
/XXXXX\
/XX------
/XXX---- COMPETITIVE
XXX---- TECHNOLOGIES
\XXX---- Unlocking the Potential of Innovation (R)
\XX------
\XXXXX/ Technology Transfer & Licensing Services
\X/
COMPETITIVE TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
www.competitivetech.net
Registrant's telephone number, including area code: (203) 368-6044
Delaware 36-2664428
-------- ----------
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on which Registered
----------------------------- -------------------------------------------
Common Stock ($.01 par value) American Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. [x]Yes [ ]No
Indicate by check mark whether the registrant is a large accelerated filer, an
accelerated filer, or a non-accelerated filer. See definition of "accelerated
filer and large accelerated filer" in Rule 12b-2 of the Exchange Act.
Large accelerated filer [ ] Accelerated filer [ ] Non-accelerated filer [X]
The aggregate market value of the common equity held by non-affiliates of the
registrant as of January 31, 2007 (the last business day of the registrant's
most recently completed second fiscal quarter) was $18,746,515
The number of shares of the registrant's common stock outstanding as of October
18, 2007, was 8,107,380 shares.
American
Stock Exchange
Listed
CTT
Page 1
The Company's Form 10-K for the Fiscal Year ended July 31, 2007 is hereby
Amended by replacing the Signature Page, page 83, with the following page.
2
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
COMPETITIVE TECHNOLOGIES, INC.
(the registrant)
By /s/ John B. Nano
-----------------
John B. Nano
Chairman, President and Chief Executive
Officer, Interim Chief Financial Officer,
Director and Authorized Signer
Date: October 29, 2007
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
Name Title ) Date
---------------------------- -------------------- ) ----------------
)
/s/ Joel M. Evans, M.D. Director )
---------------------------- )
Joel M. Evans, M.D. )
)
)
/s/ Richard D. Hornidge, Jr. Director )
---------------------------- )
Richard D. Hornidge, Jr. )
)
)
/s/ Rustin Howard Director )
---------------------------- )
Rustin Howard )
)
)
Chairman, President, ) October 29, 2007
Chief Executive )
Officer, Interim )
Chief Financial Officer )
and Director )
/s/ John B. Nano )
---------------------------- )
John B. Nano )
)
)
/s/ William L. Reali Director )
---------------------------- )
William L. Reali )
)
)
/s/ Ralph S. Torello Director )
---------------------------- )
Ralph S. Torello )
)
83