UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22441
NAME OF REGISTRANT: John Hancock Hedged Equity
& Income Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
2Y61 JHF Hedged Equity & Income Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 934547968
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SONDRA L. BARBOUR Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF Shr Against For
HOLY LAND PRINCIPLES.
--------------------------------------------------------------------------------------------------------------------------
ACER INCORPORATED, NEW TAIPEI CITY Agenda Number: 708220176
--------------------------------------------------------------------------------------------------------------------------
Security: Y0003F171
Meeting Type: AGM
Meeting Date: 21-Jun-2017
Ticker:
ISIN: TW0002353000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1.1 THE ELECTION OF THE DIRECTOR.:STAN Mgmt For For
SHIH,SHAREHOLDER NO.0000002
1.2 THE ELECTION OF THE DIRECTOR.:GEORGE Mgmt For For
HUANG,SHAREHOLDER NO.0000005
1.3 THE ELECTION OF THE DIRECTOR.:JASON Mgmt For For
CHEN,SHAREHOLDER NO.0857788
1.4 THE ELECTION OF THE DIRECTOR.:HUNG ROUAN Mgmt For For
INVESTMENT CORP.,SHAREHOLDER
NO.0005978,CAROLYN YEH AS REPRESENTATIVE
1.5 THE ELECTION OF THE DIRECTOR.:SMART CAPITAL Mgmt Against Against
CORP.,SHAREHOLDER NO.0545878
1.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:F. C. TSENG,SHAREHOLDER
NO.0771487
1.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:JI REN LEE,SHAREHOLDER NO.0857786
1.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SAN CHENG CHANG,SHAREHOLDER
NO.0157790,SIMON CHANG AS REPRESENTATIVE
1.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHING HSIANG HSU,SHAREHOLDER
NO.0916903,CHARLES HSU AS REPRESENTATIVE
2 TO ACKNOWLEDGE 2016 FINANCIAL STATEMENTS Mgmt For For
AND BUSINESS REPORT.
3 TO APPROVE THE APPROPRIATE OF RETAINED Mgmt For For
EARNINGS FOR 2016 LOSSES.
4 TO APPROVE THE PROPOSAL OF CASH Mgmt For For
DISTRIBUTION FROM THE CAPITAL SURPLUS TWD
0.5 PER SHARE.
5 TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
INTERNAL REGULATIONS: ACQUIRING OR
DISPOSING OF ASSETS.
6 TO RELEASE NON-COMPETE RESTRICTIONS ON Mgmt For For
NEWLY-ELECTED DIRECTORS AND THEIR
REPRESENTATIVES.
--------------------------------------------------------------------------------------------------------------------------
ADECCO SA, OPFIKON Agenda Number: 707862086
--------------------------------------------------------------------------------------------------------------------------
Security: H00392318
Meeting Type: AGM
Meeting Date: 20-Apr-2017
Ticker:
ISIN: CH0012138605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT 2016 Mgmt No vote
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt No vote
2016
2.1 APPROPRIATION OF AVAILABLE EARNINGS 2016 Mgmt No vote
AND DIVIDEND: CHF 1.50 PER REGISTERED SHARE
2.2 CAPITAL REDUCTION THROUGH NOMINAL VALUE Mgmt No vote
REDUCTION
2.3 AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt No vote
RELATED TO THE CAPITAL REDUCTION
3 GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS AND OF THE EXECUTIVE
COMMITTEE
4.1 APPROVAL OF MAXIMUM TOTAL AMOUNT OF Mgmt No vote
REMUNERATION OF THE BOARD OF DIRECTORS
4.2 APPROVAL OF MAXIMUM TOTAL AMOUNT OF Mgmt No vote
REMUNERATION OF THE EXECUTIVE COMMITTEE
5.1.1 RE-ELECTION OF ROLF DOERIG AS MEMBER AND Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
5.1.2 RE-ELECTION OF JEAN-CHRISTOPHE DESLARZES AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTOR
5.1.3 RE-ELECTION OF ALEXANDER GUT AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTOR
5.1.4 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTOR
5.1.5 RE-ELECTION OF DAVID PRINCE AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTOR
5.1.6 RE-ELECTION OF WANDA RAPACZYNSKI AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTOR
5.1.7 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTOR
5.1.8 ELECTION OF ARIANE GORIN AS MEMBER OF THE Mgmt No vote
BOARD OF DIRECTOR
5.2.1 RE-ELECTION OF ALEXANDER GUT OF THE Mgmt No vote
COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF JEAN-CHRISTOPHE DESLARZES OF Mgmt No vote
THE COMPENSATION COMMITTEE
5.2.3 RE-ELECTION OF WANDA RAPACZYNSKI OF THE Mgmt No vote
COMPENSATION COMMITTEE
5.2.4 ELECTION OF KATHLEEN TAYLOR OF THE Mgmt No vote
COMPENSATION COMMITTEE
5.3 RE-ELECTION OF THE INDEPENDENT PROXY Mgmt No vote
REPRESENTATIVE / ANDREAS G. KELLER
5.4 RE-ELECTION OF ERNST AND YOUNG LTD, ZURICH Mgmt No vote
6.1 PARTIAL DELETION OF CONDITIONAL CAPITAL Mgmt No vote
6.2 CREATION OF AUTHORIZED CAPITAL Mgmt No vote
7 AMENDMENT OF ART. 16 PARA. 1 OF THE Mgmt No vote
ARTICLES OF INCORPORATION (MAXIMUM NUMBER
OF BOARD MEMBERS)
8 AMENDMENT OF ART. 1 PARA. 2 OF THE ARTICLES Mgmt No vote
OF INCORPORATION (CHANGE OF REGISTERED
OFFICE FROM OPFIKON (ZURICH) TO ZURICH)
CMMT 04 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 5.1.1 TO 5.4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AGEAS NV, BRUXELLES Agenda Number: 708052864
--------------------------------------------------------------------------------------------------------------------------
Security: B0148L138
Meeting Type: MIX
Meeting Date: 17-May-2017
Ticker:
ISIN: BE0974264930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 762955 DUE TO ADDITION OF
RESOLUTIONS O.1 TO O.4.2 AND CHANGE IN
MEETING TYPE. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
O.1 OPENING Non-Voting
O21.1 DISCUSSION OF THE ANNUAL REPORT ON THE Non-Voting
FINANCIAL YEAR 2016
O21.2 DISCUSSION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR 2016
O21.3 PROPOSAL TO APPROVE THE STATUTORY ANNUAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE FINANCIAL
YEAR 2016
O22.1 INFORMATION ON THE DIVIDEND POLICY Non-Voting
O22.2 PROPOSAL TO ADOPT A GROSS DIVIDEND FOR THE Mgmt For For
2016 FINANCIAL YEAR OF EUR 2.10 PER AGEAS
SA/NV SHARE; THE DIVIDEND WILL BE PAYABLE
AS FROM 31 MAY 2017. THE DIVIDEND WILL BE
FUNDED FROM THE AVAILABLE RESERVES AND FROM
AMOUNTS RESERVED FOR DIVIDENDS ON FINANCIAL
YEAR 2015, BUT NOT PAID OUT DUE TO THE
PURCHASE OF OWN SHARES
O23.1 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE FINANCIAL YEAR 2016
O23.2 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
THE AUDITOR FOR THE FINANCIAL YEAR 2016
O.3 THE REMUNERATION REPORT ON THE 2016 Mgmt For For
FINANCIAL YEAR CAN BE FOUND IN THE
CORPORATE GOVERNANCE STATEMENT SECTION OF
THE AGEAS ANNUAL REPORT 2016
O.4.1 APPOINTMENT BOARD OF DIRECTOR: PROPOSAL TO Mgmt For For
APPOINT MRS. KATLEEN VANDEWEYER AS AN
INDEPENDENT NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS OF THE COMPANY, FOR A
PERIOD OF 4 YEARS, UNTIL THE CLOSE OF THE
ORDINARY GENERAL MEETING OF SHAREHOLDERS IN
2021. MRS. KATLEEN VANDEWEYER COMPLIES WITH
THE CRITERIA OF INDEPENDENCE AS PROVIDED
FOR IN ARTICLE 526TER OF THE COMPANIES CODE
O.4.2 RE-APPOINTMENT BOARD OF DIRECTOR: PROPOSAL Mgmt For For
TO RE-APPOINT MR BART DE SMET AS A MEMBER
OF THE BOARD OF DIRECTORS, FOR A PERIOD OF
4 YEARS, UNTIL THE CLOSE OF THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS IN 2021. MR
BART DE SMET CARRIES OUT THE FUNCTION OF
EXECUTIVE DIRECTOR AND HOLDS THE TITLE OF
CHIEF EXECUTIVE OFFICER IN ACCORDANCE WITH
THE ARTICLES OF ASSOCIATION
E.5.1 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For
ARTICLE 5: CAPITAL CANCELLATION OF AGEAS
SA/NV SHARES PROPOSAL TO CANCEL 7.170.522
OWN SHARES ACQUIRED BY THE COMPANY IN
ACCORDANCE WITH ARTICLE 620 SECTION1 OF THE
COMPANIES CODE. THE CANCELLATION WILL BE
IMPUTED ON THE PAID UP CAPITAL FOR AN
AMOUNT OF EUR 7.40 PER SHARE AND FOR THE
BALANCE BY A DECREASE WITH EUR 26.67 PER
SHARE OF THE ISSUE PREMIUM ACCOUNT. THE
UNAVAILABLE RESERVE CREATED FOR THE
ACQUISITION OF THE OWN SHARES AS REQUIRED
BY ARTICLE 623 OF THE COMPANIES CODE WILL
BE TRANSFERRED TO THE AVAILABLE RESERVES.
ARTICLE 5 OF THE ARTICLES OF ASSOCIATION
WILL BE ACCORDINGLY MODIFIED AND WORDED AS
FOLLOWS: "THE COMPANY CAPITAL IS SET AT ONE
BILLION, FIVE HUNDRED AND FORTY-NINE
MILLION, FIVE HUNDRED FIFTY-NINE THOUSAND,
SIX HUNDRED TWENTY-TWO EUROS AND SIXTY
CENTS (EUR 1,549,559,622.60), AND IS FULLY
PAID UP. IT IS REPRESENTED BY TWO HUNDRED
AND NINE MILLION, THREE HUNDRED NINETY-NINE
THOUSAND, NINE HUNDRED AND FORTY-NINE
(209,399,949) SHARES, WITHOUT INDICATION OF
NOMINAL VALUE." THE GENERAL MEETING
RESOLVES TO DELEGATE ALL POWERS TO THE
COMPANY SECRETARY, ACTING INDIVIDUALLY,
WITH THE POSSIBILITY OF SUB-DELEGATION, IN
ORDER TO TAKE ALL MEASURES AND CARRY OUT
ALL ACTIONS REQUIRED FOR THE EXECUTION OF
THE DECISION OF CANCELLATION
E52.1 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Non-Voting
ARTICLE 6: AUTHORIZED CAPITAL: SPECIAL
REPORT COMMUNICATION OF THE SPECIAL REPORT
BY THE BOARD OF DIRECTORS ON THE USE AND
PURPOSE OF THE AUTHORIZED CAPITAL PREPARED
IN ACCORDANCE WITH ARTICLE 604 OF THE
BELGIAN COMPANIES CODE
E52.2 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For
ARTICLE 6: AUTHORIZED CAPITAL: PROPOSAL TO
(I) AUTHORIZE, FOR A PERIOD OF THREE YEARS
STARTING ON THE DATE OF THE PUBLICATION IN
THE BELGIAN STATE GAZETTE OF THE AMENDMENT
TO THE ARTICLES OF ASSOCIATION RESOLVED BY
THE EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS WHICH WILL DELIBERATE ON THIS
POINT, THE BOARD OF DIRECTORS TO INCREASE
THE COMPANY CAPITAL, IN ONE OR MORE
TRANSACTIONS, BY A MAXIMUM AMOUNT OF EUR
155,400,000 AS MENTIONED IN THE SPECIAL
REPORT BY THE BOARD OF DIRECTORS AND TO
CONSEQUENTLY CANCEL THE UNUSED BALANCE OF
THE AUTHORIZED CAPITAL, AS MENTIONED IN
ARTICLE 6 A) OF THE ARTICLES OF
ASSOCIATION, EXISTING AT THE DATE OF THE
PUBLICATION IN THE BELGIAN STATE GAZETTE OF
THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY RESOLVED BY THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS WHICH WILL DELIBERATE ON THIS
POINT AND (II) MODIFY ARTICLE 6 A) AND B)
OF THE ARTICLES OF ASSOCIATION ACCORDINGLY,
AS SET OUT IN THE SPECIAL REPORT BY THE
BOARD OF DIRECTORS
E.5.3 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For
ARTICLE 10: BOARD OF DIRECTORS: PROPOSAL TO
CHANGE THE TWO FIRST SENTENCES OF PARAGRAPH
D) OF ARTICLE 10 AS FOLLOWS, IN ORDER TO
ENSURE COMPLIANCE WITH THE RECENTLY
MODIFIED LEGISLATION CONCERNING THE
SUPERVISION OF INSURANCE (HOLDING)
COMPANIES; "D) THE BOARD OF DIRECTORS SHALL
SET UP AN EXECUTIVE COMMITTEE, AN AUDIT
COMMITTEE, A REMUNERATION COMMITTEE AND A
RISK COMMITTEE. THE REMUNERATION COMMITTEE
AND THE RISK COMMITTEE EXCLUSIVELY CONSIST
OF NON-EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS, AND AT LEAST ONE OF THEM IS
INDEPENDENT. THE AUDIT COMMITTEE
EXCLUSIVELY CONSISTS OF NON-EXECUTIVE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
MAJORITY OF ITS MEMBERS ARE INDEPENDENT."
E.5.4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For
ARTICLE 12: MANAGEMENT OF THE COMPANY:
PROPOSAL TO CHANGE PARAGRAPH B) OF ARTICLE
12 AS FOLLOWS, IN ORDER TO ENSURE
COMPLIANCE WITH THE RECENTLY MODIFIED
LEGISLATION CONCERNING THE SUPERVISION OF
INSURANCE (HOLDING) COMPANIES; "B) THE
EXECUTIVE COMMITTEE CONSISTS OF AT LEAST
THREE PERSONS WHO ARE MEMBERS OF THE BOARD
OF DIRECTORS. THE CHAIRMAN OF THE EXECUTIVE
COMMITTEE IS APPOINTED BY THE BOARD OF
DIRECTORS."
E.6 ACQUISITION OF AGEAS SA/NV SHARES: PROPOSAL Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY AND THE BOARDS OF ITS DIRECT
SUBSIDIARIES FOR A PERIOD OF 24 MONTHS
STARTING AFTER THE CLOSE OF THE GENERAL
MEETING WHICH WILL DELIBERATE UPON THIS
ITEM, TO ACQUIRE AGEAS SA/NV FOR A
CONSIDERATION EQUIVALENT TO THE CLOSING
PRICE OF THE AGEAS SA/NV SHARE ON EURONEXT
ON THE DAY IMMEDIATELY PRECEDING THE
ACQUISITION, PLUS A MAXIMUM OF FIFTEEN PER
CENT (15%) OR MINUS A MAXIMUM OF FIFTEEN
PER CENT (15%); THE NUMBER OF SHARES WHICH
CAN BE ACQUIRED BY THE BOARD OF DIRECTORS
OF THE COMPANY AND THE BOARDS OF ITS DIRECT
SUBSIDIARIES WITHIN THE FRAMEWORK OF THIS
AUTHORIZATION CUMULATED WITH THE
AUTHORIZATION GIVEN BY THE GENERAL MEETING
OF SHAREHOLDERS OF 27 APRIL 2016 WILL NOT
REPRESENT MORE THAN 10% OF THE ISSUED SHARE
CAPITAL
E.7 CLOSE Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AGFA-GEVAERT NV, MORTSEL Agenda Number: 707968650
--------------------------------------------------------------------------------------------------------------------------
Security: B0302M104
Meeting Type: AGM
Meeting Date: 09-May-2017
Ticker:
ISIN: BE0003755692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ACKNOWLEDGEMENT OF THE ANNUAL REPORT OF THE Non-Voting
BOARD OF DIRECTORS AND REPORT OF THE
STATUTORY AUDITOR REGARDING THE STATUTORY
ACCOUNTS AND THE CONSOLIDATED ACCOUNTS AS
PER DECEMBER 31, 2016
2 ACKNOWLEDGEMENT OF THE CONSOLIDATED Non-Voting
ACCOUNTS AS PER DECEMBER 31, 2016
3 APPROVAL OF THE ANNUAL ACCOUNTS AS PER Mgmt For For
DECEMBER 31, 2016. PROPOSAL FOR RESOLUTION:
THE GENERAL MEETING RESOLVES TO APPROVE THE
STATUTORY ACCOUNTS OF THE FINANCIAL YEAR
CONCLUDED ON DECEMBER 31, 2016, INCLUDING
THE FOLLOWING ALLOCATION OF THE RESULT
AMOUNTING TO 94,708,796.70 EURO: -
ALLOCATION TO THE AVAILABLE RESERVES:
133,332,674.16 EURO; - DEDUCTION FROM THE
RESULT CARRIED FORWARD: 38,623,877.46 EURO
4 APPROVAL OF THE REMUNERATION REPORT. Mgmt For For
PROPOSAL FOR RESOLUTION: THE GENERAL
MEETING RESOLVES TO APPROVE THE
REMUNERATION REPORT INCLUDED IN THE ANNUAL
REPORT ON THE FINANCIAL YEAR CONCLUDED
DECEMBER 31, 2016
5 DISCHARGE OF THE DIRECTORS. PROPOSAL FOR Mgmt For For
RESOLUTION: THE GENERAL MEETING RESOLVES TO
DISCHARGE THE DIRECTORS WITH RESPECT TO THE
PERFORMANCE OF THEIR MANDATES DURING THE
PAST FINANCIAL YEAR
6 DISCHARGE OF THE STATUTORY AUDITOR. Mgmt For For
PROPOSAL FOR RESOLUTION: THE GENERAL
MEETING RESOLVES TO DISCHARGE THE STATUTORY
AUDITOR WITH RESPECT TO THE PERFORMANCE OF
HIS MANDATE DURING THE PAST FINANCIAL YEAR
7 REAPPOINTMENT OF CRBA MANAGEMENT BVBA, WITH Mgmt For For
PERMANENT REPRESENTATIVE MR. CHRISTIAN
REINAUDO, AS EXECUTIVE DIRECTOR OF THE
COMPANY. THE BOARD OF DIRECTORS RECOMMENDS
THIS DIRECTOR FOR HIS PROFESSIONAL SKILLS
ACCORDING TO THE FOLLOWING CV. PROPOSAL FOR
RESOLUTION: THE GENERAL MEETING RESOLVES TO
REAPPOINT CRBA MANAGEMENT BVBA, WITH
PERMANENT REPRESENTATIVE MR. CHRISTIAN
REINAUDO, SEPTESTRAAT 27, B-2640 MORTSEL,
AS EXECUTIVE DIRECTOR OF THE COMPANY FOR A
FOUR (4) YEAR PERIOD TO COME INTO EFFECT
TODAY AND TO TERMINATE IMMEDIATELY AFTER
THE GENERAL MEETING THAT WILL CONSIDER THE
APPROVAL OF THE FINANCIAL STATEMENTS OF THE
FINANCIAL YEAR ENDING ON DECEMBER 31, 2020
8 REAPPOINTMENT OF MERCODI BVBA, WITH Mgmt For For
PERMANENT REPRESENTATIVE MR. JO COMU, AS
NONEXECUTIVE DIRECTOR OF THE COMPANY. THE
BOARD OF DIRECTORS RECOMMENDS THIS DIRECTOR
FOR HIS PROFESSIONAL SKILLS ACCORDING TO
THE FOLLOWING CV. PROPOSAL FOR RESOLUTION:
THE GENERAL MEETING RESOLVES TO REAPPOINT
MERCODI BVBA, WITH PERMANENT REPRESENTATIVE
MR. JO COMU, GROTE MARKT 18, B-9120 BEVEREN
AS NONEXECUTIVE DIRECTOR OF THE COMPANY FOR
A FOUR (4) YEAR PERIOD TO COME INTO EFFECT
TODAY AND TO TERMINATE IMMEDIATELY AFTER
THE GENERAL MEETING THAT WILL CONSIDER THE
APPROVAL OF THE FINANCIAL STATEMENTS OF THE
FINANCIAL YEAR ENDING ON DECEMBER 31, 2020
9 MISCELLANEOUS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AGRIUM INC. Agenda Number: 934488873
--------------------------------------------------------------------------------------------------------------------------
Security: 008916108
Meeting Type: Special
Meeting Date: 03-Nov-2016
Ticker: AGU
ISIN: CA0089161081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH IN APPENDIX A TO THE
ACCOMPANYING JOINT INFORMATION CIRCULAR
DATED OCTOBER 3, 2016 (THE "INFORMATION
CIRCULAR"), APPROVING A PLAN OF ARRANGEMENT
UNDER SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT INVOLVING, AMONG OTHERS,
AGRIUM INC. ("AGRIUM"), SHAREHOLDERS OF
AGRIUM, POTASH CORPORATION OF SASKATCHEWAN
INC. ("POTASHCORP"), SHAREHOLDERS OF
POTASHCORP AND A NEWLY-INCORPORATED PARENT
ENTITY, AS MORE PARTICULARLY DESCRIBED IN
THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
AGRIUM INC. Agenda Number: 934555408
--------------------------------------------------------------------------------------------------------------------------
Security: 008916108
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: AGU
ISIN: CA0089161081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MAURA J. CLARK Mgmt For For
DAVID C. EVERITT Mgmt For For
RUSSELL K. GIRLING Mgmt For For
RUSSELL J. HORNER Mgmt For For
MIRANDA C. HUBBS Mgmt For For
CHARLES V. MAGRO Mgmt For For
A. ANNE MCLELLAN Mgmt For For
DEREK G. PANNELL Mgmt For For
MAYO M. SCHMIDT Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION.
03 A RESOLUTION TO APPROVE THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AIR FRANCE - KLM, PARIS Agenda Number: 707873142
--------------------------------------------------------------------------------------------------------------------------
Security: F01699135
Meeting Type: MIX
Meeting Date: 16-May-2017
Ticker:
ISIN: FR0000031122
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/pdf/20
17/0324/201703241700694.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2016
O.4 RATIFICATION OF THE CO-OPTATION OF MR Mgmt For For
JEAN-MARC JANAILLAC AS DIRECTOR
O.5 RENEWAL OF THE TERM OF MS MARYSE AULAGNON Mgmt For For
AS DIRECTOR FOR A FOUR-YEAR TERM
O.6 RENEWAL OF THE TERM OF MS ISABELLE BOUILLOT Mgmt For For
AS DIRECTOR FOR A FOUR-YEAR TERM
O.7 APPOINTMENT OF MS LENI M. T. BOEREN AS Mgmt For For
DIRECTOR FOR A FOUR-YEAR TERM
O.8 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR ALEXANDRE DE JUNIAC, CHIEF EXECUTIVE
OFFICER UP TO 4 JULY 2016, FOR THE 2016
FINANCIAL YEAR
O.9 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR JEAN-MARC JANAILLAC, CHIEF EXECUTIVE
OFFICER FROM 4 JULY 2016 ONWARDS, FOR THE
2016 FINANCIAL YEAR
O.10 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING ELEMENTS COMPRISING THE
REMUNERATION AND BENEFITS, OF ALL KINDS,
ALLOCATED TO MR JEAN-MARC JANAILLAC, CHIEF
EXECUTIVE OFFICER
O.11 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
E.12 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY COMMON SHARES
AND TRANSFERABLE SECURITIES GRANTING ACCESS
TO OTHER EQUITY SECURITIES OF THE COMPANY
TO BE ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHAREHOLDERS, WITHIN THE LIMIT OF
A NOMINAL AMOUNT OF 150 MILLION EURO, FOR A
PERIOD OF 26 MONTHS (APPLICABLE OUTSIDE OF
PERIODS OF PUBLIC OFFERING)
E.13 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY COMMON SHARES
AND TRANSFERABLE SECURITIES GRANTING ACCESS
TO OTHER EQUITY SECURITIES OF THE COMPANY
TO BE ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY MEANS OF
PUBLIC OFFERING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS BUT WITH A MANDATORY
SUBSCRIPTION PRIORITY PERIOD WITHIN THE
LIMIT OF A NOMINAL AMOUNT OF 45 MILLION
EURO, FOR A PERIOD OF 26 MONTHS (APPLICABLE
OUTSIDE OF PERIODS OF PUBLIC OFFERING)
E.14 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED AND TO AUTHORISE THE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING ACCESS BY
ANY MEANS TO THE ALLOCATION OF EQUITY
SECURITIES OF THE COMPANY BY COMPANIES IN
WHICH IT HOLDS, DIRECTLY OR INDIRECTLY,
MORE THAN HALF OF THE SHARE CAPITAL, BY
MEANS OF PUBLIC OFFERING, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS AND A VOLUNTARY SUBSCRIPTION
PRIORITY PERIOD WITHIN THE LIMIT OF A
NOMINAL AMOUNT OF 30 MILLION EURO, FOR A
PERIOD OF 26 MONTHS (APPLICABLE OUTSIDE OF
PERIODS OF PUBLIC OFFERING)
E.15 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY COMMON SHARES
AND TRANSFERABLE SECURITIES GRANTING ACCESS
TO OTHER EQUITY SECURITIES OF THE COMPANY
TO BE ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH NO
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY PRIVATE PLACEMENT PURSUANT
TO SECTION II OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE, WITHIN
THE LIMIT OF A NOMINAL AMOUNT OF 30 MILLION
EURO, FOR A PERIOD OF 26 MONTHS (APPLICABLE
OUTSIDE OF PERIODS OF PUBLIC OFFERING)
E.16 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, LIMITED TO 15% OF THE AMOUNT
OF THE INITIAL ISSUE, FOR A PERIOD OF 26
MONTHS (APPLICABLE OUTSIDE OF PERIODS OF
PUBLIC OFFERING)
E.17 DELEGATION OF POWERS FOR THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 30
MILLION EURO IN ORDER TO REMUNERATE THE
CONTRIBUTIONS-IN-KIND GRANTED TO THE
COMPANY AND CONSISTING OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, FOR A PERIOD OF 26 MONTHS
(APPLICABLE OUTSIDE OF PERIODS OF PUBLIC
OFFERING)
E.18 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING RESERVES, PROFITS, ISSUE
PREMIUMS OR OTHER SUMS WHICH MAY BE
CAPITALISED, WITHIN THE LIMIT OF A NOMINAL
AMOUNT OF 150 MILLION EURO, FOR A PERIOD OF
26 MONTHS (APPLICABLE OUTSIDE OF PERIODS OF
PUBLIC OFFERING)
E.19 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY COMMON SHARES
AND TRANSFERABLE SECURITIES GRANTING ACCESS
TO OTHER EQUITY SECURITIES OF THE COMPANY
TO BE ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHAREHOLDERS, WITHIN THE LIMIT OF
A NOMINAL AMOUNT OF 75 MILLION EURO, FOR A
PERIOD OF 26 MONTHS (APPLICABLE IN PERIODS
OF PUBLIC OFFERING)
E.20 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY COMMON SHARES
AND TRANSFERABLE SECURITIES GRANTING ACCESS
TO OTHER EQUITY SECURITIES OF THE COMPANY
TO BE ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY MEANS OF
PUBLIC OFFERING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS BUT WITH A MANDATORY
SUBSCRIPTION PRIORITY PERIOD WITHIN THE
LIMIT OF A NOMINAL AMOUNT OF 22.5 MILLION
EURO, FOR A PERIOD OF 26 MONTHS (APPLICABLE
IN PERIODS OF PUBLIC OFFERING)
E.21 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED AND TO AUTHORISE THE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING ACCESS BY
ANY MEANS TO THE ALLOCATION OF EQUITY
SECURITIES OF THE COMPANY BY COMPANIES IN
WHICH IT HOLDS, DIRECTLY OR INDIRECTLY,
MORE THAN HALF OF THE SHARE CAPITAL, BY
MEANS OF PUBLIC OFFERING, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS AND A VOLUNTARY SUBSCRIPTION
PRIORITY PERIOD WITHIN THE LIMIT OF A
NOMINAL AMOUNT OF 15 MILLION EURO, FOR A
PERIOD OF 26 MONTHS (APPLICABLE IN PERIODS
OF PUBLIC OFFERING)
E.22 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY COMMON SHARES
AND TRANSFERABLE SECURITIES GRANTING ACCESS
TO OTHER EQUITY SECURITIES OF THE COMPANY
TO BE ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH NO
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY PRIVATE PLACEMENT PURSUANT
TO SECTION II OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE, WITHIN
THE LIMIT OF A NOMINAL AMOUNT OF 15 MILLION
EURO, FOR A PERIOD OF 26 MONTHS (APPLICABLE
IN PERIODS OF PUBLIC OFFERING)
E.23 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, LIMITED TO 15% OF THE AMOUNT
OF THE INITIAL ISSUE, FOR A PERIOD OF 26
MONTHS (APPLICABLE IN PERIODS OF PUBLIC
OFFERING)
E.24 DELEGATION OF POWERS FOR THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 15
MILLION EURO IN ORDER TO REMUNERATE THE
CONTRIBUTIONS-IN-KIND GRANTED TO THE
COMPANY AND CONSISTING OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, FOR A PERIOD OF 26 MONTHS
(APPLICABLE IN PERIODS OF PUBLIC OFFERING)
E.25 DELEGATION OF AUTHORITY FOR THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING RESERVES, PROFITS, ISSUE
PREMIUMS OR OTHER SUMS WHICH MAY BE
CAPITALISED, WITHIN THE LIMIT OF A NOMINAL
AMOUNT OF 75 MILLION EURO, FOR A PERIOD OF
26 MONTHS (APPLICABLE IN PERIODS OF PUBLIC
OFFERING)
E.26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO FREELY ALLOCATE EXISTING
COMPANY SHARES, SUBJECT TO PERFORMANCE
CONDITIONS, WITHIN THE LIMIT OF 2.5% OF
SHARE CAPITAL, FOR A PERIOD OF 38 MONTHS,
TO EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANIES OF THE GROUP (EXCLUDING EXECUTIVE
OFFICERS OF THE COMPANY)
E.27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO PROCEED WITH
INCREASING CAPITAL RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS SCHEME, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE
LIMIT OF 2% OF SHARE CAPITAL, FOR A PERIOD
OF 26 MONTHS
E.28 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
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AISAN INDUSTRY CO.,LTD. Agenda Number: 708217446
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Security: J00672105
Meeting Type: AGM
Meeting Date: 13-Jun-2017
Ticker:
ISIN: JP3101600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kobayashi, Nobuo Mgmt For For
2.2 Appoint a Director Nakano, Masataka Mgmt For For
2.3 Appoint a Director Ishida, Tomoya Mgmt For For
2.4 Appoint a Director Nomura, Tokuhisa Mgmt For For
2.5 Appoint a Director Takagi, Takaaki Mgmt For For
2.6 Appoint a Director Nakane, Toru Mgmt For For
2.7 Appoint a Director Kosaka, Yoshifumi Mgmt For For
2.8 Appoint a Director Iwata, Hitoshi Mgmt For For
2.9 Appoint a Director Tsuge, Satoe Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options without payment for
Directors, Executive Officers and Employees
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
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ALLAHABAD BANK, KOLKATA Agenda Number: 707354750
--------------------------------------------------------------------------------------------------------------------------
Security: Y0031K101
Meeting Type: EGM
Meeting Date: 28-Sep-2016
Ticker:
ISIN: INE428A01015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970
(HEREINAFTER REFERRED TO AS THE 'ACT') READ
WITH THE NATIONALISED BANKS (MANAGEMENT &
MISCELLANEOUS PROVISIONS) SCHEME 1970
(HEREINAFTER REFERRED TO AS THE 'SCHEME')
AND ALLAHABAD BANK (SHARES AND MEETINGS)
REGULATIONS, 1999 AND SUBJECT TO THE
APPROVALS, CONSENTS, SANCTIONS, IF ANY, OF
RESERVE BANK OF INDIA (RBI), GOVERNMENT OF
INDIA (GOI), SECURITIES AND EXCHANGE BOARD
OF INDIA (SEBI) AND /OR ANY OTHER AUTHORITY
AS MAY BE REQUIRED IN THIS REGARD AND
SUBJECT TO SUCH TERMS, CONDITIONS AND
MODIFICATIONS THERETO AS MAY BE PRESCRIBED
BY THEM IN GRANTING SUCH APPROVALS AND
WHICH MAY BE AGREED TO BY THE BOARD OF
DIRECTORS OF THE BANK AND SUBJECT TO SEBI
(ISSUE OF CAPITAL & DISCLOSURE
REQUIREMENTS) REGULATIONS, 2009 {SEBI
(ICDR) REGULATIONS}, AS AMENDED AND
REGULATIONS PRESCRIBED BY RBI AND ALL OTHER
RELEVANT AUTHORITIES FROM TIME TO TIME AND
SUBJECT TO THE PROVISIONS UNDER SEBI
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 AND LISTING
AGREEMENTS ENTERED INTO WITH THE STOCK
EXCHANGES WHERE THE EQUITY SHARES OF THE
BANK ARE LISTED, CONSENT OF THE
SHAREHOLDERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
BANK (HEREINAFTER REFERRED TO AS "THE
BOARD" WHICH SHALL BE DEEMED TO INCLUDE A
COMMITTEE WHICH THE BOARD MAY HAVE
CONSTITUTED OR / MAY CONSTITUTE, TO
EXERCISE ITS POWERS INCLUDING THE POWERS
CONFERRED BY THIS RESOLUTION) TO CREATE,
OFFER, ISSUE AND ALLOT ON PREFERENTIAL
BASIS UPTO: (A) 42,30,226 (FORTY TWO LAC
THIRTY THOUSAND TWO HUNDRED TWENTY SIX)
EQUITY SHARES OF FACE VALUE OF INR 10/-
(RUPEES TEN ONLY) EACH FOR CASH AT AN ISSUE
PRICE OF INR 78.01 (RUPEES SEVENTY EIGHT
AND PAISE ONE ONLY) PER EQUITY SHARE
INCLUDING A PREMIUM OF INR 68.01 (RUPEES
SIXTY EIGHT AND PAISE ONE ONLY), PER EQUITY
SHARE AS DETERMINED BY THE BOARD/COMMITTEE
IN ACCORDANCE WITH REGULATION 76 (1) OF
SEBI (ICDR) REGULATIONS, 2009, AS AMENDED,
AGGREGATING UPTO INR 33.00 CRORE (RUPEES
THIRTY THREE CRORE ONLY) TO GOVERNMENT OF
INDIA (PRESIDENT OF INDIA); AND (B)
1,64,26,392 (ONE CRORE SIXTY FOUR LAC
TWENTY SIX THOUSAND THREE HUNDRED NINETY
TWO) EQUITY SHARES OF FACE VALUE OF INR
10/-(RUPEES TEN ONLY) EACH FOR CASH AT AN
ISSUE PRICE OF INR 78.01 (RUPEES SEVENTY
EIGHT AND PAISE ONE ONLY) PER EQUITY SHARE
INCLUDING A PREMIUM OF INR 68.01 (RUPEES
SIXTY EIGHT AND PAISE ONE ONLY) PER EQUITY
SHARE AS DETERMINED BY THE BOARD/COMMITTEE
IN ACCORDANCE WITH REGULATION 76 (4) OF
SEBI (ICDR) REGULATIONS, 2009, AS AMENDED,
AGGREGATING UPTO INR 128.15 CRORE (RUPEES
ONE HUNDRED TWENTY EIGHT CRORE FIFTEEN LAKH
ONLY) TO LIFE INSURANCE CORPORATION OF
INDIA AND/OR ITS VARIOUS SCHEMES."
"RESOLVED FURTHER THAT THE RELEVANT DATE
FOR DETERMINATION OF THE ISSUE PRICE IS
MONDAY, THE 29TH AUGUST, 2016." "RESOLVED
FURTHER THAT THE BOARD SHALL HAVE AUTHORITY
AND POWER TO ACCEPT ANY MODIFICATION IN THE
PROPOSAL AS MAY BE REQUIRED OR IMPOSED BY
THE GOVERNMENT OF INDIA/ RESERVE BANK OF
INDIA/SECURITIES AND EXCHANGE BOARD OF
INDIA/ STOCK EXCHANGES WHERE THE SHARES OF
THE BANK ARE LISTED OR SUCH OTHER
APPROPRIATE AUTHORITIES AT THE TIME OF
ACCORDING/GRANTING THEIR APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS TO
ISSUE, ALLOTMENT AND LISTING THEREOF AND AS
AGREED TO BY THE BOARD." "RESOLVED FURTHER
THAT THE SAID EQUITY SHARES TO BE ISSUED
AND ALLOTTED ON PREFERENTIAL BASIS IN
PURSUANCE OF THIS RESOLUTION SHALL BE
ISSUED IN DEMATERIALIZED FORM AND SHALL BE
SUBJECT TO LOCK-IN REQUIREMENTS PRESCRIBED
UNDER CHAPTER VII OF THE SEBI (ICDR)
REGULATIONS, 2009 AND SHALL RANK PARI PASSU
IN ALL RESPECT (INCLUDING DIVIDENDS) WITH
THE EXISTING EQUITY SHARES OF THE BANK."
"RESOLVED FURTHER THAT FOR THE PURPOSE OF
GIVING EFFECT TO THIS RESOLUTION, THE BOARD
BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH
ACTS, DEEDS, MATTERS AND THINGS AS IT MAY
IN ITS ABSOLUTE DISCRETION DEEM NECESSARY,
PROPER AND DESIRABLE AND TO SETTLE ANY
QUESTION, DIFFICULTY OR DOUBT THAT MAY
ARISE IN REGARD TO THE ISSUE OF THE EQUITY
SHARES AND FURTHER TO DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS, FINALIZE AND
EXECUTE ALL DOCUMENTS AND WRITINGS AS MAY
BE NECESSARY, DESIRABLE OR EXPEDIENT AS IT
MAY IN ITS ABSOLUTE DISCRETION DEEM FIT,
PROPER OR DESIRABLE WITHOUT BEING REQUIRED
TO SEEK ANY FURTHER CONSENT OR APPROVAL OF
THE SHAREHOLDERS OR AUTHORIZE TO THE END
AND INTENT THAT THE SHAREHOLDERS SHALL BE
DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO
EXPRESSLY BY THE AUTHORITY OF THIS
RESOLUTION". RESOLVED FURTHER THAT THE
BOARD BE AND IS HEREBY AUTHORIZED TO
DELEGATE ALL OR ANY OF THE POWERS HEREIN
CONFERRED ON IT, TO THE CHAIRMAN AND
MANAGING DIRECTOR OR IN HIS/HER ABSENCE TO
ANY OF THE EXECUTIVE DIRECTOR(S) OR SUCH
OTHER OFFICER(S) OF THE BANK AS IT MAY DEEM
FIT TO GIVE EFFECT TO THE AFORESAID
RESOLUTION
2 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970
(HEREINAFTER REFERRED TO AS THE 'ACT') READ
WITH THE NATIONALIZED BANKS (MANAGEMENT &
MISCELLANEOUS PROVISIONS) SCHEME, 1970
(HEREINAFTER REFERRED TO AS THE 'SCHEME')
AND ALLAHABAD BANK (SHARES AND MEETINGS)
REGULATIONS, 1999 AS AMENDED (HEREINAFTER
REFERRED TO AS THE "REGULATIONS") AND
SUBJECT TO THE APPROVALS, CONSENTS,
SANCTIONS, IF ANY, OF RESERVE BANK OF INDIA
(RBI), GOVERNMENT OF INDIA (GOI),
SECURITIES AND EXCHANGE BOARD OF INDIA
(SEBI), AND /OR ANY OTHER AUTHORITY AS MAY
BE REQUIRED IN THIS REGARD AND SUBJECT TO
SUCH TERMS, CONDITIONS AND MODIFICATIONS
THERETO AS MAY BE PRESCRIBED BY THEM IN
GRANTING SUCH APPROVALS AND WHICH MAY BE
AGREED TO BY THE BOARD OF DIRECTORS OF THE
BANK AND SUBJECT TO SEBI (ISSUE OF CAPITAL
& DISCLOSURE REQUIREMENTS) REGULATIONS,
2009 {SEBI (ICDR) REGULATIONS} AS AMENDED
AND REGULATIONS PRESCRIBED BY RBI AND ALL
OTHER RELEVANT AUTHORITIES FROM TIME TO
TIME AND OTHER APPLICABLE LAWS, RULES AND
REGULATIONS AND SUBJECT TO THE LISTING
AGREEMENTS ENTERED INTO WITH THE STOCK
EXCHANGES WHERE THE EQUITY SHARES OF THE
BANK ARE LISTED, CONSENT OF THE
SHAREHOLDERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
BANK (HEREINAFTER REFERRED TO AS "THE
BOARD" WHICH SHALL BE DEEMED TO INCLUDE A
COMMITTEE WHICH THE BOARD MAY HAVE
CONSTITUTED OR/ MAY CONSTITUTE, TO EXERCISE
ITS POWERS INCLUDING THE POWERS CONFERRED
BY THIS RESOLUTION) TO CREATE, OFFER, ISSUE
AND ALLOT UPTO SUCH NUMBER OF EQUITY SHARES
OF FACE VALUE OF INR 10/-(RUPEES TEN ONLY)
EACH FOR CASH AT SUCH ISSUE PRICE PER
EQUITY SHARE INCLUDING PREMIUM AS
DETERMINED BY THE BOARD/ COMMITTEE IN
ACCORDANCE WITH REGULATION 85 (1) OF SEBI
(ICDR) REGULATIONS, 2009 AS AMENDED AND
OTHER APPLICABLE LAWS, RULES AND
REGULATIONS, IF ANY, AGGREGATING UPTO INR
500.00 CRORE (RUPEES FIVE HUNDRED CRORE
ONLY) IN ONE OR MORE TRANCHES TO QUALIFIED
INSTITUTIONAL BUYERS [AS DEFINED IN CHAPTER
VIII OF THE SEBI (ICDR) REGULATIONS, 2009]
ON QUALIFIED INSTITUTIONS PLACEMENT (QIP)
BASIS IN SUCH A MANNER THAT THE GOVERNMENT
OF INDIA (PRESIDENT OF INDIA) SHALL
CONTINUE TO HOLD NOT LESS THAN 52.00 % OF
THE PAID-UP EQUITY CAPITAL OF THE BANK."
"RESOLVED FURTHER THAT IN CASE OF A
QUALIFIED INSTITUTIONAL PLACEMENT PURSUANT
TO CHAPTER VIII OF THE SEBI (ICDR)
REGULATIONS, 2009 AS AMENDED: A) THE
ALLOTMENT OF EQUITY SHARES SHALL BE ONLY TO
QUALIFIED INSTITUTIONAL BUYERS WITHIN THE
MEANING OF CHAPTER VIII OF THE SEBI (ICDR)
REGULATIONS, 2009 AS AMENDED, SUCH EQUITY
SHARES SHALL BE FULLY PAID-UP AND THE
ALLOTMENT OF SUCH EQUITY SHARES SHALL BE
COMPLETED WITHIN 12 MONTHS FROM THE DATE OF
THIS RESOLUTION. B) THE BANK IS AUTHORIZED
TO OFFER EQUITY SHARES AT A DISCOUNT OF NOT
MORE THAN FIVE PERCENT ON THE FLOOR PRICE
PURSUANT TO PROVISO TO REGULATION 85(1) OF
SEBI (ICDR) REGULATIONS, 2009 AS AMENDED.
C) THE RELEVANT DATE FOR THE DETERMINATION
OF THE FLOOR PRICE OF THE SECURITIES SHALL
BE IN ACCORDANCE WITH THE SEBI (ICDR)
REGULATIONS, 2009 AS AMENDED." "RESOLVED
FURTHER THAT THE BOARD SHALL HAVE THE
AUTHORITY AND POWER TO ACCEPT ANY
MODIFICATION IN THE PROPOSAL AS MAY BE
REQUIRED OR IMPOSED BY THE
GOI/RBI/SEBI/STOCK EXCHANGES WHERE THE
SHARES OF THE BANK ARE LISTED OR SUCH OTHER
APPROPRIATE AUTHORITIES AT THE TIME OF
ACCORDING / GRANTING THEIR APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS TO
ISSUE, ALLOTMENT AND LISTING THEREOF AND AS
AGREED TO BY THE BOARD." "RESOLVED FURTHER
THAT THE ISSUE AND ALLOTMENT OF NEW EQUITY
SHARES TO NON RESIDENT INDIANS (NRIS),
FOREIGN INSTITUTIONAL INVESTORS (FIIS),
FOREIGN PORTFOLIO INVESTORS (FPIS) AND/OR
OTHER ELIGIBLE FOREIGN INVESTORS PURSUANT
TO THIS RESOLUTION SHALL BE SUBJECT TO THE
APPROVAL OF THE RBI UNDER THE FOREIGN
EXCHANGE MANAGEMENT ACT, 1999 AS MAY BE
APPLICABLE BUT WITHIN THE OVERALL LIMITS
SET FORTH UNDER THE ACT." "RESOLVED FURTHER
THAT THE NEW EQUITY SHARES TO BE ISSUED
PURSUANT TO THIS RESOLUTION SHALL BE
SUBJECT TO THE ALLAHABAD BANK (SHARES AND
MEETINGS) REGULATIONS, 1999 AS AMENDED, AND
SHALL RANK IN ALL RESPECTS PARI PASSU WITH
THE EXISTING EQUITY SHARES OF THE BANK AND
SHALL BE ENTITLED TO DIVIDEND DECLARED, IF
ANY, IN ACCORDANCE WITH THE STATUTORY
GUIDELINES THAT ARE IN FORCE AT THE TIME OF
SUCH DECLARATION." "RESOLVED FURTHER THAT
FOR THE PURPOSE OF GIVING EFFECT TO SUCH
ISSUE OR ALLOTMENT OF EQUITY SHARES, THE
BOARD BE AND IS HEREBY AUTHORIZED TO
DETERMINE THE TERMS OF THE OFFER, INCLUDING
THE CLASS OF INVESTORS TO WHOM THE EQUITY
SHARES ARE TO BE ALLOTTED, THE NUMBER OF
SHARES TO BE ALLOTTED IN EACH TRANCHE,
ISSUE PRICE INCLUDING PREMIUM, AS THE BOARD
IN ITS ABSOLUTE DISCRETION DEEMS FIT AND DO
ALL SUCH ACTS, DEEDS, MATTERS AND THINGS
AND EXECUTE SUCH DEEDS, DOCUMENTS AND
AGREEMENTS, AS IT MAY, IN ITS ABSOLUTE
DISCRETION, DEEM NECESSARY, PROPER OR
DESIRABLE, AND TO SETTLE OR GIVE
INSTRUCTIONS OR DIRECTIONS FOR SETTLING ANY
QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY
ARISE IN REGARD TO THE, ISSUE, ALLOTMENT
AND UTILIZATION OF THE ISSUE PROCEEDS, AND
TO ACCEPT AND TO GIVE EFFECT TO SUCH
MODIFICATIONS, CHANGES, VARIATIONS,
ALTERATIONS, DELETIONS, ADDITIONS IN THE
TERMS AND CONDITIONS, AS IT MAY, IN ITS
ABSOLUTE DISCRETION, DEEM FIT AND PROPER IN
THE BEST INTEREST OF THE BANK, WITHOUT
REQUIRING ANY FURTHER APPROVAL OF THE
SHAREHOLDERS AND THAT ALL OR ANY OF THE
POWERS CONFERRED ON THE BANK AND THE BOARD
VIDE THIS RESOLUTION MAY BE EXERCISED BY
THE BOARD." "RESOLVED FURTHER THAT THE
BOARD BE AND IS HEREBY AUTHORIZED TO ENTER
INTO ALL SUCH ARRANGEMENTS AND EXECUTE ALL
SUCH DOCUMENTS WITH ANY LEAD MANAGER(S),
BANKER(S), UNDERWRITER(S), DEPOSITORY(IES),
REGISTRAR(S), AUDITOR(S) AND ALL SUCH
AGENCIES AS MAY BE INVOLVED OR CONCERNED IN
SUCH OFFERING OF EQUITY AND TO REMUNERATE
ALL SUCH INSTITUTIONS AND AGENCIES BY WAY
OF COMMISSION, BROKERAGE, FEES OR THE LIKE
AND ALSO TO ENTER INTO AND EXECUTE ALL SUCH
ARRANGEMENTS, AGREEMENTS, MEMORANDA,
DOCUMENTS, ETC., WITH SUCH AGENCIES."
"RESOLVED FURTHER THAT FOR THE PURPOSE OF
GIVING EFFECT TO THE ABOVE, THE BOARD, IN
CONSULTATION WITH THE LEAD MANAGERS,
UNDERWRITERS, ADVISORS AND/OR OTHER PERSONS
AS APPOINTED BY THE BANK, BE AND IS HEREBY
AUTHORIZED TO DETERMINE THE FORM AND TERMS
OF THE ISSUE(S), INCLUDING THE CLASS OF
INVESTORS TO WHOM THE SHARES ARE TO BE
ALLOTTED, NUMBER OF SHARES TO BE ALLOTTED
IN EACH TRANCHE, ISSUE PRICE (INCLUDING
PREMIUM, IF ANY), FACE VALUE, PREMIUM OR
DISCOUNT ON ISSUE AND RELATED OR INCIDENTAL
MATTERS, LISTING ON STOCK EXCHANGES IN
INDIA, AS THE BOARD IN ITS ABSOLUTE
DISCRETION DEEM FIT." "RESOLVED FURTHER
THAT SUCH OF THOSE SHARES AS ARE NOT
SUBSCRIBED MAY BE DISPOSED OFF BY THE BOARD
IN ITS ABSOLUTE DISCRETION IN SUCH MANNER
AS THE BOARD MAY DEEM FIT AND AS
PERMISSIBLE BY LAW." RESOLVED FURTHER THAT
FOR THE PURPOSE OF GIVING EFFECT TO THIS
RESOLUTION, THE BOARD BE AND IS HEREBY
AUTHORIZED TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS IT MAY IN ITS
ABSOLUTE DISCRETION DEEM NECESSARY, PROPER
AND DESIRABLE AND TO SETTLE ANY QUESTION,
DIFFICULTY OR DOUBT THAT MAY ARISE IN
REGARD TO THE ISSUE OF THE SHARES AND
FURTHER TO DO ALL SUCH ACTS, DEEDS, MATTERS
AND THINGS, FINALIZE AND EXECUTE ALL
DOCUMENTS AND WRITINGS AS MAY BE NECESSARY,
DESIRABLE OR EXPEDIENT AS IT MAY IN ITS
ABSOLUTE DISCRETION DEEM FIT, PROPER OR
DESIRABLE WITHOUT BEING REQUIRED TO SEEK
ANY FURTHER CONSENT OR APPROVAL OF THE
SHAREHOLDERS OR AUTHORIZE TO THE END AND
INTENT THAT THE SHAREHOLDERS SHALL BE
DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO
EXPRESSLY BY THE AUTHORITY OF THE
RESOLUTION." "RESOLVED FURTHER THAT THE
BOARD BE AND IS HEREBY AUTHORIZED TO
DELEGATE ALL OR ANY OF THE POWERS HEREIN
CONFERRED ON IT, TO THE CHAIRMAN AND
MANAGING DIRECTOR OR IN HIS/HER ABSENCE TO
ANY OF THE EXECUTIVE DIRECTOR/(S) OR SUCH
OTHER OFFICER (S) OF THE BANK AS IT MAY
DEEM FIT TO GIVE EFFECT TO THE AFORESAID
RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
ALLAHABAD BANK, KOLKATA Agenda Number: 708059642
--------------------------------------------------------------------------------------------------------------------------
Security: Y0031K101
Meeting Type: EGM
Meeting Date: 17-May-2017
Ticker:
ISIN: INE428A01015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970
(HEREINAFTER REFERRED TO AS THE 'ACT') READ
WITH THE NATIONALISED BANKS (MANAGEMENT &
MISCELLANEOUS PROVISIONS) SCHEME 1970
(HEREINAFTER REFERRED TO AS THE 'SCHEME')
AND ALLAHABAD BANK (SHARES AND MEETINGS)
REGULATIONS, 1999 AND SUBJECT TO THE
APPROVALS, CONSENTS, SANCTIONS, IF ANY, OF
RESERVE BANK OF INDIA (RBI), GOVERNMENT OF
INDIA (GOI), SECURITIES AND EXCHANGE BOARD
OF INDIA (SEBI) AND /OR ANY OTHER AUTHORITY
AS MAY BE REQUIRED IN THIS REGARD AND
SUBJECT TO SUCH TERMS, CONDITIONS AND
MODIFICATIONS THERETO AS MAY BE PRESCRIBED
BY THEM IN GRANTING SUCH APPROVALS AND
WHICH MAY BE AGREED TO BY THE BOARD OF
DIRECTORS OF THE BANK AND SUBJECT TO SEBI
(ISSUE OF CAPITAL & DISCLOSURE
REQUIREMENTS) REGULATIONS, 2009 {SEBI
(ICDR) REGULATIONS}, AS AMENDED AND
REGULATIONS PRESCRIBED BY RBI AND ALL OTHER
RELEVANT AUTHORITIES FROM TIME TO TIME AND
SUBJECT TO THE PROVISIONS UNDER SEBI
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 AND LISTING
AGREEMENTS ENTERED INTO WITH THE STOCK
EXCHANGES WHERE THE EQUITY SHARES OF THE
BANK ARE LISTED, CONSENT OF THE
SHAREHOLDERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
BANK (HEREINAFTER REFERRED TO AS "THE
BOARD" WHICH SHALL BE DEEMED TO INCLUDE A
COMMITTEE WHICH THE BOARD MAY HAVE
CONSTITUTED OR / MAY CONSTITUTE, TO
EXERCISE ITS POWERS INCLUDING THE POWERS
CONFERRED BY THIS RESOLUTION) TO CREATE,
OFFER, ISSUE AND ALLOT UPTO 5,65,24,678
(FIVE CRORE SIXTY FIVE LAKH TWENTY FOUR
THOUSAND SIX HUNDRED SEVENTY EIGHT) EQUITY
SHARES OF FACE VALUE OF INR 10/- (RUPEES
TEN ONLY) EACH FOR CASH AT AN ISSUE PRICE
OF INR 73.95 (RUPEES SEVENTY THREE AND
PAISE NINETY FIVE ONLY) PER EQUITY SHARE
INCLUDING A PREMIUM OF INR 63.95 (RUPEES
SIXTY THREE AND PAISE NINETY FIVE ONLY) PER
EQUITY SHARE DETERMINED IN ACCORDANCE WITH
REGULATION 76 (1) OF SEBI (ICDR)
REGULATIONS, 2009, AS AMENDED, AGGREGATING
UPTO INR 418.00 CRORE (RUPEES FOUR HUNDRED
EIGHTEEN CRORE ONLY) ON PREFERENTIAL BASIS
TO GOVERNMENT OF INDIA (PRESIDENT OF
INDIA)." "RESOLVED FURTHER THAT THE
RELEVANT DATE FOR DETERMINATION OF THE
ISSUE PRICE IS MONDAY, 17TH APRIL, 2017."
"RESOLVED FURTHER THAT THE BOARD SHALL HAVE
AUTHORITY AND POWER TO ACCEPT ANY
MODIFICATION IN THE PROPOSAL AS MAY BE
REQUIRED OR IMPOSED BY THE GOVERNMENT OF
INDIA/ RESERVE BANK OF INDIA/ SECURITIES
AND EXCHANGE BOARD OF INDIA/ STOCK
EXCHANGES WHERE THE SHARES OF THE BANK ARE
LISTED OR SUCH OTHER APPROPRIATE
AUTHORITIES AT THE TIME OF
ACCORDING/GRANTING THEIR APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS TO
ISSUE, ALLOTMENT AND LISTING THEREOF AND AS
AGREED TO BY THE BOARD." "RESOLVED FURTHER
THAT THE SAID EQUITY SHARES TO BE ISSUED
AND ALLOTTED ON PREFERENTIAL BASIS IN
PURSUANCE OF THIS RESOLUTION SHALL BE
ISSUED IN DEMATERIALIZED FORM AND SHALL BE
SUBJECT TO LOCK-IN REQUIREMENTS PRESCRIBED
UNDER CHAPTER VII OF THE SEBI (ICDR)
REGULATIONS, 2009 AND SHALL RANK PARI PASSU
IN ALL RESPECT (INCLUDING DIVIDENDS) WITH
THE EXISTING EQUITY SHARES OF THE BANK."
"RESOLVED FURTHER THAT FOR THE PURPOSE OF
GIVING EFFECT TO THIS RESOLUTION, THE BOARD
BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH
ACTS, DEEDS, MATTERS AND THINGS AS IT MAY
IN ITS ABSOLUTE DISCRETION DEEM NECESSARY,
PROPER AND DESIRABLE AND TO SETTLE ANY
QUESTION, DIFFICULTY OR DOUBT THAT MAY
ARISE IN REGARD TO THE ISSUE OF THE EQUITY
SHARES AND FURTHER TO DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS, FINALIZE AND
EXECUTE ALL DOCUMENTS AND WRITINGS AS MAY
BE NECESSARY, DESIRABLE OR EXPEDIENT AS IT
MAY IN ITS ABSOLUTE DISCRETION DEEM FIT,
PROPER OR DESIRABLE WITHOUT BEING REQUIRED
TO SEEK ANY FURTHER CONSENT OR APPROVAL OF
THE SHAREHOLDERS OR AUTHORIZE TO THE END
AND INTENT THAT THE SHAREHOLDERS SHALL BE
DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO
EXPRESSLY BY THE AUTHORITY OF THIS
RESOLUTION." "RESOLVED FURTHER THAT THE
BOARD BE AND IS HEREBY AUTHORIZED TO
DELEGATE ALL OR ANY OF THE POWERS HEREIN
CONFERRED ON IT, TO THE CHAIRMAN AND
MANAGING DIRECTOR/MANAGING DIRECTOR & CEO
OR IN HIS/HER ABSENCE TO ANY OF THE
EXECUTIVE DIRECTORS OR SUCH OTHER
OFFICER(S) OF THE BANK AS IT MAY DEEM FIT
TO GIVE EFFECT TO THE AFORESAID RESOLUTION"
--------------------------------------------------------------------------------------------------------------------------
ALLAHABAD BANK, KOLKATA Agenda Number: 708271072
--------------------------------------------------------------------------------------------------------------------------
Security: Y0031K101
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: INE428A01015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO DISCUSS, APPROVE AND ADOPT THE BALANCE Mgmt For For
SHEET, PROFIT & LOSS ACCOUNT OF THE BANK AS
AT AND FOR THE YEAR ENDED 31ST MARCH, 2017,
THE REPORT OF THE BOARD OF DIRECTORS ON THE
WORKING AND ACTIVITIES OF THE BANK FOR THE
PERIOD COVERED BY THE ACCOUNTS AND THE
AUDITORS' REPORT ON THE BALANCE SHEET AND
ACCOUNTS
2 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970 ("THE
ACT"), THE NATIONALIZED BANKS (MANAGEMENT
AND MISCELLANEOUS PROVISIONS) SCHEME, 1970
("THE SCHEME") AND ALLAHABAD BANK (SHARES
AND MEETINGS) REGULATIONS, 1999 ("THE
REGULATIONS"), AS AMENDED FROM TIME TO TIME
AND SUBJECT TO THE APPROVALS, CONSENTS,
PERMISSIONS AND SANCTIONS, IF ANY, OF THE
RESERVE BANK OF INDIA ("RBI"), THE
GOVERNMENT OF INDIA ("GOI"), THE SECURITIES
AND EXCHANGE BOARD OF INDIA ("SEBI"), AND /
OR ANY OTHER AUTHORITY AS MAY BE REQUIRED
IN THIS REGARD AND SUBJECT TO SUCH TERMS,
CONDITIONS AND MODIFICATIONS THERETO AS MAY
BE PRESCRIBED BY THEM IN GRANTING SUCH
APPROVALS AND WHICH MAY BE AGREED TO BY THE
BOARD OF DIRECTORS OF THE BANK AND SUBJECT
TO THE REGULATIONS VIZ., SEBI (ISSUE OF
CAPITAL AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2009 ("ICDR REGULATIONS"), AS
AMENDED UP TO DATE / GUIDELINES, IF ANY,
PRESCRIBED BY THE RBI, SEBI,
NOTIFICATIONS/CIRCULARS AND CLARIFICATIONS
UNDER THE BANKING REGULATION ACT, 1949,
SECURITIES AND EXCHANGE BOARD OF INDIA ACT,
1992 AND ALL OTHER APPLICABLE LAWS AND ALL
OTHER RELEVANT AUTHORITIES FROM TIME TO
TIME AND SUBJECT TO THE PROVISIONS OF SEBI
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015, CONSENT OF
THE SHAREHOLDERS OF THE BANK BE AND IS
HEREBY ACCORDED TO THE BOARD OF DIRECTORS
OF THE BANK (HEREINAFTER CALLED "THE BOARD"
WHICH SHALL BE DEEMED TO INCLUDE ANY
COMMITTEE WHICH THE BOARD MAY HAVE
CONSTITUTED OR HEREAFTER CONSTITUTE TO
EXERCISE ITS POWERS INCLUDING THE POWERS
CONFERRED BY THIS RESOLUTION) TO CREATE,
OFFER, ISSUE AND ALLOT (INCLUDING WITH
PROVISION FOR RESERVATION ON FIRM ALLOTMENT
AND/OR COMPETITIVE BASIS OF SUCH PART OF
ISSUE AND FOR SUCH CATEGORIES OF PERSONS AS
MAY BE PERMITTED BY THE LAW THEN
APPLICABLE) BY WAY OF AN OFFER DOCUMENT
/PROSPECTUS OR SUCH OTHER DOCUMENT, IN
INDIA OR ABROAD, SUCH NUMBER OF EQUITY
SHARES OF THE FACE VALUE OF INR 10.00 EACH,
AGGREGATING TO NOT MORE THAN INR 2000 CRORE
(RUPEES TWO THOUSAND CRORE ONLY) BEING
WITHIN THE CEILING OF THE AUTHORIZED
CAPITAL OF THE BANK AS PER SECTION 3(2A) OF
THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970, IN
SUCH A WAY THAT THE GOVERNMENT OF INDIA
SHALL AT ALL TIMES HOLD NOT LESS THAN
52.00% OF THE PAID-UP EQUITY CAPITAL OF THE
BANK, WHETHER AT PREMIUM TO THE MARKET
PRICE, IN ONE OR MORE TRANCHES, INCLUDING
TO ONE OR MORE OF THE SHAREHOLDERS,
EMPLOYEES
CONT CONTD OF THE BANK, INDIAN NATIONALS, Non-Voting
NON-RESIDENT INDIANS ("NRIS"), COMPANIES -
PRIVATE OR PUBLIC, INVESTMENT INSTITUTIONS,
SOCIETIES, TRUSTS, RESEARCH ORGANIZATIONS,
QUALIFIED INSTITUTIONAL BUYERS ("QIBS")
LIKE FOREIGN INSTITUTIONAL INVESTORS
("FIIS"), FOREIGN PORTFOLIO INVESTORS
("FPIS"), BANKS, FINANCIAL INSTITUTIONS,
INDIAN MUTUAL FUNDS, VENTURE CAPITAL FUNDS,
FOREIGN VENTURE CAPITAL INVESTORS, STATE
INDUSTRIAL DEVELOPMENT CORPORATIONS,
INSURANCE COMPANIES, PROVIDENT FUNDS,
PENSION FUNDS, DEVELOPMENT FINANCIAL
INSTITUTIONS OR OTHER ENTITIES, AUTHORITIES
OR ANY OTHER CATEGORY OF INVESTORS WHICH
ARE AUTHORIZED TO INVEST IN EQUITY SHARES/
SECURITIES OF THE BANK AS PER EXTANT
REGULATIONS/GUIDELINES OR ANY COMBINATION
OF THE ABOVE AS MAY BE DEEMED APPROPRIATE
BY THE BANK. RESOLVED FURTHER THAT SUCH
ISSUE, OFFER OR ALLOTMENT SHALL BE EITHER
BY WAY OF QUALIFIED INSTITUTIONS PLACEMENTS
(QIPS), PUBLIC ISSUE, RIGHTS ISSUE OR IN
COMBINATION THEREOF WITH OR WITHOUT
OVER-ALLOTMENT OPTION AND THAT SUCH OFFER,
ISSUE, PLACEMENT AND ALLOTMENT BE MADE AS
PER THE PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF UNDERTAKINGS)
ACT, 1970, THE SEBI (ISSUE OF CAPITAL AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2009
("ICDR REGULATIONS") AND ALL OTHER
GUIDELINES ISSUED BY THE RBI, SEBI AND ANY
OTHER AUTHORITY AS APPLICABLE, AND AT SUCH
TIME OR TIMES IN SUCH MANNER AND ON SUCH
TERMS AND CONDITIONS AS THE BOARD MAY, IN
ITS ABSOLUTE DISCRETION, THINK FIT.
RESOLVED FURTHER THAT THE BOARD SHALL HAVE
THE AUTHORITY TO DECIDE, AT SUCH PRICE OR
PRICES IN SUCH MANNER AND WHERE NECESSARY
IN CONSULTATION WITH THE LEAD MANAGERS AND
/OR UNDERWRITERS AND /OR OTHER ADVISORS OR
OTHERWISE ON SUCH TERMS AND CONDITIONS AS
THE BOARD MAY, IN ITS ABSOLUTE DISCRETION,
DECIDE IN TERMS OF ICDR REGULATIONS, OTHER
REGULATIONS AND ANY AND ALL OTHER
APPLICABLE LAWS, RULES, REGULATIONS AND
GUIDELINES WHETHER OR NOT SUCH INVESTOR(S)
ARE EXISTING SHAREHOLDERS OF THE BANK, AT A
PRICE NOT LESS THAN THE PRICE AS DETERMINED
IN ACCORDANCE WITH RELEVANT PROVISIONS OF
ICDR REGULATIONS RESOLVED FURTHER THAT IN
ACCORDANCE WITH THE PROVISIONS OF SEBI
(LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015, THE
BANKING COMPANIES (ACQUISITION AND TRANSFER
OF UNDERTAKINGS) ACT, 1970, THE PROVISIONS
OF ALLAHABAD BANK (SHARES AND MEETINGS)
REGULATIONS, 1999, THE PROVISIONS OF ICDR
REGULATIONS, THE PROVISIONS OF THE FOREIGN
EXCHANGE MANAGEMENT ACT, 1999 AND THE
FOREIGN EXCHANGE MANAGEMENT (TRANSFER OR
ISSUE OF SECURITY BY A PERSON RESIDENT
OUTSIDE INDIA) REGULATIONS, 2000 AND
SUBJECT TO REQUISITE APPROVALS, CONSENTS,
PERMISSIONS AND/OR SANCTIONS OF SECURITIES
AND EXCHANGE BOARD OF INDIA (SEBI), STOCK
EXCHANGES, RESERVE BANK OF INDIA (RBI),
FOREIGN INVESTMENT PROMOTION BOARD (FIPB),
DEPARTMENT OF INDUSTRIAL POLICY AND
PROMOTION (DIPP), MINISTRY OF COMMERCE AND
ALL OTHER AUTHORITIES AS MAY BE REQUIRED
(HEREINAFTER COLLECTIVELY REFERRED TO AS
"THE APPROPRIATE AUTHORITIES") AND SUBJECT
TO SUCH CONDITIONS AS MAY BE PRESCRIBED BY
ANY OF THEM WHILE GRANTING ANY SUCH
APPROVAL, CONSENT, PERMISSION AND / OR
SANCTION (HEREINAFTER REFERRED TO AS "THE
REQUISITE APPROVALS") THE BOARD MAY, AT ITS
ABSOLUTE DISCRETION, CREATE, ISSUE, OFFER
AND ALLOT, FROM TIME TO TIME IN ONE OR MORE
TRANCHES, EQUITY SHARES OR ANY SECURITIES
OTHER THAN WARRANTS, WHICH ARE CONVERTIBLE
INTO OR EXCHANGEABLE WITH EQUITY SHARES AT
A LATER DATE, IN SUCH A WAY THAT THE
CENTRAL GOVERNMENT AT ANY TIME HOLDS NOT
LESS THAN 52.00% OF THE PAID UP EQUITY
CAPITAL OF THE BANK, TO QIBS (AS DEFINED IN
ICDR REGULATIONS) PURSUANT TO QUALIFIED
INSTITUTIONS PLACEMENT, AS PROVIDED FOR
UNDER CHAPTER VIII OF THE ICDR REGULATIONS,
THROUGH A PLACEMENT DOCUMENT AND/OR SUCH
OTHER DOCUMENTS/
WRITINGS/CIRCULARS/MEMORANDA AND IN SUCH
MANNER AND ON SUCH PRICE, TERMS AND
CONDITIONS AS MAY BE DETERMINED BY THE
BOARD IN ACCORDANCE WITH THE ICDR
REGULATIONS OR OTHER PROVISIONS OF THE LAW
AS MAY BE PREVAILING AT THAT TIME RESOLVED
FURTHER THAT IN CASE OF QUALIFIED
INSTITUTIONS PLACEMENT (QIP) PURSUANT TO
CHAPTER VIII OF THE ICDR REGULATIONS; A)
THE ALLOTMENT OF SECURITIES SHALL ONLY BE
TO QUALIFIED INSTITUTIONAL BUYERS AS
DEFINED UNDER ICDR REGULATIONS AND SUCH
SECURITIES SHALL BE FULLY PAID-UP AND THE
ALLOTMENT OF SUCH SECURITIES SHALL BE
COMPLETED WITHIN 12 MONTHS FROM THE DATE OF
THIS RESOLUTION. B) THE BANK IS, PURSUANT
TO PROVISO UNDER REGULATION 85(1) OF ICDR
REGULATIONS, AUTHORIZED TO OFFER SHARES AT
A DISCOUNT OF NOT MORE THAN FIVE PERCENT ON
THE FLOOR PRICE AS DETERMINED IN ACCORDANCE
WITH THE REGULATIONS. C) THE RELEVANT DATE
FOR THE DETERMINATION OF THE FLOOR PRICE OF
THE SECURITIES SHALL BE IN ACCORDANCE WITH
THE ICDR REGULATIONS RESOLVED FURTHER THAT
THE BOARD SHALL HAVE THE AUTHORITY AND
POWER TO ACCEPT ANY MODIFICATION IN THE
PROPOSAL AS MAY BE REQUIRED OR IMPOSED BY
THE GOI /RBI/SEBI/STOCK EXCHANGES WHERE THE
SHARES OF THE BANK ARE LISTED OR SUCH OTHER
APPROPRIATE AUTHORITIES AT THE TIME OF
ACCORDING/GRANTING THEIR APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS TO
ISSUE, ALLOTMENT AND LISTING THEREOF AND AS
AGREED TO BY THE BOARD. RESOLVED FURTHER
THAT THE ISSUE AND ALLOTMENT OF NEW EQUITY
SHARES/SECURITIES, IF ANY, TO NRIS, FIIS,
FPIS AND/OR OTHER ELIGIBLE FOREIGN
INVESTORS PURSUANT TO THIS RESOLUTION BE
SUBJECT TO THE APPROVAL OF THE RBI UNDER
THE FOREIGN EXCHANGE MANAGEMENT ACT, 1999
AS MAY BE APPLICABLE BUT WITHIN THE OVERALL
LIMITS SET FORTH UNDER THE ACT RESOLVED
FURTHER THAT THE SAID NEW EQUITY SHARES TO
BE ISSUED SHALL BE SUBJECT TO THE ALLAHABAD
BANK (SHARES AND MEETINGS) REGULATIONS,
1999, AS AMENDED AND SHALL RANK IN ALL
RESPECTS PARI PASSU WITH THE EXISTING
EQUITY SHARES OF THE BANK AND SHALL BE
ENTITLED TO DIVIDEND DECLARED, IF ANY, IN
ACCORDANCE WITH THE STATUTORY GUIDELINES
THAT ARE IN FORCE AT THE TIME OF SUCH
DECLARATION. RESOLVED FURTHER THAT FOR THE
PURPOSE OF GIVING EFFECT TO ANY ISSUE OR
ALLOTMENT OF EQUITY SHARES / SECURITIES,
THE BOARD, BE AND IS HEREBY AUTHORIZED TO
DETERMINE THE TERMS OF THE PUBLIC OFFER,
INCLUDING THE CLASS OF INVESTORS TO WHOM
THE SECURITIES ARE TO BE ALLOTTED, THE
NUMBER OF SHARES/SECURITIES TO BE ALLOTTED
IN EACH TRANCHE, ISSUE PRICE, PREMIUM
AMOUNT ON ISSUE AS THE BOARD IN ITS
ABSOLUTE DISCRETION DEEMS FIT AND DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AND
EXECUTE SUCH DEEDS, DOCUMENTS AND
AGREEMENTS, AS THEY MAY, IN ITS ABSOLUTE
DISCRETION, DEEM NECESSARY, PROPER OR
DESIRABLE, AND TO SETTLE OR GIVE
INSTRUCTIONS OR DIRECTIONS FOR SETTLING ANY
QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY
ARISE IN REGARD TO THE PUBLIC OFFER, ISSUE,
ALLOTMENT AND UTILIZATION OF THE ISSUE
PROCEEDS AND TO ACCEPT AND TO GIVE EFFECT
TO SUCH MODIFICATIONS, CHANGES, VARIATIONS,
ALTERATIONS, DELETIONS, ADDITIONS AS
REGARDS THE TERMS AND CONDITIONS, AS IT
MAY, IN ITS ABSOLUTE DISCRETION, DEEM FIT
AND PROPER IN THE BEST INTEREST OF THE
BANK, WITHOUT REQUIRING ANY FURTHER
APPROVAL OF THE SHAREHOLDERS AND THAT ALL
OR ANY OF THE POWERS CONFERRED ON THE BANK
AND THE BOARD VIDE THIS RESOLUTION MAY BE
EXERCISED BY THE BOARD. RESOLVED FURTHER
THAT THE BOARD BE AND IS HEREBY AUTHORIZED
TO ENTER INTO AND EXECUTE ALL SUCH
ARRANGEMENTS WITH ANY MERCHANT BANKER(S),
BOOK RUNNER(S), LEAD MANAGER(S), BANKER(S),
UNDERWRITER(S), DEPOSITORY(IES),
REGISTRAR(S), AUDITOR(S) AND ALL SUCH
AGENCIES AS MAY BE INVOLVED OR CONCERNED IN
SUCH OFFERING OF EQUITY SHARES/SECURITIES
AND TO REMUNERATE ALL SUCH INSTITUTIONS AND
AGENCIES BY WAY OF COMMISSION, BROKERAGE,
FEES OR THE LIKE AND ALSO TO ENTER INTO AND
EXECUTE ALL SUCH ARRANGEMENTS, AGREEMENTS,
MEMORANDA, DOCUMENTS ETC., WITH SUCH
AGENCIES RESOLVED FURTHER THAT FOR THE
PURPOSE OF GIVING EFFECT TO THE ABOVE, THE
BOARD, IN CONSULTATION WITH THE LEAD
MANAGER(S), UNDERWRITER(S), ADVISOR(S)
AND/OR OTHER PERSONS AS APPOINTED BY THE
BANK, BE AND IS HEREBY AUTHORIZED TO
DETERMINE THE FORM AND TERMS OF THE
ISSUE(S), INCLUDING THE CLASS OF INVESTORS
TO WHOM THE SHARES/SECURITIES ARE TO BE
ALLOTTED, NUMBER OF SHARES/ SECURITIES TO
BE ALLOTTED IN EACH TRANCHE, ISSUE PRICE
(INCLUDING PREMIUM, IF ANY), FACE VALUE,
PREMIUM AMOUNT ON ISSUE/CONVERSION OF
--------------------------------------------------------------------------------------------------------------------------
ALMIRALL SA, BARCELONA Agenda Number: 707796744
--------------------------------------------------------------------------------------------------------------------------
Security: E0459H111
Meeting Type: OGM
Meeting Date: 03-May-2017
Ticker:
ISIN: ES0157097017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 04 MAY 2017 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND Mgmt For For
MANAGEMENT REPORT
2 APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS Mgmt For For
AND MANAGEMENT REPORT
3 APPROVAL OF THE SOCIAL MANAGEMENT Mgmt For For
4 ALLOCATION OF RESULTS Mgmt For For
5 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
6 REELECTION OF MS GEORGIA GARINOIS Mgmt For For
MELENIKIOTOU AS DIRECTOR
7 APPOINTMENT OF AUDITORS FOR ALMIRALL, S.A: Mgmt For For
PRICEWATERHOUSECOOPERS AUDITORES
8 APPOINTMENT OF AUDITORS FOR CONSOLIDATED Mgmt For For
GROUP: PRICEWATERHOUSECOOPERS AUDITORES
9 AMENDMENT OF ARTICLE 47BIS OF THE BYLAWS Mgmt For For
10 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
11 INFORMATION ABOUT AMENDMENTS OF THE Non-Voting
REGULATION OF THE BOARD OF DIRECTORS
CMMT 01 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALPHA BANK A.E. Agenda Number: 708296478
--------------------------------------------------------------------------------------------------------------------------
Security: X0085P155
Meeting Type: OGM
Meeting Date: 30-Jun-2017
Ticker:
ISIN: GRS015003007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2. APPROVE DISCHARGE OF BOARD AND AUDITORS Mgmt For For
3. APPROVE AUDITORS AND FIX THEIR REMUNERATION Mgmt For For
4. APPROVE DIRECTOR REMUNERATION Mgmt For For
5. AUTHORIZE CONVERTIBLE DEBT ISSUANCE Mgmt For For
6. ELECT DIRECTORS, APPOINT INDEPENDENT BOARD Mgmt For For
MEMBERS AND MEMBERS OF AUDIT COMMITTEE
7. AUTHORIZE BOARD TO PARTICIPATE IN COMPANIES Mgmt For For
WITH SIMILAR BUSINESS INTERESTS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 11 JUL 2017 (AND B
REPETITIVE MEETING ON 22 JUL 2017). ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALPHA SYSTEMS INC. Agenda Number: 708271236
--------------------------------------------------------------------------------------------------------------------------
Security: J01124106
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3126330004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Ishikawa, Yuko Mgmt For For
1.2 Appoint a Director Ishikawa, Hidetomo Mgmt For For
1.3 Appoint a Director Kuroda, Kenichi Mgmt For For
1.4 Appoint a Director Takada, Satoshi Mgmt For For
1.5 Appoint a Director Tokura, Katsumi Mgmt For For
1.6 Appoint a Director Kawana, Takao Mgmt For For
1.7 Appoint a Director Saito, Kiyoshi Mgmt For For
1.8 Appoint a Director Yamauchi, Shinichi Mgmt For For
1.9 Appoint a Director Kawahara, Yosaku Mgmt For For
1.10 Appoint a Director Nishimura, Seiichiro Mgmt For For
1.11 Appoint a Director Ito, Nagomu Mgmt For For
1.12 Appoint a Director Takehara, Masayoshi Mgmt For For
1.13 Appoint a Director Yanagiya, Takashi Mgmt For For
1.14 Appoint a Director Hachisu, Yuji Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALPINE ELECTRONICS,INC. Agenda Number: 708244493
--------------------------------------------------------------------------------------------------------------------------
Security: J01134105
Meeting Type: AGM
Meeting Date: 22-Jun-2017
Ticker:
ISIN: JP3126200009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company Location Mgmt For For
within TOKYO
3.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Komeya, Nobuhiko
3.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kajiwara, Hitoshi
3.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Mizuno, Naoki
3.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Endo, Koichi
3.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kobayashi, Toshinori
3.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Taguchi, Shuji
3.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ikeuchi, Yasuhiro
3.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kawarada, Yoji
3.9 Appoint a Director except as Supervisory Mgmt For For
Committee Members Inoue, Shinji
3.10 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kataoka, Masataka
3.11 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ishibashi, Koji
--------------------------------------------------------------------------------------------------------------------------
AMVIG HOLDINGS LTD Agenda Number: 708097414
--------------------------------------------------------------------------------------------------------------------------
Security: G0420V106
Meeting Type: AGM
Meeting Date: 08-Jun-2017
Ticker:
ISIN: KYG0420V1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0428/LTN20170428277.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0428/LTN20170428263.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2016 OF HK2.2 CENTS PER
SHARE OF HKD 0.01 IN THE CAPITAL OF THE
COMPANY
3 TO APPROVE THE FINAL SPECIAL DIVIDEND FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2016 OF HK1.1
CENTS PER SHARE OF HKD 0.01 IN THE CAPITAL
OF THE COMPANY
4.A TO RE-ELECT MR. CHAN CHEW KEAK, BILLY AS Mgmt For For
NON-EXECUTIVE CHAIRMAN
4.B TO RE-ELECT MR. JERZY CZUBAK AS DIRECTOR Mgmt For For
4.C TO RE-ELECT MR. MICHAEL JOHN CASAMENTO AS Mgmt Against Against
DIRECTOR
4.D TO RE-ELECT MR. TAY AH KEE, KEITH AS Mgmt For For
DIRECTOR
4.E TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
5 TO RE-APPOINT THE COMPANY'S AUDITORS AND Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE
COMPANY'S SHARES
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES
8 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt For For
REPURCHASED BY THE COMPANY UNDER RESOLUTION
NO. 7 TO THE MANDATE GRANTED TO THE
DIRECTORS UNDER RESOLUTION NO. 6
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM LIMITED, JOHANNESBURG Agenda Number: 707804084
--------------------------------------------------------------------------------------------------------------------------
Security: S9122P108
Meeting Type: AGM
Meeting Date: 07-Apr-2017
Ticker:
ISIN: ZAE000013181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 TO RE-ELECT MR M CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
O.1.2 TO RE-ELECT MR RMW DUNNE AS A DIRECTOR OF Mgmt For For
THE COMPANY
O.1.3 TO RE-ELECT MR MV MOOSA AS A DIRECTOR OF Mgmt For For
THE COMPANY
O.1.4 TO RE-ELECT MR AM O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
O.2.1 ELECTION OF MR RMW DUNNE AS A MEMBER OF THE Mgmt For For
COMMITTEE
O.2.2 ELECTION OF MR NP MAGEZA AS A MEMBER OF THE Mgmt Against Against
COMMITTEE
O.2.3 ELECTION OF MR J VICE AS A MEMBER OF THE Mgmt For For
COMMITTEE
O.2.4 ELECTION OF MS D NAIDOO AS A MEMBER OF THE Mgmt Against Against
COMMITTEE
O.3 REAPPOINTMENT OF THE AUDITORS: DELOITTE & Mgmt For For
TOUCHE
O.4 GENERAL AUTHORITY TO ALLOT AND ISSUE Mgmt For For
AUTHORISED BUT UNISSUED SHARES
O.5 AUTHORITY TO IMPLEMENT RESOLUTIONS Mgmt For For
NB.1 REMUNERATION POLICY AND IMPLEMENTATION Mgmt For For
REPORT
S.1 NON-EXECUTIVE DIRECTORS' FEES Mgmt For For
S.2 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For
S.3 GENERAL AUTHORITY TO REPURCHASE COMPANY Mgmt For For
SECURITIES
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON Agenda Number: 707832590
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 24-Apr-2017
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
3 TO ELECT NOLITHA FAKUDE AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT SIR PHILIP HAMPTON AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MPHU RAMATLAPENG AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT JIM RUTHERFORD AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT JACK THOMPSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
15 TO APPROVE THE REMUNERATION POLICY Mgmt For For
CONTAINED IN THE DIRECTORS REMUNERATION
REPORT
16 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
CONTAINED IN THE DIRECTORS REMUNERATION
REPORT
17 TO APPROVE THAT THE MINIMUM NUMBER OF Mgmt For For
DIRECTORS BE REDUCED FROM TEN TO FIVE
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
20 TO AUTHORISE THE PURCHASE OF OWN SHARES Mgmt For For
21 TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt Against Against
MEETINGS (OTHER THAN AN AGM) ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
CMMT 15 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 7 AND 12. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV Agenda Number: 707875273
--------------------------------------------------------------------------------------------------------------------------
Security: B639CJ108
Meeting Type: MIX
Meeting Date: 26-Apr-2017
Ticker:
ISIN: BE0974293251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A.1.A RECEIVE SPECIAL BOARD REPORT Non-Voting
A.1.B RENEW AUTHORIZATION TO INCREASE SHARE Mgmt For For
CAPITAL UP TO 3 PERCENT OF ISSUED SHARE
CAPITAL
B.1 MANAGEMENT REPORT REGARDING THE OLD Non-Voting
ANHEUSER-BUSCH INBEV SA/NV
B.2 REPORT BY THE STATUTORY AUDITOR REGARDING Non-Voting
THE OLD AB INBEV
B.3 APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt For For
INBEV
B.4 APPROVE DISCHARGE TO THE DIRECTORS OF THE Mgmt For For
OLD AB INBEV
B.5 APPROVE DISCHARGE OF AUDITORS OF THE OLD AB Mgmt For For
INBEV
B.6 RECEIVE DIRECTORS' REPORTS Non-Voting
B.7 RECEIVE AUDITORS' REPORTS Non-Voting
B.8 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
B.9 ADOPT FINANCIAL STATEMENTS Mgmt For For
B.10 APPROVE DISCHARGE TO THE DIRECTORS Mgmt For For
B.11 APPROVE DISCHARGE OF AUDITORS Mgmt For For
B12.A ELECT M.J. BARRINGTON AS DIRECTOR Mgmt For For
B12.B ELECT W.F. GIFFORD JR. AS DIRECTOR Mgmt For For
B12.C ELECT A. SANTO DOMINGO DAVILA AS DIRECTOR Mgmt For For
B13.A APPROVE REMUNERATION REPORT Mgmt Against Against
B13.B APPROVE REMUNERATION OF DIRECTORS Mgmt For For
B13.C APPROVE NON-EXECUTIVE DIRECTOR STOCK OPTION Mgmt For For
GRANTS
C.1 AUTHORIZE IMPLEMENTATION OF APPROVED Mgmt For For
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV, BRUXELLES Agenda Number: 707344002
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 28-Sep-2016
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
THE TRANSACTION, INCLUDING THE ACQUISITION
BY AB INBEV OF THE SHARES OF NEWBELCO AT A
PRICE OF GBP 0.45 EACH UNDER THE BELGIAN
OFFER, FOR A VALUE EXCEEDING ONE THIRD OF
THE CONSOLIDATED ASSETS OF AB INBEV
2 ACKNOWLEDGEMENT BY THE SHAREHOLDERS OF THE Non-Voting
FOLLOWING DOCUMENTS, OF WHICH THEY CAN
OBTAIN A COPY FREE OF CHARGE: THE COMMON
DRAFT TERMS OF MERGER DRAWN UP BY THE
BOARDS OF DIRECTORS OF THE MERGING
COMPANIES IN ACCORDANCE WITH ARTICLE 693 OF
THE BELGIAN COMPANIES CODE (THE "MERGER
TERMS"); THE REPORT PREPARED BY THE BOARD
OF DIRECTORS OF THE COMPANY IN ACCORDANCE
WITH ARTICLE 694 OF THE BELGIAN COMPANIES
CODE; THE REPORT PREPARED BY THE STATUTORY
AUDITOR OF THE COMPANY IN ACCORDANCE WITH
ARTICLE 695 OF THE BELGIAN COMPANIES CODE
3 COMMUNICATION REGARDING SIGNIFICANT CHANGES Non-Voting
IN THE ASSETS AND LIABILITIES OF THE
MERGING COMPANIES BETWEEN THE DATE OF THE
MERGER TERMS AND THE DATE OF THE
SHAREHOLDERS' MEETING, IN ACCORDANCE WITH
ARTICLE 696 OF THE BELGIAN COMPANIES CODE
4 APPROVE (I) THE MERGER TERMS, (II) THE Mgmt For For
BELGIAN MERGER, SUBJECT TO THE CONDITIONS
SET OUT IN THE MERGER TERMS AND EFFECTIVE
UPON PASSING OF THE FINAL NOTARIAL DEED,
AND (III) THE DISSOLUTION WITHOUT
LIQUIDATION OF AB INBEV UPON COMPLETION OF
THE BELGIAN MERGER
5 APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
(I) THE DELISTING OF THE SECURITIES OF THE
COMPANY FROM EURONEXT BRUSSELS, (II) THE
DELISTING OF THE SECURITIES OF THE COMPANY
FROM THE JOHANNESBURG STOCK EXCHANGE, AND
(III) THE CANCELLATION OF THE REGISTRATION
OF THE SECURITIES OF THE COMPANY WITH THE
NATIONAL SECURITIES REGISTRY (RNV)
MAINTAINED BY THE MEXICAN SECURITIES AND
BANKING COMMISSION (COMISION NACIONAL
BANCARIA Y DE VALORES OR CNBV) AND THE
DELISTING OF SUCH SECURITIES FROM THE BOLSA
MEXICANA DE VALORES, S.A.B. DE C.V. (BMV),
ALL SUCH DELISTINGS AND CANCELLATION OF
REGISTRATION SUBJECT TO AND WITH EFFECT AS
OF COMPLETION OF THE BELGIAN MERGER
6 APPROVE THE DELEGATION OF POWERS TO: (I) Mgmt For For
ANY DIRECTOR OF THE COMPANY FROM TIME TO
TIME, SABINE CHALMERS, LUCAS LIRA, BENOIT
LOORE, ANN RANDON, PATRICIA FRIZO, GERT
BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS
AND ROMANIE DENDOOVEN (EACH AN "AUTHORISED
PERSON"), EACH ACTING TOGETHER WITH ANOTHER
AUTHORISED PERSON, TO ACKNOWLEDGE BY
NOTARIAL DEED THE COMPLETION OF THE BELGIAN
MERGER AFTER COMPLETION OF THE CONDITIONS
PRECEDENT SET OUT IN THE MERGER TERMS; (II)
THE BOARD OF DIRECTORS FOR THE
IMPLEMENTATION OF THE RESOLUTIONS PASSED;
AND (III) BENOIT LOORE, ANN RANDON,
PATRICIA FRIZO, GERT BOULANGE, JAN
VANDERMEERSCH, PHILIP GORIS, ROMANIE
DENDOOVEN, PHILIP VAN NEVEL AND ELS DE
TROYER, EACH ACTING ALONE AND WITH POWER TO
SUB-DELEGATE, THE POWER TO PROCEED TO ALL
FORMALITIES AT A BUSINESS DESK IN ORDER TO
PERFORM THE INSCRIPTION AND/OR THE
MODIFICATION OF THE COMPANY'S DATA IN THE
CROSSROAD BANK OF LEGAL ENTITIES AND, IF
NECESSARY, AT THE ADMINISTRATION FOR THE
VALUE ADDED TAX
--------------------------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI S.P.A., TRIESTE Agenda Number: 707983157
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 25-Apr-2017
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 741639 DUE TO RECEIPT OF AUDITOR
SLATES. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_313689.PDF
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 APR 2017 (AND A THIRD CALL ON 27
APR 2017). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU
O.1.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2016, TOGETHER WITH THE BOARD OF
DIRECTORS, GRANTING OF POWERS. EXTERNAL AND
INTERNAL AUDITORS REPORTS. CONSOLIDATED
BALANCE SHEET. RESOLUTIONS RELATED THERETO
O.1.2 NET INCOME ALLOCATION OF THE FINANCIAL YEAR Mgmt For For
2016 AND DIVIDEND DISTRIBUTION. RESOLUTIONS
RELATED THERETO. GRANTING OF POWERS
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 SLATE OF THE 2 SLATES OF AUDITORS
SINGLE SLATE
CMMT PLEASE NOTE THAT THE MANAGEMENT MAKES NO Non-Voting
VOTE RECOMMENDATION FOR THE CANDIDATES
PRESENTED IN THE SLATE
O.211 TO APPOINT TO THE INTERNAL AUDITORS AND Mgmt No vote
THEIR CHAIRMAN FOR THE FISCAL YEARS ENDING
THE 31 DECEMBER 2017, 2018, 2019.
RESOLUTIONS RELATED THERETO: EFFECTIVE
AUDITORS: LORENZO POZZA, ANTONIA DI BELLA,
MAURIZIO DATTILO. SUPPLEMENTARY AUDITORS:
FRANCESCO DI CARLO AND STEFANIA BARSALINI
O.212 TO APPOINT TO THE INTERNAL AUDITORS AND Mgmt For For
THEIR CHAIRMAN FOR THE FISCAL YEARS ENDING
THE 31 DECEMBER 2017, 2018, 2019.
RESOLUTIONS RELATED THERETO: EFFECTIVE
AUDITOR: DITTMEIER CAROLYN. SUPPLEMENTARY
AUDITOR: OLIVOTTO SILVIA
O.2.2 TO STATE INTERNAL AUDITORS' EMOLUMENT FOR Mgmt For For
THE FISCAL YEARS ENDING THE 31 DECEMBER
2017, 2018, 2019
O.3 REWARDING REPORT. TO APPROVE THE Mgmt For For
REMUNERATION POLICY, AS PER ART. 123-TEROF
LEGISLATIVE DECREE 58/1998 AND ART. 24 OF
ISVAP REGULATION MO. 39/2011. RESOLUTIONS
RELATED THERETO
O.4.1 TO APPROVE THE LONG TERM INCENTIVE PLAN Mgmt For For
(LTIP) 2017, AS PER ART. 114-BIS OF
LEGISLATIVE DECREE 98/1998. RESOLUTIONS
RELATED THERETO. GRANTING OF POWERS
O.4.2 TO APPROVE THE AUTHORIZATION OF PURCHASE OF Mgmt For For
OWN SHARES AND THE FULFILMENT OF ACTS OF
DISPOSITION ABOUT THE SAID SHARES IN ORDER
TO SUPPORT THE LTIP 2016. REVOCATION OF THE
AUTHORIZATION RELEASED BY THE MEETING 28
APRIL 2016. RESOLUTIONS RELATED THERETO.
GRANTING OF POWERS
E.4.3 TO EMPOWER THE BOARD OF DIRECTORS, EX ART. Mgmt For For
2443 OF ITALIAN CIVIL CODE FOR A PERIOD OF
5 YEARS SINCE THE RESOLUTION, TO INCREASE
THE SHARE CAPITAL FREE OF PAYMENT AND IN
ONE OR MORE INSTALMENTS, AS PER ART. 2439
OF ITALIAN CIVIL CODE, TO SUPPORT THE LTIP
2017. RESOLUTIONS RELATED THERETO. GRANTING
OF POWERS
E.5.1 TO APPROVE THE SPECIAL PLAN OF THE GROUP Mgmt For For
CEO AS PER ART. 114-BIS OF THE LEGISLATIVE
DECREE N. 52/1998. RESOLUTIONS RELATED
THERETO. GRANTING OF POWERS
E.5.2 TO APPROVE THE PURCHASE OF OWN SHARES AND Mgmt For For
TO DISPOSE THOSE SHARES TO SERVE THE PLAN
OF THE GROUP CEO. RESOLUTIONS RELATED
THERETO. GRANTING OF POWERS
E.5.3 TO EMPOWER THE BOARD OF DIRECTORS, AS PER Mgmt For For
ART. 2443 OF THE ITALIAN CIVIL CODE FOR THE
TERM OF 5 YEARS FROM DELIBERATION, TO RISE
SHARE CAPITAL IN A FREE AND DIVISIBLE WAY,
AS PER ART. 2439 OF THE ITALIAN CIVIL CODE,
TO SERVE THE SPECIAL PLAN OF THE GROUP CEO
E.6.1 TO AMEND ART. 7.2 OF THE BY-LAWS Mgmt For For
(PRESERVATION OF COMPANY BOOKS).RESOLUTIONS
RELATED THERETO. GRANTING OF POWERS
E.6.2 TO AMEND ART. 9 (UPDATE OF THE ITEMS ON THE Mgmt For For
LIFE AND DAMAGES MANAGEMENTS' EQUITY
CAPITAL) AS PER ART. 5 PF THE ISVAP
REGULATION 11 MARCH 2008, N. 17.
RESOLUTIONS RELATED THERETO. GRANTING OF
POWERS
E.6.3 TO AMEND ART. 28.2 OF THE BY-LAWS Mgmt For For
(DISCIPLINE OF THE EFFECT OF THE LOSS OF
INDEPENDENCE REQUIREMENT OF THE DIRECTORS).
RESOLUTIONS RELATED THERETO. GRANTING OF
POWERS
E.6.4 TO AMEND ART. 32.2 ITEM E) OF THE BY-LAWS Mgmt For For
(ON THE APPROVAL OF THE QUARTERLY REPORTS).
RESOLUTIONS RELATED THERETO. GRANTING OF
POWERS
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON Agenda Number: 707847286
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
2 TO CONFIRM DIVIDENDS: TO CONFIRM THE FIRST Mgmt For For
INTERIM DIVIDEND OF USD 0.90 (68.7 PENCE,
SEK 7.81) PER ORDINARY SHARE AND TO CONFIRM
AS THE FINAL DIVIDEND FOR 2016 THE SECOND
INTERIM DIVIDEND OF USD 1.90 (150.2 PENCE,
SEK 16.57) PER ORDINARY SHARE
3 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5.A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: LEIF JOHANSSON
5.B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: PASCAL SORIOT
5.C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: MARC DUNOYER
5.D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: GENEVIEVE BERGER
5.E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: PHILIP BROADLEY
5.F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: BRUCE BURLINGTON
5.G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: GRAHAM CHIPCHASE
5.H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: RUDY MARKHAM
5.I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: SHRITI VADERA
5.J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2016
7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
12 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt Against Against
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
AVEX GROUP HOLDINGS INC. Agenda Number: 708269914
--------------------------------------------------------------------------------------------------------------------------
Security: J0356Q102
Meeting Type: AGM
Meeting Date: 23-Jun-2017
Ticker:
ISIN: JP3160950006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Official Company Mgmt For For
Name to Avex Inc.
3.1 Appoint a Director Matsuura, Masato Mgmt For For
3.2 Appoint a Director Hayashi, Shinji Mgmt For For
3.3 Appoint a Director Richard Blackstone Mgmt For For
3.4 Appoint a Director Kenjo, Toru Mgmt For For
3.5 Appoint a Director Ando, Hiroyuki Mgmt For For
3.6 Appoint a Director Okubo, Keiichi Mgmt For For
4.1 Appoint a Corporate Auditor Iwata, Mgmt For For
Shinkichi
4.2 Appoint a Corporate Auditor Kobayashi, Mgmt For For
Nobuyuki
4.3 Appoint a Corporate Auditor Tamaki, Akihiro Mgmt For For
4.4 Appoint a Corporate Auditor Yamamoto, Teruo Mgmt For For
5 Approve Details of Stock Compensation to be Mgmt Against Against
received by Executive Directors
6 Approve Delegation of Authority to the Mgmt Against Against
Board of Directors to Determine Details of
Share Acquisition Rights Issued as Stock
Options for Employees of the Company's
Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
BANCA GENERALI SPA, TRIESTE Agenda Number: 707857960
--------------------------------------------------------------------------------------------------------------------------
Security: T3000G115
Meeting Type: OGM
Meeting Date: 20-Apr-2017
Ticker:
ISIN: IT0001031084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 21 APR 2017. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 FINANCIAL STATEMENTS AT DECEMBER 31, 2016 Mgmt For For
AND NET INCOME ALLOCATION RELATED AND
CONSEQUENT RESOLUTIONS
2 REMUNERATION REPORT: POLICIES ON THE Mgmt For For
BANKING GROUP'S REMUNERATION REPORT AND THE
IMPLEMENTATION OF POLICIES IN THE YEAR 2016
3 APPROVAL OF PROPOSAL TO INCREASE TO 2:1 Mgmt For For
RATIO BETWEEN VARIABLE AND
FIXED-COMPENSATION COMPONENT
4 APPROVAL OF A NETWORK LOYALTY PROGRAM FOR Mgmt For For
THE YEAR 2017, PURSUANT TO ART. 114 BIS OF
TUF
5 APPROVAL OF THE INCENTIVE SYSTEM BASED ON Mgmt For For
FINANCIAL INSTRUMENTS
6 AUTHORIZATION TO PURCHASE TREASURY SHARES Mgmt For For
AND TO PERFORM ACTS OF DISPOSAL OF THE SAME
SHARES IN RELATION TO THE REMUNERATION
POLICIES RELATED AND CONSEQUENT RESOLUTIONS
DELEGATION OF POWERS
7 APPOINTMENT OF THE DIRECTORS PURSUANT TO Mgmt For For
ART. 2386 CC
--------------------------------------------------------------------------------------------------------------------------
BANCA POPOLARE DELL'EMILIA ROMAGNA SOCIETA COOPERA Agenda Number: 707516134
--------------------------------------------------------------------------------------------------------------------------
Security: T1325T119
Meeting Type: MIX
Meeting Date: 25-Nov-2016
Ticker:
ISIN: IT0000066123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 NOV 2016. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES
WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE MEETING IS CANCELLED. THANK YOU
CMMT ONLY SHAREHOLDERS THAT HAVE BEEN REGISTERED Non-Voting
IN THE COMPANY'S BOOKS 90 DAYS PRIOR TO THE
MEETING DATE ARE ELIGIBLE TO ATTEND AND
PARTICIPATE IN THE MEETING
CMMT PLEASE NOTE THAT THERE IS WITHDRAWAL RIGHTS Non-Voting
FOR THIS MEETING. PLEASE CONTACT YOUR
CUSTODIAN CORPORATE ACTIONS TEAM FOR
FURTHER INFORMATION
E.1 PROPOSAL OF TRANSFORMATION OF BANCA Mgmt Take No Action
POPOLARE DELL'EMILIA ROMAGNA FROM
COOPERATIVE COMPANY TO LIMITED COMPANY AND
RELATED ADOPTION OF A NEW BYLAW.
RESOLUTIONS RELATED THERETO
O.1 TO EMPOWER THE EXTERNAL AUDITOR AS PER ART. Mgmt Take No Action
NO. 13, ITEM 1, AND 17, ITEM 1, OF
LEGISLATIVE DECREE 27 JANUARY 2010 NO. 39
AS AMENDED, RESPECTIVELY, BY ART. NO. 16
AND 18 OF LEGISLATIVE DECREE NO. 135 OF 17
JULY 2016, FROM ART. NO. 16 OF EU
REGULATION NO. 537/2014 OF EUROPEAN
PARLIAMENT AND COUNCIL OF 16 APRIL 2014 -
FOR 2017 - 2025 PERIOD AND APPROVAL OF THE
RELATED EMOLUMENT. RESOLUTIONS RELATED
THERETO
O.2 APPOINTMENT, FOR THE REMAINING 3-YEARS Mgmt Take No Action
PERIOD 2015 - 2017, OF A DIRECTOR IN
SUBSTITUTION OF A RESIGNED DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID Agenda Number: 707695548
--------------------------------------------------------------------------------------------------------------------------
Security: E2R98T283
Meeting Type: EGM
Meeting Date: 19-Feb-2017
Ticker:
ISIN: ES0113790226
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 AMENDMENT OF ARTICLES 9 (CAPITAL INCREASE), Mgmt For For
13 (TYPES OF GENERAL MEETING), 14 (CALL TO
THE GENERAL MEETING) AND 19 (THE GENERAL
MEETING'S COMMITTEE) AND REMOVAL OF THE
TRANSITORY PROVISION RELATING TO THE
GENERAL MEETING
1.2 AMENDMENT OF ARTICLES 23 (THE BOARD OF Mgmt For For
DIRECTORS) AND 25 (CREATION, OPERATION AND
ADOPTION OF RESOLUTIONS) CONCERNING THE
BOARD OF DIRECTORS
1.3 AMENDMENT OF ARTICLE 26 (REMUNERATION) AND Mgmt For For
INTRODUCTION OF A TRANSITORY PROVISION
RELATING TO REMUNERATION OF THE MEMBERS OF
THE BOARD OF DIRECTORS
1.4 AMENDMENT OF ARTICLES 34 (AUDIT COMMITTEE) Mgmt For For
31 AND 35 (APPOINTMENTS COMMITTEE),
CONCERNING THE COMMITTEES OF THE BOARD OF
DIRECTORS
1.5 AMENDMENT OF ARTICLES 11 (GOVERNING Mgmt For For
BODIES), 33 (DELEGATION OF POWERS) AND 38
(GENERAL MANAGEMENT) CONCERNING THE GENERAL
MANAGEMENT
2 AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
REGULATIONS OF THE GENERAL SHAREHOLDERS'
MEETING TO ADAPT TO CERTAIN AMENDMENTS TO
THE BYLAWS INCLUDED IN THE PRECEDING ITEM:
ARTICLE 2 (APPROVAL AND AMENDMENT OF THE
REGULATIONS OF THE GENERAL SHAREHOLDERS'
MEETING), ARTICLE 5 (EVALUATION OF THE
DEGREE OF COMPLIANCE WITH THIS REGULATION),
ARTICLE 21 (GENERAL MEETING'S COMMITTEE),
ARTICLE 27 (REPORT TO THE GENERAL MEETING),
ARTICLE 29 (REQUEST FOR CLARIFICATION OR
FURTHER INFORMATION)
3 APPROVE REMUNERATION POLICY Mgmt For For
4.1 ELECT EMILIO SARACHO RODRIGUEZ DE TORRES AS Mgmt For For
DIRECTOR
4.2 RATIFY APPOINTMENT OF AND ELECT PEDRO Mgmt For For
LARENA LANDETA AS DIRECTOR
4.3 RATIFY APPOINTMENT OF AND ELECT JAIME RUIZ Mgmt For For
SACRISTAN AS DIRECTOR
5 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
CMMT SHAREHOLDERS HOLDING LESS THAN 200 SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 01 FEB 2017: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 20 FEB 2017
CONSEQUENTLY YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
CMMT 09 FEB 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE 13
FEB 2017 TO 14 FEB 2017, ADDITION OF
COMMENT AND MODIFICATION OF THE TEXT OF
RESOLUTIONS NO 1.1 TO 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID Agenda Number: 707825723
--------------------------------------------------------------------------------------------------------------------------
Security: E2R98T283
Meeting Type: OGM
Meeting Date: 09-Apr-2017
Ticker:
ISIN: ES0113790226
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHAREHOLDERS HOLDING LESS THAN "200" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 10 APR 2017 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1.1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
1.2 ALLOCATION OF RESULTS Mgmt For For
1.3 APPROVAL OF THE SOCIAL MANAGEMENT Mgmt For For
2.1 RATIFICATION OF APPOINTMENT OF MR CARLOS Mgmt For For
GONZALEZ FERNANDEZ AS INDEPENDENT DIRECTOR
2.2 RATIFICATION OF APPOINTMENT OF MR ANTONIO Mgmt Against Against
GONZALEZ ADALID GARCIA ZOZAYA AS
INDEPENDENT DIRECTOR
3 REELECTION OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AUDITORES, S.L.
4 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE CAPITAL FOR THREE YEARS, UP TO
MAXIMUM 50 PER CENT OF THE SOCIAL CAPITAL
5 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE FIXED INCOME,
CONVERTIBLE OR EXCHANGEABLE INTO SHARES
6 APPROVAL OF THE PARTIAL SPIN OFF OF BANCO Mgmt For For
POPULAR PORTUGAL IN FAVOR OF BANCO POPULAR
ESPANOL,S.A
7 APPROVAL OF THE MAXIMUM VARIABLE Mgmt For For
REMUNERATION UP TO 200 PER CENT OF THE
FIXED REMUNERATION FOR EXECUTIVE DIRECTORS
8 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
9 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED
BY SHAREHOLDERS AT THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
BENESSE HOLDINGS,INC. Agenda Number: 708286782
--------------------------------------------------------------------------------------------------------------------------
Security: J0429N102
Meeting Type: AGM
Meeting Date: 24-Jun-2017
Ticker:
ISIN: JP3835620000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Adachi, Tamotsu Mgmt For For
2.2 Appoint a Director Iwata, Shinjiro Mgmt For For
2.3 Appoint a Director Fukuhara, Kenichi Mgmt For For
2.4 Appoint a Director Kobayashi, Hitoshi Mgmt For For
2.5 Appoint a Director Takiyama, Shinya Mgmt For For
2.6 Appoint a Director Yamasaki, Masaki Mgmt For For
2.7 Appoint a Director Tsujimura, Kiyoyuki Mgmt For For
2.8 Appoint a Director Fukutake, Hideaki Mgmt For For
2.9 Appoint a Director Yasuda, Ryuji Mgmt For For
2.10 Appoint a Director Kuwayama, Nobuo Mgmt For For
3 Appoint a Corporate Auditor Ishiguro, Mgmt For For
Miyuki
4 Approve Details of the Restricted-Share Mgmt For For
Compensation Plan to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 934585603
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1F. ELECTION OF DIRECTOR: LAURENCE D. FINK Mgmt For For
1G. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1H. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. KAPITO Mgmt For For
1K. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1L. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1M. ELECTION OF DIRECTOR: GORDON M. NIXON Mgmt For For
1N. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1O. ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1P. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For
DOMIT
1Q. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1R. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION FOR NAMED EXECUTIVE
OFFICERS.
3. RECOMMENDATION, IN A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, ON THE FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2017.
5. A SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For
VOTING RECORD ON EXECUTIVE COMPENSATION.
6. A SHAREHOLDER PROPOSAL REGARDING PRODUCTION Shr Against For
OF AN ANNUAL REPORT ON CERTAIN TRADE
ASSOCIATION AND LOBBYING EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 707813083
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 23-May-2017
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
CMMT 15 MAR 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0306/201703061700430.pdf
,https://balo.journal-officiel.gouv.fr/pdf/
2017/0315/201703151700550.pdf, PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2016 AND PAYMENT OF
DIVIDEND: EUR 2.70 PER SHARE
O.4 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE AGREEMENTS AND COMMITMENTS
GOVERNED BY ARTICLES L.225-38 AND FOLLOWING
THE FRENCH COMMERCIAL CODE
O.5 AUTHORISATION FOR THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES
O.6 RENEWAL OF THE TERM OF MR JEAN LEMIERRE AS Mgmt For For
A DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MONIQUE COHEN AS Mgmt For For
A DIRECTOR
O.8 RENEWAL OF THE TERM OF MS DANIELA SCHWARZER Mgmt For For
AS A DIRECTOR
O.9 RENEWAL OF THE TERM OF MS FIELDS Mgmt For For
WICKER-MIURIN AS A DIRECTOR
O.10 APPOINTMENT OF MR JACQUES ASCHENBROICH AS A Mgmt For For
DIRECTOR TO REPLACE MR JEAN-FRANCOIS
LEPETIT
O.11 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY THAT ARE APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY APPLICABLE TO THE MANAGING DIRECTOR
AND TO THE DEPUTY GENERAL MANAGER
O.13 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR JEAN LEMIERRE, CHAIRMAN OF THE
BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL
YEAR - RECOMMENDATION OF SECTION 26.2 OF
THE FRENCH AFEP-MEDEF CODE
O.14 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR JEAN-LAURENT BONNAFE, MANAGING
DIRECTOR, FOR THE 2016 FINANCIAL YEAR -
RECOMMENDATION OF SECTION 26.2 OF THE
FRENCH AFEP-MEDEF CODE
O.15 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR PHILIPPE BORDENAVE, DEPUTY
GENERAL MANAGER, FOR THE 2016 FINANCIAL
YEAR - RECOMMENDATION OF SECTION 26.2 OF
THE FRENCH AFEP-MEDEF CODE
O.16 ADVISORY VOTE ON THE TOTAL COMPENSATION OF Mgmt For For
ALL KINDS PAID DURING THE 2016 FINANCIAL
YEAR TO THE EFFECTIVE DIRECTORS AND CERTAIN
CATEGORIES OF EMPLOYEES - ARTICLE L.511-73
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES
E.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 934449477
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 28-Jul-2016
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MELODY C. BARNES Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
CHARLES O. ROSSOTTI Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 708008051
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 17-May-2017
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION REPORT Mgmt For For
3 DIRECTORS' REMUNERATION POLICY Mgmt For For
4 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DR B GILVARY AS A DIRECTOR Mgmt For For
6 TO ELECT MR N S ANDERSEN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MR A BOECKMANN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR
12 TO ELECT MS M B MEYER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MR B R NELSON AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR Mgmt For For
15 TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR Mgmt For For
17 REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
18 POLITICAL DONATIONS AND POLITICAL Mgmt For For
EXPENDITURE
19 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
(SECTION 551)
20 AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS (SECTION 561)
21 ADDITIONAL AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS (SECTION 561)
22 SHARE BUYBACK Mgmt For For
23 NOTICE OF GENERAL MEETINGS: TO AUTHORIZE Mgmt Against Against
THE CALLING OF GENERAL MEETINGS OF THE
COMPANY (NOT BEING AN ANNUAL GENERAL
MEETING) BY NOTICE OF AT LEAST 14 CLEAR
DAYS
--------------------------------------------------------------------------------------------------------------------------
BPER BANCA S.P.A. Agenda Number: 707856881
--------------------------------------------------------------------------------------------------------------------------
Security: T1325T119
Meeting Type: OGM
Meeting Date: 08-Apr-2017
Ticker:
ISIN: IT0000066123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 732704 DUE TO RECEIPT OF SLATES
FOR DIRECTOR NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 TO PRESENT THE 2016 BALANCE SHEET PROJECT Mgmt For For
AND RELATIVE REPORTS, TO PRESENT THE
CONSOLIDATED BALANCE SHEET, RESOLUTIONS
RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF DIRECTORS
CMMT PLEASE NOTE THAT THE MANAGEMENT MAKES NO Non-Voting
VOTE RECOMMENDATION FOR THE CANDIDATES
PRESENTED IN THE SLATE
2.1 TO APPOINT EIGHT DIRECTORS, LIST PRESENTED Mgmt For For
BY THE EXPIRING BOARD OF DIRECTORS: A)
ODORICI LUIGI B) MARRI ALBERTO C) GALANTE
ALFONSO ROBERTO D) FERRARI PIETRO E)
BERNARDINI MARA F) VENTURELLI VALERIA G)
JANNOTTI PECCI COSTANZO H) CROTTI CRISTINA
2.2 TO APPOINT EIGHT DIRECTORS, LIST PRESENTED Mgmt No vote
BY ALETTI GESTIELLE SGR S.P.A. (MANAGING
THE FUND GESTIELLE CEDOLA ITALY
OPPORTUNITY, GESTIELLE OBIETTIVO ITALIA,
ANIMA SFORZESCO, ANIMA VISCONTEO), ARCA
S.G.R. S.P.A. GESTORE DEL FONDO ARCA AZIONI
ITALIA, BANCOPOSTA FONDI S.P.A. SGR
(MANAGING THE FUND BANCOPOSTA AZIONARIO
EURO), EURIZON CAPITAL SA (MANAGING THE
FUND EURIZON FUND - EQUITY ITALY, EURIZON
FUND - EQUITY SMALL MID CAP EUROPE),
EURIZON CAPITAL SGR S.P.A. (MANAGING THE
FUND EURIZON AZIONARIO INTERNAZIONALE
ETICO, EURIZON AZIONI AREA EURO, EURIZON
AZIONI EUROPA, EURIZON AZIONI FINANZA,
EURIZON AZIONI INTERNAZIONALI, EURIZON
AZIONI ITALIA, EURIZON AZIONI PMI EUROPA),
FIDEURAM ASSET MANAGEMENT (IRELAND)
(MANAGING THE FUND FIDEURAM FUND EQUITY
ITALY, FONDITALIA EQUITY ITALY), FIDEURAM
INVESTIMENTI SGR S.P.A. (MANAGING THE FUND
FIDEURAM ITALIA), GENERALI INVESTMENTS
LUXEMBURG SA (MANAGING THE FUND GENERALI
DIV GLO ASS ALL, GIS EUROPEAN EQTY RECOV),
INTERFUND SICAV INTERFUND EQUITY ITALY,
LEGAL AND GENERAL ASSURANCE (PENSIONS
MANAGEMENT) LIMITED, PIONEER ASSET
MANAGEMENT SA (MANAGING THE FUND PF
EUROPEAN POTENTIAL, PF ITALIAN EQUITY),
PIONEER INVESTMENT MANAGEMENT SGRPA
(MANAGING THE FUND PIONEER ITALIA AZIONARIO
CRESCITA), UBIPRAMERICA SGRPA (MANAGING THE
FUND UBI PRAMERICA MULTIASSET ITALIA), UBI
SICAV (GESTORE DEL COMPARTO ITALIAN
EQUITY), REPRESENTING THE 1.561 PCT O THE
COMPANY'S STOCK CAPITAL: A) FOTI ALESSANDRO
ROBIN B) MARRACINO ROBERTA C) ERRICO LUCA
3 TO STATE DIRECTORS' EMOLUMENT FOR FINANCIAL Mgmt For For
YEAR 2017, RESOLUTIONS RELATED THERETO
4 TO PRESENT THE REWARDING REPORT EX ART. Mgmt For For
123-TER OF D. LGS 24 FEBRUARY 1998 N. 58
INCLUDING BPER BANK S.P.A. GROUP'S
REWARDING POLICIES FOR 2017 AND THE ANNUAL
DISCLOSURE ON THE EXECUTION OF REWARDING
POLICIES DURING 2016, RESOLUTIONS RELATED
THERETO
5 TO PROPOSE THE REMUNERATION PLAN EX ART. Mgmt For For
114-BIS OF D.LGS. 24 FEBRUARY 1998 N. 58 IN
EXECUTION OF THE REWARDING POLICIES FOR
2017 FOR THE BPER BANK S.P.A. GROUP,
RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934547538
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. J. ARDUINI Mgmt For For
1B. ELECTION OF DIRECTOR: R. J. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: G. CAFORIO, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: M. W. EMMENS Mgmt For For
1E. ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: A. J. LACY Mgmt For For
1H. ELECTION OF DIRECTOR: D. C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: T. R. SAMUELS Mgmt For For
1J. ELECTION OF DIRECTOR: G. L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: V. L. SATO, PH.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL OF THE MATERIALS TERMS OF THE Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE
COMPANY'S 2012 STOCK AWARD AND INCENTIVE
PLAN (AS AMENDED).
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2012 STOCK AWARD AND INCENTIVE PLAN.
6. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
7. SHAREHOLDER PROPOSAL TO LOWER THE SHARE Shr Against For
OWNERSHIP THRESHOLD TO CALL SPECIAL
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 707861844
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE 2016 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 APPROVAL OF THE 2016 DIRECTORS' Mgmt For For
REMUNERATION REPORT
3 DECLARATION OF THE FINAL DIVIDEND FOR 2016: Mgmt For For
118.1P PER ORDINARY SHARE
4 REAPPOINTMENT OF THE AUDITORS: KPMG LLP Mgmt For For
5 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
6 RE-ELECTION OF RICHARD BURROWS AS A Mgmt For For
DIRECTOR
7 RE-ELECTION OF NICANDRO DURANTE AS A Mgmt For For
DIRECTOR
8 RE-ELECTION OF SUE FARR AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF ANN GODBEHERE AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF DR PEDRO MALAN AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A Mgmt For For
DIRECTOR
13 RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR Mgmt For For
14 RE-ELECTION OF BEN STEVENS AS A DIRECTOR Mgmt For For
15 ELECTION OF DR MARION HELMES AS A DIRECTOR Mgmt For For
WHO HAS BEEN APPOINTED SINCE THE LAST
ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt Against Against
CMMT 03 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC Agenda Number: 934548148
--------------------------------------------------------------------------------------------------------------------------
Security: 11120U105
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: BRX
ISIN: US11120U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. TAYLOR JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN G. SCHREIBER Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL BERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: SHERYL M. CROSLAND Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY W. DEERING Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. DICKSON Mgmt For For
1G. ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM D. RAHM Mgmt For For
1I. ELECTION OF DIRECTOR: GABRIELLE SULZBERGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CAIXABANK S.A., BARCELONA Agenda Number: 707800012
--------------------------------------------------------------------------------------------------------------------------
Security: E2427M123
Meeting Type: OGM
Meeting Date: 06-Apr-2017
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHAREHOLDERS HOLDING LESS THAN 1000 (ONE Non-Voting
THOUSAND) SHARES (MINIMUM AMOUNT TO ATTEND
THE MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 APR 2017, CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND THE RESPECTIVE
MANAGEMENT REPORTS FOR THE YEAR ENDING ON
31 DECEMBER 2016
2 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For
MANAGEMENT DURING THE FINANCIAL YEAR ENDING
ON 31 DECEMBER 2016
3 APPROVAL OF THE PROPOSED ALLOCATION OF Mgmt For For
PROFIT FOR THE YEAR ENDING ON 31 DECEMBER
2016
4 APPOINTMENT OF THE AUDITOR FOR THE COMPANY Mgmt For For
AND ITS CONSOLIDATED GROUP FOR THE
FINANCIAL YEARS 2018, 2019 AND 2020:
PRICEWATERHOUSECOOPERS
5.1 RATIFICATION AND APPOINTMENT OF BOARD Mgmt For For
MEMBER: MR. JORDI GUAL SOLE
5.2 RATIFICATION AND APPOINTMENT OF BOARD Mgmt For For
MEMBER: MR. JOSE SERNA MASIA
5.3 RATIFICATION AND APPOINTMENT OF BOARD Mgmt For For
MEMBER: MS. KORO USARRAGA UNSAIN
5.4 RATIFICATION AND APPOINTMENT OF BOARD Mgmt For For
MEMBER: MR. ALEJANDRO GARCIA-BRAGADO DALMAU
5.5 RATIFICATION AND APPOINTMENT OF BOARD Mgmt For For
MEMBER: FUNDACION BANCARIA CANARIA CAJA
GENERAL DE AHORROS DE CANARIAS - FUNDACION
CAJACANARIAS
5.6 APPOINTMENT OF BOARD MEMBER: MR. IGNACIO Mgmt For For
GARRALDA RUIZ DE VELASCO
6 APPROVAL, IN SO FAR AS IT IS NECESSARY, OF Mgmt For For
THE EXEMPTION FROM THE NON-COMPETITION
OBLIGATION WITH REGARD TO THE COMPANY AS
SET FORTH IN ARTICLE 230 OF THE CAPITAL
COMPANIES ACT
7.1 AMENDMENT OF CERTAIN ARTICLES OF THE Mgmt For For
COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE
BOARD OF DIRECTORS' SCOPE OF ACTION WITH
REGARD TO THE CAIXABANK GROUP COMPANIES;
INCLUDE CERTAIN CORPORATE GOVERNANCE
IMPROVEMENTS RELATING TO COMPLIANCE WITH
THE CONDITIONS FOR THE PRUDENTIAL
DECONSOLIDATION OF CRITERIA CAIXA, S.A.U.
AS ESTABLISHED BY THE EUROPEAN CENTRAL
BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE
IMPROVEMENTS AND TECHNICAL IMPROVEMENTS:
RATIFICATION OF THE WORDING OF ARTICLE 6
("THE SHARES") OF THE BY-LAWS
7.2 AMENDMENT OF CERTAIN ARTICLES OF THE Mgmt For For
COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE
BOARD OF DIRECTORS' SCOPE OF ACTION WITH
REGARD TO THE CAIXABANK GROUP COMPANIES;
INCLUDE CERTAIN CORPORATE GOVERNANCE
IMPROVEMENTS RELATING TO COMPLIANCE WITH
THE CONDITIONS FOR THE PRUDENTIAL
DECONSOLIDATION OF CRITERIA CAIXA, S.A.U.
AS ESTABLISHED BY THE EUROPEAN CENTRAL
BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE
IMPROVEMENTS AND TECHNICAL IMPROVEMENTS:
AMENDMENT OF THE FOLLOWING ARTICLES IN
SECTION II ("THE BOARD OF DIRECTORS") OF
TITLE V ("THE COMPANY'S GOVERNING BODIES")
OF THE BY-LAWS: ARTICLE 30 ("BOARD OF
DIRECTORS"), ARTICLE 31 ("DUTIES OF THE
BOARD OF DIRECTORS"), ARTICLE 32
("COMPOSITION OF THE BOARD OF DIRECTORS"),
ARTICLE 35 ("APPOINTMENT TO POSTS ON THE
BOARD OF DIRECTORS") AND ARTICLE 37
("PROCEDURES FOR MEETINGS")
7.3 AMENDMENT OF CERTAIN ARTICLES OF THE Mgmt For For
COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE
BOARD OF DIRECTORS' SCOPE OF ACTION WITH
REGARD TO THE CAIXABANK GROUP COMPANIES;
INCLUDE CERTAIN CORPORATE GOVERNANCE
IMPROVEMENTS RELATING TO COMPLIANCE WITH
THE CONDITIONS FOR THE PRUDENTIAL
DECONSOLIDATION OF CRITERIA CAIXA, S.A.U.
AS ESTABLISHED BY THE EUROPEAN CENTRAL
BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE
IMPROVEMENTS AND TECHNICAL IMPROVEMENTS:
AMENDMENT OF ARTICLE 40 ("AUDIT AND CONTROL
COMMITTEE, RISK COMMITTEE, APPOINTMENTS
COMMITTEE AND REMUNERATION COMMITTEE") IN
SECTION III ("DELEGATION OF POWERS. BOARD
COMMITTEES") OF TITLE V ("THE COMPANY'S
GOVERNING BODIES") OF THE BY-LAWS
7.4 AMENDMENT OF CERTAIN ARTICLES OF THE Mgmt For For
COMPANY'S BY-LAWS IN ORDER TO DELIMIT THE
BOARD OF DIRECTORS' SCOPE OF ACTION WITH
REGARD TO THE CAIXABANK GROUP COMPANIES;
INCLUDE CERTAIN CORPORATE GOVERNANCE
IMPROVEMENTS RELATING TO COMPLIANCE WITH
THE CONDITIONS FOR THE PRUDENTIAL
DECONSOLIDATION OF CRITERIA CAIXA, S.A.U.
AS ESTABLISHED BY THE EUROPEAN CENTRAL
BANK; AND INCLUDE OF OTHER GOOD GOVERNANCE
IMPROVEMENTS AND TECHNICAL IMPROVEMENTS:
INSERTION OF A FINAL PROVISION IN THE
BY-LAWS
8 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
9 ESTABLISHMENT OF THE BOARD MEMBERS' Mgmt For For
REMUNERATION
10 DELIVERY OF SHARES TO THE EXECUTIVE Mgmt For For
DIRECTORS AND SENIOR EXECUTIVES AS PART OF
THE COMPANY'S VARIABLE REMUNERATION SCHEME
11 APPROVAL OF THE MAXIMUM LEVEL OF VARIABLE Mgmt For For
REMUNERATION THAT MAY BE EARNED BY
EMPLOYEES WHOSE WORK HAS A SIGNIFICANT
IMPACT ON THE COMPANY'S RISK PROFILE
12 REDUCTION OF THE TERM FOR CALL OF Mgmt Against Against
EXTRAORDINARY GENERAL MEETINGS AS PROVIDED
IN ARTICLE 515 OF THE CORPORATE ENTERPRISES
ACT
13 AUTHORISATION AND DELEGATION OF POWERS TO Mgmt For For
INTERPRET, CORRECT, SUPPLEMENT, IMPLEMENT
AND DEVELOP THE RESOLUTIONS ADOPTED BY THE
GENERAL MEETING, AND DELEGATION OF POWERS
TO NOTARISE THOSE RESOLUTIONS IN PUBLIC
DEEDS, REGISTER THEM AND, WHERE THE CASE
MAY BE, CORRECT THEM
14 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
DIRECTORS' REMUNERATION FOR THE 2016
FINANCIAL YEAR
15 REPORTING ON THE AMENDMENT OF THE BOARD OF Non-Voting
DIRECTORS INTERNAL REGULATIONS AGREED ON AT
THE MEETING OF 23 FEBRUARY 2017 IN ORDER TO
DELIMIT THE SCOPE OF ACTION OF THE BOARD OF
DIRECTORS WITH REGARD TO THE CAIXABANK
GROUP COMPANIES; INCLUSION OF CERTAIN
CORPORATE GOVERNANCE IMPROVEMENTS RELATING
TO COMPLIANCE WITH THE CONDITIONS FOR THE
PRUDENTIAL DECONSOLIDATION OF CRITERIA
CAIXA, S.A.U. ESTABLISHED BY THE EUROPEAN
CENTRAL BANK; INCLUSION OF OTHER GOOD
GOVERNANCE AND TECHNICAL IMPROVEMENTS,
ADJUSTING THEIR WORDING TO THAT OF THE
COMPANY BY-LAWS, THE AMENDMENT OF WHICH HAS
BEEN PROPOSED UNDER POINT 7 ABOVE
16 COMMUNICATION OF THE AUDITED BALANCE SHEET Non-Voting
SERVING AS THE BASIS FOR APPROVAL BY THE
COMPANY'S BOARD OF DIRECTORS AT ITS MEETING
OF 17 NOVEMBER 2016 OF THE TERMS AND
IMPLEMENTATION OF THE RESOLUTION FOR A
CAPITAL INCREASE AGAINST RESERVES APPROVED
BY THE COMPANY'S GENERAL SHAREHOLDERS'
MEETING OF 28 APRIL 2016, UNDER POINT 9 OF
THE AGENDA, WITHIN THE FRAMEWORK OF THE
SHAREHOLDER REMUNERATION SCHEME CALLED THE
"DIVIDEND/SHARE PROGRAMME". TERMS FOR THE
IMPLEMENTATION OF THE CAPITAL INCREASE
CMMT 02 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CANARA BANK, BANGALORE Agenda Number: 707248046
--------------------------------------------------------------------------------------------------------------------------
Security: Y1081F109
Meeting Type: AGM
Meeting Date: 26-Jul-2016
Ticker:
ISIN: INE476A01014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT AS PER THE COMPANIES Non-Voting
(MANAGEMENT AND ADMINISTRATION) AMENDMENT
RULES, 2015, EACH SHAREHOLDER WHO HAS BEEN
REGISTERED AS A SHAREHOLDER AS ON THE
CUT-OFF DATE I.E. 19TH JUL 2016, SHALL HAVE
ONE VOTE FOR EACH SHARE HELD BY HIM/HER.
FOR AGENDA ITEM 1 AND 2 IN THE NOTICE, THE
CUT-OFF SPECIFIED DATE IS 19TH JUL 2016 AND
(II) FOR AGENDA ITEM 3 THE INTERNAL CUT-OFF
IS 24TH JUN 2016.THANK YOU
CMMT PLEASE NOTE THAT FOR AGENDA ITEM 3 Non-Voting
NOMINATION OF CANDIDATES FOR ELECTION AS A
DIRECTOR SHALL BE VALID UNLESS THE
CONTESTANT IS SHAREHOLDER HOLDING NOT LESS
THAN 100 SHARES IN CANARA BANK AS ON
FRIDAY, THE 24TH JUN 2016, BEING THE
INTERNAL CUT-OFF DATE/DATE OF RECKONING FOR
PARTICIPATING IN THE ELECTION AND CONTINUES
TO HOLD A MINIMUM OF 100 SHARES TILL THE
DATE OF GENERAL MEETING I.E. 24TH JULY
2016. CONTESTANT IS AS ON 11TH JUL, 2016
BEING THE LAST DATE FOR RECEIPT OF
NOMINATION NOT DISQUALIFIED TO BE A
DIRECTOR UNDER THE ACT OR UNDER THE SCHEME/
REGULATION OR RBI NOTIFICATION. THANK YOU
1 TO DISCUSS, APPROVE AND ADOPT THE AUDITED Mgmt For For
BALANCE SHEET OF THE BANK AS AT 31ST MARCH
2016, PROFIT & LOSS ACCOUNT FOR THE YEAR
ENDED 31ST MARCH 2016, THE REPORT OF THE
BOARD OF DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COVERED BY THE ACCOUNTS AND THE AUDITORS'
REPORT ON THE BALANCE SHEET AND ACCOUNTS
2 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970 (ACT),
THE NATIONALISED BANKS (MANAGEMENT AND
MISCELLANEOUS PROVISIONS) SCHEME, 1970
(SCHEME) AND THE CANARA BANK (SHARES AND
MEETINGS) REGULATIONS, 2000 AS AMENDED FROM
TIME TO TIME AND SUBJECT TO THE APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS, IF
ANY, OF THE RESERVE BANK OF INDIA ("RBI"),
THE GOVERNMENT OF INDIA ("GOI"), THE
SECURITIES AND EXCHANGE BOARD OF INDIA
("SEBI"), AND/OR ANY OTHER AUTHORITY AS MAY
BE REQUIRED IN THIS REGARD AND SUBJECT TO
SUCH TERMS, CONDITIONS AND MODIFICATIONS
THERETO AS MAY BE PRESCRIBED BY THEM IN
GRANTING SUCH APPROVALS AND WHICH MAY BE
AGREED TO BY THE BOARD OF DIRECTORS OF THE
BANK AND SUBJECT TO THE REGULATIONS VIZ.,
SEBI (ISSUE OF CAPITAL AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2009 (ICDR
REGULATIONS) AS AMENDED UP TO DATE,
GUIDELINES, IF ANY, PRESCRIBED BY THE RBI,
SEBI, NOTIFICATIONS/CIRCULARS AND
CLARIFICATIONS UNDER THE BANKING REGULATION
ACT, 1949, SEBI (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015,
SECURITIES AND EXCHANGE BOARD OF INDIA ACT,
1992 AND ALL OTHER APPLICABLE LAWS AND ALL
OTHER RELEVANT AUTHORITIES FROM TIME TO
TIME AND SUBJECT TO THE LISTING AGREEMENTS
ENTERED INTO WITH THE STOCK EXCHANGES WHERE
THE EQUITY SHARES OF THE BANK ARE LISTED,
CONSENT OF THE SHAREHOLDERS OF THE BANK BE
AND IS HEREBY ACCORDED TO THE BOARD OF
DIRECTORS OF THE BANK (HEREINAFTER CALLED
"THE BOARD" WHICH SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE WHICH THE BOARD MAY
HAVE CONSTITUTED OR HEREAFTER CONSTITUTE TO
EXERCISE ITS POWERS INCLUDING THE POWERS
CONFERRED BY THIS RESOLUTION) TO CREATE,
OFFER, ISSUE AND ALLOT (INCLUDING WITH
PROVISION FOR RESERVATION ON FIRM ALLOTMENT
AND/OR COMPETITIVE BASIS OF SUCH PART OF
ISSUE AND FOR SUCH CATEGORIES OF PERSONS AS
MAY BE PERMITTED BY THE LAW THEN
APPLICABLE) BY WAY OF AN OFFER
DOCUMENT/PROSPECTUS OR SUCH OTHER DOCUMENT,
IN INDIA OR ABROAD, SUCH NUMBER OF EQUITY
SHARES AND/OR PREFERENCE SHARES (WHETHER
CUMULATIVE OR NOT; CONVERTIBLE INTO EQUITY
SHARES OR NOT) IN ACCORDANCE WITH THE
GUIDELINES FRAMED BY RBI FROM TIME TO TIME,
SPECIFYING THE CLASS OF PREFERENCE SHARES,
THE EXTENT OF ISSUE OF EACH CLASS OF SUCH
PREFERENCE SHARES, WHETHER PERPETUAL OR
REDEEMABLE, THE TERMS & CONDITIONS SUBJECT
TO WHICH EACH CLASS OF PREFERENCE SHARES
MAY BE ISSUED AND /OR OTHER PERMITTED
SECURITIES WHICH ARE CAPABLE OF BEING
CONVERTED INTO EQUITY OR NOT, UPTO INR 2000
CRORE (AS DECIDED BY THE BOARD OR COMMITTEE
OF THE BOARD OF THE BANK) WHICH TOGETHER
WITH THE EXISTING PAID-UP EQUITY SHARE
CAPITAL OF INR 542.99 CRORE WILL BE WITHIN
INR 3000 CRORE, BEING THE CEILING IN THE
AUTHORISED CAPITAL OF THE BANK AS PER
SECTION 3 (2A) OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF UNDERTAKINGS)
ACT, 1970 OR TO THE EXTENT OF ENHANCED
AUTHORISED CAPITAL AS PER THE AMENDMENT (IF
ANY), THAT MAY BE MADE TO THE ACT IN
FUTURE, IN SUCH A WAY THAT THE CENTRAL
GOVERNMENT SHALL AT ALL TIMES HOLD NOT LESS
THAN 52% OF THE PAID-UP EQUITY CAPITAL OF
THE BANK, WHETHER AT A DISCOUNT OR PREMIUM
TO THE MARKET PRICE, IN ONE OR MORE
TRANCHES, INCLUDING TO ONE OR MORE OF THE
MEMBERS, EMPLOYEES OF THE BANK, INDIAN
NATIONALS, NON-RESIDENT INDIANS ("NRIS"),
COMPANIES, PRIVATE OR PUBLIC, INVESTMENT
INSTITUTIONS, SOCIETIES, TRUSTS, RESEARCH
ORGANISATIONS, QUALIFIED INSTITUTIONAL
BUYERS ("QIBS") LIKE FOREIGN INSTITUTIONAL
INVESTORS ("FIIS"), BANKS, FINANCIAL
INSTITUTIONS, INDIAN MUTUAL FUNDS, VENTURE
CAPITAL FUNDS, FOREIGN VENTURE CAPITAL
INVESTORS, STATE INDUSTRIAL DEVELOPMENT
CORPORATIONS, INSURANCE COMPANIES,
PROVIDENT FUNDS, PENSION FUNDS, DEVELOPMENT
FINANCIAL INSTITUTIONS OR OTHER ENTITIES,
AUTHORITIES OR ANY OTHER CATEGORY OF
INVESTORS WHICH ARE AUTHORIZED TO INVEST IN
EQUITY/PREFERENCE SHARES/ SECURITIES OF THE
BANK AS PER EXTANT REGULATIONS/GUIDELINES
OR ANY COMBINATION OF THE ABOVE AS MAY BE
DEEMED APPROPRIATE BY THE BANK. RESOLVED
FURTHER THAT SUCH ISSUE, OFFER OR ALLOTMENT
SHALL BE BY WAY OF FOLLOW ON PUBLIC ISSUE,
RIGHTS ISSUE, PRIVATE PLACEMENT/QUALIFIED
INSTITUTIONAL PLACEMENT (QIP) OR ANY OTHER
MODE APPROVED BY GOI/RBI WITH OR WITHOUT
OVERALLOTMENT OPTION AND THAT SUCH OFFER,
ISSUE, PLACEMENT AND ALLOTMENT BE MADE AS
PER THE PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF UNDERTAKINGS)
ACT, 1970, THE SEBI (ISSUE OF CAPITAL AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2009
("ICDR REGULATIONS") AND ALL OTHER
GUIDELINES ISSUED BY THE RBI, SEBI AND ANY
OTHER AUTHORITY AS APPLICABLE, AND AT SUCH
TIME OR TIMES IN SUCH MANNER AND ON SUCH
TERMS AND CONDITIONS AS THE BOARD MAY, IN
ITS ABSOLUTE DISCRETION, THINK FIT CONTD
CONT CONTD RESOLVED FURTHER THAT THE BOARD SHALL Non-Voting
HAVE THE AUTHORITY TO DECIDE, AT SUCH PRICE
OR PRICES IN SUCH MANNER AND WHERE
NECESSARY, IN CONSULTATION WITH THE LEAD
MANAGERS AND / OR UNDERWRITERS AND /OR
OTHER ADVISORS OR OTHERWISE ON SUCH TERMS
AND CONDITIONS AS THE BOARD MAY, IN ITS
ABSOLUTE DISCRETION, DECIDE IN TERMS OF
ICDR REGULATIONS, OTHER REGULATIONS AND ANY
AND ALL OTHER APPLICABLE LAWS, RULES,
REGULATIONS AND GUIDELINES, WHETHER OR NOT
SUCH INVESTOR(S) ARE EXISTING MEMBERS OF
THE BANK, AT A PRICE NOT LESS THAN THE
PRICE AS DETERMINED IN ACCORDANCE WITH
RELEVANT PROVISIONS OF ICDR REGULATIONS.
RESOLVED FURTHER THAT IN ACCORDANCE WITH
THE PROVISIONS OF THE SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENT)
REGULATIONS, 2015, THE PROVISIONS OF
BANKING COMPANIES (ACQUISITION AND TRANSFER
OF UNDERTAKINGS) ACT, 1970, THE PROVISIONS
OF THE CANARA BANK (SHARES AND MEETINGS)
REGULATIONS, 2000, THE PROVISIONS OF ICDR
REGULATIONS, THE PROVISIONS OF THE FOREIGN
EXCHANGE MANAGEMENT ACT, 1999 AND THE
FOREIGN EXCHANGE MANAGEMENT (TRANSFER OR
ISSUE OF SECURITY BY A PERSON RESIDENT
OUTSIDE INDIA) REGULATIONS, 2000, AND
SUBJECT TO REQUISITE APPROVALS, CONSENTS,
PERMISSIONS AND/OR SANCTIONS OF SECURITIES
AND EXCHANGE BOARD OF INDIA (SEBI), STOCK
EXCHANGES, RESERVE BANK OF INDIA (RBI),
FOREIGN INVESTMENT PROMOTION BOARD (FIPB),
DEPARTMENT OF INDUSTRIAL POLICY AND
PROMOTION, MINISTRY OF COMMERCE (DIPP) AND
ALL OTHER AUTHORITIES AS MAY BE REQUIRED
(HEREINAFTER COLLECTIVELY REFERRED TO AS
"THE APPROPRIATE AUTHORITIES") AND SUBJECT
TO SUCH CONDITIONS AS MAY BE PRESCRIBED BY
ANY OF THEM WHILE GRANTING ANY SUCH
APPROVAL, CONSENT, PERMISSION, AND/OR
SANCTION (HEREINAFTER REFERRED TO AS "THE
REQUISITE APPROVALS") THE BOARD, MAY AT ITS
ABSOLUTE DISCRETION, ISSUE, OFFER AND
ALLOT, FROM TIME TO TIME IN ONE OR MORE
TRANCHES, EQUITY SHARES OR ANY SECURITIES
OTHER THAN WARRANTS, WHICH ARE CONVERTIBLE
INTO OR EXCHANGEABLE WITH EQUITY SHARES AT
A LATER DATE, IN SUCH A WAY THAT THE
CENTRAL GOVERNMENT AT ANY TIME HOLDS NOT
LESS THAN 52% OF THE EQUITY CAPITAL OF THE
BANK, TO QUALIFIED INSTITUTIONAL BUYERS
(QIBS) (AS DEFINED IN CHAPTER VIII OF THE
ICDR REGULATIONS) PURSUANT TO A QUALIFIED
INSTITUTIONAL PLACEMENT (QIP), AS PROVIDED
FOR UNDER CHAPTER VIII OF THE ICDR
REGULATIONS, THROUGH A PLACEMENT DOCUMENT
AND / OR SUCH OTHER DOCUMENTS /
WRITINGS/CIRCULARS/MEMORANDA AND IN SUCH
MANNER AND ON SUCH PRICE, TERMS AND
CONDITIONS AS MAY BE DETERMINED BY THE
BOARD IN ACCORDANCE WITH THE ICDR
REGULATIONS OR OTHER PROVISIONS OF THE LAW
AS MAY BE PREVAILING AT THAT TIME. RESOLVED
FURTHER THAT IN CASE OF A QUALIFIED
INSTITUTIONAL PLACEMENT PURSUANT TO CHAPTER
VIII OF THE ICDR REGULATIONS A) THE
ALLOTMENT OF SECURITIES SHALL ONLY BE TO
QUALIFIED INSTITUTIONAL BUYERS WITHIN THE
MEANING OF CHAPTER VIII OF THE ICDR
REGULATIONS, SUCH SECURITIES SHALL BE FULLY
PAID-UP AND THE ALLOTMENT OF SUCH
SECURITIES SHALL BE COMPLETED WITHIN 12
MONTHS FROM THE DATE OF THIS RESOLUTION. B)
THE BANK IS PURSUANT TO PROVISO TO
REGULATION 85(1) OF ICDR REGULATIONS
AUTHORIZED TO OFFER SHARES AT A DISCOUNT OF
NOT MORE THAN FIVE PERCENT ON THE FLOOR
PRICE. C) THE RELEVANT DATE FOR THE
DETERMINATION OF THE FLOOR PRICE OF THE
SECURITIES SHALL BE IN ACCORDANCE WITH THE
ICDR REGULATIONS. RESOLVED FURTHER THAT THE
BOARD SHALL HAVE THE AUTHORITY AND POWER TO
ACCEPT ANY MODIFICATION IN THE PROPOSAL AS
MAY BE REQUIRED OR IMPOSED BY THE
GOI/RBI/SEBI/STOCK EXCHANGES WHERE THE
SHARES OF THE BANK ARE LISTED OR SUCH OTHER
APPROPRIATE AUTHORITIES AT THE TIME OF
ACCORDING / GRANTING THEIR APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS TO
ISSUE, ALLOTMENT AND LISTING THEREOF AND AS
AGREED TO BY THE BOARD. RESOLVED FURTHER
THAT THE ISSUE AND ALLOTMENT OF NEW EQUITY
SHARES/PREFERENCE SHARES/SECURITIES IF ANY,
TO NRIS, FIIS AND/OR OTHER ELIGIBLE FOREIGN
INVESTORS BE SUBJECT TO THE APPROVAL OF THE
RBI UNDER THE FOREIGN EXCHANGE MANAGEMENT
ACT, 1999 AS MAY BE APPLICABLE BUT WITHIN
THE OVERALL LIMITS SET FORTH UNDER THE ACT.
RESOLVED FURTHER THAT THE SAID NEW EQUITY
SHARES TO BE ISSUED SHALL BE SUBJECT TO THE
CANARA BANK (SHARES AND MEETINGS)
REGULATIONS, 2000, AS AMENDED, AND SHALL
RANK IN ALL RESPECTS PARI PASSU WITH THE
EXISTING EQUITY SHARES OF THE BANK AND
SHALL BE ENTITLED TO DIVIDEND DECLARED, IF
ANY, IN ACCORDANCE WITH THE STATUTORY
GUIDELINES THAT ARE IN FORCE AT THE TIME OF
SUCH DECLARATION. RESOLVED FURTHER THAT FOR
THE PURPOSE OF GIVING EFFECT TO ANY ISSUE
OR ALLOTMENT OF EQUITY SHARES/PREFERENCE
SHARES/ SECURITIES, THE BOARD BE AND IS
HEREBY AUTHORIZED TO DETERMINE THE TERMS OF
THE PUBLIC OFFER, INCLUDING THE CLASS OF
INVESTORS TO WHOM THE SECURITIES ARE TO BE
ALLOTTED, THE NUMBER OF SHARES/SECURITIES
TO BE ALLOTTED IN EACH TRANCHE, ISSUE
PRICE, PREMIUM AMOUNT ON ISSUE AS THE BOARD
IN ITS ABSOLUTE DISCRETION DEEMS FI T AND
DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS
AND EXECUTE SUCH DEEDS, DOCUMENTS AND
AGREEMENTS, AS THEY MAY, IN ITS ABSOLUTE
DISCRETION, DEEM NECESSARY, PROPER OR
DESIRABLE, AND TO SETTLE OR GIVE
INSTRUCTIONS OR DIRECTIONS FOR SETTLING ANY
QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY
ARISE IN REGARD TO THE PUBLIC OFFER, ISSUE,
ALLOTMENT AND UTILIZATION OF THE ISSUE
PROCEEDS, AND TO ACCEPT AND TO GIVE EFFECT
TO SUCH MODIFICATIONS, CHANGES, VARIATIONS,
ALTERATIONS, DELETIONS, ADDITIONS AS
REGARDS THE TERMS AND CONDITIONS, AS IT
MAY, IN ITS ABSOLUTE DISCRETION, DEEM FI T
AND PROPER IN THE BEST INTEREST OF THE
BANK, WITHOUT REQUIRING ANY FURTHER
APPROVAL OF THE MEMBERS AND THAT ALL OR ANY
OF THE POWERS CONFERRED ON THE BANK AND THE
BOARD VIDE THIS RESOLUTION MAY BE EXERCISED
BY THE BOARD. RESOLVED FURTHER THAT THE
BOARD BE AND IS HEREBY AUTHORIZED TO ENTER
INTO AND EXECUTE ALL SUCH ARRANGEMENTS WITH
ANY BOOK RUNNER(S), LEAD MANAGER(S),
BANKER(S), UNDERWRITER(S), DEPOSITORY(IES),
REGISTRAR(S), AUDITOR(S) AND ALL SUCH
AGENCIES AS MAY BE INVOLVED OR CONCERNED IN
SUCH OFFERING OF EQUITY / PREFERENCE
SHARES/ SECURITIES AND TO REMUNERATE ALL
SUCH INSTITUTIONS AND AGENCIES BY WAY OF
COMMISSION, BROKERAGE, FEES OR THE LIKE AND
ALSO TO ENTER INTO AND EXECUTE ALL SUCH
ARRANGEMENTS, AGREEMENTS, MEMORANDA,
DOCUMENTS, ETC., WITH SUCH AGENCIES.
RESOLVED FURTHER THAT FOR THE PURPOSE OF
GIVING EFFECT TO THE ABOVE, THE BOARD, IN
CONSULTATION WITH THE LEAD MANAGERS,
UNDERWRITERS, ADVISORS AND/OR OTHER PERSONS
AS APPOINTED BY THE BANK, BE AND IS HEREBY
AUTHORIZED TO DETERMINE THE FORM AND TERMS
OF THE ISSUE(S), INCLUDING THE CLASS OF
INVESTORS TO WHOM THE SHARES/SECURITIES ARE
TO BE ALLOTTED, NUMBER OF SHARES/SECURITIES
TO BE ALLOTTED IN EACH TRANCHE, ISSUE PRICE
(INCLUDING PREMIUM, IF ANY), FACE VALUE,
PREMIUM AMOUNT ON ISSUE/CONVERSION OF
SECURITIES/EXERCISE OF WARRANTS/ REDEMPTION
OF SECURITIES, RATE OF INTEREST, REDEMPTION
PERIOD, NUMBER OF EQUITY SHARES/PREFERENCE
SHARES OR OTHER SECURITIES UPON CONVERSION
OR REDEMPTION OR CANCELLATION OF THE
SECURITIES, THE PRICE, PREMIUM OR DISCOUNT
ON ISSUE/ CONVERSION OF SECURITIES, RATE OF
INTEREST, PERIOD OF CONVERSION, FIXING OF
RECORD DATE OR BOOK CLOSURE AND RELATED OR
INCIDENTAL MATTERS, LISTINGS ON ONE OR MORE
STOCK EXCHANGES IN INDIA AND/ OR ABROAD, AS
THE BOARD IN ITS ABSOLUTE DISCRETION DEEMS
FIT. RESOLVED FURTHER THAT SUCH OF THESE
SHARES/SECURITIES AS ARE NOT SUBSCRIBED MAY
BE DISPOSED OFF BY THE BOARD IN ITS
ABSOLUTE DISCRETION IN SUCH MANNER, AS THE
BOARD MAY DEEM FIT AND AS PERMISSIBLE BY
LAW. RESOLVED FURTHER THAT FOR THE PURPOSE
OF GIVING EFFECT TO THIS RESOLUTION, THE
BOARD BE AND IS HEREBY AUTHORISED TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT
MAY IN ITS ABSOLUTE DISCRETION DEEMS
NECESSARY, PROPER AND DESIRABLE AND TO
SETTLE ANY QUESTION, DIFFICULTY OR DOUBT
THAT MAY ARISE IN REGARD TO THE ISSUE OF
THE SHARES/SECURITIES AND FURTHER TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS,
FINALISE AND EXECUTE ALL DOCUMENTS AND
WRITINGS AS MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT AS IT MAY IN ITS ABSOLUTE
DISCRETION DEEM FIT, PROPER OR DESIRABLE
WITHOUT BEING REQUIRED TO SEEK ANY FURTHER
CONSENT OR APPROVAL OF THE SHAREHOLDERS OR
AUTHORISE TO THE END AND INTENT, THAT THE
SHAREHOLDERS SHALL BE DEEMED TO HAVE GIVEN
THEIR APPROVAL THERETO EXPRESSLY BY THE
3 TO ELECT THREE DIRECTORS FROM AMONGST Mgmt Against Against
SHAREHOLDERS OF THE BANK OTHER THAN THE
CENTRAL GOVERNMENT, IN RESPECT OF WHOM
VALID NOMINATIONS HAVE BEEN RECEIVED, IN
TERMS OF SECTION 9(3) (I) OF THE BANKING
COMPANIES (ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 (HEREINAFTER
REFERRED TO AS THE "ACT") READ WITH THE
BANKING REGULATION ACT, 1949 AND
NATIONALISED BANKS [MANAGEMENT &
MISCELLANEOUS PROVISIONS] SCHEME, 1970
(HEREINAFTER REFERRED TO AS THE "SCHEME")
AND CANARA BANK (SHARES AND MEETINGS)
REGULATIONS, 2000 (HEREINAFTER REFERRED TO
AS THE "REGULATIONS") AND NOTIFICATIONS NO.
DBOD.NO. BC.NO. 46 AND 47/29.39.001/2007-08
DATED 1ST NOVEMBER, 2007 READ WITH NO.
DBOD.BC. NO. 95/29.39.001/2010-11 DATED
23RD MAY, 2011 OF RESERVE BANK OF INDIA
(HEREINAFTER REFERRED TO AS "RBI
NOTIFICATION"), OFFICE MEMORANDUM REF NO.
F.NO. 16/83/2013-BO-I DATED 03.09.2013 & F.
NO. 16/51/2012-BO-I, DATED 28.04.2015 OF
GOVERNMENT OF INDIA (GOI) BY PASSING THE
FOLLOWING RESOLUTION: - RESOLVED THAT THREE
DIRECTORS ELECTED FROM AMONGST SHAREHOLDERS
OTHER THAN CENTRAL GOVERNMENT PURSUANT TO
SECTION 9(3)(I) OF THE ACT READ WITH
SCHEME, REGULATIONS AND NOTIFICATIONS MADE
THEREUNDER, RBI NOTIFICATIONS AND OFFICE
MEMORANDA OF GOI, BE AND ARE HEREBY
APPOINTED AS THE DIRECTORS OF THE BANK TO
ASSUME OFFICE FROM 27TH JULY, 2016 AND HOLD
OFFICE UNTIL THE COMPLETION OF A PERIOD OF
THREE YEARS FROM THE DATE OF SUCH
ASSUMPTION (I.E., UP TO 26TH JULY, 2019)
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 707810289
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 30-Mar-2017
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mitarai, Fujio Mgmt For For
2.2 Appoint a Director Maeda, Masaya Mgmt For For
2.3 Appoint a Director Tanaka, Toshizo Mgmt For For
2.4 Appoint a Director Matsumoto, Shigeyuki Mgmt For For
2.5 Appoint a Director Homma, Toshio Mgmt For For
2.6 Appoint a Director Saida, Kunitaro Mgmt For For
2.7 Appoint a Director Kato, Haruhiko Mgmt For For
3 Appoint a Corporate Auditor Yoshida, Mgmt For For
Hiroshi
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 708208839
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: AGM
Meeting Date: 19-Jun-2017
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 TO ACCEPT 2016 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO ACCEPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2016 PROFITS.PROPOSED CASH DIVIDEND :TWD 10
PER SHARE.
3 TO APPROVE THE ISSUANCE OF NEW COMMON Mgmt For For
SHARES FOR CASH AND OR ISSUANCE OF GDR.
4 TO AMEND THE COMPANYS AQUISITION OR Mgmt For For
DISPOSAL OF ASSETS PROCEDURE.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934611460
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1H. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1K. ELECTION OF DIRECTOR: JIM UMPLEBY Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
1M. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTES.
5. APPROVE THE AMENDED AND RESTATED Mgmt For For
CATERPILLAR INC. 2014 LONG-TERM INCENTIVE
PLAN.
6. SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF Shr Against For
LOBBYING ACTIVITIES.
7. SHAREHOLDER PROPOSAL - DECREASE PERCENT OF Shr Against For
OWNERSHIP REQUIRED TO CALL SPECIAL
SHAREHOLDER MEETING.
8. SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF Shr Against For
LOBBYING PRIORITIES.
9. SHAREHOLDER PROPOSAL - INCLUDE Shr Against For
SUSTAINABILITY AS A PERFORMANCE MEASURE
UNDER EXECUTIVE INCENTIVE PLANS.
10. SHAREHOLDER PROPOSAL - AMEND THE COMPANY'S Shr Against For
COMPENSATION CLAWBACK POLICY.
11. SHAREHOLDER PROPOSAL - ADOPT A PERMANENT Shr Against For
POLICY THAT THE CHAIRMAN BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
CAWACHI LIMITED Agenda Number: 708212597
--------------------------------------------------------------------------------------------------------------------------
Security: J0535K109
Meeting Type: AGM
Meeting Date: 13-Jun-2017
Ticker:
ISIN: JP3226450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Kawachi, Shinji Mgmt For For
3.2 Appoint a Director Asano, Masaharu Mgmt For For
3.3 Appoint a Director Komatsu, Yoritsugu Mgmt For For
3.4 Appoint a Director Okubo, Katsuyuki Mgmt For For
3.5 Appoint a Director Miyahara, Seiji Mgmt For For
3.6 Appoint a Director Okuyama, Hiromichi Mgmt For For
3.7 Appoint a Director Watanabe, Rinji Mgmt For For
4 Approve Details of Compensation as Stock Mgmt Against Against
Options for Directors except Outside
Directors
5 Approve Issuance of Share Acquisition Mgmt Against Against
Rights as Stock Options for Employees
--------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC Agenda Number: 707861173
--------------------------------------------------------------------------------------------------------------------------
Security: G2018Z143
Meeting Type: AGM
Meeting Date: 08-May-2017
Ticker:
ISIN: GB00B033F229
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORTS AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' ANNUAL Mgmt For For
REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND Mgmt For For
4 TO ELECT JOAN GILLMAN Mgmt For For
5 TO ELECT STEPHEN HESTER Mgmt For For
6 TO ELECT SCOTT WHEWAY Mgmt For For
7 TO RE-ELECT RICK HAYTHORNTHWAITE Mgmt For For
8 TO RE-ELECT IAIN CONN Mgmt For For
9 TO RE-ELECT JEFF BELL Mgmt For For
10 TO RE-ELECT MARGHERITA DELLA VALLE Mgmt For For
11 TO RE-ELECT MARK HANAFIN Mgmt For For
12 TO RE-ELECT MARK HODGES Mgmt For For
13 TO RE-ELECT LESLEY KNOX Mgmt For For
14 TO RE-ELECT CARLOS PASCUAL Mgmt For For
15 TO RE-ELECT STEVE PUSEY Mgmt For For
16 TO APPOINT DELOITTE LLP AS AUDITORS OF THE Mgmt For For
COMPANY
17 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
18 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE IN THE EUROPEAN UNION
19 AUTHORITY TO ALLOT SHARES Mgmt For For
20 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
22 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
23 NOTICE OF GENERAL MEETINGS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934581732
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. M. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: L. F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R. E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A. P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C. W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: D. F. MOYO Mgmt For For
1I. ELECTION OF DIRECTOR: R. D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I. G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J. S. WATSON Mgmt For For
1L. ELECTION OF DIRECTOR: M. K. WIRTH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION
5. REPORT ON LOBBYING Shr Against For
6. REPORT ON FEASIBILITY OF POLICY ON NOT Shr Against For
DOING BUSINESS WITH CONFLICT COMPLICIT
GOVERNMENTS
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Abstain Against
8. REPORT ON TRANSITION TO A LOW CARBON Shr Against For
ECONOMY
9. ADOPT POLICY ON INDEPENDENT CHAIRMAN Shr For Against
10. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
11. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHIYODA CORPORATION Agenda Number: 708233919
--------------------------------------------------------------------------------------------------------------------------
Security: J06237101
Meeting Type: AGM
Meeting Date: 26-Jun-2017
Ticker:
ISIN: JP3528600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Nagasaka, Katsuo
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kojima, Masahiko
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Shimizu, Ryosuke
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Sahara, Arata
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Tanaka, Nobuo
2.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Santo, Masaji
2.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hayashi, Hirotsugu
2.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Uchida, Nobuyuki
2.9 Appoint a Director except as Supervisory Mgmt For For
Committee Members Sakuma, Hiroshi
3 Appoint a Substitute Director as Mgmt For For
Supervisory Committee Members Okada, Masaki
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 934577872
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE MANAGEMENT REPORT, Mgmt For For
STANDALONE FINANCIAL STATEMENTS AND
CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB
LIMITED FOR THE YEAR ENDED DECEMBER 31,
2016
2A ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
2B DISTRIBUTION OF A DIVIDEND OUT OF LEGAL Mgmt For For
RESERVES (BY WAY OF RELEASE AND ALLOCATION
TO A DIVIDEND RESERVE)
3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR
4B RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR PURPOSES OF U.S. SECURITIES LAW
REPORTING
4C ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDIT FIRM
5A ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
5B ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
5C ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
5D ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
5E ELECTION OF DIRECTOR: JAMES I. CASH Mgmt For For
5F ELECTION OF DIRECTOR: MARY CIRILLO Mgmt For For
5G ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
5H ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
5I ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
5J ELECTION OF DIRECTOR: KIMBERLY A. ROSS Mgmt For For
5K ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
5L ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
5M ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
5N ELECTION OF DIRECTOR: DAVID H. SIDWELL Mgmt For For
5O ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5P ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
6 ELECTION OF EVAN G. GREENBERG AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
7A ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: MICHAEL P. CONNORS
7B ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: MARY CIRILLO
7C ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ
7D ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: ROBERT W. SCULLY
7E ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN
8 ELECTION OF HOMBURGER AG AS INDEPENDENT Mgmt For For
PROXY
9 APPROVAL OF AMENDED AND RESTATED CHUBB Mgmt For For
LIMITED EMPLOYEE STOCK PURCHASE PLAN
10A COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
UNTIL THE NEXT ANNUAL GENERAL MEETING
10B COMPENSATION OF EXECUTIVE MANAGEMENT FOR Mgmt For For
THE NEXT CALENDAR YEAR
11 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION UNDER U.S. SECURITIES LAW
REQUIREMENTS
12 ADVISORY VOTE ON FREQUENCY OF SUBMISSION OF Mgmt 1 Year For
THE ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION UNDER U.S. SECURITIES LAW
REQUIREMENTS
13 IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Against Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR " TO VOTE IN ACCORDANCE WITH THE
POSITION OF OUR BOARD OF DIRECTORS, MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS, MARK "ABSTAIN" TO ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
CHUBU STEEL PLATE CO.,LTD. Agenda Number: 708258442
--------------------------------------------------------------------------------------------------------------------------
Security: J06720106
Meeting Type: AGM
Meeting Date: 22-Jun-2017
Ticker:
ISIN: JP3524600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Shigematsu, Kumio Mgmt For For
3.2 Appoint a Director Takeda, Toru Mgmt For For
3.3 Appoint a Director Teramoto, Hitoshi Mgmt For For
3.4 Appoint a Director Ota, Masaharu Mgmt For For
3.5 Appoint a Director Uesugi, Takeshi Mgmt For For
3.6 Appoint a Director Shibata, Koji Mgmt For For
3.7 Appoint a Director Kojima, Shunji Mgmt For For
3.8 Appoint a Director Sato, Ko Mgmt For For
3.9 Appoint a Director Kobayashi, Hiroya Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934494357
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Dec-2016
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1E. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For
1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1G. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
4. APPROVAL TO REQUEST AN ANNUAL REPORT Shr Against For
RELATING TO CISCO'S LOBBYING POLICIES,
PROCEDURES AND ACTIVITIES.
5. APPROVAL TO REQUEST A REPORT DISCLOSING Shr Against For
CERTAIN EMPLOYMENT DATA RELATING TO CISCO'S
ARAB AND NON-ARAB EMPLOYEES IN
ISRAEL-PALESTINE FOR EACH OF THE PAST THREE
YEARS.
6. APPROVAL TO REQUEST THE BOARD TO FORM A Shr Against For
COMMITTEE TO REASSESS POLICIES AND CRITERIA
FOR DECISIONS WITH RESPECT TO CISCO'S
BUSINESS INVOLVEMENTS WITH ISRAEL'S
SETTLEMENTS.
--------------------------------------------------------------------------------------------------------------------------
CITIZEN WATCH CO.,LTD. Agenda Number: 708237450
--------------------------------------------------------------------------------------------------------------------------
Security: J07938111
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3352400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tokura, Toshio Mgmt For For
2.2 Appoint a Director Sato, Toshihiko Mgmt For For
2.3 Appoint a Director Takeuchi, Norio Mgmt For For
2.4 Appoint a Director Furukawa, Toshiyuki Mgmt For For
2.5 Appoint a Director Nakajima, Keiichi Mgmt For For
2.6 Appoint a Director Shirai, Shinji Mgmt For For
2.7 Appoint a Director Oji, Yoshitaka Mgmt For For
2.8 Appoint a Director Komatsu, Masaaki Mgmt For For
2.9 Appoint a Director Terasaka, Fumiaki Mgmt For For
3 Appoint a Corporate Auditor Takada, Yoshio Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CMIC HOLDINGS CO.,LTD. Agenda Number: 707625072
--------------------------------------------------------------------------------------------------------------------------
Security: J0813Z109
Meeting Type: AGM
Meeting Date: 15-Dec-2016
Ticker:
ISIN: JP3359000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Authorize Appropriation of
Surplus, Eliminate the Articles Related to
Allowing the Board of Directors to
Authorize the Company to Purchase Own
Shares, Approve Minor Revisions
3.1 Appoint a Director Nakamura, Kazuo Mgmt For For
3.2 Appoint a Director Inoue, Nobuaki Mgmt For For
3.3 Appoint a Director Nakamura, Keiko Mgmt Against Against
3.4 Appoint a Director Nakamura, Nobuo Mgmt For For
3.5 Appoint a Director Mochizuki, Wataru Mgmt For For
3.6 Appoint a Director Matsukawa, Makoto Mgmt For For
3.7 Appoint a Director Fujieda, Toru Mgmt For For
3.8 Appoint a Director Auvaro Philippe Henri Mgmt For For
3.9 Appoint a Director Hano, Yoshiyuki Mgmt For For
3.10 Appoint a Director Takahashi, Toshio Mgmt For For
3.11 Appoint a Director Nakamura, Akira Mgmt For For
3.12 Appoint a Director Kobayashi, Shinji Mgmt For For
3.13 Appoint a Director Iwasaki, Masaru Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
COFACE SA Agenda Number: 708000170
--------------------------------------------------------------------------------------------------------------------------
Security: F22736106
Meeting Type: MIX
Meeting Date: 17-May-2017
Ticker:
ISIN: FR0010667147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0412/201704121701019.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2016
O.3 ALLOCATION OF INCOME AND PAYMENT OF THE Mgmt For For
DIVIDEND
O.4 ATTENDANCE FEES Mgmt For For
O.5 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN COMPANY SHARES
O.6 RATIFICATION OF THE CO-OPTING OF MS ANNE Mgmt For For
SALLE MONGAUZE AS DIRECTOR TO REPLACE MR
LAURENT ROUBIN, RESIGNING
O.7 RATIFICATION OF THE CO-OPTING OF MS Mgmt For For
ISABELLE RODNEY AS DIRECTOR TO REPLACE MR
PASCAL MARCHETTI, RESIGNING
O.8 RATIFICATION OF THE CO-OPTING OF MR DANIEL Mgmt For For
KARYOTIS AS DIRECTOR TO REPLACE BPCE,
RESIGNING
O.9 RENEWAL OF THE TERM OF MR LAURENT MIGNON AS Mgmt For For
DIRECTOR
O.10 RENEWAL OF THE TERM OF MS ANNE SALLE Mgmt For For
MONGAUZE AS DIRECTOR
O.11 RENEWAL OF THE TERM OF MS ISABELLE RODNEY Mgmt For For
AS DIRECTOR
O.12 RENEWAL OF THE TERM OF MS LINDA JACKSON AS Mgmt For For
DIRECTOR
O.13 RENEWAL OF THE TERM OF MS MARTINE ODILLARD Mgmt For For
AS DIRECTOR
O.14 RENEWAL OF THE TERM OF MR JEAN-PAUL Mgmt For For
DUMORTIER AS DIRECTOR
O.15 RENEWAL OF THE TERM OF MR JEAN ARONDEL AS Mgmt For For
DIRECTOR
O.16 RENEWAL OF THE TERM OF MR DANIEL KARYOTIS Mgmt For For
AS DIRECTOR
O.17 APPROVAL OF THE AGREEMENTS PURSUANT TO Mgmt For For
ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
O.18 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR. XAVIER DURAND, GENERAL MANAGER, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.19 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION TO THE GENERAL MANAGER FOR THE
2017 FINANCIAL YEAR
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL BY
MEANS OF ISSUING SHARES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR
THE BENEFIT OF A SPECIFIC CATEGORY OF
BENEFICIARIES
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY MEANS OF ISSUING
COMPANY SHARES RESERVED FOR MEMBERS OF A
COMPANY SAVINGS SCHEME
E.22 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE Agenda Number: 707922349
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 08-Jun-2017
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 05 MAY 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0329/201703291700770.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
017/0505/201705051701605.pdf; PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF TEXT IN COMMENT AND ADDITION OF URL
LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND
O.4 APPROVAL OF AGREEMENTS AND COMMITMENTS Mgmt For For
SUBJECT TO THE PROVISIONS OF ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE - AGREEMENT CONCLUDED
BETWEEN THE SAINT-GOBAIN COMPANY AND WENDEL
O.5 RENEWAL OF THE TERM OF MS PAMELA KNAPP AS Mgmt For For
DIRECTOR
O.6 RENEWAL OF THE TERM OF MS AGNES LEMARCHAND Mgmt For For
AS DIRECTOR
O.7 RENEWAL OF TERM OF MR GILLES SCHNEPP AS Mgmt For For
DIRECTOR
O.8 RENEWAL OF THE TERM OF MR PHILIPPE VARIN AS Mgmt For For
DIRECTOR
O.9 VOTE BY THE GENERAL MEETING ON THE Mgmt For For
COMPENSATION OWED OR PAID TO MR
PIERRE-ANDRE DE CHALENDAR, CHIEF EXECUTIVE
OFFICER, FOR THE 2016 FINANCIAL YEAR
O.10 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY FOR THE CHIEF EXECUTIVE
OFFICER
O.11 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE COMPANY'S SHARES
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL,
VIA THE ISSUANCE, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMPANY
SHARES OR OF SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ITS
SUBSIDIARIES BY ISSUING NEW SHARES, FOR A
NOMINAL AMOUNT NOT EXCEEDING FOUR HUNDRED
AND FORTY-FOUR MILLIONS EUROS (SHARES)
EXCLUDING POSSIBLE ADJUSTMENTS, OR
APPROXIMATELY 20% OF THE SHARE CAPITAL,
WITH THIS AMOUNT BEING OFFSET AGAINST THOSE
SET OUT IN THE THIRTEENTH, FOURTEENTH,
FIFTEENTH AND SIXTEENTH RESOLUTIONS, AND OF
ONE-AND-A-HALF BILLION EUROS (SECURITIES IN
THE FORM OF DEBT SECURITIES GRANTING ACCESS
TO THE CAPITAL OF THE COMPANY OR ITS
SUBSIDIARIES), WITH THIS AMOUNT BEING
OFFSET AGAINST THOSE SET OUT IN THE
THIRTEENTH AND FOURTEENTH RESOLUTIONS FOR
THE ISSUANCE OF SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH
A COMPULSORY PRIORITY PERIOD FOR
SHAREHOLDERS, VIA PUBLIC OFFER, WITH THE
ISSUE OF COMPANY SHARES OR SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY OR ITS SUBSIDIARIES VIA THE
ISSUANCE OF NEW SHARES, OR NEW SHARES OF
THE COMPANY GRANTING THE RIGHT TO
SECURITIES TO BE ISSUED WHERE NECESSARY BY
SUBSIDIARIES, FOR A NOMINAL AMOUNT NOT
EXCEEDING TWO HUNDRED AND TWENTY-TWO
MILLION EUROS (SHARES) EXCLUDING ANY
POSSIBLE ADJUSTMENTS, OR APPROXIMATELY 10%
OF THE SHARE CAPITAL, AND ONE-AND-A-HALF
BILLION EUROS (SECURITIES IN THE FORM OF
DEBT SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY OR ITS
SUBSIDIARIES), WITH THE AMOUNTS OF THE
INCREASE IN CAPITAL AND OF THE ISSUANCE OF
DEBT SECURITIES BEING OFFSET AGAINST THE
CORRESPONDING CEILINGS SET OUT IN THE
TWELFTH RESOLUTION
E.14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF
EXCESSIVE DEMAND AS PART OF THE ISSUANCE,
WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHT, OF SHARES OR SECURITIES GRANTING
ACCESS TO CAPITAL, SUBJECT TO LEGAL AND
REGULATORY LIMITS (15% OF THE INITIAL
ISSUANCE) AND WITHIN THE LIMITS OF THE
CORRESPONDING CEILINGS SET BY THE
RESOLUTIONS THAT DETERMINED THE INITIAL
ISSUANCE
E.15 POSSIBILITY TO PROCEED, WITH CANCELLATION Mgmt For For
OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH AN
INCREASE IN SHARE CAPITAL WITHIN THE LIMIT
OF 10% OF THE SHARE CAPITAL EXCLUDING
POSSIBLE ADJUSTMENTS, AS COMPENSATION FOR
CONTRIBUTIONS IN KIND MADE UP OF EQUITY
SECURITIES OR SECURITIES GRANTING ACCESS TO
CAPITAL, WITH THE AMOUNT OF THE INCREASE IN
CAPITAL BEING OFFSET AGAINST THE CEILING
SET DOWN IN THE THIRTEENTH RESOLUTION
E.16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHER ELEMENTS, FOR A NOMINAL AMOUNT NOT
EXCEEDING ONE HUNDRED AND ELEVEN MILLION
EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR
AROUND 5% OF THE SHARE CAPITAL, WITH THIS
AMOUNT BEING OFFSET AGAINST THE CEILING SET
DOWN IN THE TWELFTH RESOLUTION.
E.17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED, WITH CANCELLATION OF
PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE
ISSUANCE OF EQUITY SECURITIES RESERVED FOR
MEMBERS OF A GROUP PEG COMPANY SAVINGS PLAN
FOR A NOMINAL AMOUNT NOT EXCEEDING
FORTY-EIGHT MILLION NINE HUNDRED THOUSAND
EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR
AROUND 2,2% OF THE SHARE CAPITAL
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED, WITH CANCELLATION OF
PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE
ISSUANCE OF EQUITY SECURITIES RESERVED FOR
CERTAIN CATEGORIES OF BENEFICIARIES FOR A
NOMINAL AMOUNT NOT EXCEEDING EIGHT HUNDRED
AND EIGHTY THOUSAND EUROS EXCLUDING
POSSIBLE ADJUSTMENTS, OR AROUND 0, 04% OF
THE SHARE CAPITAL, WITH THE AMOUNT OF THE
INCREASE IN CAPITAL BEING OFFSET AGAINST
THAT SET OUT IN THE SEVENTEENTH RESOLUTION
E.19 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
COMPANY SHARES REPRESENTING UP TO 10% OF
THE COMPANY'S CAPITAL PER 24-MONTH PERIOD
E.20 STATUTORY AMENDMENTS RELATING TO THE SENIOR Mgmt For For
DIRECTOR
E.21 POWERS TO EXECUTE THE DECISIONS OF THE Mgmt For For
MEETING AND TO CARRY OUT ALL LEGAL
FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
COMPAL ELECTRONICS INC Agenda Number: 708220063
--------------------------------------------------------------------------------------------------------------------------
Security: Y16907100
Meeting Type: AGM
Meeting Date: 22-Jun-2017
Ticker:
ISIN: TW0002324001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 TO RATIFY THE BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR 2016.
2 TO RATIFY THE DISTRIBUTION OF EARNINGS FOR Mgmt For For
THE YEAR 2016. PROPOSED CASH DIVIDEND: TWD
1 PER SHARE.
3 TO APPROVE THE PROPOSAL OF CASH Mgmt For For
DISTRIBUTION FROM CAPITAL SURPLUS TWD 0.2
PER SHARE.
4 TO APPROVE THE AMENDMENT TO THE 'PROCEDURES Mgmt For For
FOR ACQUISITION OR DISPOSAL OF ASSETS'.
5 TO APPROVE THE RELEASE OF NON COMPETITION Mgmt For For
RESTRICTIONS FOR DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA PARANAENSE DE ENERGIA - COPEL, CURITIBA Agenda Number: 707970605
--------------------------------------------------------------------------------------------------------------------------
Security: P30557139
Meeting Type: AGM
Meeting Date: 28-Apr-2017
Ticker:
ISIN: BRCPLEACNPB9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT PREFERENCE SHAREHOLDERS Non-Voting
CAN SUBMIT A MEMBER FROM THE CANDIDATES
LIST ONCE THEY HAVE BEEN ELECTED OR
ALTERNATIVELY A CANDIDATE OUTSIDE OF THE
OFFICIAL LIST, HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 11 AND 16 ONLY. THANK YOU
11 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS DUE TO END OF TERM OF OFFICE.
CANDIDATE APPOINTED BY PREFERRED SHARES.
NOTE. SHAREHOLDERS MAY ONLY VOTE IN FAVOR
FOR ONE PREFERRED SHARES NAME APPOINTED
16 TO ELECT THE MEMBERS OF THE FISCAL COUNCIL Mgmt Against Against
DUE TO END OF TERM OF OFFICE. CANDIDATE
APPOINTED BY PREFERRED SHARES. NOTE.
SHAREHOLDERS MAY ONLY VOTE IN FAVOR FOR ONE
PREFERRED SHARES NAME APPOINTED
CMMT 20 APR 2017: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 20 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CORPORATION BANK, MANGALORE Agenda Number: 707326585
--------------------------------------------------------------------------------------------------------------------------
Security: Y1755Q183
Meeting Type: EGM
Meeting Date: 15-Sep-2016
Ticker:
ISIN: INE112A01023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 "RESOLVED THAT PURSUANT TO PROVISIONS OF Mgmt For For
SECTION 3(2B) OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF UNDERTAKINGS)
ACT, 1980 (THE ACT), CLAUSE 20 OF THE
NATIONALISED BANKS (MANAGEMENT AND
MISCELLANEOUS PROVISIONS) SCHEME, 1980 (THE
SCHEME), REGULATION 41 OF THE SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 [SEBI (LODR) REGULATIONS,
2015] (INCLUDING ANY AMENDMENT THERETO OR
RE-ENACTMENT THEREOF ), RELEVANT PROVISIONS
OF LISTING AGREEMENT ENTERED INTO WITH THE
BSE LIMITED AND THE NATIONAL STOCK EXCHANGE
OF INDIA LIMITED AND IN ACCORDANCE WITH THE
PROVISIONS OF REGULATION 4A OF THE
CORPORATION BANK (SHARES AND MEETINGS)
REGULATIONS, 1998 AND THE OTHER RULES/
NOTIFICATIONS/CIRCULARS/REGULATIONS/GUIDELI
NES IF ANY PRESCRIBED BY THE GOVERNMENT OF
INDIA, RESERVE BANK OF INDIA, SECURITIES
AND EXCHANGE BOARD OF INDIA OR ANY OTHER
RELEVANT AUTHORITY, FROM TIME TO TIME TO
THE EXTENT APPLICABLE AND SUBJECT TO
APPROVALS, CONSENTS, PERMISSIONS AND
SANCTIONS, WHICH MAY BE AGREED TO BY THE
BOARD OF DIRECTORS OF THE CORPORATION BANK
(THE BANK) (HEREINAFTER REFERRED TO AS THE
"BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE(S) CONSTITUTED/TO BE
CONSTITUTED BY THE BOARD TO EXERCISE ITS
POWERS INCLUDING THE POWERS CONFERRED BY
THIS REGULATION) BE AND IS HEREBY
AUTHORISED ON BEHALF OF THE BANK, TO
CREATE, OFFER, ISSUE AND ALLOT UPTO
12,45,70,868 EQUITY SHARES OF INR 2/- EACH
(RUPEES TWO ONLY) FOR CASH AT A PREMIUM OF
INR 38.78 PER EQUITY SHARE I.E. ISSUE PRICE
OF INR 40.78 AGGREGATING UPTO INR
507,99,99,997.04 (RUPEES FIVE HUNDRED AND
SEVEN CRORE NINETY NINE LAKH NINETY NINE
THOUSAND NINE HUNDRED NINETY SEVEN AND
PAISA FOUR ONLY) (INCLUSIVE OF PREMIUM
AMOUNT) ON PREFERENTIAL BASIS TO GOVERNMENT
OF INDIA (I.E. PRESIDENT OF INDIA) AS
DETERMINED BY THE BOARD IN ACCORDANCE WITH
REGULATION 76, CHAPTER VII OF THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(ISSUE OF CAPITAL AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2009 (I.E. THE
SEBI ICDR REGULATIONS)." "RESOLVED FURTHER
THAT THE RELEVANT DATE FOR THE
DETERMINATION OF THE PRICE OF THE
SECURITIES SHALL BE 16TH AUGUST 2016 IN
ACCORDANCE WITH THE SEBI ICDR REGULATIONS."
"RESOLVED FURTHER THAT THE BOARD SHALL HAVE
THE AUTHORITY AND POWER TO ACCEPT ANY
MODIFICATION IN THE PROPOSAL AS MAY BE
REQUIRED OR IMPOSED BY THE GOI / RBI / SEBI
/ STOCK EXCHANGES WHERE THE SHARES OF THE
BANK ARE LISTED OR SUCH OTHER APPROPRIATE
AUTHORITIES AT THE TIME OF ACCORDING /
GRANTING THEIR APPROVALS, CONSENTS,
PERMISSIONS AND SANCTIONS TO ISSUE,
ALLOTMENT AND LISTING THEREOF AND AS AGREED
TO BY THE BOARD". "RESOLVED FURTHER THAT
THE NEW EQUITY SHARES TO BE ISSUED AND
ALLOTTED ON PREFERENTIAL BASIS IN PURSUANCE
OF THIS RESOLUTION SHALL BE ISSUED IN
DEMATERIALIZED FORM AND SHALL BE SUBJECT TO
LOCK-IN REQUIREMENTS REQUIRED UNDER THE
SEBI ICDR REGULATIONS. THE EQUITY SHARES SO
ALLOTTED ON PREFERENTIAL BASIS SHALL RANK
PARI PASSU IN ALL RESPECTS (INCLUDING
DIVIDEND) WITH THE EXISTING EQUITY SHARES
OF THE BANK AND BE LISTED ON STOCK
EXCHANGES WHERE THE EQUITY SHARES OF THE
BANK ARE LISTED.'' "RESOLVED FURTHER THAT
FOR THE PURPOSE OF GIVING EFFECT TO THIS
RESOLUTION, THE BOARD BE AND IS HEREBY
AUTHORIZED TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS IT MAY IN ITS
ABSOLUTE DISCRETION DEEM NECESSARY, PROPER
AND DESIRABLE AND TO SETTLE ANY QUESTION,
DIFFICULTY OR DOUBT THAT MAY ARISE IN
REGARD TO THE ISSUE OF THE EQUITY SHARES
AND FURTHER TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS, FINALIZE AND EXECUTE
ALL DOCUMENTS AND WRITINGS AS MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT AS IT MAY
IN ITS ABSOLUTE DISCRETION DEEM FIT, PROPER
OR DESIRABLE WITHOUT BEING REQUIRED TO SEEK
ANY FURTHER CONSENT OR APPROVAL OF THE
SHAREHOLDERS OR AUTHORIZE TO THE END AND
INTENT THAT THE SHAREHOLDERS SHALL BE
DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO
EXPRESSLY BY THE AUTHORITY OF THIS
RESOLUTION." "RESOLVED FURTHER THAT THE
BOARD BE AND IS HEREBY AUTHORIZED TO
DELEGATE ALL OR ANY OF THE POWERS HEREIN
CONFERRED ON IT TO A COMMITTEE OF DIRECTORS
OF THE BANK TO GIVE EFFECT TO THE AFORESAID
RESOLUTION.''
--------------------------------------------------------------------------------------------------------------------------
CORPORATION BANK, MANGALORE Agenda Number: 708276452
--------------------------------------------------------------------------------------------------------------------------
Security: Y1755Q183
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: INE112A01023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO DISCUSS, APPROVE AND ADOPT THE AUDITED Mgmt For For
STANDALONE AND CONSOLIDATED BALANCE SHEET
OF THE BANK AS AT 31ST MARCH, 2017,
STANDALONE AND CONSOLIDATED PROFIT AND LOSS
ACCOUNT OF THE BANK FOR THE YEAR ENDED 31ST
MARCH, 2017, THE REPORT OF THE BOARD OF
DIRECTORS ON THE WORKING AND ACTIVITIES OF
THE BANK FOR THE PERIOD COVERED BY THE
ACCOUNTS AND THE AUDITORS' REPORT ON THE
BALANCE SHEET AND ACCOUNTS
2 RAISING OF CAPITAL OF THE BANK BY WAY OF Mgmt For For
ISSUANCE OF FRESH EQUITY SHARES AND/OR BY
ISSUANCE OF ADDITIONAL TIER-I OR TIER-II
CAPITAL AS PER BASEL III GUIDELINES
--------------------------------------------------------------------------------------------------------------------------
DAH SING FINANCIAL HOLDINGS LTD Agenda Number: 707310037
--------------------------------------------------------------------------------------------------------------------------
Security: Y19182107
Meeting Type: EGM
Meeting Date: 25-Aug-2016
Ticker:
ISIN: HK0440001847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
[http://www.hkexnews.hk/listedco/listconews
/SEHK/2016/0807/LTN20160807019.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/0807/LTN20160807021.pdf]
1 TO APPROVE, CONFIRM AND/OR RATIFY THE SHARE Mgmt For For
SALE AGREEMENT (AS DEFINED IN THE CIRCULAR
OF THE COMPANY DATED 8 AUGUST 2016)
--------------------------------------------------------------------------------------------------------------------------
DAH SING FINANCIAL HOLDINGS LTD, WANCHAI Agenda Number: 708052484
--------------------------------------------------------------------------------------------------------------------------
Security: Y19182107
Meeting Type: AGM
Meeting Date: 26-May-2017
Ticker:
ISIN: HK0440001847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0420/LTN20170420644.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0420/LTN20170420678.pdf
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORT OF THE DIRECTORS
AND INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND FOR 2016 Mgmt For For
3.A TO RE-ELECT MR. GARY PAK-LING WANG AS A Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. JOHN WAI-WAI CHOW AS A Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. BLAIR CHILTON PICKERELL AS Mgmt For For
A DIRECTOR
3.D TO RE-ELECT MR. EIICHI YOSHIKAWA AS A Mgmt For For
DIRECTOR
4 TO FIX THE FEES OF THE DIRECTORS Mgmt For For
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
6 TO APPROVE A GENERAL MANDATE TO ISSUE Mgmt Against Against
SHARES
7 TO APPROVE A GENERAL MANDATE TO BUY BACK Mgmt For For
SHARES
8 TO EXTEND THE GENERAL MANDATE TO ISSUE Mgmt For For
SHARES BY ADDING BUY-BACK SHARES THERETO
9 TO APPROVE A MANDATE TO GRANT OPTIONS UNDER Mgmt For For
THE NEW SHARE OPTION SCHEME ADOPTED ON 27
MAY 2015 AND TO ALLOT AND ISSUE SHARES AS
AND WHEN ANY OPTIONS WHICH HAVE BEEN
GRANTED UNDER ANY SHARE OPTION SCHEMES ARE
EXERCISED IN ACCORDANCE WITH THEIR TERMS OF
ISSUE
--------------------------------------------------------------------------------------------------------------------------
DAI-ICHI LIFE HOLDINGS,INC. Agenda Number: 708200934
--------------------------------------------------------------------------------------------------------------------------
Security: J09748112
Meeting Type: AGM
Meeting Date: 26-Jun-2017
Ticker:
ISIN: JP3476480003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Watanabe, Koichiro
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Tsuyuki, Shigeo
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Inagaki, Seiji
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Tsutsumi, Satoru
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ishii, Kazuma
2.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Taketomi, Masao
2.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Teramoto, Hideo
2.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kawashima, Takashi
2.9 Appoint a Director except as Supervisory Mgmt For For
Committee Members George Olcott
2.10 Appoint a Director except as Supervisory Mgmt For For
Committee Members Maeda, Koichi
3 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO.,LTD. Agenda Number: 708237145
--------------------------------------------------------------------------------------------------------------------------
Security: J11151107
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3486800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kumakiri, Naomi Mgmt For For
2.2 Appoint a Director Kobayashi, Katsuma Mgmt For For
2.3 Appoint a Director Kawai, Shuji Mgmt For For
2.4 Appoint a Director Uchida, Kanitsu Mgmt For For
2.5 Appoint a Director Takeuchi, Kei Mgmt For For
2.6 Appoint a Director Saito, Kazuhiko Mgmt For For
2.7 Appoint a Director Nakagawa, Takeshi Mgmt For For
2.8 Appoint a Director Sato, Koji Mgmt For For
2.9 Appoint a Director Yamaguchi, Toshiaki Mgmt For For
2.10 Appoint a Director Sasaki, Mami Mgmt For For
2.11 Appoint a Director Shoda, Takashi Mgmt For For
3.1 Appoint a Corporate Auditor Uno, Masayasu Mgmt For For
3.2 Appoint a Corporate Auditor Hachiya, Hideo Mgmt For For
3.3 Appoint a Corporate Auditor Fujimaki, Kazuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAMPSKIBSSELSKABET NORDEN A/S, KOBENHAVN Agenda Number: 707840624
--------------------------------------------------------------------------------------------------------------------------
Security: K19911146
Meeting Type: AGM
Meeting Date: 05-Apr-2017
Ticker:
ISIN: DK0060083210
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "D.1 TO D.3 AND E".
THANK YOU
A THE BOARD OF DIRECTORS' REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST YEAR
B ADOPTION OF THE AUDITED 2016 ANNUAL REPORT Mgmt For For
C THE BOARD'S PROPOSAL OF PAYMENT OF Mgmt For For
DIVIDENDS AT DKK 0 PER SHARE OF DKK 1.00
AND APPROVAL OF ALLOCATION OF RESULTS
D.1 RE-ELECTION OF ARVID GRUNDEKJON AS MEMBER Mgmt For For
OF BOARD OF DIRECTORS
D.2 ELECTION OF TOM INTRATOR AS MEMBER OF BOARD Mgmt For For
OF DIRECTORS
D.3 ELECTION OF HANS FERINGA AS MEMBER OF BOARD Mgmt For For
OF DIRECTORS
E RE-ELECTION OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR
F.1 PROPOSAL FROM THE BOARD OF DIRECTORS FOR: Mgmt For For
AMENDMENT OF THE COMPANY'S SHARES FROM
BEARER SHARES TO REGISTERED SHARES
F.2 PROPOSAL FROM THE BOARD OF DIRECTORS FOR: Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION
RELATED TO THE ELECTION TERM FOR BOARD
MEMBERS
F.3.A PROPOSAL FROM THE BOARD OF DIRECTORS FOR: Mgmt For For
AMENDMENT OF THE CORPORATE LANGUAGE TO
ENGLISH
F.3.B PROPOSAL FROM THE BOARD OF DIRECTORS FOR: Mgmt For For
ANNUAL REPORT IN ENGLISH
G ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DAPHNE INTERNATIONAL HOLDINGS LTD, GEORGE TOWN Agenda Number: 707997803
--------------------------------------------------------------------------------------------------------------------------
Security: G2830J103
Meeting Type: AGM
Meeting Date: 24-May-2017
Ticker:
ISIN: KYG2830J1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0412/LTN20170412169.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0412/LTN20170412221.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
2 TO RE-ELECT MR. CHEN TOMMY YI-HSUN AS AN Mgmt For For
EXECUTIVE DIRECTOR
3 TO RE-ELECT MR. CHEN YING-CHIEH AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. KUO JUNG-CHENG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
COMPANY'S AUDITOR AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE
COMPANY
9 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE SHARES UNDER
RESOLUTION NO. 8 BY ADDING THE NUMBER OF
SHARES REPURCHASED BY THE COMPANY UNDER
RESOLUTION NO. 7
--------------------------------------------------------------------------------------------------------------------------
DENA CO.,LTD. Agenda Number: 708232892
--------------------------------------------------------------------------------------------------------------------------
Security: J1257N107
Meeting Type: AGM
Meeting Date: 24-Jun-2017
Ticker:
ISIN: JP3548610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year, Revise Convenors and
Chairpersons of a Shareholders Meeting and
Board of Directors Meeting
3.1 Appoint a Director Namba, Tomoko Mgmt For For
3.2 Appoint a Director Moriyasu, Isao Mgmt For For
3.3 Appoint a Director Kawasaki, Shuhei Mgmt For For
3.4 Appoint a Director Otsuka, Hiroyuki Mgmt For For
3.5 Appoint a Director Domae, Nobuo Mgmt For For
4 Appoint a Corporate Auditor Koizumi, Mgmt For For
Shinichi
5 Amend the Compensation to be received by Mgmt For For
Outside Directors
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AKTIENGESELLSCHAFT Agenda Number: 707884145
--------------------------------------------------------------------------------------------------------------------------
Security: D1908N106
Meeting Type: AGM
Meeting Date: 05-May-2017
Ticker:
ISIN: DE0008232125
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
10TH JULY 2015 THE JUDGEMENT OF THE
DISTRICT COURT IN COLOGNE FROM 6TH JUNE
2012 IS NO LONGER RELEVANT. AS A RESULT, IT
REMAINS EXCLUSIVELY THE RESPONSIBILITY OF
THE END-INVESTOR (I.E. FINAL BENEFICIARY)
AND NOT THE INTERMEDIARY TO DISCLOSE
RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS
IF THEY EXCEED RELEVANT REPORTING THRESHOLD
OF WPHG (FROM 3 PERCENT OF OUTSTANDING
SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE
THAT IN ADDITION TO THE GERMAN STOCK
CORPORATION ACT (AKTG) DEUTSCHE LUFTHANSA
AG IS SUBJECT TO REGULATIONS OF THE
GERMANY'S AVIATION COMPLIANCE DOCUMENTATION
ACT (LUFTNASIG) AND THEREFORE HAS TO COMPLY
CERTAIN REGISTRATION AND EVIDENCE
REQUIREMENTS. THEREFORE, FOR THE EXERCISE
OF VOTING RIGHTS THE REGISTRATION IN THE
SHARE REGISTER IS STILL REQUIRED
CMMT THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR Non-Voting
PROCESSES AND ESTABLISHED SOLUTIONS, WHICH
DO NOT REQUIRE SHARE BLOCKING. REGISTERED
SHARES WILL BE DEREGISTERED ACCORDING TO
TRADING ACTIVITIES OR AT THE DEREGISTRATION
DATE BY THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR
FOR FURTHER INFORMATION
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
20.04.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT OF EUR 234,000,000
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 0.50 PER NO-PAR SHARE
SHAREHOLDERS CAN CHOOSE WHETHER THEY WANT
TO HAVE THEIR DIVIDEND PAID IN CASH, AS
SCRIP DIVIDEND, OR A MIX BETWEEN CASH AND
SCRIP DIVIDEND. EX-DIVIDEND DATE: MAY 8,
2017 PAYABLE DATE: JUNE 6, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2017 FINANCIAL
YEAR, FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS FOR THE
FIRST HALF-YEAR OF THE 2017 FINANCIAL YEAR
AND FOR THE REVIEW OF ANY ADDITIONAL
FINANCIAL INFORMATION:
PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG, BONN Agenda Number: 707859192
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 28-Apr-2017
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
13.04.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, OF THE
MANAGEMENT REPORTS FOR THE COMPANY AND THE
GROUP WITH THE EXPLANATORY REPORT ON
INFORMATION IN ACCORDANCE WITH SECTIONS 289
(4), 315 (4) OF THE GERMAN COMMERCIAL CODE
(HANDELSGESETZBUCH, "HGB") AND OF THE
REPORT BY THE SUPERVISORY BOARD FOR FISCAL
YEAR 2016
2 APPROPRIATION OF AVAILABLE NET EARNINGS: Mgmt No vote
THE BOARD OF MANAGEMENT AND THE SUPERVISORY
BOARD PROPOSE THAT THE AVAILABLE NET
EARNINGS (BILANZGEWINN) OF EUR
5,486,994,756.46 FOR FISCAL YEAR 2016 BE
APPROPRIATED AS FOLLOWS: DISTRIBUTION TO
THE SHAREHOLDERS: EUR 1,269,557,416.05; VIA
DIVIDEND OF EUR 1.05 PER NO-PAR VALUE SHARE
CARRYING DIVIDEND RIGHTS. APPROPRIATION TO
OTHER EARNINGS RESERVES: EUR 0.00. PROFIT
BROUGHT FORWARD: EUR 4,217,437,340.41
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD
5 APPOINTMENT OF THE INDEPENDENT AUDITORS AND Mgmt No vote
GROUP AUDITORS FOR FISCAL YEAR 2017 AND THE
INDEPENDENT AUDITORS FOR THE AUDIT REVIEW
OF INTERIM FINANCIAL REPORTS:
PRICEWATERHOUSECOOPERS GMBH
6 CREATION OF AN AUTHORIZED CAPITAL 2017 AND Mgmt No vote
AUTHORIZATION TO EXCLUDE SUBSCRIPTION
RIGHTS AS WELL AS AMENDMENT OF THE ARTICLES
OF ASSOCIATION
7 AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, Mgmt No vote
CONVERTIBLE BONDS AND/OR PARTICIPATING
BONDS AND PROFIT PARTICIPATION CERTIFICATES
(OR COMBINATIONS OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS TOGETHER
WITH CONCURRENT CREATION OF A CONTINGENT
CAPITAL AS WELL AS AMENDMENT OF THE
ARTICLES OF ASSOCIATION
8 AUTHORIZATION TO PURCHASE OWN SHARES Mgmt No vote
PURSUANT TO SECTION 71 (1) NO. 8 AKTG AND
ON THE USE OF OWN SHARES AS WELL AS ON THE
EXCLUSION OF SUBSCRIPTION RIGHTS
9 AUTHORIZATION TO USE DERIVATIVES TO Mgmt No vote
PURCHASE OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 934559038
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD W. JIBSON Mgmt For For
1G. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. RIGBY Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: SUSAN N. STORY Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITORS FOR 2017
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. ADVISORY VOTE ON THE FREQUENCY OF THE SAY Mgmt 1 Year For
ON PAY VOTE
5. APPROVAL OF AMENDMENT TO ARTICLES OF Mgmt For For
INCORPORATION TO CHANGE THE COMPANY'S NAME
TO DOMINION ENERGY, INC.
6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
7. SHAREHOLDER PROPOSAL REGARDING THE Shr Against For
NOMINATION OF A DIRECTOR WITH ENVIRONMENTAL
EXPERTISE
8. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
ASSESSMENT OF THE IMPACT OF PUBLIC POLICIES
AND TECHNOLOGICAL ADVANCES CONSISTENT WITH
LIMITING GLOBAL WARMING
9. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
METHANE EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
E.ON SE, DUESSELDORF Agenda Number: 707930372
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 Non-Voting
APRIL 2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 452,024,286 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.21 PER NO PAR SHARE (THE
DIVIDEND WILL BE PAID IN CASH OR PARTLY IN
SHARES. DETAILS ABOUT THE CASH DISTRIBUTION
AND THE OPTION OF SHAREHOLDERS TO RECEIVE
SHARES WILL BE PROVIDED ON THE COMPANY'S
WEBSITE.) EUR 210 SHALL BE CARRIED FORWARD
EX-DIVIDEND DATE: MAY 11, 2017 PAYABLE
DATE: JUNE 7, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5.1 APPOINTMENT OF AUDITOR: FOR THE 2017 Mgmt No vote
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, DUSSELDORF
5.2 APPOINTMENT OF AUDITOR: FOR THE REVIEW OF Mgmt No vote
THE ABBREVIATED FINANCIAL STATEMENTS AND
THE INTERIM FINANCIAL REPORTS FOR THE 2017
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, DUSSELDORF
5.3 APPOINTMENT OF AUDITOR: FOR THE REVIEW OF Mgmt No vote
THE ABBREVIATED FINANCIAL STATEMENTS AND
THE INTERIM FINANCIAL REPORT FOR THE FIRST
QUARTER OF THE 2018 FINANCIAL YEAR:
PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF
6 AMENDMENT TO SECTION 1(2) OF THE ARTICLES Mgmt No vote
OF ASSOCIATION IN RESPECT OF THE COMPANY
BEING DOMICILED IN ESSEN
7.1 APPROVAL OF A CONTROL AND PROFIT TRANSFER Mgmt No vote
AGREEMENTS: THE CONTROL AND PROFIT TRANSFER
AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED
SUBSIDIARY, E.ON GRUGA
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH,
EFFECTIVE RETROACTIVELY FROM JANUARY 1,
2017, UNTIL AT LEAST DECEMBER 31, 2021,
SHALL BE APPROVED
7.2 APPROVAL OF A CONTROL AND PROFIT TRANSFER Mgmt No vote
AGREEMENTS: THE CONTROL AND PROFIT-TRANSFER
AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED
SUBSIDIARY, E.ON FUENFUNDZWANZIGSTE
VERWALTUNGS GMBH, EFFECTIVE RETROACTIVELY
FROM JANUARY 1, 2017, UNTIL AT LEAST
DECEMBER 31, 2021, SHALL BE APPROVED
8 RESOLUTION ON THE CREATION OF AUTHORIZED Mgmt No vote
CAPITAL AND THE CORRESPONDING AMENDMENT TO
THE ARTICLES OF ASSOCIATION THE BOARD OF
MDS SHALL BE AUTHORIZED, WITH THE CONSENT
OF THE SUPERVISORY BOARD, TO INCREASE THE
SHARE CAPITAL BY UP TO EUR 460,000,000
THROUGH THE ISSUE OF NEW REGISTERED NO PAR
SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR
KIND, ON OR BEFORE MAY 9, 2022 (AUTHORIZED
CAPITAL 2017). SHAREHOLDERS SHALL BE
GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN
THE FOLLOWING CASES: - SHARES HAVE BEEN
ISSUED AGAINST CONTRIBUTIONS IN CASH AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE AND THE CAPITAL INCREASE DOES NOT
EXCEED 10 PCT. OF THE SHARE CAPITAL, -
SHARES HAVE BEEN ISSUED AGAINST
CONTRIBUTIONS IN KIND FOR ACQUISITION
PURPOSES, - SHARES HAVE BEEN USED FOR THE
PAYMENT OF SCRIP DIVIDENDS, - RESIDUAL
AMOUNTS HAVE BEEN EXCLUDED FROM
SUBSCRIPTION RIGHTS, HOLDERS OF CONVERSION
OR OPTION RIGHTS HAVE BEEN GRANTED
SUBSCRIPTION RIGHTS, - SHARES HAVE BEEN
ISSUED TO EMPLOYEES OF THE COMPANY AND ITS
AFFILIATES
9 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt No vote
CONVERTIBLE BONDS, WARRANT BONDS, PROFIT
SHARING RIGHTS AND/OR PARTICIPATING BONDS,
THE CREATION OF CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE BOARD OF MDS SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO ISSUE CONVERTIBLE
BONDS, WARRANT BONDS, PROFIT SHARING RIGHTS
AND/OR PARTICIPATING BONDS (COLLECTIVELY
REFERRED TO IN THE FOLLOWING AS 'BONDS') OF
UP TO EUR 5,000,000,000, CONFERRING
CONVERSION AND/OR OPTION RIGHTS FOR SHARES
OF THE COMPANY, ON OR BEFORE MAY 9, 2022.
SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION
RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: -
RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM
SUBSCRIPTION RIGHTS, - HOLDERS OF
CONVERSION OR OPTION RIGHTS HAVE BEEN
GRANTED SUBSCRIPTION RIGHTS, - BONDS HAVE
BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND,
- BONDS HAVE BEEN ISSUED AT A PRICE NOT
MATERIALLY BELOW THEIR THEORETICAL MARKET
VALUE AND CONFER CONVERSION AND/OR OPTION
RIGHTS FOR SHARES OF THE COMPANY OF UP TO
10 PCT. OF THE SHARE CAPITAL, - PROFIT
SHARING RIGHTS AND/OR PARTICIPATING BONDS
WHICH DO NOT CONFER CONVERSION OR OPTION
RIGHTS, BUT HAVE DEBENTURE LIKE FEATURES,
HAVE BEEN ISSUED. THE COMPANY'S SHARE
CAPITAL SHALL BE INCREASED ACCORDINGLY BY
UP TO EUR 175,000,000 THROUGH THE ISSUE OF
UP TO 175,000,000 NEW REGISTERED NO PAR
SHARES, INSOFAR AS CONVERSION AND/OR OPTION
RIGHTS ARE EXERCISED (CONTINGENT CAPITAL
2017)
10 AUTHORIZATION TO ACQUIRE OWN SHARES THE Mgmt No vote
COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN
SHARES OF UP TO 10 PCT. OF ITS SHARE
CAPITAL AT PRICES NOT MORE THAN 10 PCT.
ABOVE, NOR MORE THAN 20 PCT. BELOW, THE
MARKET PRICE OF THE SHARES, ON OR BEFORE
MAY 9, 2022. BESIDES SELLING THE SHARES ON
THE STOCK EXCHANGE OR OFFERING THEM TO ALL
SHAREHOLDERS, THE BOARD OF MDS SHALL ALSO
BE AUTHORIZED TO SELL THE SHARES AGAINST
CASH PAYMENT AT A PRICE NOT MATERIALLY
BELOW THEIR MARKET PRICE, TO USE THE SHARES
FOR ACQUISITION PURPOSES, TO USE THE SHARES
FOR SERVICING CONVERSION OR OPTION RIGHTS,
TO OFFER THE SHARES TO EMPLOYEES OF THE
COMPANY AND AFFILIATED COMPANIES, TO USE
THE SHARES FOR THE PAYMENT OF SCRIP
DIVIDENDS, AND TO RETIRE THE SHARES
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 934542742
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. FEARON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt For For
1K. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
1L. ELECTION OF DIRECTOR: DOROTHY C. THOMPSON Mgmt For For
2. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY
ACCESS.
3. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION REGARDING BRINGING
SHAREHOLDER BUSINESS AND MAKING DIRECTOR
NOMINATIONS AT AN ANNUAL GENERAL MEETING.
4. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2017 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. ADVISORY APPROVAL FOR FREQUENCY OF Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES.
7. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For
AUTHORITY TO ISSUE SHARES.
8. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For
AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS.
9. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 934542665
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1.2 ELECTION OF DIRECTOR: LOUIS HERNANDEZ, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. MORRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: PEDRO J. PIZARRO Mgmt For For
1.5 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN Mgmt For For
1.7 ELECTION OF DIRECTOR: ELLEN O. TAUSCHER Mgmt For For
1.8 ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1.9 ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SAY-ON-PAY VOTES
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr Against For
PROXY ACCESS REFORM
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 708191969
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 21-Jun-2017
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Naito, Haruo Mgmt For For
1.2 Appoint a Director Yamashita, Toru Mgmt For For
1.3 Appoint a Director Nishikawa, Ikuo Mgmt For For
1.4 Appoint a Director Naoe, Noboru Mgmt For For
1.5 Appoint a Director Suhara, Eiichiro Mgmt For For
1.6 Appoint a Director Kato, Yasuhiko Mgmt For For
1.7 Appoint a Director Kanai, Hirokazu Mgmt For For
1.8 Appoint a Director Kakizaki, Tamaki Mgmt For For
1.9 Appoint a Director Tsunoda, Daiken Mgmt For For
1.10 Appoint a Director Bruce Aronson Mgmt For For
1.11 Appoint a Director Tsuchiya, Yutaka Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION Agenda Number: 934551905
--------------------------------------------------------------------------------------------------------------------------
Security: 284902103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: EGO
ISIN: CA2849021035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE ALBINO Mgmt For For
GEORGE BURNS Mgmt For For
PAMELA M. GIBSON Mgmt For For
ROBERT R. GILMORE Mgmt For For
GEOFFREY A. HANDLEY Mgmt For For
MICHAEL A. PRICE Mgmt For For
STEVEN P. REID Mgmt For For
JONATHAN A. RUBENSTEIN Mgmt For For
JOHN WEBSTER Mgmt For For
PAUL N. WRIGHT Mgmt For For
02 APPOINTMENT OF KPMG LLP AS THE AUDITOR OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR.
03 AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S PAY.
04 APPROVE AN ORDINARY RESOLUTION AS SET OUT Mgmt For For
ON PAGE 14 OF THE MANAGEMENT PROXY CIRCULAR
SUPPORTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION ON AN ADVISORY
BASIS.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934535494
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 01-May-2017
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: W. G. KAELIN, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1D. ELECTION OF DIRECTOR: D. A. RICKS Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. ADVISORY VOTE ON COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2017.
5. APPROVE AMENDMENT TO THE LILLY DIRECTORS' Mgmt For For
DEFERRAL PLAN.
6. CONSIDERATION OF A SHAREHOLDER PROPOSAL Shr Against For
SEEKING A REPORT REGARDING DIRECT AND
INDIRECT POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
EN-JAPAN INC. Agenda Number: 708282873
--------------------------------------------------------------------------------------------------------------------------
Security: J1312X108
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3168700007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3 Appoint a Substitute Corporate Auditor Mgmt For For
Terada, Akira
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA, COURBEVOIE Agenda Number: 707848478
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 12-May-2017
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0317/201703171700568.pdf
O.1 APPROVAL OF THE TRANSACTIONS AND ANNUAL Mgmt For For
CORPORATE FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND FOR THE 2016 FINANCIAL YEAR
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS PURSUANT TO ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE
O.5 APPROVAL OF AN AGREEMENT RELATING TO THE Mgmt For For
RETIREMENT OF MS. ISABELLE KOCHER, GENERAL
MANAGER, PURSUANT TO ARTICLE L.225-42- 1 OF
THE FRENCH COMMERCIAL CODE
O.6 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO DEAL IN COMPANY SHARES
O.7 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt For For
OF MR PATRICE DURAND AS DIRECTOR
O.8 APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For
EMPLOYEE SHAREHOLDERS (MR CHRISTOPHE
AUBERT)
O.9 APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For
EMPLOYEE SHAREHOLDERS (MR TON WILLEMS)
O.10 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR GERARD MESTRALLET, CHIEF EXECUTIVE
OFFICER, FOR THE PERIOD FROM 1 JANUARY TO 3
MAY 2016
O.11 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MS. ISABELLE KOCHER, DEPUTY GENERAL MANAGER
OF TRANSACTIONS, FOR THE PERIOD FROM 1
JANUARY TO 3 MAY 2016
O.12 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MS. ISABELLE KOCHER, GENERAL MANAGER, FOR
THE PERIOD FROM 3 MAY TO 31 DECEMBER 2016
O.13 APPROVAL, PURSUANT TO ARTICLE L.225-37-2 OF Mgmt For For
THE FRENCH COMMERCIAL CODE, OF THE
PRINCIPLES AND CRITERIA FOR DETERMINING,
DISTRIBUTING AND AWARDING FIXED, VARIABLE
AND EXCEPTIONAL COMPONENTS FORMING THE
GLOBAL COMPENSATIONS AND THE BENEFITS OF
ALL KINDS TO BE AWARDED TO THE MANAGEMENT
EXECUTIVE OFFICERS
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON AN
INCREASE IN CAPITAL THROUGH THE ISSUANCE OF
SHARES OR SECURITIES GRANTING ACCESS TO
CAPITAL SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
EMPLOYEES ADHERING TO THE ENGIE GROUP
COMPANY SAVINGS SCHEME
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON AN
INCREASE IN THE CAPITAL THROUGH THE
ISSUANCE OF SHARES OR SECURITIES GRANTING
ACCESS TO CAPITAL SECURITIES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN FAVOUR OF ANY ENTITY
INCLUDED WITHIN THE CONTEXT OF IMPLEMENTING
THE ENGIE GROUP INTERNATIONAL EMPLOYEE
SHAREHOLDING PLAN
E.16 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO FREELY ALLOCATE SHARES, IN
FAVOUR OF, ON THE ONE HAND, ALL EMPLOYEES
AND EXECUTIVE OFFICERS OF THE ENGIE GROUP
(WITH THE EXCEPTION OF ENGIE COMPANY
EXECUTIVE OFFICERS) OR, ON THE OTHER HAND,
EMPLOYEES PARTICIPATING IN THE ENGIE GROUP
INTERNATIONAL EMPLOYEE SHAREHOLDING PLAN
E.17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO FREELY ALLOCATE SHARES IN
FAVOUR OF CERTAIN ENGIE GROUP EMPLOYEES AND
EXECUTIVE OFFICERS (WITH THE EXCEPTION OF
ENGIE COMPANY EXECUTIVE OFFICERS)
E.18 POWERS TO EXECUTE THE DECISIONS OF THE Mgmt For For
GENERAL MEETING AND TO CARRY OUT ALL LEGAL
FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A., ROMA Agenda Number: 707864939
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: OGM
Meeting Date: 13-Apr-2017
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 735764 DUE TO RECEIPT OF SLATES
FOR DIRECTORS AND AUDITORS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 TO APPROVE ENI S.P.A.'S BALANCE SHEET AS OF Mgmt For For
31 DECEMBER 2016. RESOLUTIONS RELATED
THERETO. TO PRESENT THE CONSOLIDATED
BALANCE SHEET AS OF 31 DECEMBER 2016. BOARD
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS
2 NET INCOME ALLOCATION Mgmt For For
3 TO STATE DIRECTORS' NUMBER Mgmt For For
4 TO STATE DIRECTORS' TERM OF OFFICE Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 SLATE OF THE 2 SLATES OF DIRECTORS
CMMT PLEASE NOTE THAT THE MANAGEMENT MAKES NO Non-Voting
VOTE RECOMMENDATION FOR THE CANDIDATES
PRESENTED IN THE SLATE
5.1 TO APPOINT DIRECTORS. LIST PRESENTED BY THE Mgmt No vote
MINISTRY OF ECONOMY AND FINANCE (MEF),
REPRESENTING THE 4,34 PCT OF THE STOCK
CAPITAL. MARCEGAGLIA EMMA, DESCALZI
CLAUDIO, PAGANI FABRIZIO, MORIANI DIVA,
GEMMA ANDREA, TROMBONE DOMENICO
5.2 TO APPOINT DIRECTORS. LIST PRESENTED BY Mgmt For For
ABERDEEN ASSET MANAGEMENT PLC MANAGING THE
FUNDS: ABBEY LIFE ASSURANGE COMPANY, ABBEY
LIFE ASSURANGE COMPANY, ABERDEEN CAPITAL
TRUST, ABERDEEN EUROPEAN EQUITY ENHANCED
INDEX FUND, FUNDAMENTAL INDEX GLOBAL EQUITY
FUND, EUROPEAN (EX UK) EQUITY FUND, ALETTI
GESTIELLE SGR SPA MANAGING THE FUNDS:
GESTIELLE CEDOLA ITALY OPPORTUNITY, FONDO
GESTIELLE OBIETTIVO ITALIA, APG ASSET
MANAGEMENT N.V. MANAGING THE FUND STICHTING
DEPOSITARY APG DEVELOPED MARKETS EQUITY
POOL, ARCA FONDI SGR S.P.A. MANAGING THE
FUND ARCA AZIONI ITALIA, ANIMA SGR SPA
MANAGING THE FUNDS: FONDO ANIMA EUROPA,
FONDO ANIMA GEO EUROPA, FONDO ANIMA GEO
ITALIA, FONDO ANIMA ITALIA, FONDO ANIMA
SFORZESCO, FONDO ANIMA STAR ITALIA ALTO
POTENZIALE, FONDO ANIMA VISCONTEO,
BANCOPOSTA FONDI S.P.A. SGR MANAGING THE
FUNDS: FONDO BANCOPOSTA AZIONARIO EURO,
FONDO BANCOPOSTA AZIONARIO INT.LE, FONDO
BANCOPOSTAMIX 1, FONDO BANCOPOSTAMIX 2,
FONDO BANCOPOSTAMIX 3, ERSEL ASSET
MANAGEMENT SGR S.P.A. MANAGING THE FUND
FONDERSEL PMI, EPSILON SGR MANAGING THE
FUNDS: EPSILON MULTIASSET 3 ANNI DICEMBRE
2019 E EPSILON MULTIASSET 3 ANNI MARZO
2020, EURIZON CAPITAL SGR S.P.A. MANAGING
THE FUNDS: EURIZON AZIONI AREA EURO E
EURIZON AZIONI ITALIA, EURIZON CAPITAL SA
MANAGING THE FUNDS: FLEXIBLE BETA TOTAL
RETURN, EQUITY ITALY SMART VOLATILITY,
EQUITY EURO LTE, EQUITY EUROPE LTE, ROSSINI
LUX FUND - BILANCIATO E EQUITY ITALY,
FIDELITY - FID FUND ITALY, FIDEURAM ASSET
MANAGEMENT (IRELAND) MANAGING THE FUNDS:
FIDEURAM FUND EQUITY ITALY E FONDITALIA
EQUITY ITALY, FIDEURAM INVESTIMENTI S.P.A.
MANAGING THE FUND FIDEURAM ITALIA,
INTERFUND SICAV INTERFUND EQUITY ITALY,
GENERALI INVESTMENTS EUROPE S.P.A. SGR
MANAGING THE FUNDS: GIE ALLEANZA OBBL., GIE
GEN EURO ACTIONS E GIE ALTO AZIONARIO,
GENERALI INVESTMENTS LUXEMBURG S.P.A. SGR
MANAGING THE FUNDS: GIS AR MULTI
STRATEGIES, GMPS CONSERVATIVE PROF, GMPS
BALANCED PROFILE, GMPS OPPORTUNITES PROF,
GMPS EQUITY PROFILE, GIS EURO EQTY CTRL
VOLAT, GIS EUROPEAN EQTY RECOV, GIS EURO
EQUITY, GIS SPECIAL SITUATION, KAIROS
PARTNERS SGR S.P.A. AS MANAGEMENT COMPANY
OF KAIROS INTERNATIONAL SICAV - SECTION
EUROPA, ITALIA, RISORGIMENTO E TARGET ITALY
ALPHA, LEGAL AND GENERAL ASSURANGE
(PENSIONS MANAGEMENT) LIMITED, MEDIOLANUM
MANAGING THE FUNDS SGR S.P.A. MANAGING THE
FUND MEDIOLANUM FLESSIBILE ITALIA,
MEDIOLANUM INTERNATIONAL FUNDS - CHALLENGE
FUNDS CHALLENGE ITALIAN EQUITY, PIONEER
INVESTMENT MANAGEMENT SGRPA MANAGING THE
FUNDS: PIONEER ITALIA AZIONARIO CRESCITA,
PIONEER ITALIA AZIONARIO EUROPA E PIONEER
ITALIA OBBLIGAZIONARIO PIU' A
DISTRIBUZIONE, PIONEER ASSET MANAGEMENT SA
MANAGING THE FUNDS: PF EUROLAND EQUITY, PF
GLOBAL EQUITY TARGET INCOME, PF ITALIAN
EQUITY, PF GLOBAL MULTI-ASSET, PF EUROPEAN
RESEARCH, PF EQUITY PLAN 60, PF GLOBAL
MULTI-ASSET CONSERVATIVE, UBIPRAMERICA SGR
S.P.A: MANAGING THE FUNDS: UBI PRAMERICA
MULTIASSET ITALIA, BILANCIATO, PRUDENTE,
BILANCIATO MODERATO, BILANCIATO DINAMICO E
BILANCIATO AGGRESSIVO, UBI SICAV COMPARTO
ITALIAN EQUITY, EURO EQUITY, EUROPEAN
EQUITY E MULTIASSET EUROPE, ZENIT
MULTISTRATEGY SICAV E ZENIT SGR S.P.A.
MANAGING THE FUND ZENIT PIANETA ITALIA,
REPRESENTING THE 1,7 PCT OF THE STOCK
CAPITAL. - LORENZI ALESSANDRO, LITVACK
KARINA AUDREY, GUINDANI PIETRO
6 TO APPOINT BOARD OF DIRECTORS' CHAIRMAN: Mgmt For For
EMMA MARCEGAGLIA
7 TO STATE THE EMOLUMENT OF BOARD OF Mgmt For For
DIRECTORS' CHAIRMAN AND OF THE DIRECTORS
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
CMMT PLEASE NOTE THAT THE MANAGEMENT MAKES NO Non-Voting
VOTE RECOMMENDATION FOR THE CANDIDATES
PRESENTED IN THE SLATE
8.1 TO APPOINT THE INTERNAL AUDITORS. LIST Mgmt Abstain Against
PRESENTED BY THE MINISTRY OF ECONOMY AND
FINANCE (MEF), REPRESENTING THE 4,34 PCT OF
THE STOCK CAPITAL. EFFECTIVE AUDITORS:
CAMAGNI PAOLA, PAROLINI ANDREA, SERACINI
MARCO. ALTERNATES: BETTONI STEFANIA,
SARUBBI STEFANO
8.2 TO APPOINT THE INTERNAL AUDITORS. LIST Mgmt For For
PRESENTED BY ABERDEEN ASSET MANAGEMENT PLC
MANAGING THE FUNDS: ABBEY LIFE ASSURANGE
COMPANY, ABBEY LIFE ASSURANGE COMPANY,
ABERDEEN CAPITAL TRUST, ABERDEEN EUROPEAN
EQUITY ENHANCED INDEX FUND, FUNDAMENTAL
INDEX GLOBAL EQUITY FUND, EUROPEAN (EX UK)
EQUITY FUND, ALETTI GESTIELLE SGR SPA
MANAGING THE FUNDS: GESTIELLE CEDOLA ITALY
OPPORTUNITY, FONDO GESTIELLE OBIETTIVO
ITALIA, APG ASSET MANAGEMENT N.V. MANAGING
THE FUND STICHTING DEPOSITARY APG DEVELOPED
MARKETS EQUITY POOL, ARCA FONDI SGR S.P.A.
MANAGING THE FUND ARCA AZIONI ITALIA, ANIMA
SGR SPA MANAGING THE FUNDS: FONDO ANIMA
EUROPA, FONDO ANIMA GEO EUROPA, FONDO ANIMA
GEO ITALIA, FONDO ANIMA ITALIA, FONDO ANIMA
SFORZESCO, FONDO ANIMA STAR ITALIA ALTO
POTENZIALE, FONDO ANIMA VISCONTEO,
BANCOPOSTA FONDI S.P.A. SGR MANAGING THE
FUNDS: FONDO BANCOPOSTA AZIONARIO EURO,
FONDO BANCOPOSTA AZIONARIO INT.LE, FONDO
BANCOPOSTAMIX 1, FONDO BANCOPOSTAMIX 2,
FONDO BANCOPOSTAMIX 3, ERSEL ASSET
MANAGEMENT SGR S.P.A. MANAGING THE FUND
FONDERSEL PMI, EPSILON SGR MANAGING THE
FUNDS: EPSILON MULTIASSET 3 ANNI DICEMBRE
2019 E EPSILON MULTIASSET 3 ANNI MARZO
2020, EURIZON CAPITAL SGR S.P.A. MANAGING
THE FUNDS: EURIZON AZIONI AREA EURO E
EURIZON AZIONI ITALIA, EURIZON CAPITAL SA
MANAGING THE FUNDS: FLEXIBLE BETA TOTAL
RETURN, EQUITY ITALY SMART VOLATILITY,
EQUITY EURO LTE, EQUITY EUROPE LTE, ROSSINI
LUX FUND - BILANCIATO E EQUITY ITALY,
FIDELITY - FID FUND ITALY, FIDEURAM ASSET
MANAGEMENT (IRELAND) MANAGING THE FUNDS:
FIDEURAM FUND EQUITY ITALY E FONDITALIA
EQUITY ITALY, FIDEURAM INVESTIMENTI S.P.A.
MANAGING THE FUND FIDEURAM ITALIA,
INTERFUND SICAV INTERFUND EQUITY ITALY,
GENERALI INVESTMENTS EUROPE S.P.A. SGR
MANAGING THE FUNDS: GIE ALLEANZA OBBL., GIE
GEN EURO ACTIONS E GIE ALTO AZIONARIO,
GENERALI INVESTMENTS LUXEMBURG S.P.A. SGR
MANAGING THE FUNDS: GIS AR MULTI
STRATEGIES, GMPS CONSERVATIVE PROF, GMPS
BALANCED PROFILE, GMPS OPPORTUNITES PROF,
GMPS EQUITY PROFILE, GIS EURO EQTY CTRL
VOLAT, GIS EUROPEAN EQTY RECOV, GIS EURO
EQUITY, GIS SPECIAL SITUATION, KAIROS
PARTNERS SGR S.P.A. AS MANAGEMENT COMPANY
OF KAIROS INTERNATIONAL SICAV - SECTION
EUROPA, ITALIA, RISORGIMENTO E TARGET ITALY
ALPHA, LEGAL AND GENERAL ASSURANGE
(PENSIONS MANAGEMENT) LIMITED, MEDIOLANUM
MANAGING THE FUNDS SGR S.P.A. MANAGING THE
FUND MEDIOLANUM FLESSIBILE ITALIA,
MEDIOLANUM INTERNATIONAL FUNDS - CHALLENGE
FUNDS CHALLENGE ITALIAN EQUITY, PIONEER
INVESTMENT MANAGEMENT SGRPA MANAGING THE
FUNDS: PIONEER ITALIA AZIONARIO CRESCITA,
PIONEER ITALIA AZIONARIO EUROPA E PIONEER
ITALIA
9 APPOINT CHAIR OF THE BOARD OF STATUTORY Mgmt For For
AUDITORS
10 APPROVE INTERNAL AUDITORS' REMUNERATION Mgmt For For
11 APPROVE RESTRICTED STOCK PLAN AUTHORIZE Mgmt For For
REISSUANCE OF TREASURY SHARES TO SERVICE
RESTRICTED STOCK PLAN
12 APPROVE REMUNERATION Mgmt For For
CMMT 03 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF CHAIRMAN NAME IN
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 744743, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EXEDY CORPORATION Agenda Number: 708269887
--------------------------------------------------------------------------------------------------------------------------
Security: J1326T101
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3161160001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hisakawa, Hidehito Mgmt For For
2.2 Appoint a Director Matsuda, Masayuki Mgmt For For
2.3 Appoint a Director Okamura, Shogo Mgmt For For
2.4 Appoint a Director Toyohara, Hiroshi Mgmt For For
2.5 Appoint a Director Matsuda, Kenji Mgmt For For
2.6 Appoint a Director Kojima, Yoshihiro Mgmt For For
2.7 Appoint a Director Nakahara, Tadashi Mgmt For For
2.8 Appoint a Director Mitsuya, Makoto Mgmt For For
2.9 Appoint a Director Akita, Koji Mgmt For For
2.10 Appoint a Director Yoshikawa, Ichizo Mgmt For For
2.11 Appoint a Director Takano, Toshiki Mgmt For For
3 Appoint a Corporate Auditor Toyoda, Mgmt For For
Kanshiro
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 708233933
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 26-Jun-2017
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yamamoto, Masami Mgmt For For
1.2 Appoint a Director Tanaka, Tatsuya Mgmt For For
1.3 Appoint a Director Taniguchi, Norihiko Mgmt For For
1.4 Appoint a Director Tsukano, Hidehiro Mgmt For For
1.5 Appoint a Director Duncan Tait Mgmt For For
1.6 Appoint a Director Furukawa, Tatsuzumi Mgmt For For
1.7 Appoint a Director Suda, Miyako Mgmt For For
1.8 Appoint a Director Yokota, Jun Mgmt For For
1.9 Appoint a Director Mukai, Chiaki Mgmt For For
1.10 Appoint a Director Abe, Atsushi Mgmt For For
2 Appoint a Corporate Auditor Hirose, Yoichi Mgmt For For
3 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
FUNAI ELECTRIC CO.,LTD. Agenda Number: 708284067
--------------------------------------------------------------------------------------------------------------------------
Security: J16307100
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3825850005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Funai, Tetsuro
1.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Funakoshi, Hideaki
1.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ito, Takeshi
1.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Makiura, Hiroyuki
1.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Yonemoto, Mitsuo
2.1 Appoint a Director as Supervisory Committee Mgmt For For
Members Inoue, Akitaka
2.2 Appoint a Director as Supervisory Committee Mgmt For For
Members Morimoto, Masahide
2.3 Appoint a Director as Supervisory Committee Mgmt For For
Members Funaishi, Masakazu
3 Appoint a Substitute Director as Mgmt For For
Supervisory Committee Members Yonemoto,
Mitsuo
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company and the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
G-RESOURCES GROUP LTD Agenda Number: 708236383
--------------------------------------------------------------------------------------------------------------------------
Security: G4111M102
Meeting Type: AGM
Meeting Date: 30-Jun-2017
Ticker:
ISIN: BMG4111M1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 787241 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 2.II. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0525/LTN20170525299.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0525/LTN20170525323.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0529/LTN20170529550.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
2.I TO RE-ELECT MR. MA XIAO AS A DIRECTOR OF Mgmt For For
THE COMPANY
2.II TO RE-ELECT DR. OR CHING FAI AS A DIRECTOR Non-Voting
OF THE COMPANY
2.III TO RE-ELECT MR. LEUNG OI KIN AS A DIRECTOR Mgmt For For
OF THE COMPANY
2.IV TO RE-ELECT MR. CHEN GONG AS A DIRECTOR OF Mgmt For For
THE COMPANY
2.V TO RE-ELECT MR. MARTIN QUE MEIDENG AS A Mgmt For For
DIRECTOR OF THE COMPANY
2.VI TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
3 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE NEW SHARES OF THE
COMPANY
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE
SHARES BY THE NUMBER OF SHARES REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH Agenda Number: 707979300
--------------------------------------------------------------------------------------------------------------------------
Security: H2878E106
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: CH0102659627
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
MANAGEMENT REPORT, THE PARENT COMPANY'S AS
WELL AS THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2016, BE APPROVED
1.2 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
COMPENSATION REPORT 2016 BE APPROVED ON A
NON-BINDING CONSULTATIVE BASIS
2 THE BOARD OF DIRECTORS PROPOSES TO ALLOCATE Mgmt No vote
THE AVAILABLE EARNINGS FOR APPROPRIATION OF
CHF 41.8 MILLION TO OTHER VOLUNTARY RESERVE
AND TO DISTRIBUTE AN AMOUNT OF CHF 0.65 PER
REGISTERED SHARE ENTITLED TO DISTRIBUTION
OUT OF CAPITAL CONTRIBUTION RESERVE TO THE
SHAREHOLDERS
3 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS AND THE
GROUP MANAGEMENT BOARD BE DISCHARGED FOR
THE FINANCIAL YEAR 2016
4 CAPITAL REDUCTION BY CANCELLATION OF SHARES Mgmt No vote
5 CANCELLATION OF CONDITIONAL CAPITAL Mgmt No vote
6.1 RE-ELECTION OF MR HUGH SCOTT-BARRETT AS Mgmt No vote
MEMBER AND ELECTION AS CHAIRMAN OF THE
BOARD OF DIRECTORS
6.2 RE-ELECTION OF MR DIEGO DU MONCEAU AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF MS NANCY MISTRETTA AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF MR EZRA S. FIELD AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF MR BENJAMIN MEULI AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
6.6 NEW ELECTION OF MR DAVID J. JACOB AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
6.7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: NEW ELECTION OF MS
KASIA ROBINSKI AS MEMBER OF THE BOARD OF
DIRECTORS
6.8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: NEW ELECTION OF MS
KASIA ROBINSKI AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: NEW ELECTION OF MR
WILLIAM RAYNAR AS MEMBER OF THE BOARD OF
DIRECTORS
6.10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: NEW ELECTION OF MR
RUDOLF BOHLI AS MEMBER OF THE BOARD OF
DIRECTORS
7.1 RE-ELECTION OF MR DIEGO DU MONCEAU TO THE Mgmt No vote
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS
7.2 RE-ELECTION OF MS NANCY MISTRETTA TO THE Mgmt No vote
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS
7.3 RE-ELECTION OF MR BENJAMIN MEULI TO THE Mgmt No vote
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS
7.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: NEW ELECTION OF MS
KASIA ROBINSKI TO THE COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS
7.5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: NEW ELECTION OF MR
WILLIAM RAYNAR TO THE COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS
8.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt No vote
OF DIRECTORS
8.2 APPROVAL OF THE FIXED COMPENSATION OF THE Mgmt No vote
GROUP MANAGEMENT BOARD
8.3 APPROVAL OF THE VARIABLE COMPENSATION OF Mgmt No vote
THE GROUP MANAGEMENT BOARD
9 THE BOARD OF DIRECTORS PROPOSES THAT KPMG Mgmt No vote
AG, ZURICH, BE RE-ELECTED AS STATUTORY
AUDITORS FOR A FURTHER ONE-YEAR PERIOD
10 THE BOARD OF DIRECTORS PROPOSES THE Mgmt No vote
RE-ELECTION OF MR TOBIAS ROHNER,
ATTORNEY-AT-LAW, HOLBEINSTRASSE 30, 8034
ZURICH, AS INDEPENDENT REPRESENTATIVE FOR A
TERM OF OFFICE UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
GAZPROM PJSC, MOSCOW Agenda Number: 708237068
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 30-Jun-2017
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE OF PJSC GAZPROM ANNUAL REPORT FOR Mgmt For For
2016
2 APPROVE OF PJSC GAZPROM ANNUAL ACCOUNTS Mgmt For For
(FINANCIAL STATEMENTS) FOR 2016
3 APPROVE OF PJSC GAZPROM PROFIT ALLOCATION Mgmt For For
AS OF THE END OF 2016
4 APPROVE OF THE AMOUNT, TIMING, AND FORM OF Mgmt For For
PAYMENT OF THE ANNUAL DIVIDENDS ON THE
COMPANY'S SHARES AND THE DATE, AS OF WHICH
THE PERSONS ENTITLED TO THE DIVIDENDS ARE
DETERMINED, AS PROPOSED BY PJSC GAZPROM
BOARD OF DIRECTORS: PAY RUB 190,327.4 MLN.
ANNUAL DIVIDENDS BASED ON THE COMPANY'S
PERFORMANCE IN 2016 IN MONETARY FORM, WHICH
AMOUNTS TO RUB 8.0397 PER ORDINARY SHARE IN
PJSC GAZPROM WITH THE PAR VALUE OF RUB 5;
THE ACCRUED DIVIDENDS PER SHAREHOLDER ARE
CALCULATED TO THE NEAREST KOPECK.
CALCULATION FIGURES ARE ROUNDED BY
MATHEMATICAL ROUNDING RULES; TO ESTABLISH
JULY 20, 2017, AS THE DATE AS OF WHICH THE
PERSONS ENTITLED TO THE DIVIDENDS ARE
DETERMINED; TO ESTABLISH AUGUST 3, 2017, AS
THE END DATE FOR PAYMENT OF DIVIDENDS TO
NOMINAL HOLDERS AND TRUST MANAGERS BEING
PROFESSIONAL STOCK MARKET PARTICIPANTS
REGISTERED IN PJSC GAZPROM SHAREHOLDERS'
REGISTER; TO ESTABLISH AUGUST 24, 2017, AS
THE END DATE FOR PAYMENT OF DIVIDENDS TO
OTHER PERSONS REGISTERED IN PJSC GAZPROM
SHAREHOLDERS' REGISTER
5 APPROVE OF THE FINANCIAL AND ACCOUNTING Mgmt For For
CONSULTANTS LIMITED LIABILITY COMPANY AS
PJSC GAZPROM AUDITOR: FBK
6 PAY OUT REMUNERATIONS TO MEMBERS OF THE Mgmt Against Against
BOARD OF DIRECTORS IN THE AMOUNTS
RECOMMENDED BY THE COMPANY'S BOARD OF
DIRECTORS
7 PAY OUT REMUNERATIONS TO MEMBERS OF THE Mgmt For For
AUDIT COMMISSION IN THE AMOUNTS RECOMMENDED
BY THE COMPANY'S BOARD OF DIRECTORS
8 APPROVE OF THE AMENDMENTS TO PJSC GAZPROM Mgmt For For
ARTICLES OF ASSOCIATION
9 APPROVE OF THE AMENDMENTS TO THE REGULATION Mgmt For For
ON PJSC GAZPROM BOARD OF DIRECTORS
10 APPROVE OF THE AMENDMENTS TO THE REGULATION Mgmt For For
ON PJSC GAZPROM MANAGEMENT COMMITTEE
11 APPROVE OF THE AMENDMENTS TO THE REGULATION Mgmt For For
ON PJSC GAZPROM CHAIRMAN OF THE MANAGEMENT
COMMITTEE
12 APPROVE OF THE NEW VERSION OF PJSC GAZPROM Mgmt Against Against
CORPORATE GOVERNANCE CODE
13 APPROVE OF PJSC GAZPROM PARTICIPATION IN Mgmt For For
THE GLOBAL GAS CENTRE ASSOCIATION
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
14.1 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. ANDREY IGOREVICH
AKIMOV
14.2 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. VIKTOR ALEKSEEVICH
ZUBKOV
14.3 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. TIMUR KULIBAEV
14.4 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. DENIS
VALENTINOVICH MANTUROV
14.5 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. VITALY
ANATOLIEVICH MARKELOV
14.6 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. VIKTOR GEORGIEVICH
MARTYNOV
14.7 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt Abstain Against
(SUPERVISORY BOARD): MR. VLADIMIR
ALEXANDROVICH MAU
14.8 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. ALEXEY BORISOVICH
MILLER
14.9 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. ALEXANDER
VALENTINOVICH NOVAK
14.10 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt For For
(SUPERVISORY BOARD): MR. DMITRY NIKOLAEVICH
PATRUSHEV
14.11 ELECTION OF THE COMPANY'S BOARD OF DIRECTOR Mgmt Abstain Against
(SUPERVISORY BOARD): MR. MIKHAIL
LEONIDOVICH SEREDA
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 14 Non-Voting
CANDIDATES TO BE ELECTED AS INTERNAL AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 14 INTERNAL AUDIT COMMISSION
MEMBERS. THANK YOU
15.1 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt No vote
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
VLADIMIR IVANOVICH ALISOV
15.2 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
VADIM KASYMOVICH BIKULOV
15.3 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
ALEXANDER ALEXEEVICH GLADKOV
15.4 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt No vote
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
ALEXANDER SERGEEVICH IVANNIKOV
15.5 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MS.
MARGARITA IVANOVNA MIRONOVA
15.6 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt No vote
COMMISSION MEMBER (INTERNAL AUDITOR): MS.
LIDIA VASILIEVNA MOROZOVA
15.7 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
YURY STANISLAVOVICH NOSOV
15.8 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
KAREN IOSIFOVICH OGANYAN
15.9 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt No vote
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
DMITRY ALEXANDROVICH PASHKOVSKY
15.10 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MS.
ALEXANDRA ANDREEVNA PETROVA
15.11 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
SERGEY REVAZOVICH PLATONOV
15.12 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt No vote
COMMISSION MEMBER (INTERNAL AUDITOR): MR.
MIKHAIL NIKOLAEVICH ROSSEEV
15.13 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MS.
OKSANA VALERIEVNA TARASENKO
15.14 ELECTION OF THE COMPANY'S INTERNAL AUDIT Mgmt For For
COMMISSION MEMBER (INTERNAL AUDITOR): MS.
TATIANA VLADIMIROVNA FISENKO
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
CMMT 06 JUNE 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GENDAI AGENCY INC. Agenda Number: 708282695
--------------------------------------------------------------------------------------------------------------------------
Security: J1769S107
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3282850001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Yamamoto, Masataka Mgmt For For
1.2 Appoint a Director Kamikawana, Yuzuru Mgmt For For
1.3 Appoint a Director Ko, Shuichi Mgmt For For
1.4 Appoint a Director Kito, Tomoharu Mgmt For For
1.5 Appoint a Director Sakamoto, Sekishin Mgmt For For
1.6 Appoint a Director Ue, Takeshi Mgmt For For
1.7 Appoint a Director Matsuzaki, Misa Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GEOX SPA, BIADENE DI MONTEBELLUNA Agenda Number: 707857996
--------------------------------------------------------------------------------------------------------------------------
Security: T50283109
Meeting Type: OGM
Meeting Date: 20-Apr-2017
Ticker:
ISIN: IT0003697080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2016, PRESENTATION OF THE BOARD OF
DIRECTORS' REPORT ON MANAGEMENT ACTIVITY,
EXTERNAL AND INTERNAL AUDITORS REPORTS.
PRESENTATION OF THE CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2016
1.2 NET INCOME ALLOCATION Mgmt For For
2 REWARDING REPORT, RESOLUTION RELATED TO THE Mgmt For For
FIRST SECTION AS PER ART 123-TER, PARAGRAPH
6, OF THE D.LGS N. 58/1998
3 TO APPOINT A DIRECTOR AS PER ART. 2386, Mgmt For For
PARAGRAPH 1 OF THE ITALIAN CIVIL CODE:
GREGORIO BORGO
4 RESOLUTIONS AS PER ART. 2390 (PROHIBITION Mgmt For For
ON COMPETITION) OF THE ITALIAN CIVIL CODE
5 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES. RESOLUTIONS RELATED TO THERETO
CMMT 23 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR NAME.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD, JOHANNESBURG Agenda Number: 707927197
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: AGM
Meeting Date: 24-May-2017
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 REAPPOINT KPMG INC. AS AUDITORS OF THE Mgmt For For
COMPANY
O.2.1 ELECT TERENCE GOODLACE AS DIRECTOR Mgmt For For
O.2.2 ELECT ALHASSAN ANDANI AS DIRECTOR Mgmt For For
O.2.3 ELECT PETER BACCHUS AS DIRECTOR Mgmt For For
O.2.4 ELECT YUNUS SULEMAN AS DIRECTOR Mgmt For For
O.2.5 ELECT CARMEN LETTON AS DIRECTOR Mgmt For For
O.2.6 RE-ELECT NICK HOLLAND AS DIRECTOR Mgmt For For
O.2.7 RE-ELECT PAUL SCHMIDT AS DIRECTOR Mgmt For For
O.3.1 ELECT YUNUS SULEMAN AS CHAIRMAN OF THE Mgmt For For
AUDIT COMMITTEE
O.3.2 ELECT ALHASSAN ANDANI AS MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.3.3 ELECT PETER BACCHUS AS MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.3.4 RE-ELECT RICHARD MENELL AS MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.3.5 RE-ELECT DONALD NCUBE AS MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.4 PLACE AUTHORISED BUT UNISSUED SHARES UNDER Mgmt For For
CONTROL OF DIRECTORS
S.1 APPROVE CONVERSION OF ORDINARY PAR VALUE Mgmt For For
SHARES TO ORDINARY NO PAR VALUE SHARES
S.2 APPROVE INCREASE IN THE AUTHORISED SHARE Mgmt For For
CAPITAL
S.3 AUTHORISE BOARD TO ISSUE SHARES FOR CASH Mgmt For For
AE.1 APPROVE REMUNERATION POLICY Mgmt For For
S.4 APPROVE REMUNERATION OF NON-EXECUTIVE Mgmt For For
DIRECTORS
S.5 APPROVE FINANCIAL ASSISTANCE IN TERMS OF Mgmt For For
SECTIONS 44 AND 45 OF THE COMPANIES ACT
S.6 AUTHORISE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
S.7 AMEND MEMORANDUM OF INCORPORATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GREE,INC. Agenda Number: 707344228
--------------------------------------------------------------------------------------------------------------------------
Security: J18807107
Meeting Type: AGM
Meeting Date: 27-Sep-2016
Ticker:
ISIN: JP3274070006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Yoshikazu Mgmt For For
2.2 Appoint a Director Fujimoto, Masaki Mgmt For For
2.3 Appoint a Director Akiyama, Jin Mgmt For For
2.4 Appoint a Director Araki, Eiji Mgmt For For
2.5 Appoint a Director Shino, Sanku Mgmt For For
2.6 Appoint a Director Maeda, Yuta Mgmt For For
2.7 Appoint a Director Yamagishi, Kotaro Mgmt For For
2.8 Appoint a Director Natsuno, Takeshi Mgmt For For
2.9 Appoint a Director Iijima, Kazunobu Mgmt For For
3.1 Appoint a Corporate Auditor Seyama, Mgmt For For
Masahiro
3.2 Appoint a Corporate Auditor Nagasawa, Toru Mgmt For For
3.3 Appoint a Corporate Auditor Shima, Koichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HAMBURGER HAFEN UND LOGISTIK AG, HAMBURG Agenda Number: 708196971
--------------------------------------------------------------------------------------------------------------------------
Security: D3211S103
Meeting Type: AGM
Meeting Date: 21-Jun-2017
Ticker:
ISIN: DE000A0S8488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
06062017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE AS WELL AS THE
PROPOSAL OF THE BOARD OF MDS ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 224,126,013.29 (OF WHICH EUR
196,564,319.39 IS ATTRIBUTABLE TO THE
A-DIVISION AND EUR 27,561,693.90 TO THE S-
DIVISION) SHALL BE APPROPRIATED AS FOLLOWS:
PAYMENT OF A DIVIDEND OF EUR 0.59 PER CLASS
A SHARE AND EUR 2 PER CLASS S SHARE THE
RESIDUAL AMOUNT OF EUR 155,235,507.33 OF
THE A-DIVISION PORTION AND EUR
22,152,693.90 OF THE S-DIVISION PORTION
SHALL BE CARRIED FORWARD EX-DIVIDEND DATE:
JUNE 22, 2017 PAYABLE DATE: JUNE 26, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5 APPOINTMENT OF AUDITORS FOR THE 2017 Mgmt No vote
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, HAMBURG
6.1 ELECTION TO THE SUPERVISORY BOARD: PETRA Mgmt No vote
BOEDEKER-SCHOEMANN
6.2 ELECTION TO THE SUPERVISORY BOARD: ROLF Mgmt No vote
BOESINGER
6.3 ELECTION TO THE SUPERVISORY BOARD: RUEDIGER Mgmt No vote
GRUBE
6.4 ELECTION TO THE SUPERVISORY BOARD: NOBERT Mgmt No vote
KLOPPENBURG
6.5 ELECTION TO THE SUPERVISORY BOARD: SIBYLLE Mgmt No vote
ROGGENCAMP
6.6 ELECTION TO THE SUPERVISORY BOARD: MICHAEL Mgmt No vote
WESTHAGEMANN
6.7 ELECTION TO THE SUPERVISORY BOARD: WIBKE Mgmt No vote
MELLWIG (AS SUBSTITUTE MEMBER)
6.8 ELECTION TO THE SUPERVISORY BOARD: SUSANNE Mgmt No vote
UMLAND (AS SUBSTITUTE MEMBER)
6.9 ELECTION TO THE SUPERVISORY BOARD: THOMAS Mgmt No vote
GOETZE (AS SUBSTITUTE MEMBER)
7.1 CREATION OF A NEW AUTHORIZED CAPITAL I Mgmt No vote
(CLASS A SHARES) WITH EXCLUSION OF THE
CLASS S SHAREHOLDERS' SUBSCRIPTION RIGHTS,
OPTION TO EXCLUDE CLASS A SHAREHOLDERS'
SUBSCRIPTION RIGHTS AND THE CORRESPONDING
AMENDMENT TO THE ARTICLES OF ASSOCIATION
THE BOARD OF MDS SHALL BE AUTHORIZED, WITH
THE CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP TO EUR
35,024,417 THROUGH THE ISSUE OF NEW
REGISTERED CLASS A SHARES AGAINST
CONTRIBUTIONS IN CASH AND/OR KIND, ON OR
BEFORE JUNE 20, 2022 (AUTHORIZED CAPITAL
I). CLASS S SHAREHOLDERS' SUBSCRIPTION
RIGHTS SHALL BE EXCLUDED. CLASS A
SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION
RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: -
RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM
SUBSCRIPTION RIGHTS, - CLASS A SHARES HAVE
BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND
FOR ACQUISITION PURPOSES, - CLASS A SHARES
HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN
CASH AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE AND THE CAPITAL INCREASE HAS
NOT EXCEEDED 10 PCT. OF THE SHARE CAPITAL,
- CLASS A SHARES HAVE BEEN ISSUED TO
EMPLOYEES OF THE COMPANY AND AFFILIATED
COMPANIES, HOLDERS OF CONVERSION OR OPTION
RIGHTS HAVE BEEN GRANTED SUBSCRIPTION
RIGHTS
7.2 SPECIAL RESOLUTION OF CLASS A SHAREHOLDERS Mgmt No vote
ON AGENDA ITEM 7.1 THE BOARD OF MDS AND THE
SUPERVISORY BOARD PROPOSE THAT THE CLASS A
SHAREHOLDERS APPROVE THE RESOLUTION
PROPOSAL UNDER AGENDA ITEM 7.1
7.3 SPECIAL RESOLUTION OF CLASS S SHAREHOLDERS Non-Voting
ON AGENDA ITEM 7.1 THE BOARD OF MDS AND THE
SUPERVISORY BOARD PROPOSE THAT THE CLASS S
SHAREHOLDERS APPROVE THE RESOLUTION
PROPOSAL UNDER AGENDA ITEM 7.1
8.1 CREATION OF A NEW AUTHORIZED CAPITAL II Mgmt No vote
(CLASS S SHARES) WITH EXCLUSION OF THE
CLASS A SHAREHOLDERS' SUBSCRIPTION RIGHTS,
OPTION TO EXCLUDE CLASS S SHAREHOLDERS'
SUBSCRIPTION RIGHTS AND THE CORRESPONDING
AMENDMENT TO THE ARTICLES OF ASSOCIATION
THE BOARD OF MDS SHALL BE AUTHORIZED, WITH
THE CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP TO EUR
1,352,250 THROUGH THE ISSUE OF NEW
REGISTERED CLASS S SHARES AGAINST
CONTRIBUTIONS IN CASH AND/OR KIND, ON OR
BEFORE JUNE 20, 2022 (AUTHORIZED CAPITAL
II). CLASS A SHAREHOLDERS' SUBSCRIPTION
RIGHTS SHALL BE EXCLUDED. CLASS S
SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE IN
THE CASE OF RESIDUAL AMOUNTS
8.2 SPECIAL RESOLUTION OF CLASS A SHAREHOLDERS Mgmt No vote
ON AGENDA ITEM 8.1 THE BOARD OF MDS AND THE
SUPERVISORY BOARD PROPOSE THAT THE CLASS A
SHAREHOLDERS APPROVE THE RESOLUTION
PROPOSAL UNDER AGENDA ITEM 8.1
8.3 SPECIAL RESOLUTION OF CLASS S SHAREHOLDERS Non-Voting
ON AGENDA ITEM 8.1 THE BOARD OF MDS AND THE
SUPERVISORY BOARD PROPOSE THAT THE CLASS S
SHAREHOLDERS APPROVE THE RESOLUTION
PROPOSAL UNDER AGENDA ITEM 8.1
--------------------------------------------------------------------------------------------------------------------------
HAYS PLC, LONDON Agenda Number: 707424759
--------------------------------------------------------------------------------------------------------------------------
Security: G4361D109
Meeting Type: AGM
Meeting Date: 09-Nov-2016
Ticker:
ISIN: GB0004161021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS AND AUDITORS Mgmt For For
REPORTS AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A FINAL DIVIDEND: 1.99 PENCE PER Mgmt For For
ORDINARY 1P SHARE
4 TO RE-ELECT ALAN THOMSON AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ALISTAIR COX AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PAUL VENABLES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT PAUL HARRISON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT VICTORIA JARMAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT TORSTEN KREINDL AS A DIRECTOR Mgmt For For
10 TO RE-ELECT PIPPA WICKS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT PETER WILLIAMS AS A DIRECTOR Mgmt For For
12 TO ELECT MT RAINEY AS A DIRECTOR Mgmt For For
13 TO APPOINT PRICEWATERHOUSECOOPERS LLC AS Mgmt For For
AUDITOR OF THE COMPANY
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS REMUNERATION
15 TO AUTHORISE THE COMPANY TO MAKE LIMITED Mgmt For For
DONATIONS TO POLITICAL ORGANISATIONS AND TO
INCUR POLITICAL EXPENDITURE
16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
IN THE COMPANY
17 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
18 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against Against
MEETING WITH 14 CLEAR DAYS' NOTICE
20 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
DAB
21 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
US ESPP
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT Agenda Number: 707419671
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 19-Oct-2016
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 04 NOV 2016 (AND B
REPETITIVE MEETING ON 15 NOV 2016). ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. GRANTING BY THE GENERAL SHAREHOLDERS' Mgmt For For
MEETING SPECIAL PERMISSION, PURSUANT TO
ARTICLE 23A OF C.L.2190/1920, FOR ENTERING
INTO THE FOLLOWING AGREEMENTS: (A) A
FRAMEWORK COOPERATION AND SERVICE AGREEMENT
AND THE RELEVANT SERVICE ARRANGEMENT FOR
THE PROVISION BY OTE S.A. TO 'DEUTSCHE
TELEKOM PAN-NET S.R.O.' ('PAN-NET
SLOVAKIA') OF SERVICES RELATED TO THE
DEPLOYMENT AND SUPPORT OF (VOXX) SERVICES,
(B) A FRAMEWORK AGREEMENT FOR THE PROVISION
BY 'DEUTSCHE TELEKOM EUROPE HOLDING GMBH'
('DTEH') TO 'COSMOTE MOBILE
TELECOMMUNICATIONS S.A.' ('COSMOTE') OF
(VOXX) SERVICES, AND (C) A SERVICE
AGREEMENT FOR THE PROVISION OF CO-LOCATION
BY 'COSMOTE MOBILE TELECOMMUNICATIONS S.A.'
('COSMOTE') TO 'DEUTSCHE TELEKOM PAN-NET
GREECE EPE' ('PAN-NET GREECE') RELATED TO
(VOXX) SERVICES
2. GRANTING BY THE GENERAL SHAREHOLDERS' Mgmt For For
MEETING SPECIAL PERMISSION, PURSUANT TO
ARTICLE 23A OF C.L.2190/1920, FOR THE
AMENDMENT OF THE BRAND LICENSE AGREEMENT
BETWEEN 'TELEKOM ROMANIA MOBILE
COMMUNICATIONS S.A.' ('LICENSEE') AND
'DEUTSCHE TELEKOM AG' ('LICENSOR')
3. MISCELLANEOUS ANNOUNCEMENTS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT Agenda Number: 707631885
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 22-Dec-2016
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 10 JAN 2017 AT
16:00(AND B REPETITIVE MEETING ON 24 JAN
2017 AT 16:00). ALSO, YOUR VOTING
INSTRUCTIONS WILL NOT BE CARRIED OVER TO
THE SECOND CALL. ALL VOTES RECEIVED ON THIS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THE REPETITIVE
MEETING. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 711148 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 3. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1. GRANTING BY THE GENERAL SHAREHOLDERS' Mgmt For For
MEETING OF A SPECIAL PERMISSION, PURSUANT
TO ARTICLE 23A OF C.L.2190/1920, FOR
ENTERING INTO THE SEPARATE AGREEMENTS
("SERVICE ARRANGEMENTS") BETWEEN OTE S.A.
AND OTE GROUP COMPANIES ON THE ONE HAND AND
DEUTSCHE TELECOM AG (DTAG) AND TELEKOM
DEUTSCHLAND GMBH (TD GMBH) ON THE OTHER
HAND FOR THE PROVISION BY THE LATTER OF
SPECIFIC SERVICES FOR YEAR 2017 UNDER THE
APPROVED "FRAMEWORK COOPERATION AND SERVICE
AGREEMENT"
2. GRANTING BY THE GENERAL SHAREHOLDERS' Mgmt For For
MEETING OF A SPECIAL PERMISSION PURSUANT TO
ARTICLE 23A OF C.L.2190/1920, FOR ENTERING
INTO: A) FRAMEWORK COOPERATION AND SERVICE
AGREEMENTS AND THE RELEVANT SERVICE
ARRANGEMENTS BETWEEN OTE S.A. AND OTE GROUP
COMPANIES ON THE ONE HAND AND DEUTSCHE
TELEKOM AG (DTAG) ON THE OTHER HAND FOR THE
PROVISION FOR YEAR 2017 BY DTAG OF SERVICES
RELATED TO HUMAN RESOURCES DEVELOPMENT AND
B) SERVICE AGREEMENTS BETWEEN OTE S.A AND
OTE GROUP COMPANIES ON THE ONE HAND AND
DTAG ON THE OTHER HAND FOR THE PROVISION
FOR YEAR 2017 TO DTAG OF RELATED ADVISORY
AND SUPPORT SERVICES
3. MISCELLANEOUS ANNOUNCEMENTS Non-Voting
CMMT 07 DEC 2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 711417, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT Agenda Number: 708061166
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 15-May-2017
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 26 MAY 2017 (AND B
REPETITIVE MEETING ON 12 JUNE 2017). ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. AMENDMENT OF ARTICLES 8 (BOARD OF Mgmt Against Against
DIRECTORS), 9 (ELECTION, COMPOSITION AND
TERM OF THE BOARD OF DIRECTORS) AND 10
(INCORPORATION AND OPERATION OF THE BOARD
OF DIRECTORS) OF THE ARTICLES OF
INCORPORATION
2. APPOINTMENT OF MEMBERS OF THE AUDIT Mgmt Against Against
COMMITTEE, PURSUANT TO ARTICLE 44 OF L.
4449/2017
3. AMENDMENT OF THE AGREEMENT OF THE MANAGING Mgmt For For
DIRECTOR, PURSUANT TO ARTICLE 23A OF
C.L.2190/1920
4. ANNOUNCEMENT OF THE RESIGNATION OF MEMBERS Mgmt For For
AND OF THE ELECTION OF NEW BOARD MEMBERS,
IN REPLACEMENT OF RESIGNED MEMBERS,
PURSUANT TO ARTICLE 9 PAR. 4 OF THE
ARTICLES OF INCORPORATION
5. MISCELLANEOUS ANNOUNCEMENTS Mgmt For For
CMMT 03 MAY 2017: PLEASE NOTE THAT BOARD DOES Non-Voting
NOT MAKE ANY RECOMMENDATION FOR RESOLUTION
1
CMMT 03 MAY 2017:PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
10TH MAY 2017 TO 9TH MAY 2017 AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT Agenda Number: 708237082
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: OGM
Meeting Date: 20-Jun-2017
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE FINANCIAL STATEMENTS OF OTE Mgmt For For
S.A. (BOTH SEPARATE AND CONSOLIDATED) OF
THE FISCAL YEAR 2016 (1/1/2016-31/12/2016),
WITH THE RELEVANT REPORTS OF THE BOARD OF
DIRECTORS AND THE STATUTORY AUDITORS AND
APPROVAL OF THE PROFITS' DISTRIBUTION
2. EXONERATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE STATUTORY AUDITORS OF ANY
LIABILITY, FOR THE FISCAL YEAR 2016,
PURSUANT TO ARTICLE 35 OF THE CODIFIED LAW
2190/1920
3. APPOINTMENT OF AN AUDIT FIRM FOR THE Mgmt For For
STATUTORY AUDIT OF THE FINANCIAL STATEMENTS
OF OTE S.A. (BOTH SEPARATE AND
CONSOLIDATED), IN ACCORDANCE WITH THE
INTERNATIONAL FINANCIAL REPORTING
STANDARDS, FOR THE FISCAL YEAR 2017
4. APPROVAL OF THE REMUNERATION, COMPENSATION Mgmt Against Against
AND EXPENSES OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND ITS COMMITTEES FOR THE FISCAL
YEAR 2016 AND DETERMINATION THEREOF FOR THE
FISCAL YEAR 2017
5. APPROVAL OF THE CONTINUATION, FOR THE TIME Mgmt For For
PERIOD AS OF 31.12.2017 UNTIL 31.12.2018,
OF THE INSURANCE COVERAGE OF DIRECTORS'
OFFICERS OF OTE S.A. AND ITS AFFILIATED
COMPANIES, AGAINST ANY LIABILITIES INCURRED
IN THE EXERCISE OF THEIR COMPETENCES,
DUTIES AND POWERS
6. AMENDMENT OF ARTICLE 2 (OBJECT) OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION
7. MISCELLANEOUS ANNOUNCEMENTS Mgmt For For
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 10 JUL 2017 (AND B
REPETITIVE MEETING ON 26 JUL 2017). ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HISAKA WORKS,LTD. Agenda Number: 708271135
--------------------------------------------------------------------------------------------------------------------------
Security: J20034104
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3784200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Maeda, Yuichi Mgmt For For
1.2 Appoint a Director Takeshita, Yoshikazu Mgmt For For
1.3 Appoint a Director Nakamura, Junichi Mgmt For For
1.4 Appoint a Director Iwamoto, Hitoshi Mgmt For For
1.5 Appoint a Director Funakoshi, Toshiyuki Mgmt For For
1.6 Appoint a Director Inoue, Tetsuya Mgmt For For
1.7 Appoint a Director Ota, Koji Mgmt For For
1.8 Appoint a Director Iizuka, Tadashi Mgmt For For
1.9 Appoint a Director Kato, Sachie Mgmt For For
1.10 Appoint a Director Shimomoto, Hikaru Mgmt For For
2 Appoint a Corporate Auditor Nakamichi, Mgmt For For
Mitsugu
--------------------------------------------------------------------------------------------------------------------------
HOME RETAIL GROUP PLC, MILTON KEYNES Agenda Number: 707251978
--------------------------------------------------------------------------------------------------------------------------
Security: G4581D103
Meeting Type: CRT
Meeting Date: 27-Jul-2016
Ticker:
ISIN: GB00B19NKB76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 APPROVAL OF SCHEME Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOME RETAIL GROUP PLC, MILTON KEYNES Agenda Number: 707251966
--------------------------------------------------------------------------------------------------------------------------
Security: G4581D103
Meeting Type: OGM
Meeting Date: 27-Jul-2016
Ticker:
ISIN: GB00B19NKB76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE SPECIAL RESOLUTION IS TO APPROVE: (I) Mgmt For For
ALL SUCH STEPS AS ARE NECESSARY TO BE TAKEN
FOR THE PURPOSE OF GIVING EFFECT TO THE
SCHEME AND THE ACQUISITION; (II) THE
AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION; AND (III) THE NEWCO REDUCTION
OF CAPITAL AND THE LOAN BY THE COMPANY TO
FUND THE RETURN OF CAPITAL TO BE EFFECTED
PURSUANT TO THE NEWCO REDUCTION OF CAPITAL.
THE SPECIAL RESOLUTION IS SET OUT IN FULL
IN THE NOTICE OF GENERAL MEETING CONTAINED
IN PART XI TO THE SCHEME CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 708223805
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 15-Jun-2017
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size to 20, Transition to a
Company with Supervisory Committee
3.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hachigo, Takahiro
3.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kuraishi, Seiji
3.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Matsumoto, Yoshiyuki
3.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Mikoshiba, Toshiaki
3.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Yamane, Yoshi
3.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Takeuchi, Kohei
3.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kunii, Hideko
3.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ozaki, Motoki
3.9 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ito, Takanobu
4.1 Appoint a Director as Supervisory Committee Mgmt For For
Members Yoshida, Masahiro
4.2 Appoint a Director as Supervisory Committee Mgmt For For
Members Suzuki, Masafumi
4.3 Appoint a Director as Supervisory Committee Mgmt For For
Members Hiwatari, Toshiaki
4.4 Appoint a Director as Supervisory Committee Mgmt For For
Members Takaura, Hideo
4.5 Appoint a Director as Supervisory Committee Mgmt For For
Members Tamura, Mayumi
5 Amend the Compensation to be received by Mgmt For For
Directors except as Supervisory Committee
Members
6 Amend the Compensation to be received by Mgmt For For
Directors as Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
HONEYS.CO.,LTD. Agenda Number: 707286969
--------------------------------------------------------------------------------------------------------------------------
Security: J21394101
Meeting Type: AGM
Meeting Date: 23-Aug-2016
Ticker:
ISIN: JP3770080004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Change Official Company Mgmt For For
Name to HONEYS HOLDINGS CO.,LTD., Change
Business Lines
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ejiri, Yoshihisa
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Nishina, Takashi
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ejiri, Eisuke
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ouchi, Noriko
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Sato, Shigenobu
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934539567
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARIUS ADAMCZYK Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM S. AYER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1F. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1G. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1H. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1I. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1J. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1L. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1M. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
6. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HOSIDEN CORPORATION Agenda Number: 708271351
--------------------------------------------------------------------------------------------------------------------------
Security: J22470108
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3845800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Furuhashi, Kenji Mgmt For For
2.2 Appoint a Director Kitatani, Haremi Mgmt For For
2.3 Appoint a Director Shigeno, Yasuhiro Mgmt For For
2.4 Appoint a Director Hombo, Shinji Mgmt For For
2.5 Appoint a Director Takahashi, Kenichi Mgmt For For
2.6 Appoint a Director Horie, Hiroshi Mgmt For For
3.1 Appoint a Substitute Corporate Auditor Mgmt For For
Nishimura, Kazunori
3.2 Appoint a Substitute Corporate Auditor Mgmt For For
Mori, Masashi
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 707838100
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: EGM
Meeting Date: 24-Apr-2017
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 707819299
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 28-Apr-2017
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Mgmt For For
2016
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3A TO ELECT DAVID NISH AS A DIRECTOR Mgmt For For
3B TO ELECT JACKSON TAI AS A DIRECTOR Mgmt For For
3C TO RE-ELECT PHILLIP AMEEN AS A DIRECTOR Mgmt For For
3D TO RE-ELECT KATHLEEN CASEY AS A DIRECTOR Mgmt For For
3E TO RE-ELECT LAURA CHA AS A DIRECTOR Mgmt For For
3F TO RE-ELECT HENRI DE CASTRIES AS A DIRECTOR Mgmt For For
3G TO RE-ELECT LORD EVANS OF WEARDALE AS A Mgmt For For
DIRECTOR
3H TO RE-ELECT JOACHIM FABER AS A DIRECTOR Mgmt For For
3I TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR Mgmt For For
3J TO RE-ELECT STUART GULLIVER AS A DIRECTOR Mgmt For For
3K TO RE-ELECT IRENE LEE AS A DIRECTOR Mgmt For For
3L TO RE-ELECT JOHN LIPSKY AS A DIRECTOR Mgmt For For
3M TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For
3N TO RE-ELECT HEIDI MILLER AS A DIRECTOR Mgmt For For
3O TO RE-ELECT MARC MOSES AS A DIRECTOR Mgmt For For
3P TO RE-ELECT JONATHAN SYMONDS AS A DIRECTOR Mgmt For For
3Q TO RE-ELECT PAULINE VAN DER MEER MOHR AS A Mgmt For For
DIRECTOR
3R TO RE-ELECT PAUL WALSH AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
5 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
6 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
7 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
8 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
9 TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS
10 TO AUTHORISE THE DIRECTORS TO ALLOT ANY Mgmt For For
REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO CONTINGENT
CONVERTIBLE SECURITIES
13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ISSUE OF CONTINGENT CONVERTIBLE
SECURITIES
14 TO APPROVE GENERAL MEETINGS (OTHER THAN Mgmt Against Against
ANNUAL GENERAL MEETINGS) BEING CALLED ON 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ICADE SA, PARIS Agenda Number: 707843593
--------------------------------------------------------------------------------------------------------------------------
Security: F4931M119
Meeting Type: MIX
Meeting Date: 20-Apr-2017
Ticker:
ISIN: FR0000035081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 17 MAR 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2017/0315/201703151700574.pdf PLEASE
NOTE THAT THIS IS A REVISION DUE TO
MODIFICATION OF RESOLUTION O.3 AND E.18. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF DIVIDEND: EUR 4 PER SHARE
O.4 SPECIAL REPORT OF THE STATUTORY AUDITORS ON Mgmt For For
THE REGULATED AGREEMENTS AND COMMITMENTS /
NOTIFICATION OF THE ABSENCE OF ANY NEW
AGREEMENT
O.5 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt For For
OF MS CELINE SENMARTIN AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MR JEAN-PAUL FAUGERE Mgmt For For
AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MR OLIVIER MAREUSE Mgmt Against Against
AS DIRECTOR
O.8 APPOINTMENT OF MS MARIANNE LAURENT AS Mgmt For For
REPLACEMENT FOR MS CELINE SCEMAMA AS
DIRECTOR
O.9 AMOUNT OF ATTENDANCE FEES ALLOCATED TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND
MEMBERS OF THE COMMITTEES OF THE BOARD OF
DIRECTORS
O.10 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR ANDRE MARTINEZ, PRESIDENT OF THE
BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
O.11 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR OLIVIER WIGNIOLLE, CHIEF
EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
O.12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS COMPRISING THE TOTAL REMUNERATION
AND ANY BENEFITS OF ALL KINDS WHICH MAY BE
ALLOCATED TO MR ANDRE MARTINEZ AS PRESIDENT
OF THE BOARD OF DIRECTORS FOR THE 2017
FINANCIAL YEAR
O.13 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS COMPRISING THE TOTAL REMUNERATION
AND ANY BENEFITS OF ALL KINDS WHICH MAY BE
ALLOCATED TO MR OLIVIER WIGNIOLLE AS CHIEF
EXECUTIVE OFFICER FOR THE 2017 FINANCIAL
YEAR
O.14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO BUY BACK ITS
OWN SHARES WITHIN THE CONTEXT OF THE
PROVISIONS OF ARTICLE L.225-209 OF THE
FRENCH COMMERCIAL CODE
E.15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS WITH A VIEW TO CANCELLING THE
SHARES BOUGHT BACK BY THE COMPANY WITHIN
THE CONTEXT OF THE PROVISIONS OF ARTICLE
L.225-209 OF THE FRENCH COMMERCIAL CODE
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY INCORPORATING RESERVES, PROFITS
AND/OR PREMIUMS
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF MEMBERS OF A COMPANY SAVINGS
SCHEME PURSUANT TO ARTICLES L.3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
E.18 AMENDMENTS TO THE BY-LAWS IN CONNECTION Mgmt For For
WITH THE LEGAL AND STATUTORY PROVISIONS
APPLICABLE: ARTICLE 3, 10, 11, AND 15 II OF
BYLAWS
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALIGN THE BY-LAWS
WITH LEGAL AND REGULATORY PROVISIONS
E.20 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ICHIYOSHI SECURITIES CO.,LTD. Agenda Number: 708212903
--------------------------------------------------------------------------------------------------------------------------
Security: J2325R104
Meeting Type: AGM
Meeting Date: 24-Jun-2017
Ticker:
ISIN: JP3142300007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Takehi, Masashi Mgmt Against Against
1.2 Appoint a Director Kobayashi, Minoru Mgmt For For
1.3 Appoint a Director Tateishi, Shiro Mgmt For For
1.4 Appoint a Director Gokita, Akira Mgmt For For
1.5 Appoint a Director Kakeya, Kenro Mgmt For For
1.6 Appoint a Director Ishikawa, Takashi Mgmt For For
1.7 Appoint a Director Sakurai, Kota Mgmt For For
2 Approve Delegation of Authority to the Mgmt Against Against
Board of Directors to Determine Details of
Share Acquisition Rights Issued as Stock
Options for Directors except Outside
Directors, Executive Officers, Executive
advisers and Employees of the Company and
the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD, ILLOVO Agenda Number: 707420369
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: AGM
Meeting Date: 26-Oct-2016
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 REAPPOINT PRICEWATERHOUSECOOPERS INC AS Mgmt For For
AUDITORS OF THE COMPANY
O.2.1 RE-ELECT HUGH CAMERON AS MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.2.2 ELECT PETER DAVEY AS MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.2.3 RE-ELECT BABALWA NGONYAMA AS MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.2.4 ELECT MPHO NKELI AS MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.3 APPROVE REMUNERATION POLICY Mgmt For For
O.4.1 RE-ELECT HUGH CAMERON AS DIRECTOR Mgmt For For
O.4.2 RE-ELECT ALBERTINAH KEKANA AS DIRECTOR Mgmt For For
O.4.3 RE-ELECT ALASTAIR MACFARLANE AS DIRECTOR Mgmt For For
O.4.4 RE-ELECT BABALWA NGONYAMA AS DIRECTOR Mgmt For For
S.1 APPROVE REMUNERATION OF NON EXECUTIVE Mgmt For For
DIRECTORS
S.2 AUTHORISE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N.V. Agenda Number: 707872532
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E595
Meeting Type: AGM
Meeting Date: 08-May-2017
Ticker:
ISIN: NL0011821202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2.A REPORT OF THE EXECUTIVE BOARD FOR 2016 Non-Voting
2.B SUSTAINABILITY Non-Voting
2.C REPORT OF THE SUPERVISORY BOARD FOR 2016 Non-Voting
2.D REMUNERATION REPORT Non-Voting
2.E ANNUAL ACCOUNTS FOR 2016 Mgmt For For
3.A PROFIT RETENTION AND DISTRIBUTION POLICY Non-Voting
3.B DIVIDEND FOR 2016: IT IS PROPOSED TO Mgmt For For
DECLARE A TOTAL DIVIDEND FOR 2016 OF EUR
0.66 PER ORDINARY SHARE
4.A DISCHARGE OF THE MEMBERS OF THE EXECUTIVE Mgmt For For
BOARD IN RESPECT OF THEIR DUTIES PERFORMED
DURING THE YEAR 2016
4.B DISCHARGE OF THE MEMBERS AND FORMER MEMBER Mgmt For For
OF THE SUPERVISORY BOARD IN RESPECT OF
THEIR DUTIES PERFORMED DURING THE YEAR 2016
5.A AMENDMENT TO DEFERRAL PERIOD IN THE Non-Voting
REMUNERATION POLICY FOR MEMBERS OF THE
EXECUTIVE BOARD
5.B VARIABLE REMUNERATION CAP FOR SELECTED Mgmt For For
GLOBAL STAFF
6.A COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
REAPPOINTMENT OF RALPH HAMERS
6.B COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF STEVEN VAN RIJSWIJK
6.C COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF KOOS TIMMERMANS
7.A COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF HERMANN-JOSEF LAMBERTI
7.B COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF ROBERT REIBESTEIN
7.C COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF JEROEN VAN DER VEER
7.D COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF JAN PETER BALKENENDE
7.E COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF MARGARETE HAASE
7.F COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF HANS WIJERS
8.A AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For
8.B AUTHORISATION TO ISSUE ORDINARY SHARES, Mgmt For For
WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF
EXISTING SHAREHOLDERS
9 AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ACQUIRE ORDINARY SHARES IN THE COMPANY'S
CAPITAL
10 ANY OTHER BUSINESS AND CONCLUSION Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INPEX CORPORATION Agenda Number: 708233630
--------------------------------------------------------------------------------------------------------------------------
Security: J2467E101
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3294460005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kitamura, Toshiaki Mgmt For For
2.2 Appoint a Director Sano, Masaharu Mgmt For For
2.3 Appoint a Director Murayama, Masahiro Mgmt For For
2.4 Appoint a Director Ito, Seiya Mgmt For For
2.5 Appoint a Director Sugaya, Shunichiro Mgmt For For
2.6 Appoint a Director Ikeda, Takahiko Mgmt For For
2.7 Appoint a Director Kurasawa, Yoshikazu Mgmt For For
2.8 Appoint a Director Kittaka, Kimihisa Mgmt For For
2.9 Appoint a Director Sase, Nobuharu Mgmt For For
2.10 Appoint a Director Okada, Yasuhiko Mgmt For For
2.11 Appoint a Director Sato, Hiroshi Mgmt For For
2.12 Appoint a Director Matsushita, Isao Mgmt For For
2.13 Appoint a Director Yanai, Jun Mgmt For For
2.14 Appoint a Director Iio, Norinao Mgmt For For
2.15 Appoint a Director Nishimura, Atsuko Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Outside Directors and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934568431
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANEEL BHUSRI Mgmt For For
1C. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1D. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1G. ELECTION OF DIRECTOR: TSU-JAE KING LIU Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2006 EQUITY INCENTIVE PLAN
5. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
6. STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL Shr Against For
ADVISORY STOCKHOLDER VOTE ON POLITICAL
CONTRIBUTIONS
7. STOCKHOLDER PROPOSAL REQUESTING THAT VOTES Shr Against For
COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE
ABSTENTIONS
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 934576666
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 08-May-2017
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Mgmt For For
1H. ELECTION OF DIRECTOR: MARK S. SUTTON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
1L. ELECTION OF DIRECTOR: RAY G. YOUNG Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
4. A NON-BINDING VOTE ON THE FREQUENCY WITH Mgmt 1 Year For
WHICH SHAREOWNERS WILL APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN FUTURE YEARS
5. SHAREOWNER PROPOSAL CONCERNING A POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVE OFFICERS UPON A CHANGE IN
CONTROL
--------------------------------------------------------------------------------------------------------------------------
ISHARES Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 46432F842
Meeting Type: Special
Meeting Date: 19-Jun-2017
Ticker: IEFA
ISIN: US46432F8427
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
J.SAINSBURY PLC, LONDON Agenda Number: 707167424
--------------------------------------------------------------------------------------------------------------------------
Security: G77732173
Meeting Type: AGM
Meeting Date: 06-Jul-2016
Ticker:
ISIN: GB00B019KW72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS Mgmt For For
FOR THE 52 WEEKS TO 12 MARCH 2016 TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND
AUDITORS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT SET OUT ON PAGES 66 TO 77
(INCLUSIVE) OF THE ANNUAL REPORT AND
FINANCIAL STATEMENT FOR THE 52 WEEKS TO 12
MARCH 2016
3 TO DECLARE A FINAL DIVIDEND OF 8.1 PENCE Mgmt For For
PER ORDINARY SHARE
4 TO ELECT BRIAN CASSIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MATT BRITTIN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MIKE COUPE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DAVID KEENS AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SUSAN RICE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JOHN ROGERS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JEAN TOMLIN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DAVID TYLER AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
14 TO AUTHORISE THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITOR'S REMUNERATION
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
16 AUTHORITY TO DISAPPLY PRE-EMPTION WITHOUT Mgmt For For
RESTRICTION AS TO USE
17 AUTHORITY TO DISAPPLY PRE-EMPTION FOR Mgmt For For
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
18 TO AUTHORISE THE COMPANY TO MAKE 'POLITICAL Mgmt For For
DONATIONS' AND INCUR 'POLITICAL
EXPENDITURE'
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO AUTHORISE THE COMPANY TO CALL A GENERAL Mgmt Against Against
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
21 TO APPROVE THE RULES OF THE J SAINSBURY PLC Mgmt For For
LONG TERM INCENTIVE PLAN 2016
CMMT 07 JUN 2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 20. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JAPAN PETROLEUM EXPLORATION CO.,LTD. Agenda Number: 708237119
--------------------------------------------------------------------------------------------------------------------------
Security: J2740Q103
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3421100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Watanabe, Osamu Mgmt For For
2.2 Appoint a Director Okada, Hideichi Mgmt For For
2.3 Appoint a Director Ishii, Shoichi Mgmt For For
2.4 Appoint a Director Fukasawa, Hikaru Mgmt For For
2.5 Appoint a Director Higai, Yosuke Mgmt For For
2.6 Appoint a Director Masui, Yasuhiro Mgmt For For
2.7 Appoint a Director Ozeki, Kazuhiko Mgmt For For
2.8 Appoint a Director Inoue, Takahisa Mgmt For For
2.9 Appoint a Director Ito, Hajime Mgmt For For
2.10 Appoint a Director Tanaka, Hirotaka Mgmt For For
2.11 Appoint a Director Hirata, Toshiyuki Mgmt For For
2.12 Appoint a Director Kawaguchi, Yoriko Mgmt For For
2.13 Appoint a Director Kojima, Akira Mgmt For For
2.14 Appoint a Director Ito, Tetsuo Mgmt Against Against
3.1 Appoint a Corporate Auditor Ishizeki, Morio Mgmt For For
3.2 Appoint a Corporate Auditor Uchida, Kenji Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Auditors
5 Approve Renewal of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO LTD Agenda Number: 707369749
--------------------------------------------------------------------------------------------------------------------------
Security: Y4443L103
Meeting Type: EGM
Meeting Date: 27-Oct-2016
Ticker:
ISIN: CNE1000003J5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/0907/LTN20160907326.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/0907/LTN20160907316.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
1.01 TO ELECT MR. GU DEJUN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY AND THE SIGNING OF
A SERVICE CONTRACT BETWEEN THE COMPANY AND
MR. GU WITH A TERM COMMENCING FROM THE DATE
OF THE SECOND 2016 EXTRAORDINARY GENERAL
MEETING AND EXPIRING ON THE DATE OF THE
ANNUAL GENERAL MEETING TO BE CONVENED FOR
THE YEAR 2017
1.02 TO ELECT MR. WU XINHUA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY AND THE SIGNING OF
A LETTER OF APPOINTMENT BETWEEN THE COMPANY
AND MR. WU WITH A TERM COMMENCING FROM THE
DATE OF THE SECOND 2016 EXTRAORDINARY
GENERAL MEETING AND EXPIRING ON THE DATE OF
THE ANNUAL GENERAL MEETING TO BE CONVENED
FOR THE YEAR 2017
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934561665
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: TODD A. COMBS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1K. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
5. INDEPENDENT BOARD CHAIRMAN Shr Against For
6. VESTING FOR GOVERNMENT SERVICE Shr Against For
7. CLAWBACK AMENDMENT Shr Against For
8. GENDER PAY EQUITY Shr Against For
9. HOW VOTES ARE COUNTED Shr Against For
10. SPECIAL SHAREOWNER MEETINGS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JSR CORPORATION Agenda Number: 708212434
--------------------------------------------------------------------------------------------------------------------------
Security: J2856K106
Meeting Type: AGM
Meeting Date: 16-Jun-2017
Ticker:
ISIN: JP3385980002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Koshiba, Mitsunobu Mgmt For For
2.2 Appoint a Director Kawasaki, Koichi Mgmt For For
2.3 Appoint a Director Kawahashi, Nobuo Mgmt For For
2.4 Appoint a Director Shimizu, Takao Mgmt For For
2.5 Appoint a Director Matsuda, Yuzuru Mgmt For For
2.6 Appoint a Director Sugata, Shiro Mgmt For For
2.7 Appoint a Director Seki, Tadayuki Mgmt For For
3 Appoint a Corporate Auditor Moriwaki, Sumio Mgmt For For
4.1 Appoint a Substitute Corporate Auditor Doi, Mgmt For For
Makoto
4.2 Appoint a Substitute Corporate Auditor Mgmt For For
Chiba, Akira
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Payment of Performance-based Mgmt For For
Compensation to Directors
7 Approve Details of the Restricted-Share Mgmt For For
Compensation Plan to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 707857136
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 12-Apr-2017
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 FINANCIAL STATEMENTS AND CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS FOR THE YEAR 2016: THE
BOARD OF DIRECTORS PROPOSES THAT THE
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2016 BE
APPROVED
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt No vote
REPORT 2016: THE BOARD OF DIRECTORS
PROPOSES THAT THE REMUNERATION REPORT 2016
BE APPROVED ON A CONSULTATIVE BASIS
2 APPROPRIATION OF DISPOSABLE PROFIT, Mgmt No vote
DISSOLUTION AND DISTRIBUTION OF 'STATUTORY
CAPITAL RESERVE': CHF 1.20 PER REGISTERED
SHARE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND OF THE EXECUTIVE BOARD: THE
BOARD OF DIRECTORS PROPOSES THAT THE
MEMBERS OF THE BOARD OF DIRECTORS AND OF
THE EXECUTIVE BOARD (INCLUDING MR. GREGORY
GATESMAN AND MR. GIOVANNI FLURY, WHO BOTH
LEFT THE EXECUTIVE BOARD AT YEAR-END 2016)
BE DISCHARGED FOR THE 2016 FINANCIAL YEAR
4.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt No vote
OF DIRECTORS AND OF THE EXECUTIVE BOARD:
COMPENSATION OF THE BOARD OF DIRECTORS /
MAXIMUM AGGREGATE AMOUNT OF COMPENSATION
FOR THE COMING TERM OF OFFICE (AGM 2017 -
AGM 2018)
4.2.1 COMPENSATION OF THE EXECUTIVE BOARD: Mgmt No vote
AGGREGATE AMOUNT OF VARIABLE CASH-BASED
COMPENSATION ELEMENTS FOR THE COMPLETED
FINANCIAL YEAR 2016
4.2.2 COMPENSATION OF THE EXECUTIVE BOARD: Mgmt No vote
AGGREGATE AMOUNT OF VARIABLE SHARE-BASED
COMPENSATION ELEMENTS THAT ARE ALLOCATED IN
THE CURRENT FINANCIAL YEAR 2017
4.2.3 COMPENSATION OF THE EXECUTIVE BOARD: Mgmt No vote
MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION FOR THE NEXT FINANCIAL YEAR
2018
5.1.1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
DANIEL J. SAUTER
5.1.2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
GILBERT ACHERMANN
5.1.3 RE-ELECTION TO THE BOARD OF DIRECTOR: MS. Mgmt No vote
ANN ALMEIDA
5.1.4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
ANDREAS AMSCHWAND
5.1.5 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
HEINRICH BAUMANN
5.1.6 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
PAUL MAN YIU CHOW
5.1.7 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. Mgmt No vote
CLAIRE GIRAUT
5.1.8 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
GARETH PENNY
5.1.9 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
CHARLES G.T. STONEHILL
5.2 NEW ELECTION TO THE BOARD OF DIRECTORS: MR. Mgmt No vote
IVO FURRER
5.3 ELECTION OF MR. DANIEL J. SAUTER AS Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
5.4.1 ELECTION TO THE COMPENSATION COMMITTEE: MS. Mgmt No vote
ANN ALMEIDA
5.4.2 ELECTION TO THE COMPENSATION COMMITTEE: MR. Mgmt No vote
GILBERT ACHERMANN
5.4.3 ELECTION TO THE COMPENSATION COMMITTEE: MR. Mgmt No vote
HEINRICH BAUMANN
5.4.4 ELECTION TO THE COMPENSATION COMMITTEE: MR. Mgmt No vote
GARETH PENNY
6 ELECTION OF THE STATUTORY AUDITOR / KPMG Mgmt No vote
AG, ZURICH
7 ELECTION OF THE INDEPENDENT REPRESENTATIVE Mgmt No vote
/ MR. MARC NATER, KUESNACHT
CMMT 23 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE RECORD DATE
FROM 05 APR 2017 TO 04 APR 2017 AND
MODIFICATION OF THE TEXT OF RESOLUTION
2,4.1 TO 4.2.3,5.2,5.3,6 AND 7 IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC, ASTANA Agenda Number: 708108863
--------------------------------------------------------------------------------------------------------------------------
Security: 48666V204
Meeting Type: AGM
Meeting Date: 23-May-2017
Ticker:
ISIN: US48666V2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 742333 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 12.9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 APPROVAL OF ANNUAL FINANCIAL STATEMENTS FOR Mgmt For For
2016 DRAFT OF RESOLUTION OF SHAREHOLDERS:
APPROVE THE ATTACHED ANNUAL CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR
2016
2 ARTICULATION OF THE MANNER IN WHICH NET Mgmt For For
INCOME OF THE COMPANY FOR THE LAST TAX YEAR
SHOULD BE DISTRIBUTED AND THE SIZE OF A
DIVIDEND PER SHARE OF THE COMPANY DRAFT OF
RESOLUTION OF SHAREHOLDERS: 1. APPROVE THE
FOLLOWING PROCEDURE FOR DISTRIBUTION OF NET
INCOME OF THE COMPANY (FULL NAME: JOINT
STOCK COMPANY KAZMUNAIGAS EXPLORATION
PRODUCTION; LOCATED AT: KABANBAY BATYR, 17,
010000, ASTANA, REPUBLIC OF KAZAKHSTAN;
BANK DETAILS: BIN 040340001283, IBAN
KZ656010111000022542, SWIFT HSBKKZKX, JSC
HALYK BANK OF KAZAKHSTAN, ASTANA REGIONAL
BRANCH) FOR 2016 AND THE AMOUNT OF DIVIDEND
PER ORDINARY SHARE AND PREFERRED SHARE OF
THE COMPANY: (1) THE AMOUNT OF DIVIDEND FOR
2016 PER ORDINARY SHARE OF THE COMPANY IS
TWO HUNDRED EIGHTY-NINE (289) TENGE
(INCLUDING TAXES PAYABLE UNDER KAZAKH
LAWS); (2) THE AMOUNT OF DIVIDEND FOR 2016
PER PREFERRED SHARE OF THE COMPANY IS TWO
HUNDRED EIGHTY-NINE (289) TENGE (INCLUDING
TAXES PAYABLE UNDER KAZAKH LAWS); (3) PAY
THE DIVIDEND TO COMPANY'S SHAREHOLDERS IN
THE AMOUNT THAT IS EQUAL TO THE PRODUCT OF
THE DIVIDEND AMOUNT FOR THE YEAR 2016 PER
ORDINARY AND PREFERRED SHARE BY THE NUMBER
OF RELEVANT OUTSTANDING SHARES AS AT THE
RECORD DATE OF SHAREHOLDERS ENTITLED TO
DIVIDENDS; (4) THE DATE AND THE TIME WHEN
THE LIST OF SHAREHOLDERS ENTITLED TO
DIVIDENDS SHALL BE COMPLETED IS 11.59P.M.
(23:59 HRS) ON 2 JUNE 2017; (5) THE PAYMENT
OF DIVIDENDS WILL START ON 3 JULY 2017; (6)
THE MANNER IN WHICH THE DIVIDENDS WILL BE
PAID IS WIRE TRANSFER TO BANK ACCOUNTS OF
SHAREHOLDERS AS PER THE LIST OF
SHAREHOLDERS ENTITLED TO DIVIDENDS. 2. THAT
MR KURMANGAZY ISKAZIYEV, THE CHIEF
EXECUTIVE OFFICER AND THE CHAIR OF THE
MANAGEMENT BOARD OF THE COMPANY, TAKES
STEPS REQUIRED FOR THIS RESOLUTION TO BE
IMPLEMENTED
3 APPROVAL OF COMPANY'S ANNUAL REPORT FOR Mgmt For For
2016 DRAFT OF RESOLUTION OF SHAREHOLDERS:
APPROVE THE ATTACHED COMPANY'S ANNUAL
REPORT FOR 2016
4 UPDATE ON INQUIRIES MADE BY SHAREHOLDERS Mgmt For For
ABOUT ACTIONS OF THE COMPANY OR ANY OF ITS
OFFICERS, AND RESULTS REVIEW OF SUCH
INQUIRIES IN 2016 DRAFT OF RESOLUTION OF
SHAREHOLDERS: TAKE NOTE OF THE REPORT
5 REPORT ON THE QUANTUM AND TERMS OF Mgmt For For
COMPENSATION PAYABLE TO MEMBERS OF THE
BOARD OF DIRECTORS AND THE MANAGEMENT BOARD
OF KAZMUNAIGAS EXPLORATION & PRODUCTION IN
2016 DRAFT OF RESOLUTION OF SHAREHOLDERS:
TAKE NOTE OF THE REPORT
6 PERFORMANCE OF THE BOARD OF DIRECTORS AND Mgmt For For
THE MANAGEMENT BOARD IN 2016 DRAFT OF
RESOLUTION OF SHAREHOLDERS: TAKE NOTE OF
THE REPORT
7 APPROVAL OF AMENDED AND RESTATED COMPANY'S Mgmt Against Against
CHARTER DRAFT OF RESOLUTION OF
SHAREHOLDERS: TAKE NOTE OF THE INFORMATION
ABOUT THE NEED TO ELABORATE ON THE DRAFT OF
THE COMPANY'S CHARTER
8 APPROVAL OF AMENDED AND RESTATED CODE ON Mgmt Against Against
CORPORATE GOVERNANCE OF THE COMPANY DRAFT
OF RESOLUTION OF SHAREHOLDERS: ADJOURN THE
CONSIDERATION OF THE DRAFT OF THE CORPORATE
GOVERNANCE CODE UNTIL THE DRAFTS OF THE
COMPANY'S CHARTER AND TERMS OF REFERENCE
FOR THE BOARD OF DIRECTORS ARE DULY
REVISITED BY GENERAL MEETING OF COMPANY'S
SHAREHOLDERS
9 APPROVAL OF AMENDED AND RESTATED TERMS OF Mgmt Against Against
REFERENCE FOR THE BOARD OF DIRECTORS OF THE
COMPANY DRAFT OF RESOLUTION OF
SHAREHOLDERS: TAKE NOTE OF THE INFORMATION
ABOUT THE NEED TO ELABORATE ON THE DRAFT OF
THE TERMS OF REFERENCE FOR THE BOARD OF
DIRECTORS
10 THE NUMBER OF MEMBERS OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS DRAFT OF RESOLUTION OF
SHAREHOLDERS: THAT THE NUMBER OF DIRECTORS
ON THE BOARD IS EIGHT (8)
11 THE TERM OF THE BOARD OF DIRECTORS DRAFT OF Mgmt For For
RESOLUTION OF SHAREHOLDERS: THAT THE TERM
OF THE BOARD IS ONE YEAR FROM 23 MAY 2017
THROUGH 23 MAY 2018
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED
FOR ELECTION, A MAXIMUM OF 8 DIRECTORS ARE
TO BE ELECTED. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
HOWEVER IF YOU WISH TO DO SO, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. IF YOU HAVE FURTHER QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
12.1 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt Abstain Against
DIRECTORS: KURMANGAZY ISKAZIYEV
12.2 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt For For
DIRECTORS: PHILIP DAYER
12.3 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt For For
DIRECTORS: ALASTAIR FERGUSON
12.4 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt For For
DIRECTORS: FRANCIS SOMMER
12.5 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt Abstain Against
DIRECTORS: IGOR GONCHAROV
12.6 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt Abstain Against
DIRECTORS: DAUREN KARABAYEV
12.7 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt Abstain Against
DIRECTORS: ARDAK MUKUSHOV
12.8 ELECTION OF DIRECTOR TO THE BOARD OF Mgmt Abstain Against
DIRECTORS: GUSTAVE VAN MEERBEKE
12.9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
TO THE BOARD OF DIRECTORS: ALEXANDER
GLADYSHEV
13 TERMS AND QUANTUM OF FEES PAYABLE TO Mgmt For For
DIRECTORS AND REIMBURSEMENT OF THE
DIRECTORS FOR ANY COSTS THEY MAY INCUR
WHILE DISCHARGING THEIR DUTIES DRAFT OF
RESOLUTION OF SHAREHOLDERS: 1. TO SET THE
FOLLOWING AMOUNT AND TERMS OF COMPENSATION
TO MEMBERS OF THE BOARD OF DIRECTORS,
INDEPENDENT DIRECTORS FROM THE DATE OF
THEIR ELECTION TO THE COMPANY'S BOARD OF
DIRECTORS: (1) ANNUAL FEE - 150,000 US
DOLLARS PER ANNUM (2) PARTICIPATION IN
MEETINGS OF THE BOARD OF DIRECTORS, PER
MEETING: PHYSICAL ATTENDANCE - 10,000 US
DOLLARS TELEPHONE/VIDEO ATTENDANCE - 5,000
US DOLLARS (3) COMMITTEE CHAIRMANSHIP, PER
ANNUM: AUDIT COMMITTEE - 25,000 US DOLLARS
STRATEGIC PLANNING COMMITTEE - 15,000 US
DOLLARS REMUNERATION COMMITTEE - 15,000 US
DOLLARS (4) INED MEETINGS FEE - 2,500 US
DOLLARS PER MEETING 2. TO SET THE FOLLOWING
QUANTUM AND THE TERMS OF REIMBURSEMENT OF
MEMBERS OF THE BOARD OF DIRECTORS OF
KAZMUNAIGAS E&P FOR EXPENSES THEY MAY INCUR
WHILE DISCHARGING THEIR DUTIES UNTIL AN
INTERNAL DOCUMENT IS APPROVED THAT WOULD
SET THE QUANTUM AND THE TERMS OF
REIMBURSEMENT OF MEMBERS OF THE COMPANY'S
BOARD OF DIRECTORS FOR ANY EXPENSES THEY
MAY INCUR WHILE DISCHARGING THEIR DUTIES:
1) THE INDEPENDENT DIRECTORS WILL BE
REIMBURSED FOR THEIR EXPENSES AS PER THEIR
LETTERS OF ENGAGEMENT; 2) THE REMAINING
MEMBERS OF THE BOARD OF DIRECTORS ARE
ENTITLED TO REIMBURSEMENT FOR THE FOLLOWING
EXPENSES THEY MAY INCUR WHILE DISCHARGING
THEIR DUTIES AS MEMBERS OF THE BOARD OF
DIRECTORS AND ITS COMMITTEES: - FOR ACTUAL
ACCOMMODATION EXPENSES; - FOR BUSINESS
CLASS TRAVELS TO MEETINGS AND BACK TO THE
PLACE OF EMPLOYMENT/PLACE OF RESIDENCE; -
FOR ACTUAL EXPENSES FOR TRANSFER FROM/TO
AIRPORT TO/FROM HOTEL; - FOR ACTUAL
EXPENSES FOR INTERNATIONAL CALLS/CELLULAR
COMMUNICATIONS, FAX, VIDEO CONFERENCES,
CONFERENCE CALLS. THE MEMBERS MUST ONLY BE
REIMBURSED FOR SUCH EXPENSES BASED ON
DOCUMENTS SUPPORTING THE EXPENSES INCURRED.
3. TO AUTHORIZE THE CHAIR OF THE COMPANY'S
BOARD OF DIRECTORS TO SIGN LETTERS OF
ENGAGEMENT WITH THE INDEPENDENT DIRECTORS
ON BEHALF OF THE COMPANY ON THE ABOVE TERMS
AND CONDITIONS
14 SELECTION OF AN AUDITOR TO AUDIT THE Mgmt For For
COMPANY DRAFT OF RESOLUTION OF
SHAREHOLDERS: 1. TO ELECT ERNST & YOUNG AS
AN AUDITOR TO REVIEW THE INTERIM FINANCIAL
STATEMENTS OF THE COMPANY FOR THE SIX
MONTHS AS AT 30 JUNE 2017 AND 2018, AND TO
AUDIT CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY, AND CONSOLIDATED FINANCIAL
REPORTING PACKAGE FOR CONSOLIDATION WITH
NATIONAL COMPANY KAZMUNAIGAS FOR THE YEARS
ENDED 31 DECEMBER 2017 AND 2018,
RESPECTIVELY; AND 2. THAT MR SHANE DRADER,
THE FINANCE DIRECTOR - FINANCE CONTROLLER
OF THE COMPANY, SIGNS A CONTRACT WITH ERNST
& YOUNG LLP ON TERMS OF THE DRAFT OF
CONTRACT ATTACHED HERETO
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 24 MAY 2017. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC. Agenda Number: 707790716
--------------------------------------------------------------------------------------------------------------------------
Security: Y46007103
Meeting Type: AGM
Meeting Date: 24-Mar-2017
Ticker:
ISIN: KR7105560007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Abstain Against
2 AMENDMENT OF ARTICLES OF INCORP Mgmt For For
3.1 ELECTION OF A NON-PERMANENT DIRECTOR I HONG Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR CHOE YEONG HWI Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR YU SEOK RYEOL Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR I BYEONG NAM Mgmt For For
3.5 ELECTION OF OUTSIDE DIRECTOR BAK JAE HA Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR GIM YU NI SEU Mgmt For For
GYEONG HUI
3.7 ELECTION OF OUTSIDE DIRECTOR STUART B Mgmt For For
SOLOMON
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER HAN JONG SU
5.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR YU SEOK RYEOL
5.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR BAK JAE HA
5.3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR GIM YU NI SEU GYEONG
HUI
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEIHIN CORPORATION Agenda Number: 708257490
--------------------------------------------------------------------------------------------------------------------------
Security: J32083107
Meeting Type: AGM
Meeting Date: 23-Jun-2017
Ticker:
ISIN: JP3277230003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yokota, Chitoshi Mgmt For For
2.2 Appoint a Director Seikai, Hiroshi Mgmt For For
2.3 Appoint a Director Konno, Genichiro Mgmt For For
2.4 Appoint a Director Amano, Hirohisa Mgmt For For
2.5 Appoint a Director Takayama, Yusuke Mgmt For For
2.6 Appoint a Director Shigemoto, Masayasu Mgmt For For
2.7 Appoint a Director Abe, Tomoya Mgmt For For
2.8 Appoint a Director Kawakatsu, Mikihito Mgmt For For
2.9 Appoint a Director Mizuno, Taro Mgmt For For
2.10 Appoint a Director Wakabayashi, Shigeo Mgmt For For
2.11 Appoint a Director Nakatsubo, Hiroshi Mgmt For For
3.1 Appoint a Corporate Auditor Uchida, Mgmt For For
Takayoshi
3.2 Appoint a Corporate Auditor Kuroki, Mgmt For For
Toshihiro
4 Appoint a Substitute Corporate Auditor Mgmt For For
Mori, Yuichiro
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION Agenda Number: 934557515
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: KGC
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IAN ATKINSON Mgmt For For
JOHN A. BROUGH Mgmt For For
JOHN M.H. HUXLEY Mgmt For For
AVE G. LETHBRIDGE Mgmt For For
C. MCLEOD-SELTZER Mgmt For For
JOHN E. OLIVER Mgmt For For
KELLY J. OSBORNE Mgmt For For
UNA M. POWER Mgmt For For
J. PAUL ROLLINSON Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS, AN ADVISORY RESOLUTION ON KINROSS'
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KONTRON AG, ECHING Agenda Number: 708176272
--------------------------------------------------------------------------------------------------------------------------
Security: D2233E118
Meeting Type: AGM
Meeting Date: 19-Jun-2017
Ticker:
ISIN: DE0006053952
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 29 MAY 17, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
04.06.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016/2017
FINANCIAL YEAR WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289(4) AND 315(4) OF THE GERMAN
COMMERCIAL CODE
2.1 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS: THE ACTS OF THE FOLLOWING MEMBERS OF
THE BOARD OF MDS SHALL BE RATIFIED: A)
HANNES NIEDERHAUSER B) THOMAS RIEGLER C)
STEN DAUGAARD D) MICHAEL BOY
2.2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS: THE ACTS OF THE FOLLOWING MEMBERS OF
THE BOARD OF MDS SHALL NOT BE RATIFIED: A)
ROLF SCHWIRZ B) ANDREAS PLIKAT
3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
4 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2017 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS: ERNST &
YOUNG GMBH, STUTTGART
5.1 ELECTIONS TO THE SUPERVISORY BOARD: RICHARD Mgmt No vote
NEUWIRTH
5.2 ELECTIONS TO THE SUPERVISORY BOARD: VALERIE Mgmt No vote
BARTH
5.3 ELECTIONS TO THE SUPERVISORY BOARD: MICHAEL Mgmt No vote
JESKE
5.4 ELECTIONS TO THE SUPERVISORY BOARD: MICHAEL Mgmt No vote
ROIDER
5.5 ELECTIONS TO THE SUPERVISORY BOARD: RUDOLF Mgmt No vote
ROSCHITZ
6 RESOLUTION ON THE ADJUSTMENT OF THE Mgmt No vote
SUPERVISORY BOARD REMUNERATION, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION SECTION 20(3A): THE CHAIRMAN OF
THE GROUP COMMITTEE SHALL RECEIVE AN
ADDITIONAL FIXED ANNUAL REMUNERATION OF EUR
24,000. EVERY OTHER MEMBER OF THE GROUP
COMMITTEE SHALL RECEIVE AN ADDITIONAL FIXED
ANNUAL REMUNERATION OF EUR 12,000. SECTION
20(4) SENTENCE 2: THIS APPLIES FOR THE
MEMBERSHIP AND/OR THE CHAIRMANSHIP IN THE
AUDIT COMMITTEE, THE GROUP COMMITTEE AND
THE CHAIRMANSHIP OF THE FULL SUPERVISORY
BOARD, RESPECTIVELY. THE REMUNERATION SHALL
BE GRANTED FROM DECEMBER 14, 2016,
RETROACTIVELY
7 APPROVAL OF THE MERGER AGREEMENT WITH S&T Mgmt No vote
DEUTSCHLAND HOLDING AS THE CONTROLLING
COMPANY S&T DEUTSCHLAND HOLDING GMBH SHALL
ACQUIRE THE SHARES OF THE SHAREHOLDERS OF
THE COMPANY AGAINST CONSIDERATION OF EUR 1
PER SHARE. THE MERGER AGREEMENT SHALL
BECOME EFFECTIVE UPON ITS ENTRY INTO THE
COMPANY'S COMMERCIAL REGISTER
--------------------------------------------------------------------------------------------------------------------------
KT CORP, SEONGNAM Agenda Number: 707813095
--------------------------------------------------------------------------------------------------------------------------
Security: Y49915104
Meeting Type: AGM
Meeting Date: 24-Mar-2017
Ticker:
ISIN: KR7030200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF CEO HWANG CHANG GYU Mgmt For For
2 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
4.1 ELECTION OF INSIDE DIRECTOR IM HEON MUN Mgmt For For
4.2 ELECTION OF INSIDE DIRECTOR GU HYEON MO Mgmt For For
4.3 ELECTION OF OUTSIDE DIRECTOR GIM JONG GU Mgmt For For
4.4 ELECTION OF OUTSIDE DIRECTOR BAK DAE GEUN Mgmt For For
4.5 ELECTION OF OUTSIDE DIRECTOR I GYE MIN Mgmt For For
4.6 ELECTION OF OUTSIDE DIRECTOR IM IL Mgmt For For
5.1 ELECTION OF AUDIT COMMITTEE MEMBER GIM JONG Mgmt For For
GU
5.2 ELECTION OF AUDIT COMMITTEE MEMBER BAK DAE Mgmt For For
GEUN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
7 APPROVAL OF MANAGEMENT AGREEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KURODA ELECTRIC CO.,LTD. Agenda Number: 708237448
--------------------------------------------------------------------------------------------------------------------------
Security: J37254109
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3273000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hosokawa, Koichi Mgmt For For
1.2 Appoint a Director Mori, Yasunobu Mgmt For For
1.3 Appoint a Director Tsuneyama, Kunio Mgmt For For
1.4 Appoint a Director Okada, Shigetoshi Mgmt For For
1.5 Appoint a Director Yamashita, Atsushi Mgmt For For
1.6 Appoint a Director Shino, Shuichi Mgmt For For
2 Appoint a Substitute Outside Director Mgmt For For
Rokusha, Akira
3 Shareholder Proposal: Appoint a Director Shr Against For
Yasunobe, Shin
--------------------------------------------------------------------------------------------------------------------------
KYOEI STEEL LTD. Agenda Number: 708282633
--------------------------------------------------------------------------------------------------------------------------
Security: J3784P100
Meeting Type: AGM
Meeting Date: 26-Jun-2017
Ticker:
ISIN: JP3247400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Takashima, Hideichiro Mgmt For For
1.2 Appoint a Director Mori, Mitsuhiro Mgmt For For
1.3 Appoint a Director Hirotomi, Yasuyuki Mgmt For For
1.4 Appoint a Director Goroku, Naoyoshi Mgmt For For
1.5 Appoint a Director Zako, Toshimasa Mgmt For For
1.6 Appoint a Director Ota, Kazuyoshi Mgmt For For
1.7 Appoint a Director Hiraiwa, Haruo Mgmt For For
1.8 Appoint a Director Ishihara, Kenji Mgmt For For
1.9 Appoint a Director Narumi, Osamu Mgmt For For
1.10 Appoint a Director Arai, Nobuhiko Mgmt For For
1.11 Appoint a Director Yamao, Tetsuya Mgmt For For
1.12 Appoint a Director Sakamoto, Shogo Mgmt For For
1.13 Appoint a Director Enomoto, Katashi Mgmt For For
2 Appoint a Corporate Auditor Kotani, Akira Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAFARGEHOLCIM LTD, RAPPERSWIL-JONA Agenda Number: 707988474
--------------------------------------------------------------------------------------------------------------------------
Security: H4768E105
Meeting Type: AGM
Meeting Date: 03-May-2017
Ticker:
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt No vote
ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF
THE GROUP, AND THE ANNUAL FINANCIAL
STATEMENTS OF LAFARGEHOLCIM LTD
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt No vote
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE PERSONS ENTRUSTED WITH
MANAGEMENT
3.1 APPROPRIATION OF RETAINED EARNINGS; Mgmt No vote
3.2 DETERMINATION OF THE PAYOUT FROM CAPITAL Mgmt No vote
CONTRIBUTION RESERVES: CHF 2.00 PER
REGISTERED SHARE
4.1.1 RE-ELECTION OF DR. BEAT HESS AS A MEMBER Mgmt No vote
AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
4.1.2 RE-ELECTION OF BERTRAND COLLOMB AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF PAUL DESMARAIS, JR. AS A Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF GERARD LAMARCHE AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JURG OLEAS AS A MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF NASSEF SAWIRIS AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF DR. H.C. THOMAS SCHMIDHEINY Mgmt No vote
AS A MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt No vote
SORENSEN AS A MEMBER OF THE BOARD OF
DIRECTORS
4.111 RE-ELECTION OF DR. DIETER SPALTI AS A Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.2.1 ELECTION OF PATRICK KRON AS A MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS
4.3.1 RE-ELECTION OF PAUL DESMARAIS, JR. AS A Mgmt No vote
MEMBER OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
4.3.2 RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF Mgmt No vote
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
4.3.3 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF Mgmt No vote
THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
4.3.4 RE-ELECTION OF NASSEF SAWIRIS AS A MEMBER Mgmt No vote
OF THE NOMINATION, COMPENSATION &
GOVERNANCE COMMITTEE
4.3.5 RE-ELECTION OF HANNE BIRGITTE BREINBJERG Mgmt No vote
SORENSEN AS A MEMBER OF THE NOMINATION,
COMPENSATION & GOVERNANCE COMMITTEE
4.4.1 ELECTION OF THE AUDITOR: DELOITTE AG Mgmt No vote
4.4.2 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt No vote
RE-ELECTION OF DR. THOMAS RIS OF RIS &
ACKERMANN, ATTORNEYS AT LAW, ST.
GALLERSTRASSE 161, 8645 JONA, SWITZERLAND
5.1 COMPENSATION OF THE BOARD OF DIRECTORS FOR Mgmt No vote
THE NEXT TERM OF OFFICE
5.2 COMPENSATION OF THE EXECUTIVE COMMITTEE FOR Mgmt No vote
THE FINANCIAL YEAR 2018
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT 13 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3.1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LONMIN PLC, LONDON Agenda Number: 707654972
--------------------------------------------------------------------------------------------------------------------------
Security: G56350179
Meeting Type: AGM
Meeting Date: 26-Jan-2017
Ticker:
ISIN: GB00BYSRJ698
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 30 SEPTEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT, OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY, IN THE FORM
SET OUT IN THE COMPANY'S ANNUAL REPORT AND
ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER
2016
3 TO APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY
4 TO AUTHORISE THE AUDIT & RISK COMMITTEE OF Mgmt For For
THE BOARD TO AGREE THE AUDITORS'
REMUNERATION
5 TO RE-ELECT BRIAN BEAMISH AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO ELECT KENNEDY BUNGANE AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT LEN KONAR AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO RE-ELECT JONATHAN LESLIE AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT BEN MAGARA AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT BEN MOOLMAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT VARDA SHINE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT JIM SUTCLIFFE AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO ELECT BARRIE VAN DER MERWE AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
15 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
16 THAT A GENERAL MEETING, OTHER THAN AN Mgmt Against Against
ANNUAL GENERAL MEETING, MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
MAGYAR TELEKOM TELECOMMUNICATIONS PLC Agenda Number: 707848656
--------------------------------------------------------------------------------------------------------------------------
Security: X5187V109
Meeting Type: AGM
Meeting Date: 07-Apr-2017
Ticker:
ISIN: HU0000073507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 714084 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 20 APR 2017. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVE MANAGEMENT BOARD REPORT ON Non-Voting
COMPANY'S AND GROUP'S OPERATIONS BUSINESS
POLICY, AND FINANCIAL STANDING
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE ANNUAL REPORT AND STATUTORY REPORTS Mgmt For For
4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF HUF 25 PER SHARE
5.1 APPROVE REPORT ON SHARE REPURCHASE PROGRAM Mgmt For For
APPROVED AT 2016 AGM
5.2 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
6 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
8.1 ELECT ROBERT HAUBER AS MANAGEMENT BOARD Mgmt For For
MEMBER
8.2 ELECT GUIDO MENZEL AS MANAGEMENT BOARD Mgmt For For
MEMBER
8.3 ELECT MARDIA NIEHAUS AS MANAGEMENT BOARD Mgmt For For
MEMBER
9.1 AMEND ARTICLE 1.6.2. OF BYLAWS RE: SCOPE OF Mgmt For For
ACTIVITIES OF COMPANY
9.2 AMEND ARTICLE 4.3. OF BYLAWS RE: DIVIDEND Mgmt For For
9.3 AMEND ARTICLE 5.6. OF BYLAWS RE: Mgmt For For
CONVOCATION OF GENERAL MEETING
9.4 AMEND ARTICLE 6.7. OF BYLAWS RE: LIABILITY Mgmt For For
OF MEMBERS OF BOARD OF DIRECTORS
9.5 AMEND ARTICLE 7.8.2. OF BYLAWS RE: AUDIT Mgmt For For
COMMITTEE
9.6 AMEND ARTICLE 7.8.4. OF BYLAWS RE: AUDIT Mgmt For For
COMMITTEE
10 AMEND REGULATIONS ON SUPERVISORY BOARD Mgmt For For
11 RATIFY PRICEWATERHOUSECOOPERS AUDITING AS Mgmt For For
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
MANAPPURAM FINANCE LTD, THRISSUR Agenda Number: 707157978
--------------------------------------------------------------------------------------------------------------------------
Security: Y5759P141
Meeting Type: OTH
Meeting Date: 03-Jul-2016
Ticker:
ISIN: INE522D01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPROVAL OF MANAPPURAM FINANCE LIMITED Mgmt For For
-EMPLOYEE STOCK OPTION SCHEME 2016 ('MAFIL
-ESOS 2016')
2 APPROVAL FOR GRANTING OF OPTIONS TO THE Mgmt For For
EMPLOYEES /DIRECTORS OF SUBSIDIARIES OF THE
COMPANY, PRESENT AND FUTURE, UNDER MAFIL
ESOS 2016
3 APPROVAL FOR GRANTING OF EMPLOYEE STOCK Mgmt For For
OPTIONS TO THE EMPLOYEES / DIRECTORS OF THE
COMPANY UNDER MAFIL-ESOS 2016
4 REVISION IN THE SALARY OF DR. SUMITHA Mgmt For For
NANDAN, SENIOR VICE PRESIDENT, HOLDING
OFFICE OR PLACE OF PROFIT
5 REVISION IN THE SALARY OF MR. SOORAJ Mgmt For For
NANDAN, SENIOR VICE PRESIDENT, HOLDING
OFFICE OR PLACE OF PROFIT
6 REVISION OF REMUNERATION BY WAY OF Mgmt For For
INCREMENT AND VARIATION IN THE TERMS OF
APPOINTMENT OF MR.V.P.NANDAKUMAR, MANAGING
DIRECTOR & CEO
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 934586504
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAURDIE E. BANISTER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1C. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1D. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1E. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL E. J. PHELPS Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1H. ELECTION OF DIRECTOR: LEE M. TILLMAN Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 934559317
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1E. ELECTION OF DIRECTOR: DEBORAH C. HOPKINS Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. ADVISORY (NONBINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
5. STOCKHOLDER PROPOSAL - HOLY LAND PRINCIPLES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 934485283
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 09-Nov-2016
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM P. SULLIVAN Mgmt For For
TUNC DOLUCA Mgmt For For
TRACY C. ACCARDI Mgmt For For
JAMES R. BERGMAN Mgmt For For
JOSEPH R. BRONSON Mgmt For For
ROBERT E. GRADY Mgmt For For
WILLIAM D. WATKINS Mgmt For For
MARYANN WRIGHT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS MAXIM INTEGRATED'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 24,
2017.
3. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 2008 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
1,500,000 SHARES.
4. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 1996 STOCK INCENTIVE PLAN TO
PROVIDE A MAXIMUM ANNUAL LIMIT ON
NON-EMPLOYEE DIRECTOR COMPENSATION FOR CASH
AND EQUITY.
5. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S BYLAWS TO DESIGNATE DELAWARE
AS THE EXCLUSIVE FORUM FOR THE ADJUDICATION
OF CERTAIN LEGAL DISPUTES.
6. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 708205617
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 15-Jun-2017
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 ADOPTION OF THE 2016 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2016 PROFITS. PROPOSED CASH DIVIDEND:
TWD 8 PER SHARE.
3 DISCUSSION OF CASH DISTRIBUTION FROM Mgmt For For
CAPITAL RESERVE: TWD 1.5 PER SHARE.
4 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION.
5 AMENDMENTS TO THE COMPANY'S PROCEDURES Mgmt For For
GOVERNING THE ACQUISITION OR DISPOSITION OF
ASSETS.
6.1 THE ELECTION OF THE DIRECTORS.:RICK Mgmt For For
TSAI,SHAREHOLDER NO.A102354XXX
6.2 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR..:MING JE TANG,SHAREHOLDER
NO.A100065XXX
7 SUSPENSION OF THE NON-COMPETITION Mgmt For For
RESTRICTION ON THE COMPANY'S DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
MELCO HOLDINGS INC. Agenda Number: 708224770
--------------------------------------------------------------------------------------------------------------------------
Security: J4225X108
Meeting Type: AGM
Meeting Date: 14-Jun-2017
Ticker:
ISIN: JP3921080002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Maki, Makoto Mgmt For For
2.2 Appoint a Director Maki, Hiroyuki Mgmt For For
2.3 Appoint a Director Matsuo, Tamio Mgmt For For
2.4 Appoint a Director Saiki, Kuniaki Mgmt For For
2.5 Appoint a Director Tsusaka, Iwao Mgmt For For
2.6 Appoint a Director Minoura, Hiroyuki Mgmt For For
3 Appoint a Corporate Auditor Ueda, Kazuo Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934581439
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN.
6. SHAREHOLDER PROPOSAL REQUESTING Shr Against For
IMPLEMENTATION OF A SET OF EMPLOYEE
PRACTICES IN ISRAEL/PALESTINE.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CONDUCTING BUSINESS IN CONFLICT-AFFECTED
AREAS.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
BOARD OVERSIGHT OF PRODUCT SAFETY AND
QUALITY.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934609011
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. HERZOG Mgmt For For
1D. ELECTION OF DIRECTOR: R. GLENN HUBBARD, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1K. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE THE COMPENSATION
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
5. SHAREHOLDER PROPOSAL TO REDUCE THE Shr Against For
OWNERSHIP REQUIRED FOR SHAREHOLDERS TO CALL
A SPECIAL MEETING
--------------------------------------------------------------------------------------------------------------------------
METRO AG, DUESSELDORF Agenda Number: 707651205
--------------------------------------------------------------------------------------------------------------------------
Security: D53968125
Meeting Type: AGM
Meeting Date: 06-Feb-2017
Ticker:
ISIN: DE0007257503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 16 JAN 17, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.01.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2015/16
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 1.00 PER ORDINARY SHARE AND EUR 1.06
PER PREFERENCE SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2015/16
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2015/16
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL Mgmt No vote
2016/17
6.1 ELECT FLORIAN FUNCK TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT REGINE STACHELHAUS TO THE SUPERVISORY Mgmt No vote
BOARD
6.3 ELECT BERNHARD DUETTMANN TO THE SUPERVISORY Mgmt No vote
BOARD
6.4 ELECT JULIA GOLDIN TO THE SUPERVISORY BOARD Mgmt No vote
6.5 ELECT JO HARLOW TO THE SUPERVISORY BOARD Mgmt No vote
7 APPROVE REMUNERATION SYSTEM FOR MANAGEMENT Mgmt No vote
BOARD MEMBERS
8 APPROVE CREATION OF EUR 417 MILLION POOL OF Mgmt No vote
CAPITAL WITHOUT PREEMPTIVE RIGHTS
9 CHANGE COMPANY NAME TO CECONOMY AG Mgmt No vote
10 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt No vote
11 APPROVE SPIN-OFF AGREEMENT WITH METRO Mgmt No vote
WHOLESALE AND FOOD SPECIALIST AG
--------------------------------------------------------------------------------------------------------------------------
METROPOLE TELEVISION SA, NEUILLY SUR SEINE Agenda Number: 707859089
--------------------------------------------------------------------------------------------------------------------------
Security: F6160D108
Meeting Type: MIX
Meeting Date: 26-Apr-2017
Ticker:
ISIN: FR0000053225
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0322/201703221700648.pdf
O.1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2016; APPROVAL OF NON-TAX DEDUCTIBLE
EXPENSES AND CHARGES
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF DIVIDEND
O.4 SPECIAL REPORT OF THE STATUTORY AUDITORS ON Mgmt For For
THE REGULATED AGREEMENTS AND COMMITMENTS
AND APPROVAL OF THESE AGREEMENTS
O.5 SPECIAL REPORT OF THE STATUTORY AUDITORS ON Mgmt For For
THE REGULATED AGREEMENTS AND COMMITMENTS
AND APPROVAL OF A COMMITMENT MADE FOR THE
BENEFIT OF MR NICOLAS DE TAVERNOST
O.6 SPECIAL REPORT OF THE STATUTORY AUDITORS ON Mgmt For For
THE REGULATED AGREEMENTS AND COMMITMENTS
AND APPROVAL OF A COMMITMENT MADE FOR THE
BENEFIT OF MR THOMAS VALENTIN
O.7 SPECIAL REPORT OF THE STATUTORY AUDITORS ON Mgmt For For
THE REGULATED AGREEMENTS AND COMMITMENTS
AND APPROVAL OF A COMMITMENT MADE FOR THE
BENEFIT OF MR JEROME LEFEBURE
O.8 REVIEW ON THE COMPENSATION OWED OR PAID TO Mgmt For For
MR NICOLAS DE TAVERNOST, CHAIRMAN OF THE
BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
O.9 2017 COMPENSATION POLICY FOR THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS: APPROVAL OF THE
PRINCIPLES AND CRITERIA FOR THE
ESTABLISHMENT, ALLOCATION AND AWARDING OF
FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND ANY
BENEFITS TO BE AWARDED TO THE CHAIRMAN OF
THE BOARD OF DIRECTORS
O.10 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR THOMAS VALENTIN, MR JEROME LEFEBURE AND
MR DAVID LARRAMENDY, MEMBERS OF THE BOARD
OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
O.11 2017 COMPENSATION POLICY FOR MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: APPROVAL OF THE
PRINCIPLES AND CRITERIA FOR THE
ESTABLISHMENT, ALLOCATION AND AWARDING OF
FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND ANY
BENEFITS TO BE AWARDED TO MEMBERS OF THE
BOARD OF DIRECTORS
O.12 REVIEW OF COMPENSATION OWED OR PAID BY Mgmt For For
METROPOLE TELEVISION TO MR GUILLAUME DE
POSCH, CHAIRMAN OF THE SUPERVISORY BOARD,
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
O.13 2017 COMPENSATION POLICY FOR MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD: APPROVAL OF THE
PRINCIPLES AND CRITERIA FOR THE
ESTABLISHMENT, ALLOCATION AND AWARDING OF
FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND ANY
BENEFITS TO BE AWARDED TO MEMBERS OF THE
SUPERVISORY BOARD BY METROPOLE TELEVISION
O.14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO BUY BACK ITS
OWN SHARES WITHIN THE CONTEXT OF THE
PROVISIONS OF ARTICLE L.225-209 OF THE
FRENCH COMMERCIAL CODE
E.15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL THE SHARES BOUGHT BACK
BY THE COMPANY WITHIN THE CONTEXT OF THE
PROVISIONS OF ARTICLE L.225-209 OF THE
FRENCH COMMERCIAL CODE
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
SECURITIES GRANTING ACCESS TO THE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
MEMBERS OF A COMPANY SAVINGS SCHEME,
PURSUANT TO ARTICLES L.3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
E.17 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2016
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt For For
STOCK PLAN
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr Against For
PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR S.A. Agenda Number: 707978409
--------------------------------------------------------------------------------------------------------------------------
Security: L6388F128
Meeting Type: EGM
Meeting Date: 04-May-2017
Ticker:
ISIN: SE0001174970
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO ELECT THE CHAIRMAN OF THE EGM AND TO Mgmt No vote
EMPOWER THE CHAIRMAN OF THE EGM TO APPOINT
THE OTHER MEMBERS OF THE BUREAU: ALEXANDER
KOCH
2 TO APPROVE THE POSSIBILITY FOR THE Mgmt No vote
COMPANY'S DIRECTORS TO APPROVE UNANIMOUSLY
CIRCULAR RESOLUTIONS EITHER (I) BY
EXECUTING SUCH RESOLUTIONS DIRECTLY
MANUALLY OR ELECTRONICALLY BY MEANS OF AN
ELECTRONIC SIGNATURE WHICH IS VALID UNDER
LUXEMBOURG LAW OR (II) VIA A CONSENT IN
WRITING BY E-MAIL TO WHICH AN ELECTRONIC
SIGNATURE (WHICH IS VALID UNDER LUXEMBOURG
LAW) IS AFFIXED AND TO AMEND ARTICLE 8,
PARAGRAPH 8, OF THE COMPANY'S ARTICLES OF
ASSOCIATION ACCORDINGLY
3 TO DELETE THE REQUIREMENT THAT ANNUAL Mgmt No vote
GENERAL SHAREHOLDERS' MEETINGS MUST BE HELD
AT A TIME AND AT A VENUE SPECIFIED IN THE
COMPANY'S ARTICLES OF ASSOCIATION AND TO
AMEND ARTICLE 19 OF THE COMPANY'S ARTICLES
OF ASSOCIATION ACCORDINGLY
4 TO AUTHORIZE ELECTRONIC VOTE AT ANY GENERAL Mgmt No vote
SHAREHOLDERS' MEETINGS OF THE COMPANY AND
TO AMEND ARTICLE 21 OF THE COMPANY'S
ARTICLES OF ASSOCIATION ACCORDINGLY
5 TO APPROVE THE AMENDMENT TO THE THRESHOLD Mgmt No vote
AT WHICH MILLICOM'S BOARD SHOULD BE
NOTIFIED OF ANY ACQUISITION / DISPOSAL OF
MILLICOM'S SHARES FROM 3% TO 5% AND TO
AMEND ARTICLE 6, LAST PARAGRAPH, OF THE
COMPANY'S ARTICLES OF ASSOCIATION
ACCORDINGLY
6 TO FULLY RESTATE THE COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION AND, INTER ALIA, INCORPORATE
THE AMENDMENTS TO THE COMPANY'S ARTICLES
APPROVED IN THE FOREGOING RESOLUTIONS
CMMT 11 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF CHAIRMAN NAME.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR S.A. Agenda Number: 707996938
--------------------------------------------------------------------------------------------------------------------------
Security: L6388F128
Meeting Type: AGM
Meeting Date: 04-May-2017
Ticker:
ISIN: SE0001174970
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 752694 DUE TO ADDITION OF
RESOLUTION 24. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 TO ELECT THE CHAIRMAN OF THE AGM AND TO Mgmt No vote
EMPOWER THE CHAIRMAN OF THE AGM TO APPOINT
THE OTHER MEMBERS OF THE BUREAU OF THE
MEETING: ALEXANDER KOCH
2 TO RECEIVE THE MANAGEMENT REPORT(S) OF THE Non-Voting
BOARD OF DIRECTORS (RAPPORT DE GESTION) AND
THE REPORT(S) OF THE EXTERNAL AUDITOR ON
THE ANNUAL ACCOUNTS AND THE CONSOLIDATED
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
3 TO APPROVE THE ANNUAL ACCOUNTS AND THE Mgmt No vote
CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO ALLOCATE THE RESULTS OF THE YEAR ENDED Mgmt No vote
31 DECEMBER 2016. ON A PARENT COMPANY
BASIS, MILLICOM GENERATED A PROFIT OF USD
43,826,410, WHICH IS PROPOSED TO BE
ALLOCATED TO THE PROFIT OR LOSS BROUGHT
FORWARD ACCOUNT OF MILLICOM
5 TO APPROVE THE DISTRIBUTION BY MILLICOM OF Mgmt No vote
A DIVIDEND IN A TOTAL AMOUNT OF USD
265,416,542.16 TO THE SHAREHOLDERS OF
MILLICOM PRO RATA TO THE PAID UP PAR VALUE
OF THEIR SHAREHOLDING IN MILLICOM,
CORRESPONDING TO A DIVIDEND OF USD 2.64 PER
SHARE (OTHER THAN THE TREASURY SHARES) AND
TO ACKNOWLEDGE AND CONFIRM THAT MILLICOM
HAS SUFFICIENT AVAILABLE FUNDS TO MAKE THIS
DIVIDEND DISTRIBUTION
6 TO DISCHARGE ALL THE CURRENT DIRECTORS OF Mgmt No vote
MILLICOM FOR THE PERFORMANCE OF THEIR
MANDATES DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
7 TO SET THE NUMBER OF DIRECTORS AT EIGHT (9) Mgmt No vote
8 TO RE ELECT MR. TOM BOARDMAN AS A DIRECTOR Mgmt No vote
FOR A TERM ENDING ON THE DAY OF THE NEXT
ANNUAL GENERAL MEETING TO TAKE PLACE IN
2018 (THE 2018 AGM)
9 TO RE ELECT MR. ODILON ALMEIDA AS A Mgmt No vote
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
10 TO RE ELECT MS. JANET DAVIDSON AS A Mgmt No vote
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
11 TO RE ELECT MR. SIMON DUFFY AS A DIRECTOR Mgmt No vote
FOR A TERM ENDING ON THE DAY OF THE 2018
AGM
12 TO RE ELECT MR. TOMAS ELIASSON AS A Mgmt No vote
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
13 TO RE ELECT MR. ALEJANDRO SANTO DOMINGO AS Mgmt No vote
A DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
14 TO ELECT MR. ANDERS JENSEN AS A DIRECTOR Mgmt No vote
FOR A TERM ENDING ON THE DAY OF THE 2018
AGM
15 TO ELECT MR. JOSE ANTONIO RIOS GARCIA AS A Mgmt No vote
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
16 TO RE ELECT MR. TOM BOARDMAN AS CHAIRMAN OF Mgmt No vote
THE BOARD OF DIRECTORS FOR A TERM ENDING ON
THE DAY OF THE 2018 AGM
17 TO APPROVE THE DIRECTORS' FEE-BASED Mgmt No vote
COMPENSATION, AMOUNTING TO SEK 5,775,000
(2016: SEK 5,725,000) FOR THE PERIOD FROM
THE AGM TO THE 2018 AGM AND SHARE-BASED
COMPENSATION, AMOUNTING TO SEK 3,850,000
(2016: 3,800,000) FOR THE PERIOD FROM THE
AGM TO THE 2018 AGM, SUCH SHARES TO BE
PROVIDED FROM THE COMPANY'S TREASURY SHARES
OR ALTERNATIVELY TO BE ISSUED WITHIN
MILLICOM'S AUTHORISED SHARE CAPITAL TO BE
FULLY PAID-UP OUT OF THE AVAILABLE RESERVES
I.E. FOR NIL CONSIDERATION FROM THE
RELEVANT DIRECTORS: IT IS CLARIFIED THAT
THE PROPOSAL BY THE NOMINATION COMMITTEE OF
A TOTAL AMOUNT OF SEK 5,775,000 (2016: SEK
5,725,000) AS THE DIRECTORS' FEE-BASED
COMPENSATION SET FORTH IN ITEM 17 OF THE
AGENDA FOR THE PERIOD FROM THE AGM TO THE
2018 AGM SHALL BE INCREASED TO COVER THE
REMUNERATION OF THE NEW DIRECTOR. SUBJECT
AND FURTHER TO THE APPROVAL BY THE AGM OF
ITEM 24, THE THEN NINE (9) DIRECTORS'
OVERALL FEE-BASED COMPENSATION IS SEK
6,200,000 (2016: SEK 5,725,000) FOR THE
PERIOD FROM THE AGM TO THE 2018 AGM. IT IS
FURTHER CLARIFIED THAT THE PROPOSAL BY THE
NOMINATION COMMITTEE OF A TOTAL AMOUNT OF
SEK 3,850,000 (2016: SEK 3,800,000) AS THE
DIRECTORS' SHARE-BASED COMPENSATION SET
FORTH IN ITEM 17 OF THE AGENDA FOR THE
PERIOD FROM THE AGM TO THE 2018 AGM IN THE
FORM OF FULLY PAID-UP SHARES OF MILLICOM
COMMON STOCK RELATES TO THE DIRECTORS OF
THE COMPANY SHALL ALSO BE INCREASED TO
COVER THE REMUNERATION OF THE ADDITIONAL
DIRECTOR. SUBJECT TO AND FURTHER TO THE
APPROVAL BY THE AGM OF ITEM 24, THE THEN
NINE (9) DIRECTORS' OVERALL SHARE-BASED
COMPENSATION IS SEK 4,275,000 (2016:
3,800,000) FOR THE PERIOD FROM THE AGM TO
THE 2018 AGM, SUCH SHARES TO BE PROVIDED
FROM THE COMPANY'S TREASURY SHARES OR
ALTERNATIVELY TO BE ISSUED WITHIN
MILLICOM'S AUTHORISED SHARE CAPITAL TO BE
FULLY PAID-UP OUT OF THE AVAILABLE RESERVES
I.E. FOR NIL CONSIDERATION FROM THE
RELEVANT DIRECTORS
18 TO REELECT ERNST AND YOUNG S.A., LUXEMBOURG Mgmt No vote
AS THE EXTERNAL AUDITOR OF MILLICOM FOR A
TERM ENDING ON THE DAY OF THE 2018 AGM
19 TO APPROVE THE EXTERNAL AUDITORS Mgmt No vote
COMPENSATION
20 TO APPROVE A PROCEDURE ON THE APPOINTMENT Mgmt No vote
OF THE NOMINATION COMMITTEE AND
DETERMINATION OF THE ASSIGNMENT OF THE
NOMINATION COMMITTEE
21 TO AUTHORISE THE BOARD OF DIRECTORS, AT ANY Mgmt No vote
TIME BETWEEN 4 MAY 2017 AND THE DAY OF THE
2018 AGM, PROVIDED THE REQUIRED LEVELS OF
DISTRIBUTABLE RESERVES ARE MET BY MILLICOM
AT THAT TIME, EITHER DIRECTLY OR THROUGH A
SUBSIDIARY OR A THIRD PARTY, TO ENGAGE IN A
SHARE REPURCHASE PLAN OF MILLICOMS SHARES
TO BE CARRIED OUT FOR ALL PURPOSES ALLOWED
OR WHICH WOULD BECOME AUTHORISED BY THE
LAWS AND REGULATIONS IN FORCE, AND IN
PARTICULAR THE LUXEMBOURG LAW OF 10 AUGUST
1915 ON COMMERCIAL COMPANIES, AS AMENDED
(THE 1915 LAW) (THE SHARE REPURCHASE PLAN)
22 TO APPROVE THE GUIDELINES FOR REMUNERATION Mgmt No vote
OF SENIOR MANAGEMENT
23 TO APPROVE THE SHARE BASED INCENTIVE PLANS Mgmt No vote
FOR MILLICOM EMPLOYEES
24 TO ELECT MR. ROGER SOLE RAFOLS AS A Mgmt No vote
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM; TO APPROVE MR. ROGER SOLE
RAFOLS' DIRECTOR FEE-BASED COMPENSATION,
AMOUNTING TO SEK 425,000FOR THE PERIOD FROM
THE AGM TO THE 2018 AGM AND SHARE-BASED
COMPENSATION, AMOUNTING TO SEK 425,000 FOR
THE PERIOD FROM THE AGM TO THE 2018 AGM,
SUCH SHARES TO BE PROVIDED FROM THE
COMPANY'S TREASURY SHARES OR ALTERNATIVELY
TO BE ISSUED WITHIN MILLICOM'S AUTHORISED
SHARE CAPITAL TO BE FULLY PAID-UP OUT OF
THE AVAILABLE RESERVES I.E. FOR NIL
CONSIDERATION FROM MR. ROGER SOLE RAFOLS;
AND TO APPROVE THE CORRESPONDING
ADJUSTMENTS TO PREVIOUS ITEMS OF THE AGM,
AS FOLLOWS: (I) THE INCREASE OF THE NUMBER
OF DIRECTORS FROM EIGHT (8), AS SET FORTH
IN THE PRECEDING ITEM 7 OF THE AGENDA, TO
NINE (9); AND (II) THE INCREASE OF THE
DIRECTORS' OVERALL FEE-BASED COMPENSATION,
AS SET FORTH IN ITEM 17 OF THE AGENDA, TO
SEK 6,200,000 (2016: SEK5,725,000) FOR THE
PERIOD FROM THE AGM TO THE 2018 AGM AND
SHARE BASED COMPENSATION, AS SET FORTH IN
ITEM 17 OF THE AGENDA, TO SEK 4,275,000
(2016: 3,800,000) FOR THE PERIOD FROM THE
AGM TO THE 2018 AGM, SUCH SHARES TO BE
PROVIDED FROM THE COMPANY'S TREASURY SHARES
OR ALTERNATIVELY TO BE ISSUED WITHIN
MILLICOM'S AUTHORISED SHARE CAPITAL TO BE
FULLY PAID-UP OUT OF THE AVAILABLE RESERVES
I.E. FOR NIL CONSIDERATION FROM THE
RELEVANT DIRECTORS
CMMT 17 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF RESOLUTION
7 AND 17 AND RECEIPT OF CHAIRMAN NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 760338, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. Agenda Number: 707306317
--------------------------------------------------------------------------------------------------------------------------
Security: J42798108
Meeting Type: AGM
Meeting Date: 30-Aug-2016
Ticker:
ISIN: JP3907200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MIRAIAL CO.,LTD. Agenda Number: 707968509
--------------------------------------------------------------------------------------------------------------------------
Security: J4352A103
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: JP3910570005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hyobu, Yukihiro
1.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Yamawaki, Hideo
1.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hyobu, Masatoshi
1.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Igeta, Yasuo
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI MOTORS CORPORATION Agenda Number: 707623319
--------------------------------------------------------------------------------------------------------------------------
Security: J44131167
Meeting Type: EGM
Meeting Date: 14-Dec-2016
Ticker:
ISIN: JP3899800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size to 15, Revise Convenors and
Chairpersons of a Board of Directors
Meeting
2.1 Appoint a Director Carlos Ghosn Mgmt For For
2.2 Appoint a Director Masuko, Osamu Mgmt Against Against
2.3 Appoint a Director Yamashita, Mitsuhiko Mgmt For For
2.4 Appoint a Director Shiraji, Kozo Mgmt For For
2.5 Appoint a Director Ikeya, Koji Mgmt For For
2.6 Appoint a Director Sakamoto, Harumi Mgmt For For
2.7 Appoint a Director Miyanaga, Shunichi Mgmt For For
2.8 Appoint a Director Kobayashi, Ken Mgmt For For
2.9 Appoint a Director Isayama, Takeshi Mgmt For For
2.10 Appoint a Director Kawaguchi, Hitoshi Mgmt For For
2.11 Appoint a Director Karube, Hiroshi Mgmt For For
3 Amend the Compensation to be received by Mgmt Against Against
Directors and Approve Details of Stock
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI MOTORS CORPORATION Agenda Number: 708257476
--------------------------------------------------------------------------------------------------------------------------
Security: J44131167
Meeting Type: AGM
Meeting Date: 23-Jun-2017
Ticker:
ISIN: JP3899800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to the Board of Directors Size and
the Board of Corporate Auditors Size,
Revise Convenors and Chairpersons of a
Shareholders Meeting and Board of Directors
Meeting, Revise Directors with Title,
Clarify an Executive Officer System
3.1 Appoint a Director Carlos Ghosn Mgmt For For
3.2 Appoint a Director Masuko, Osamu Mgmt Against Against
3.3 Appoint a Director Yamashita, Mitsuhiko Mgmt For For
3.4 Appoint a Director Shiraji, Kozo Mgmt For For
3.5 Appoint a Director Ikeya, Koji Mgmt For For
3.6 Appoint a Director Sakamoto, Harumi Mgmt For For
3.7 Appoint a Director Miyanaga, Shunichi Mgmt For For
3.8 Appoint a Director Kobayashi, Ken Mgmt For For
3.9 Appoint a Director Isayama, Takeshi Mgmt For For
3.10 Appoint a Director Kawaguchi, Hitoshi Mgmt For For
3.11 Appoint a Director Karube, Hiroshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 708244633
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kawakami, Hiroshi Mgmt For For
2.2 Appoint a Director Kawamoto, Yuko Mgmt For For
2.3 Appoint a Director Matsuyama, Haruka Mgmt For For
2.4 Appoint a Director Toby S. Myerson Mgmt For For
2.5 Appoint a Director Okuda, Tsutomu Mgmt For For
2.6 Appoint a Director Sato, Yukihiro Mgmt For For
2.7 Appoint a Director Tarisa Watanagase Mgmt For For
2.8 Appoint a Director Yamate, Akira Mgmt For For
2.9 Appoint a Director Shimamoto, Takehiko Mgmt For For
2.10 Appoint a Director Okamoto, Junichi Mgmt For For
2.11 Appoint a Director Sono, Kiyoshi Mgmt For For
2.12 Appoint a Director Nagaoka, Takashi Mgmt For For
2.13 Appoint a Director Ikegaya, Mikio Mgmt For For
2.14 Appoint a Director Mike, Kanetsugu Mgmt For For
2.15 Appoint a Director Hirano, Nobuyuki Mgmt For For
2.16 Appoint a Director Kuroda, Tadashi Mgmt For For
2.17 Appoint a Director Tokunari, Muneaki Mgmt For For
2.18 Appoint a Director Yasuda, Masamichi Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Individual Disclosure of
Compensation for Directors)
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Separation of roles of
Chairman of the Board and Chief Executive
Officer)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Plan for
the Company's Employees to be Able to
Return to Their Jobs After Running for a
National Election, a Municipal Election or
a Mayoral Election)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Exercise of Voting Rights of
Shares Held for the Purpose of Strategic
Shareholdings)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of Policies and
Actual Results of Training for Directors)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision Relating to
Communication and Response Between
Shareholders and Directors)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision relating to a
Mechanism Enabling Shareholders to
Recommend Candidates for Director to the
Nominating Committee and Their Equal
Treatment)
10 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Publication of Proposals by
Shareholder in the Notice of Convocation
with at Least 100 Proposals as the Upper
Limit)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of
Whistle-blowing Contact on the Board of
Corporate Auditors)
12 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Holding of Executive
Committee Meetings Consisting Only of
Outside Directors Without the Attendance of
Representative Corporate Executive
Officers)
13 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of Program for
Hiring Women Who Gave Up Their Career Due
to Childbirth and Child Rearing as
Semi-recent College Graduates and also as
Career Employees and Executives, etc.)
14 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of
Discriminatory Treatment of Activist
Investors)
15 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Special
Committee to Express Opinions as the
Company on a Series of Acts of the Minister
of Justice, Katsutoshi Kaneda)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Special
Investigation Committee on the Loans to
Kenko Corporation)
17 Shareholder Proposal: Remove a Director Shr Against For
Matsuyama, Haruka
18 Shareholder Proposal: Appoint a Director Shr Against For
Lucian Bebchuk instead of Matsuyama, Haruka
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Submission of a Request to
the Bank of Japan to Refrain from Deepening
the Negative Interest Rate Policy)
--------------------------------------------------------------------------------------------------------------------------
MITSUMI ELECTRIC CO.,LTD. Agenda Number: 707632421
--------------------------------------------------------------------------------------------------------------------------
Security: J45464120
Meeting Type: EGM
Meeting Date: 27-Dec-2016
Ticker:
ISIN: JP3904400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Stock-for-stock Exchange Agreement Mgmt For For
between the Company and Minebea Co., Ltd.
--------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC. Agenda Number: 708216444
--------------------------------------------------------------------------------------------------------------------------
Security: J4599L102
Meeting Type: AGM
Meeting Date: 23-Jun-2017
Ticker:
ISIN: JP3885780001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Class XI Preferred Shares
2.1 Appoint a Director Sato, Yasuhiro Mgmt For For
2.2 Appoint a Director Nishiyama, Takanori Mgmt For For
2.3 Appoint a Director Iida, Koichi Mgmt For For
2.4 Appoint a Director Umemiya, Makoto Mgmt For For
2.5 Appoint a Director Shibata, Yasuyuki Mgmt For For
2.6 Appoint a Director Aya, Ryusuke Mgmt For For
2.7 Appoint a Director Funaki, Nobukatsu Mgmt For For
2.8 Appoint a Director Seki, Tetsuo Mgmt For For
2.9 Appoint a Director Kawamura, Takashi Mgmt For For
2.10 Appoint a Director Kainaka, Tatsuo Mgmt For For
2.11 Appoint a Director Abe, Hirotake Mgmt For For
2.12 Appoint a Director Ota, Hiroko Mgmt For For
2.13 Appoint a Director Kobayashi, Izumi Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Organizations that determine
dividends from surplus, etc.)
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Exercise of voting rights of
shares held for strategic reasons)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of compensation
paid to individual officers)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Separation of the Chairman
of the Board of Directors and CEO)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Creation of a system
enabling employees of the Company to be
reinstated after running for office in
national elections, local assembly
elections and elections for the heads of
local governments, etc.)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of the policy on
and results of officer training)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision regarding the
communications and responses between
shareholders and directors)
10 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision regarding the
system for direct recommendation of
candidates for Directorship to the
Nominating Committee by shareholders and
equal treatment)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Regarding the inclusion of
shareholder proposals in a convocation
notice, etc., with the upper limit on such
proposals being 100 at minimum)
12 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a liaison
for reporting concerns to the Audit
Committee)
13 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Holding of executive
management committee meetings consisting of
only the Outside Director(s), at which the
Representative Executive Officer(s) are not
present)
14 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Implementation of
semi-entry-level recruitment and
establishment of an employment quota for
career tracks or executive positions, etc.,
for women who interrupted their careers for
childbirth or child rearing, etc.)
15 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of
discriminatory treatment of activist
investors)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of special
investigative committee on the matter of
expressing the Company's opinion on the
recent actions by the Minister of Justice)
17 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of special
investigative committee on the matter of
frozen bank accounts at the Shakujii
Branch)
18 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a special
investigative committee on the matter of
the loan)
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Submission to the Bank of
Japan of a written request to refrain from
strongly pursuing its negative interest
rate policy)
--------------------------------------------------------------------------------------------------------------------------
NAKAYAMA STEEL WORKS,LTD. Agenda Number: 708271060
--------------------------------------------------------------------------------------------------------------------------
Security: J48216121
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3646400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hakomori, Kazuaki Mgmt For For
2.2 Appoint a Director Nakamura, Sachio Mgmt For For
2.3 Appoint a Director Naito, Nobuhiko Mgmt For For
2.4 Appoint a Director Kadono, Yasuharu Mgmt For For
2.5 Appoint a Director Nakatsukasa, Masahiro Mgmt For For
2.6 Appoint a Director Takahashi, Tetsu Mgmt For For
3.1 Appoint a Corporate Auditor Fukunishi, Mgmt For For
Nobuji
3.2 Appoint a Corporate Auditor Kawanobe, Mgmt For For
Hirofumi
4 Appoint a Substitute Corporate Auditor Mgmt For For
Tsuda, Kazuyoshi
5 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 707173059
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 25-Jul-2016
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3 TO RE-ELECT SIR PETER GERSHON Mgmt For For
4 TO RE-ELECT JOHN PETTIGREW Mgmt For For
5 TO RE-ELECT ANDREW BONFIELD Mgmt For For
6 TO RE-ELECT DEAN SEAVERS Mgmt For For
7 TO ELECT NICOLA SHAW Mgmt For For
8 TO RE-ELECT NORA MEAD BROWNELL Mgmt For For
9 TO RE-ELECT JONATHAN DAWSON Mgmt For For
10 TO RE-ELECT THERESE ESPERDY Mgmt For For
11 TO RE-ELECT PAUL GOLBY Mgmt For For
12 TO RE-ELECT RUTH KELLY Mgmt For For
13 TO RE-ELECT MARK WILLIAMSON Mgmt For For
14 TO REAPPOINT THE AUDITORS Mgmt For For
PRICEWATERHOUSECOOPERS LLP
15 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
AUDITORS' REMUNERATION
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT EXCLUDING THE EXCERPTS FROM THE
REMUNERATION POLICY
17 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
18 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
ORDINARY SHARES
19 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
21 TO AUTHORISE THE DIRECTORS TO HOLD GENERAL Mgmt Against Against
MEETINGS ON 14 WORKING DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
NET ONE SYSTEMS CO.,LTD. Agenda Number: 708223817
--------------------------------------------------------------------------------------------------------------------------
Security: J48894109
Meeting Type: AGM
Meeting Date: 15-Jun-2017
Ticker:
ISIN: JP3758200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yoshino, Takayuki Mgmt For For
2.2 Appoint a Director Arai, Toru Mgmt For For
2.3 Appoint a Director Suemitsu, Shunichi Mgmt For For
2.4 Appoint a Director Suzuki, Tsuyoshi Mgmt For For
2.5 Appoint a Director Kawaguchi, Takahisa Mgmt For For
2.6 Appoint a Director Katayama, Norihisa Mgmt For For
2.7 Appoint a Director Kawakami, Kunio Mgmt For For
2.8 Appoint a Director Imai, Mitsuo Mgmt For For
2.9 Appoint a Director Nishikawa, Rieko Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NETMIND FINANCIAL HOLDINGS LTD Agenda Number: 707327450
--------------------------------------------------------------------------------------------------------------------------
Security: G6431F105
Meeting Type: AGM
Meeting Date: 22-Sep-2016
Ticker:
ISIN: KYG6431F1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/0822/LTN20160822599.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/0822/LTN20160822589.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS OF THE COMPANY AND OF THE
AUDITORS OF THE COMPANY FOR THE YEAR ENDED
31 MARCH 2016
2.I TO RE-ELECT MR. LEE MING TUNG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.II TO RE-ELECT MR. CHEN WEIXING AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY;
2.III TO RE-ELECT MR. YU PAN AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.IV TO RE-ELECT MS. MA YIN FAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.V TO RE-ELECT MR. LEUNG HOI YING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.VI TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
3 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE
EXISTING ISSUED SHARE CAPITAL OF THE
COMPANY ON THE DATE OF PASSING THIS
RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY ON THE DATE OF PASSING THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL SHARES IN
THE CAPITAL OF THE COMPANY BY ADDING TO IT
THE NOMINAL AMOUNT OF SHARES REPURCHASED BY
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
NETUREN CO.,LTD. Agenda Number: 708282190
--------------------------------------------------------------------------------------------------------------------------
Security: J48904106
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3288200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mizoguchi, Shigeru Mgmt For For
2.2 Appoint a Director Omiya, Katsumi Mgmt For For
2.3 Appoint a Director Goya, Junichi Mgmt For For
2.4 Appoint a Director Yasukawa, Tomokatsu Mgmt For For
2.5 Appoint a Director Murata, Tetsuji Mgmt For For
2.6 Appoint a Director Suzuki, Takashi Mgmt For For
2.7 Appoint a Director Ishiki, Nobumoto Mgmt For For
2.8 Appoint a Director Misaka, Yoshitaka Mgmt For For
2.9 Appoint a Director Teraura, Yasuko Mgmt For For
2.10 Appoint a Director Hanai, Mineo Mgmt For For
3 Appoint a Corporate Auditor Inagaki, Mgmt For For
Hitoshi
4 Appoint a Substitute Corporate Auditor Mgmt For For
Takahashi, Daisuke
5 Approve Policy regarding Large-scale Mgmt Against Against
Purchases of Company Shares (Anti-Takeover
Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEPARTMENT STORE CHINA LTD Agenda Number: 707531922
--------------------------------------------------------------------------------------------------------------------------
Security: G65007109
Meeting Type: AGM
Meeting Date: 21-Nov-2016
Ticker:
ISIN: KYG650071098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/1020/LTN20161020350.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2016/1020/LTN20161020312.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED 30
JUNE 2016 TOGETHER WITH THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT
2.A TO RE-ELECT DR. CHENG KAR-SHUN, HENRY AS A Mgmt For For
DIRECTOR
2.B TO RE-ELECT DR. CHENG CHI-KONG, ADRIAN AS A Mgmt Against Against
DIRECTOR
2.C TO RE-ELECT MS. NGAN MAN-YING, LYNDA AS A Mgmt For For
DIRECTOR
2.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
4.1 TO APPROVE A GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE SHARES NOT EXCEEDING 20%
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY IN ISSUE
4.2 TO APPROVE A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE
4.3 TO EXTEND THE GENERAL MANDATE TO ISSUE Mgmt Against Against
SHARES GRANTED TO THE DIRECTORS PURSUANT TO
RESOLUTION NO. 4.(1) ABOVE
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEPARTMENT STORE CHINA LTD Agenda Number: 708152967
--------------------------------------------------------------------------------------------------------------------------
Security: G65007109
Meeting Type: EGM
Meeting Date: 25-May-2017
Ticker:
ISIN: KYG650071098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0505/LTN20170505903.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0505/LTN20170505961.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE RENEWAL OF THE Mgmt For For
MASTER LEASING AGREEMENT, THE LEASING
TRANSACTIONS AND THE NEW LEASING ANNUAL
CAPS, AND TO AUTHORISE ANY ONE DIRECTOR, OR
ANY TWO DIRECTORS IF THE AFFIXATION OF THE
COMMON SEAL IS NECESSARY, FOR AN ON BEHALF
OF THE COMPANY TO EXECUTE ALL SUCH OTHER
DOCUMENTS AND AGREEMENTS AND DO ALL SUCH
ACTS AND THINGS AS HE/SHE OR THEY MAY IN
HIS/HER OR THEIR ABSOLUTE DISCRETION
CONSIDER TO BE NECESSARY, DESIRABLE,
APPROPRIATE OR EXPEDIENT TO IMPLEMENT
AND/OR GIVE EFFECT TO THE RENEWAL OF THE
MASTER LEASING AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND
ALL MATTERS INCIDENTAL TO, ANCILLARY OR
INCIDENTAL THERETO
2 TO CONSIDER AND APPROVE THE RENEWAL OF THE Mgmt For For
MASTER CONCESSIONAIRE COUNTER AGREEMENT,
THE CONCESSIONAIRE TRANSACTIONS AND THE NEW
CONCESSIONAIRE ANNUAL CAPS, AND TO
AUTHORISE ANY ONE DIRECTOR, OR ANY TWO
DIRECTORS IF THE AFFIXATION OF THE COMMON
SEAL IS NECESSARY, FOR AN ON BEHALF OF THE
COMPANY TO EXECUTE ALL SUCH OTHER DOCUMENTS
AND AGREEMENTS AND DO ALL SUCH ACTS AND
THINGS AS HE/SHE OR THEY MAY IN HIS/ HER OR
THEIR ABSOLUTE DISCRETION CONSIDER TO BE
NECESSARY, DESIRABLE, APPROPRIATE OR
EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT
TO THE RENEWAL OF THE MASTER CONCESSIONAIRE
COUNTER AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND ALL MATTERS
INCIDENTAL TO, ANCILLARY OR INCIDENTAL
THERETO
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 934566867
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1D. ELECTION OF DIRECTOR: NAREN K. GURSAHANEY Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT
4. NON-BINDING ADVISORY VOTE ON WHETHER Mgmt 1 Year For
NEXTERA ENERGY SHOULD HOLD A NON-BINDING
SHAREHOLDER ADVISORY VOTE TO APPROVE
NEXTERA ENERGY'S COMPENSATION TO ITS NAMED
EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS
5. APPROVAL OF THE NEXTERA ENERGY, INC. 2017 Mgmt For For
NON-EMPLOYEE DIRECTORS STOCK PLAN
6. A PROPOSAL BY THE COMPTROLLER OF THE STATE Shr Against For
OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED
"POLITICAL CONTRIBUTIONS DISCLOSURE" TO
REQUEST SEMIANNUAL REPORTS DISCLOSING
POLITICAL CONTRIBUTION POLICIES AND
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
NHN ENTERTAINMENT CORP Agenda Number: 707760410
--------------------------------------------------------------------------------------------------------------------------
Security: Y6347N101
Meeting Type: AGM
Meeting Date: 24-Mar-2017
Ticker:
ISIN: KR7181710005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Abstain Against
2 AMENDMENT OF ARTICLES OF INCORP Mgmt Against Against
3.1 ELECTION OF INSIDE DIRECTOR: JEONG U JIN Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: GANG NAM GYU Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR: I DONG BIN Mgmt For For
4.1 ELECTION OF AUDIT COMMITTEE MEMBER: GANG Mgmt For For
NAM GYU
4.2 ELECTION OF AUDIT COMMITTEE MEMBER: I DONG Mgmt For For
BIN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
7 GRANT OF STOCK OPTION Mgmt For For
8 APPROVAL OF PHYSICAL DIVISION Mgmt For For
CMMT 13 FEB 2017: THE ISSUING COMPANY WILL OWN Non-Voting
100% OF SHARES OF NEWLY ESTABLISHED COMPANY
RESULTED FROM THE ABOVE SPIN-OFF. THEREFORE
THIS SPIN-OFF DOES NOT AFFECT ON
SHAREHOLDERS OF COMPANY
CMMT 13 FEB 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NICHICON CORPORATION Agenda Number: 708282075
--------------------------------------------------------------------------------------------------------------------------
Security: J49420102
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3661800007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takeda, Ippei Mgmt For For
2.2 Appoint a Director Yoshida, Shigeo Mgmt For For
2.3 Appoint a Director Chikano, Hitoshi Mgmt For For
2.4 Appoint a Director Yano, Akihiro Mgmt For For
2.5 Appoint a Director Matsushige, Kazumi Mgmt For For
2.6 Appoint a Director Katsuta, Yasuhisa Mgmt For For
2.7 Appoint a Director Aikyo, Shigenobu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIKON CORPORATION Agenda Number: 708282099
--------------------------------------------------------------------------------------------------------------------------
Security: 654111103
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3657400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ushida, Kazuo
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Oka, Masashi
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Okamoto, Yasuyuki
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Odajima, Takumi
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hagiwara, Satoshi
2.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Negishi, Akio
3 Appoint a Director as Supervisory Committee Mgmt Against Against
Members Honda, Takaharu
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 708274446
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kimishima, Tatsumi
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Miyamoto, Shigeru
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Takahashi, Shinya
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Furukawa, Shuntaro
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Shiota, Ko
--------------------------------------------------------------------------------------------------------------------------
NIPPON CHEMI-CON CORPORATION Agenda Number: 708257452
--------------------------------------------------------------------------------------------------------------------------
Security: J52430113
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3701200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3.1 Appoint a Director Uchiyama, Ikuo Mgmt For For
3.2 Appoint a Director Minegishi, Yoshifumi Mgmt For For
3.3 Appoint a Director Shiraishi, Shuichi Mgmt For For
3.4 Appoint a Director Komparu, Toru Mgmt For For
3.5 Appoint a Director Takahashi, Hideaki Mgmt For For
3.6 Appoint a Director Kawakami, Kinya Mgmt For For
4 Appoint a Corporate Auditor Yajima, Mgmt For For
Hiroyuki
5 Appoint a Substitute Corporate Auditor Mgmt For For
Kanaida, Katsuji
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 708196351
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NISSIN KOGYO CO.,LTD. Agenda Number: 708245003
--------------------------------------------------------------------------------------------------------------------------
Security: J58074105
Meeting Type: AGM
Meeting Date: 16-Jun-2017
Ticker:
ISIN: JP3675300002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Okawara, Eiji Mgmt For For
1.2 Appoint a Director Takei, Junya Mgmt For For
1.3 Appoint a Director Terada, Kenji Mgmt For For
1.4 Appoint a Director Sato, Kazuya Mgmt For For
1.5 Appoint a Director Ichikawa, Yuichi Mgmt For For
1.6 Appoint a Director Shinohara, Takayoshi Mgmt For For
1.7 Appoint a Director Kobayashi, Keiichi Mgmt For For
1.8 Appoint a Director Miyashita, Jiro Mgmt For For
1.9 Appoint a Director Fukui, Masataka Mgmt For For
2 Appoint a Corporate Auditor Watanabe, Mgmt For For
Takanobu
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
NOK CORPORATION Agenda Number: 708282948
--------------------------------------------------------------------------------------------------------------------------
Security: J54967104
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3164800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tsuru, Masato Mgmt For For
2.2 Appoint a Director Doi, Kiyoshi Mgmt For For
2.3 Appoint a Director Iida, Jiro Mgmt For For
2.4 Appoint a Director Kuroki, Yasuhiko Mgmt For For
2.5 Appoint a Director Watanabe, Akira Mgmt For For
2.6 Appoint a Director Nagasawa, Shinji Mgmt For For
2.7 Appoint a Director Tsuru, Tetsuji Mgmt For For
2.8 Appoint a Director Kobayashi, Toshifumi Mgmt For For
2.9 Appoint a Director Hogen, Kensaku Mgmt For For
2.10 Appoint a Director Fujioka, Makoto Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 707941337
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 23-May-2017
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 MATTERS OF ORDER FOR THE MEETING Non-Voting
3 ELECTION OF THE PERSONS TO CONFIRM THE Non-Voting
MINUTES AND TO VERIFY THE COUNTING OF VOTES
4 RECORDING THE LEGAL CONVENING OF THE Non-Voting
MEETING AND QUORUM
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REVIEW BY THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2016. REVIEW
BY THE PRESIDENT AND CEO
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt Take No Action
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt Take No Action
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.17 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt Take No Action
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 RESOLUTION ON THE REMUNERATION TO THE Mgmt Take No Action
MEMBERS OF THE BOARD OF DIRECTORS
11 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt Take No Action
BOARD OF DIRECTORS: THE BOARD'S CORPORATE
GOVERNANCE AND NOMINATION COMMITTEE
PROPOSES TO THE ANNUAL GENERAL MEETING THAT
THE NUMBER OF BOARD MEMBERS BE TEN (10)
12 ELECTION OF MEMBERS OF THE BOARD OF Mgmt Take No Action
DIRECTORS: BRUCE BROWN, LOUIS R. HUGHES,
JEAN C. MONTY, ELIZABETH NELSON, OLIVIER
PIOU, RISTO SIILASMAA, CARLA SMITS-
NUSTELING AND KARI STADIGH. IN ADDITION,
THE COMMITTEE PROPOSES THAT JEANETTE HORAN,
WHO IS A FORMER EXECUTIVE OF IBM AND EDWARD
KOZEL, WHO IS AN INDEPENDENT CONSULTANT AND
AN INVESTOR, BE ELECTED AS NEW MEMBERS OF
THE BOARD OF DIRECTORS FOR THE SAME TERM
13 RESOLUTION ON THE REMUNERATION OF THE Mgmt Take No Action
AUDITOR
14 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt Take No Action
OY
15 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt Take No Action
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt Take No Action
RESOLVE TO ISSUE SHARES AND SPECIAL RIGHTS
ENTITLING TO SHARES
17 CLOSING OF MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 707756043
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 16-Mar-2017
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF A CHAIRMAN FOR THE GENERAL Non-Voting
MEETING: EVA HAGG, MEMBER OF THE SWEDISH
BAR ASSOCIATION
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF AT LEAST ONE MINUTES CHECKER Non-Voting
5 DETERMINATION WHETHER THE GENERAL MEETING Non-Voting
HAS BEEN DULY CONVENED
6 SUBMISSION OF THE ANNUAL REPORT AND Non-Voting
CONSOLIDATED ACCOUNTS, AND OF THE AUDIT
REPORT AND THE GROUP AUDIT REPORT IN
CONNECTION HEREWITH: SPEECH BY THE GROUP
CEO
7 ADOPTION OF THE INCOME STATEMENT AND THE Mgmt For For
CONSOLIDATED INCOME STATEMENT, AND THE
BALANCE SHEET AND THE CONSOLIDATED BALANCE
SHEET
8 DECISION ON DISPOSITIONS OF THE COMPANY'S Mgmt For For
PROFIT ACCORDING TO THE ADOPTED BALANCE
SHEET: A DIVIDEND OF 0.65 EURO PER SHARE
9 DECISION REGARDING DISCHARGE FROM LIABILITY Mgmt For For
FOR THE MEMBERS OF THE BOARD OF DIRECTORS
AND THE CEO (THE AUDITOR RECOMMENDS
DISCHARGE FROM LIABILITY)
10 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS: (10) AND DEPUTY MEMBERS (0) OF
BOARD
11 DETERMINATION OF THE NUMBER OF AUDITORS: Mgmt For For
(1) AND DEPUTY AUDITORS (0)
12 DETERMINATION OF FEES FOR BOARD MEMBERS AND Mgmt For For
AUDITORS
13 ELECTION OF BOARD MEMBERS AND CHAIRMAN OF Mgmt For For
THE BOARD: THE NOMINATION COMMITTEE'S
PROPOSAL: FOR THE PERIOD UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING BJORN
WAHLROOS, ROBIN LAWTHER, LARS G NORDSTROM,
SARAH RUSSELL, SILVIJA SERES, KARI STADIGH
AND BIRGER STEEN SHALL BE RE-ELECTED AS
BOARD MEMBERS AND PERNILLE ERENBJERG, MARIA
VARSELLONA AND LARS WOLLUNG SHALL BE
ELECTED AS BOARD MEMBERS. FOR THE PERIOD
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING BJORN WAHLROOS SHALL BE RE-ELECTED
AS CHAIRMAN
14 ELECTION OF AUDITORS: OHRLINGS Mgmt For For
PRICEWATERHOUSECOOPERS AB
15 RESOLUTION ON ESTABLISHMENT OF A NOMINATION Mgmt For For
COMMITTEE
16 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON ISSUE OF
CONVERTIBLE INSTRUMENTS IN THE COMPANY
17 RESOLUTION ON PURCHASE OF OWN SHARES Mgmt For For
ACCORDING TO CHAPTER 7 SECTION 6 OF THE
SWEDISH SECURITIES MARKET ACT (SW. LAGEN
(2007:528) OM VARDEPAPPERSMARKNADEN)
18 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
FOR EXECUTIVE OFFICERS
19 APPOINTMENT OF AUDITOR IN A FOUNDATION Mgmt For For
MANAGED BY THE COMPANY
20.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES TO ADOPT A
VISION ON ABSOLUTE EQUALITY BETWEEN MEN AND
WOMEN ON ALL LEVELS IN THE COMPANY
20.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES TO INSTRUCT
THE BOARD OF DIRECTORS OF THE COMPANY TO
SET UP A WORKING GROUP WITH THE TASK OF
REALIZING THIS VISION ON THE LONG TERM AND
MONITORING CLOSELY THE DEVELOPMENT IN BOTH
THE EQUALITY AND THE ETHNICITY AREA
20.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES TO ANNUALLY
SUBMIT A WRITTEN REPORT TO THE ANNUAL
GENERAL MEETING, AS A SUGGESTION BY
INCLUDING THE REPORT IN THE PRINTED ANNUAL
REPORT
20.D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES TO INSTRUCT
THE BOARD OF DIRECTORS TO TAKE NECESSARY
MEASURES IN ORDER TO CREATE A SHAREHOLDERS
ASSOCIATION IN THE COMPANY
20.E PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES THAT THE
BOARD DIRECTORS SHALL NOT BE ALLOWED TO
INVOICE THEIR BOARD FEES THROUGH A LEGAL
PERSON, SWEDISH OR FOREIGN
20.F PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES THAT THE
NOMINATION COMMITTEE WHEN PERFORMING ITS
TASKS SHALL PAY SPECIFIC ATTENTION TO
QUESTIONS RELATED TO ETHICS, GENDER AND
ETHNICITY
20.G PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES TO INSTRUCT
TO THE BOARD OF DIRECTORS TO SUBMIT A
PROPOSAL FOR DECISION ON REPRESENTATION IN
THE BOARD OF DIRECTORS AS WELL AS IN THE
NOMINATION COMMITTEE FOR THE SMALL AND
MEDIUM SIZED SHAREHOLDERS TO THE ANNUAL
GENERAL MEETING 2018 (OR ANY EXTRAORDINARY
SHAREHOLDERS MEETING HELD BEFORE THAT)
20.H PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES IN RELATION
TO ITEM 20E. ABOVE, INSTRUCT THE BOARD OF
DIRECTORS TO WRITE TO THE APPROPRIATE
AUTHORITY IN THE FIRST PLACE THE SWEDISH
GOVERNMENT OR THE TAX AUTHORITIES TO BRING
ABOUT A CHANGED REGULATION IN THIS AREA
20.I PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT THE
ANNUAL GENERAL MEETING DECIDES TO INSTRUCT
THE BOARD OF DIRECTORS TO WRITE TO THE
SWEDISH GOVERNMENT AND DRAW ITS ATTENTION
TO THE DESIRABILITY OF AMENDING THE LAW
MEANING THAT THE POSSIBILITY TO HAVE SHARES
WITH DIFFERENT VOTING RIGHTS SHALL BE
ABOLISHED IN SWEDISH LIMITED LIABILITY
COMPANIES
20.J PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS ON THE
FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: TO AMEND
ARTICLE 7 OF THE ARTICLES OF ASSOCIATION
CMMT 09 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS NO 10 AND 11. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NTPC LTD, NEW DELHI Agenda Number: 707326371
--------------------------------------------------------------------------------------------------------------------------
Security: Y6421X116
Meeting Type: AGM
Meeting Date: 20-Sep-2016
Ticker:
ISIN: INE733E01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 ADOPTION OF AUDITED STANDALONE FINANCIAL Mgmt For For
STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENT OF THE COMPANY FOR THE YEAR ENDED
MARCH 31, 2016, THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 CONFIRMATION OF PAYMENT OF INTERIM DIVIDEND Mgmt For For
(INR 1.60 PER SHARE) AND TO DECLARE FINAL
DIVIDEND (INR 1.75 PER SHARE) FOR THE YEAR
2015-16
3 RE-APPOINTMENT OF SHRI S.C.PANDEY (DIN: Mgmt For For
03142319), WHO RETIRES BY ROTATION
4 RE-APPOINTMENT OF SHRI KULAMANI BISWAL(DIN: Mgmt For For
03318539), WHO RETIRES BY ROTATION
5 FIXATION OF REMUNERATION OF STATUTORY Mgmt For For
AUDITORS
6 APPOINTMENT OF SHRI GURDEEP SINGH (DIN: Mgmt Against Against
00307037), AS CHAIRMAN & MANAGING DIRECTOR
7 APPOINTMENT OF SHRI ANIRUDDHA KUMAR (DIN: Mgmt Against Against
07325440), AS DIRECTOR
8 APPOINTMENT OF SHRI RAJESH JAIN (DIN: Mgmt For For
00103150), AS INDEPENDENT DIRECTOR
9 APPOINTMENT OF DR. GAURI TRIVEDI (DIN: Mgmt Against Against
06502788), AS INDEPENDENT DIRECTOR
10 APPOINTMENT OF SHRI SEETHAPATHY CHANDER Mgmt For For
(DIN: 02336635) AS INDEPENDENT DIRECTOR
11 RAISING OF FUNDS UPTO INR15,000 CRORE Mgmt For For
THROUGH ISSUE OF BONDS/DEBENTURES ON
PRIVATE PLACEMENT BASIS
12 RATIFICATION OF REMUNERATION OF THE COST Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR 2016-17
--------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO, INC. Agenda Number: 708224023
--------------------------------------------------------------------------------------------------------------------------
Security: J59399121
Meeting Type: AGM
Meeting Date: 20-Jun-2017
Ticker:
ISIN: JP3165650007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Nakamura, Hiroshi Mgmt For For
3.2 Appoint a Director Tamura, Hozumi Mgmt For For
4.1 Appoint a Corporate Auditor Suto, Shoji Mgmt For For
4.2 Appoint a Corporate Auditor Sagae, Hironobu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC, MOSCOW Agenda Number: 707598720
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: EGM
Meeting Date: 05-Dec-2016
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ON PAYMENT (DECLARATION) OF DIVIDENDS BASED Mgmt For For
ON THE RESULTS OF THE FIRST NINE MONTHS OF
2016: TO PAY DIVIDENDS ON ORDINARY SHARES
OF PJSC "LUKOIL" BASED ON THE RESULTS OF
THE FIRST NINE MONTHS OF 2016 IN THE AMOUNT
OF 75 ROUBLES PER ORDINARY SHARE. TO SET 23
DECEMBER 2016 AS THE DATE ON WHICH PERSONS
ENTITLED TO RECEIVE DIVIDENDS BASED ON THE
RESULTS OF THE FIRST NINE MONTHS OF 2015
WILL BE DETERMINED. THE DIVIDENDS BE PAID
USING MONETARY FUNDS FROM THE ACCOUNT OF
PJSC "LUKOIL" AS FOLLOWS: - DIVIDEND
PAYMENTS TO NOMINEE SHAREHOLDERS AND TRUST
MANAGERS WHO ARE PROFESSIONAL MARKET
PARTICIPANTS REGISTERED IN THE SHAREHOLDER
REGISTER OF PJSC "LUKOIL" TO BE MADE NOT
LATER THAN 12 JANUARY 2017, - DIVIDEND
PAYMENTS TO OTHER PERSONS REGISTERED IN THE
SHAREHOLDER REGISTER OF PJSC "LUKOIL" TO BE
MADE NOT LATER THAN 2 FEBRUARY 2017. THE
COSTS ON THE TRANSFER OF DIVIDENDS,
REGARDLESS OF THE MEANS, WILL BE PAID BY
PJSC "LUKOIL"
2 ON PAYMENT OF A PART OF THE REMUNERATION TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF PJSC
"LUKOIL" FOR THEIR PERFORMANCE OF THE
FUNCTIONS OF THE MEMBERS OF THE BOARD OF
DIRECTORS: TO PAY A PART OF THE
REMUNERATION TO MEMBERS OF THE BOARD OF
DIRECTORS OF PJSC "LUKOIL" FOR PERFORMANCE
OF THEIR FUNCTIONS (BOARD FEE) FOR THE
PERIOD FROM THE DATE THE DECISION ON THE
ELECTION OF THE BOARD OF DIRECTORS WAS
TAKEN TO THE DATE THIS DECISION IS TAKEN
CONSTITUTING ONE-HALF (I.E. 3,000,000
ROUBLES EACH) OF THE BOARD FEE ESTABLISHED
BY DECISION OF THE ANNUAL GENERAL
SHAREHOLDERS MEETING OF PJSC "LUKOIL" ON 23
JUNE 2016 (MINUTES NO.1)
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC, MOSCOW Agenda Number: 708169215
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: AGM
Meeting Date: 21-Jun-2017
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO APPROVE THE ANNUAL REPORT OF PJSC Mgmt For For
"LUKOIL" FOR 2016, ANNUAL ACCOUNTING
(FINANCIAL) STATEMENTS, INCLUDING THE
INCOME STATEMENT OF THE COMPANY, AND ALSO
DISTRIBUTE THE PROFITS BASED ON THE 2016
ANNUAL RESULTS AS FOLLOWS: THE NET PROFIT
OF PJSC "LUKOIL" BASED ON THE 2016 ANNUAL
RESULTS EQUALLED 182,566,224,000 ROUBLES.
THE NET PROFIT IN THE AMOUNT OF
102,067,590,600 ROUBLES BASED ON THE 2016
ANNUAL RESULTS (EXCLUDING THE PROFIT
DISTRIBUTED AS INTERIM DIVIDENDS OF
63,792,244,125 ROUBLES FOR THE FIRST NINE
MONTHS OF 2016) BE DISTRIBUTED FOR THE
PAYMENT OF DIVIDENDS. THE REMAINDER OF THE
PROFITS SHALL BE RETAINED EARNINGS. TO PAY
DIVIDENDS ON ORDINARY SHARES OF PJSC
"LUKOIL" BASED ON THE 2016 ANNUAL RESULTS
IN AN AMOUNT OF 120 ROUBLES PER ORDINARY
SHARE (EXCLUDING THE INTERIM DIVIDENDS OF
75 ROUBLES PER ORDINARY SHARE PAID FOR THE
FIRST NINE MONTHS OF 2016). THE TOTAL
AMOUNT OF DIVIDENDS PAYABLE FOR 2016
INCLUDING THE EARLIER PAID INTERIM
DIVIDENDS WILL BE 195 ROUBLES PER ORDINARY
SHARE. THE DIVIDENDS OF 120 ROUBLES PER
ORDINARY SHARE BE PAID USING MONETARY FUNDS
FROM THE ACCOUNT OF PJSC "LUKOIL": -
DIVIDEND PAYMENTS TO NOMINEE SHAREHOLDERS
AND TRUST MANAGERS WHO ARE PROFESSIONAL
MARKET PARTICIPANTS REGISTERED IN THE
SHAREHOLDER REGISTER OF PJSC "LUKOIL" TO BE
MADE NOT LATER THAN 21 JULY 2017, -
DIVIDEND PAYMENTS TO OTHER PERSONS
REGISTERED IN THE SHAREHOLDER REGISTER OF
PJSC "LUKOIL" TO BE MADE NOT LATER THAN 11
AUGUST 2017. THE COSTS ON THE TRANSFER OF
DIVIDENDS, REGARDLESS OF THE MEANS, WILL BE
PAID BY PJSC "LUKOIL". TO SET 10 JULY 2017
AS THE DATE ON WHICH PERSONS ENTITLED TO
RECEIVE DIVIDENDS BASED ON THE 2016 ANNUAL
RESULTS WILL BE DETERMINED
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 12 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
2.1 ELECTION OF BOARD OF DIRECTOR: ALEKPEROV, Mgmt Abstain Against
VAGIT YUSUFOVICH
2.2 ELECTION OF BOARD OF DIRECTOR: BLAZHEEV, Mgmt Abstain Against
VICTOR VLADIMIROVICH
2.3 ELECTION OF BOARD OF DIRECTOR: GATI, TOBY Mgmt For For
TRISTER
2.4 ELECTION OF BOARD OF DIRECTOR: GRAYFER, Mgmt Abstain Against
VALERY ISAAKOVICH
2.5 ELECTION OF BOARD OF DIRECTOR: IVANOV IGOR Mgmt Abstain Against
SERGEEVICH
2.6 ELECTION OF BOARD OF DIRECTOR: MAGANOV, Mgmt Abstain Against
RAVIL ULFATOVICH
2.7 ELECTION OF BOARD OF DIRECTOR: MUNNINGS, Mgmt For For
ROGER
2.8 ELECTION OF BOARD OF DIRECTOR: MATZKE, Mgmt Abstain Against
RICHARD
2.9 ELECTION OF BOARD OF DIRECTOR: NIKOLAEV, Mgmt Abstain Against
NIKOLAI MIKHAILOVICH
2.10 ELECTION OF BOARD OF DIRECTOR: PICTET, IVAN Mgmt For For
2.11 ELECTION OF BOARD OF DIRECTOR: FEDUN, Mgmt Abstain Against
LEONID ARNOLDOVICH
2.12 ELECTION OF BOARD OF DIRECTOR: KHOBA, Mgmt Abstain Against
LYUBOV NIKOLAEVNA
3.1 ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION OF PJSC "LUKOIL": VRUBLEVSKIY,
IVAN NIKOLAEVICH
3.2 ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION OF PJSC "LUKOIL": SULOEV, PAVEL
ALEKSANDROVICH
3.3 ELECTION OF THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION OF PJSC "LUKOIL": SURKOV,
ALEKSANDR VIKTOROVICH
4.1 TO PAY REMUNERATION AND REIMBURSE EXPENSES Mgmt For For
TO MEMBERS OF THE BOARD OF DIRECTORS OF
PJSC "LUKOIL" PURSUANT TO APPENDIX NO.1
HERETO
4.2 TO ESTABLISH THE AMOUNTS OF REMUNERATION Mgmt For For
FOR THE NEWLY ELECTED MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC "LUKOIL" PURSUANT TO
APPENDIX NO.2 HERETO
5.1 TO PAY REMUNERATION TO THE MEMBERS OF THE Mgmt For For
AUDIT COMMISSION OF PJSC "LUKOIL" IN THE
FOLLOWING AMOUNTS: I.N. VRUBLEVSKIY -
3,500,000 ROUBLES P.A. SULOEV - 3,500,000
ROUBLES A.V. SURKOV - 3,500,000 ROUBLES
5.2 TO DEEM IT APPROPRIATE TO RETAIN THE Mgmt For For
AMOUNTS OF REMUNERATION FOR MEMBERS OF THE
AUDIT COMMISSION OF PJSC "LUKOIL"
ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF PJSC
"LUKOIL" OF 23 JUNE 2016 (MINUTES NO. 1)
6 TO APPROVE THE INDEPENDENT AUDITOR OF PJSC Mgmt For For
"LUKOIL" - JOINT STOCK COMPANY KPMG
7 TO APPROVE AMENDMENTS AND ADDENDA TO THE Mgmt For For
CHARTER OF PUBLIC JOINT STOCK COMPANY "OIL
COMPANY "LUKOIL", PURSUANT TO THE APPENDIX
HERETO
8 TO APPROVE AMENDMENTS AND ADDENDA TO THE Mgmt For For
REGULATIONS ON THE PROCEDURE FOR PREPARING
AND HOLDING THE GENERAL SHAREHOLDERS
MEETING OF PJSC "LUKOIL", PURSUANT TO THE
APPENDIX HERETO
9 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt For For
THE BOARD OF DIRECTORS OF PJSC "LUKOIL",
PURSUANT TO THE APPENDIX HERETO
10 TO TAKE A DECISION ON GIVING CONSENT TO AN Mgmt For For
INTERESTED-PARTY TRANSACTION - CONTRACT
(POLICY) ON INSURING THE LIABILITY OF
DIRECTORS, OFFICERS AND COMPANIES BETWEEN
PJSC "LUKOIL" (POLICYHOLDER) AND OAO
KAPITAL INSURANCE (INSURER) ON THE TERMS
AND CONDITIONS SET FORTH IN THE APPENDIX
HERETO
--------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK COMPANY SURGUTNEFTEGAS Agenda Number: 708274600
--------------------------------------------------------------------------------------------------------------------------
Security: 868861204
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: US8688612048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
1 TO APPROVE THE ANNUAL REPORT OF OJSC Mgmt For For
"SURGUTNEFTEGAS" FOR 2016
2 TO APPROVE THE ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF OJSC
"SURGUTNEFTEGAS" FOR 2016
3 TO APPROVE THE DISTRIBUTION OF PROFIT Mgmt For For
(LOSS) OF OJSC "SURGUTNEFTEGAS" FOR 2016.
TO DECLARE DIVIDEND PAYMENT FOR 2016: RUB
0.6 PER PREFERENCE SHARE OF OJSC
"SURGUTNEFTEGAS"; RUB 0.6 PER ORDINARY
SHARE OF OJSC "SURGUTNEFTEGAS" WITH TOTAL
AMOUNT OF DIVIDENDS OF RUB 26,056,795,764
FROM ACCUMULATED UNDISTRIBUTED PROFIT;
DIVIDENDS SHALL BE PAID IN ACCORDANCE WITH
THE PROCEDURE RECOMMENDED BY THE BOARD OF
DIRECTORS. TO SET 19 JULY 2017 AS THE DATE
AS OF WHICH THE PERSONS ENTITLED TO
DIVIDENDS ARE DETERMINED
4 "TO APPROVE THE FOLLOWING AMENDMENTS TO THE Mgmt For For
REGULATIONS ON THE AUDITING COMMITTEE OF
OJSC "SURGUTNEFTEGAS": TO PRESENT CLAUSE
4.7 OF THE REGULATIONS IN THE FOLLOWING
WORDING: 4.7. UNDER THE RESOLUTION OF THE
GENERAL SHAREHOLDERS' MEETING, EACH MEMBER
OF THE AUDITING COMMITTEE DURING THE PERIOD
WHEN HE/SHE PERFORMS HIS/HER DUTIES SHALL
BE PAID REMUNERATION IN THE AMOUNT OF RUB
700,000. THE BOARD OF DIRECTORS HAS THE
RIGHT TO RECOMMEND TO THE GENERAL
SHAREHOLDERS' MEETING TO REDUCE THE AMOUNT
OF REMUNERATION PAID TO INDIVIDUAL MEMBERS
OF THE AUDITING COMMITTEE. THE AMOUNTS OF
REMUNERATION DETERMINED BY THE REGULATIONS
INCLUDE TAXES PAYABLE BY A MEMBER OF THE
AUDITING COMMITTEE IN ACCORDANCE WITH THE
CURRENT LEGISLATION OF THE RUSSIAN
FEDERATION. THE PAYMENT OF REMUNERATION
SPECIFIED IN THIS CLAUSE OF THE REGULATIONS
SHALL BE MADE NOT LATER THAN 30 CALENDAR
DAYS FROM THE DATE OF THE GENERAL
SHAREHOLDERS' MEETING WHICH PASSED THE
RESOLUTION TO PAY REMUNERATION TO THE
MEMBERS OF THE AUDITING COMMITTEE. THE
COMPANY REIMBURSES THE EXPENSES OF THE
MEMBERS OF THE AUDITING COMMITTEE PROVIDED
THAT THEY ARE DULY DOCUMENTED AND INCURRED
IN PERFORMANCE OF THEIR DUTIES"
5 "TO PAY TO EACH MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF OJSC "SURGUTNEFTEGAS" WHO DOES
NOT ACT AS CHAIRMAN OF THE BOARD OF
DIRECTORS OR DIRECTOR GENERAL OF THE
COMPANY AND IS NOT AN EMPLOYEE OF THE
COMPANY BASIC REMUNERATION FOR THE PERIOD
WHEN HE/SHE ACTED AS A MEMBER OF THE BOARD
OF DIRECTORS IN THE AMOUNT DETERMINED BY
THE REGULATIONS ON THE BOARD OF DIRECTORS
OF OJSC "SURGUTNEFTEGAS". TO PAY TO THE
MEMBER OF THE BOARD OF DIRECTORS WHO ACTED
AS CHAIRMAN THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS ADDITIONAL REMUNERATION
IN THE AMOUNT DETERMINED BY THE REGULATIONS
ON THE BOARD OF DIRECTORS OF OJSC
"SURGUTNEFTEGAS"
6 TO PAY TO EACH MEMBER OF THE AUDITING Mgmt Against Against
COMMITTEE OF OJSC "SURGUTNEFTEGAS" THE
REMUNERATION IN THE AMOUNT DETERMINED BY
THE REGULATIONS ON THE AUDITING COMMITTEE
OF OJSC "SURGUTNEFTEGAS"
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 10 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 9
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
7.1 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt Against Against
BOARD OF DIRECTORS: AGARYOV ALEXANDER
VALENTINOVICH
7.2 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: BOGDANOV VLADIMIR
LEONIDOVICH
7.3 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: BULANOV ALEXANDER
NIKOLAEVICH
7.4 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: DINICHENKO IVAN
KALISTRATOVICH
7.5 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: EROKHIN VLADIMIR
PETROVICH
7.6 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: KRIVOSHEEV VIKTOR
MIKHAILOVICH
7.7 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt Abstain Against
BOARD OF DIRECTORS: MATVEEV NIKOLAI
IVANOVICH
7.8 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: RARITSKY VLADIMIR
IVANOVICH
7.9 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: USMANOV ILDUS
SHAGALIEVICH
7.10 ELECTION OF MEMBER OF OJSC "SURGUTNEFTEGAS" Mgmt For For
BOARD OF DIRECTORS: SHASHKOV VLADIMIR
ALEKSANDROVICH
8.1 TO ELECT THE FOLLOWING PERSON TO OJSC Mgmt Against Against
"SURGUTNEFTEGAS" AUDITING COMMITTEE:
KLINOVSKAYA TAISIYA PETROVNA
8.2 TO ELECT THE FOLLOWING PERSON TO OJSC Mgmt Against Against
"SURGUTNEFTEGAS" AUDITING COMMITTEE:
MUSIKHINA VALENTINA VIKTOROVNA
8.3 TO ELECT THE FOLLOWING PERSON TO OJSC Mgmt Against Against
"SURGUTNEFTEGAS" AUDITING COMMITTEE:
OLEYNIK TAMARA FEDOROVNA
9 TO APPROVE LIMITED LIABILITY COMPANY Mgmt For For
"ROSEXPERTIZA" AS THE AUDITOR OF OJSC
"SURGUTNEFTEGAS" FOR 2017
10 AUTHORIZATION OF AN INTERESTED PARTY Mgmt For For
TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
ORANGE BELGIUM S.A. Agenda Number: 707937984
--------------------------------------------------------------------------------------------------------------------------
Security: B60667100
Meeting Type: MIX
Meeting Date: 03-May-2017
Ticker:
ISIN: BE0003735496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A PRESENTATION AND DISCUSSION OF THE BOARD OF Non-Voting
DIRECTORS' MANAGEMENT REPORT ON THE
COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
B PRESENTATION AND DISCUSSION OF THE Non-Voting
STATUTORY AUDITOR'S REPORT ON THE COMPANY'S
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
1 APPROVAL OF THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2016
2 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2016 AND APPROPRIATION OF THE RESULTS.
PRESENTATION OF THE ANNUAL CONSOLIDATED
ACCOUNTS AS AT THE SAME DATE: EUR 0.50 PER
SHARE
3 DISCHARGE OF THE DIRECTORS Mgmt For For
4 DISCHARGE OF THE STATUTORY AUDITOR Mgmt For For
5 THE GENERAL MEETING RESOLVES TO APPOINT Mgmt For For
SPRL THE HOUSE OF VALUE - ADVISORY &
SOLUTIONS REPRESENTED BY MR JOHAN
DESCHUYFFELEER AS DIRECTOR FOR A TERM OF
FOUR YEARS. ITS MANDATE WILL EXPIRE AFTER
THE ANNUAL GENERAL MEETING IN 2021
6 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
SPRL SOCIETE DE CONSEIL EN GESTION ET
STRATEGIE D'ENTREPRISES (SOGESTRA)
REPRESENTED BY MRS NADINE
ROZENCWZEIG-LEMAITRE AS DIRECTOR FOR A TERM
OF FOUR YEARS. ITS MANDATE WILL EXPIRE
AFTER THE ANNUAL GENERAL MEETING IN 2021.
IT APPEARS FROM THE ELEMENTS KNOWN BY THE
COMPANY AND FROM THE STATEMENT MADE BY SPRL
SOCIETE DE CONSEIL EN GESTION ET STRATEGIE
D'ENTREPRISES REPRESENTED BY MRS NADINE
ROZENCWZEIG-LEMAITRE THAT THEY MEET THE
INDEPENDENCE CRITERIA SET OUT IN ARTICLE
526TER OF THE COMPANIES CODE
7 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
MRS MARTINE DE ROUCK AS DIRECTOR FOR A TERM
OF FOUR YEARS. HER MANDATE WILL EXPIRE
AFTER THE ANNUAL GENERAL MEETING IN 2021.
IT APPEARS FROM THE ELEMENTS KNOWN BY THE
COMPANY AND FROM THE STATEMENT MADE BY MRS
MARTINE DE ROUCK THAT SHE MEETS THE
INDEPENDENCE CRITERIA SET OUT IN ARTICLE
526TER OF THE COMPANIES CODE
8 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
SPRL LEADERSHIP AND MANAGEMENT ADVISORY
SERVICES (LMAS) REPRESENTED BY MR GREGOIRE
DALLEMAGNE AS DIRECTOR FOR A TERM OF FOUR
YEARS. ITS MANDATE WILL EXPIRE AFTER THE
ANNUAL GENERAL MEETING IN 2021. IT APPEARS
FROM THE ELEMENTS KNOWN BY THE COMPANY AND
FROM THE STATEMENT MADE BY SPRL LEADERSHIP
AND MANAGEMENT ADVISORY SERVICES
REPRESENTED BY MR GREGOIRE DALLEMAGNE THAT
THEY MEET THE INDEPENDENCE CRITERIA SET OUT
IN ARTICLE 526TER OF THE COMPANIES CODE
9 THE GENERAL MEETING RESOLVES TO APPOINT Mgmt For For
SPRL K2A MANAGEMENT AND INVESTMENT SERVICES
(COMPANY UNDER FORMATION) REPRESENTED BY MR
WILFRIED VERSTRAETE AS DIRECTOR FOR A TERM
OF FOUR YEARS. ITS MANDATE WILL EXPIRE
AFTER THE ANNUAL GENERAL MEETING IN 2021.
IT APPEARS FROM THE ELEMENTS KNOWN BY THE
COMPANY AND FROM THE STATEMENT MADE BY MR
WILFRIED VERSTRAETE* IN HIS OWN NAME AND IN
THE NAME OF SPRL K2A MANAGEMENT AND
INVESTMENT SERVICES (COMPANY UNDER
FORMATION) THAT THEY MEET THE INDEPENDENCE
CRITERIA SET OUT IN ARTICLE 526TER OF THE
COMPANIES CODE
10 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
MR JEROME BARRE AS DIRECTOR FOR A TERM OF
FOUR YEARS. HIS MANDATE WILL EXPIRE AFTER
THE ANNUAL GENERAL MEETING IN 2021
11 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
MR FRANCIS GELIBTER AS DIRECTOR FOR A TERM
OF FOUR YEARS. HIS MANDATE WILL EXPIRE
AFTER THE ANNUAL GENERAL MEETING IN 2021
12 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
MR PATRICE LAMBERT DE DIESBACH DE
BELLEROCHE AS DIRECTOR FOR A TERM OF FOUR
YEARS. HIS MANDATE WILL EXPIRE AFTER THE
ANNUAL GENERAL MEETING IN 2021
13 THE GENERAL MEETING RESOLVES TO PROCEED TO Mgmt For For
THE FINAL APPOINTMENT OF MRS BEATRICE
MANDINE (CO-OPTED BY THE BOARD OF DIRECTORS
ON 21 APRIL 2016, IN REPLACEMENT OF MR
GERARD RIES, RESIGNING DIRECTOR) AS
DIRECTOR OF THE COMPANY, AND TO RENEW HER
MANDATE FOR A TERM OF FOUR YEARS. HER
MANDATE WILL EXPIRE AFTER THE ANNUAL
GENERAL MEETING IN 2021
14 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
MR CHRISTOPHE NAULLEAU AS DIRECTOR FOR A
TERM OF FOUR YEARS. HIS MANDATE WILL EXPIRE
AFTER THE ANNUAL GENERAL MEETING IN 2021
15 THE GENERAL MEETING RESOLVES TO RE-APPOINT Mgmt For For
MR GERVAIS PELLISSIER AS DIRECTOR FOR A
TERM OF FOUR YEARS. HIS MANDATE WILL EXPIRE
AFTER THE ANNUAL GENERAL MEETING IN 2021
16 THE GENERAL MEETING RESOLVES TO PROCEED TO Mgmt For For
THE FINAL APPOINTMENT OF MR MICHAEL TRABBIA
(CO-OPTED BY THE BOARD OF DIRECTORS ON 19
JULY 2016, IN REPLACEMENT OF MR JEAN MARC
HARION, RESIGNING DIRECTOR) AS DIRECTOR OF
THE COMPANY, AND TO RENEW HIS MANDATE FOR A
TERM OF FOUR YEARS. HIS MANDATE WILL EXPIRE
AFTER THE ANNUAL GENERAL MEETING IN 2021
17 BOARD OF DIRECTORS: REMUNERATION Mgmt For For
18 STATUTORY AUDITOR: END OF MANDATE - Mgmt For For
APPOINTMENT: KPMG REVISEURS D'ENTREPRISES
SCRL CIVILE (B00001), AS STATUTORY AUDITOR
OF THE COMPANY FOR A PERIOD OF THREE YEARS.
ITS MANDATE WILL EXPIRE IMMEDIATELY AFTER
THE ANNUAL GENERAL MEETING CALLED TO
APPROVE THE FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR. KPMG REVISEURS
D'ENTREPRISES SCRL CIVILE APPOINTS MR JOS
BRIERS (IRE NO. A01814) AND MR ERIK CLINCK
(IRE NO. A01179), COMPANY AUDITORS, AS ITS
PERMANENT REPRESENTATIVES
19 MODIFICATION OF ARTICLES 15, 16 PARAGRAPH 3 Mgmt For For
AND 34 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY TO TAKE INTO ACCOUNT THE
POSSIBILITY TO APPOINT A VICE-CHAIRMAN OF
THE BOARD OF DIRECTORS OF THE COMPANY
20 MODIFICATION OF ARTICLES 24, 27 AND 31 Mgmt For For
PARAGRAPH 3 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY TO TAKE INTO ACCOUNT THE LAW
OF 29 JUNE 2016 CONTAINING VARIOUS
PROVISIONS CONCERNING ECONOMY AND THE LAW
OF 7 DECEMBER 2016 CONTAINING THE
ORGANISATION OF THE PROFESSION AND PUBLIC
SUPERVISION OF COMPANY AUDITORS
21 COORDINATION OF THE ARTICLES OF ASSOCIATION Mgmt For For
- POWERS
CMMT 04 APR 2017: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO MIX AND
RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD Agenda Number: 707837362
--------------------------------------------------------------------------------------------------------------------------
Security: G68437139
Meeting Type: AGM
Meeting Date: 12-Apr-2017
Ticker:
ISIN: BMG684371393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0313/LTN20170313341.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0313/LTN20170313353.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2016
2.I TO RE-ELECT MR. DAVID M. TURNBULL AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.II TO RE-ELECT MRS. IRENE WAAGE BASILI AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.III TO RE-ELECT MR. STANLEY H. RYAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.IV TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS FOR THE
YEAR ENDING 31 DECEMBER 2017 AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT SHARES AS SET OUT IN ITEM 4 OF THE
AGM NOTICE
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR THE BUY-BACK OF SHARES AS SET OUT IN
ITEM 5 OF THE AGM NOTICE
--------------------------------------------------------------------------------------------------------------------------
PACIFIC METALS CO.,LTD. Agenda Number: 708235052
--------------------------------------------------------------------------------------------------------------------------
Security: J63481105
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3448000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Share Consolidation Mgmt For For
2 Amend Articles to: Consolidate Trading Unit Mgmt For For
under Regulatory Requirements
3.1 Appoint a Director Sasaki, Akira Mgmt For For
3.2 Appoint a Director Fujiyama, Tamaki Mgmt For For
3.3 Appoint a Director Koide, Keiichi Mgmt For For
3.4 Appoint a Director Hatakeyama, Tetsuo Mgmt For For
3.5 Appoint a Director Sugai, Kazuyuki Mgmt For For
3.6 Appoint a Director Aoyama, Masayuki Mgmt For For
3.7 Appoint a Director Inomata, Yoshiharu Mgmt For For
3.8 Appoint a Director Matsumoto, Shinya Mgmt For For
3.9 Appoint a Director Imai, Hikari Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PAL GROUP HOLDINGS CO.,LTD Agenda Number: 708155379
--------------------------------------------------------------------------------------------------------------------------
Security: J63535108
Meeting Type: AGM
Meeting Date: 24-May-2017
Ticker:
ISIN: JP3781650001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Inoue, Hidetaka Mgmt Against Against
3.2 Appoint a Director Inoue, Ryuta Mgmt For For
3.3 Appoint a Director Matsuo, Isamu Mgmt For For
3.4 Appoint a Director Arimitsu, Yasuji Mgmt For For
3.5 Appoint a Director Shoji, Junichi Mgmt For For
3.6 Appoint a Director Otani, Kazumasa Mgmt For For
3.7 Appoint a Director Kojima, Hirofumi Mgmt For For
3.8 Appoint a Director Higuchi, Hisayuki Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Ogawa, Norihisa
--------------------------------------------------------------------------------------------------------------------------
PERSIMMON PLC, FULFORD YORK Agenda Number: 707859320
--------------------------------------------------------------------------------------------------------------------------
Security: G70202109
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: GB0006825383
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' AND Mgmt For For
AUDITOR'S REPORTS AND FINANCIAL STATEMENTS
FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
4 TO RE-ELECT NICHOLAS WRIGLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JEFFREY FAIRBURN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MICHAEL KILLORAN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DAVID JENKINSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JONATHAN DAVIE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MARION SEARS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT RACHEL KENTLETON AS A DIRECTOR Mgmt For For
11 TO RE-ELECT NIGEL MILLS AS A DIRECTOR Mgmt For For
12 TO ELECT SIMON LITHERLAND AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING AND TO
AUTHORISE THE AUDIT COMMITTEE TO DETERMINE
THE REMUNERATION OF THE AUDITOR
14 TO APPROVE THE PERSIMMON 2017 PERFORMANCE Mgmt For For
SHARE PLAN
15 TO APPROVE THE PURCHASE OF A PROPERTY BY Mgmt For For
HARLEY FAIRBURN, A CONNECTED PERSON OF
JEFFREY FAIRBURN
16 TO RENEW THE AUTHORITY TO THE DIRECTORS TO Mgmt For For
ALLOT SHARES
17 TO RENEW THE AUTHORITY TO THE DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF
THE ISSUED SHARE CAPITAL
18 TO RENEW THE AUTHORITY TO THE DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS ON AN
ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL
IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against Against
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
CMMT 23 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934462728
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Aug-2016
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSED REFORMULATION OF PETROBRAS' BYLAWS Mgmt For For
II CONSOLIDATION OF THE BYLAWS TO REFLECT THE Mgmt For For
APPROVED ALTERATIONS
III ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, APPOINTED BY THE CONTROLLING
SHAREHOLDER, IN LINE WITH ARTICLE 150 OF
THE CORPORATION LAW (LAW 6,404 OF 1976) AND
ARTICLE 25 OF THE COMPANY'S BYLAWS
IV WAIVER, PURSUANT TO ARTICLE 2, ITEM X OF Mgmt For For
CGPAR RESOLUTION 15 OF MAY 10, 2016, FOR
MR. NELSON LUIZ COSTA SILVA, FROM THE
SIX-MONTH PERIOD OF RESTRICTION TO HOLD A
POSITION ON A PETROBRAS STATUTORY BODY,
GIVEN HIS RECENT WORK AS CEO OF BG SOUTH
AMERICA, TO ENABLE HIS ELECTION TO
PETROBRAS' BOARD OF DIRECTORS TO BE
EVALUATED
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934501330
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 30-Nov-2016
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS BY MINORITY SHAREHOLDERS, HOLDING
COMMON SHARES, IN COMPLIANCE WITH ARTICLE
150 OF THE BRAZILIAN CORPORATION LAW (LAW
NO.6,404, OF 12/15/1976) AND ARTICLE 25 OF
THE BYLAWS: MR. MARCELO MESQUITA DE
SIQUEIRA FILHO
2. PROPOSAL FOR APPROVAL OF THE SALE OF 90% Mgmt For For
(NINETY PERCENT) OF THE STAKE OWNED BY
PETROBRAS IN THE NOVA TRANSPORTADORA DO
SUDESTE-NTS ("NTS") FOR THE NOVA
INFRAESTRUTURA FUNDO DE INVESTIMENTO EM
PARTICIPACOES (EQUITY FUND MANAGED BY
BROOKFIELD ASSET MANAGEMENT INVESTMENT
BRAZIL LTDA.), IMMEDIATELY AFTER THE
COMPLETION OF THE CORPORATE REORGANIZATION
INVOLVING THE NTS AND THE TRANSPORTADORA
ASSOCIADA DE GAS-TAG, UNDER IMPLEMENTATION.
3. PROPOSAL FOR PETROBRAS WAIVER IT'S Mgmt For For
PREEMPTIVE RIGHT TO SUBSCRIBE IN THE
DEBENTURES CONVERTIBLE INTO SHARES THAT
WILL BE ISSUED IN DUE COURSE BY NTS AS A
SUBSIDIARY OF PETROBRAS.
4. PROPOSED REFORM OF BYLAWS OF PETROBRAS. Mgmt For For
5. CONSOLIDATION OF THE BYLAWS TO REFLECT THE Mgmt For For
APPROVED CHANGES.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934522257
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 31-Jan-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL FOR APPROVAL OF DISPOSAL OF 100% Mgmt For For
(ONE HUNDRED PERCENT) OF THE SHARES HELD BY
PETROLEO BRASILEIRO S.A. - PETROBRAS, OF
LIQUIGAS DISTRIBUIDORA S.A., TO COMPANHIA
ULTRAGAZ S.A., A WHOLLY-OWNED SUBSIDIARY OF
ULTRAPAR PARTICIPACOES S.A., FOR THE AMOUNT
OF BRL 2,665,569,000.00 (TWO BILLION, SIX
HUNDRED AND SIXTY-FIVE MILLION, FIVE
HUNDRED AND SIXTY-NINE THOUSAND REAIS).
2. PROPOSAL FOR APPROVAL OF DISPOSAL OF 100% Mgmt For For
(ONE HUNDRED PERCENT) OF THE SHARES HELD BY
PETROLEO BRASILEIRO S.A. - PETROBRAS OF
PETROQUIMICASUAPE AND CITEPE, TO GRUPO
PETROTEMEX, S.A. DE C.V. ("GRUPO
PETROTEMEX") AND DAK AMERICAS EXTERIOR,
S.L. ("DAK"), SUBSIDIARIES OF ALPEK, S.A.B.
DE C.V. ("ALPEK"), FOR THE AMOUNT, IN
REAIS, EQUIVALENT TO US$ 385,000,000.00
(THREE HUNDRED EIGHTY-FIVE MILLION
DOLLARS), ADJUSTED BY THE POSITIVE
CUMULATIVE CHANGE IN THE UNITED STATES
INFLATION RATE, ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934542463
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 27-Mar-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ELECTION OF 1 MEMBER OF THE FISCAL COUNCIL Mgmt For For
APPOINTED BY THE CONTROLLING SHAREHOLDER:
MR. ADRIANO PEREIRA DE PAULA
II PROPOSAL FOR APPROVAL OF DISPOSAL OF 100% Mgmt For For
(ONE HUNDRED PERCENT) OF THE SHARES HELD BY
PETROLEO BRASILEIRO S.A. - PETROBRAS OF
PETROQUIMICA SUAPE AND CITEPE, TO GRUPO
PETROTEMEX, S.A. DE C.V. ("GRUPO
PETROTEMEX") AND DAK AMERICAS EXTERIOR,
S.L. ("DAK"), SUBSIDIARIES OF ALPEK, S.A.B.
DE C.V. ("ALPEK"), FOR THE AMOUNT, ...(DUE
TO SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934592608
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 27-Apr-2017
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ANALYZE MANAGEMENT ACCOUNTS, EXAMINE, Mgmt For For
DISCUSS AND VOTE ON THE MANAGEMENT REPORT
AND THE COMPANY'S FINANCIAL STATEMENTS,
TOGETHER WITH THE REPORT OF THE INDEPENDENT
AUDITORS AND THE FISCAL COUNCIL'S REPORT,
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016.
2A. ELECTION OF THE MEMBERS OF THE FISCAL Mgmt Abstain Against
COUNCIL: CANDIDATES NOMINATED BY THE
CONTROLLING SHAREHOLDER: PRINCIPAL: ADRIANO
PEREIRA DE PAULA; ALTERNATE: PAULO JOSE DOS
REIS SOUZA. PRINCIPAL: MARISETE FATIMA
DADALD PEREIRA; ALTERNATE: AGNES MARIA DE
ARAGAO COSTA; PRINCIPAL: LUIZ AUGUSTO FRAGA
NAVARRO DE BRITTO FILHO; ALTERNATE:
MAURYCIO JOSE ANDRADE CORREIA (PLEASE VOTE
IN ONLY ONE OPTION: 2A. OR 2B. OR 2C.)
2B. ELECTION OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL: CANDIDATES NOMINATED BY MINORITY
SHAREHOLDERS: FUNDO DE ACOES DINAMICA AND
BANCLASS FUNDO DE INVESTIMENTO EM ACOES:
PRINCIPAL: REGINALDO FERREIRA ALEXANDRE;
ALTERNATE: MARCELO GASPARINO DA SILVA
(PLEASE VOTE IN ONLY ONE OPTION: 2A. OR 2B.
OR 2C.)
2C. ELECTION OF THE MEMBERS OF THE FISCAL Mgmt Abstain Against
COUNCIL: CANDIDATES NOMINATED BY MINORITY
SHAREHOLDERS: GUILHERME AFFONSO FERREIRA:
PRINCIPAL: FRANCISCO VIDAL LUNA; ALTERNATE:
MANUELITO PEREIRA MAGALHAES JUNIOR (PLEASE
VOTE IN ONLY ONE OPTION: 2A. OR 2B. OR 2C.)
3. ESTABLISHMENT OF THE FINANCIAL COMPENSATION Mgmt For For
OF DIRECTORS, MEMBERS OF THE FISCAL COUNCIL
AND MEMBERS OF THE STATUTORY ADVISORY
COMMITTEES TO THE BOARD OF DIRECTORS.
E1. AMENDMENT PROPOSAL OF PETROBRAS'S BYLAW. Mgmt For For
E2. CONSOLIDATION OF THE BYLAW TO REFLECT THE Mgmt For For
APPROVED AMENDMENTS.
E3. PROPOSED INCLUSION OF ADDITIONAL Mgmt For For
REQUIREMENTS FOR UNIMPEACHABLE REPUTATION,
IN ADDITION TO THOSE CONTAINED IN ACT
13,303, DATED JUNE 30, 2016, AND OF DECREE
8,945, OF THE PETROBRAS BOARD OF DIRECTORS
AND BOARD OF EXECUTIVE OFFICERS OF DECEMBER
27, 2016, IN COMPLIANCE WITH ART. 40, ITEM
XIII OF PETROBRAS' BYLAW.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934549859
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1E. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. APPROVAL OF THE 2017 PERFORMANCE INCENTIVE Mgmt For For
PLAN
5. APPROVAL OF THE 2017 STOCK COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
6. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
7. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS Shr Against For
POLICY
8. SHAREHOLDER PROPOSAL 2 - MEDIATION OF Shr Against For
ALLEGED HUMAN RIGHTS VIOLATIONS
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 934545661
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PIONEER CORPORATION Agenda Number: 708244481
--------------------------------------------------------------------------------------------------------------------------
Security: J63825145
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3780200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Reduction of Capital Reserve and Mgmt For For
Appropriation of Surplus
2.1 Appoint a Director Kotani, Susumu Mgmt For For
2.2 Appoint a Director Kawashiri, Kunio Mgmt For For
2.3 Appoint a Director Saito, Harumitsu Mgmt For For
2.4 Appoint a Director Moriya, Koichi Mgmt For For
2.5 Appoint a Director Odate, Satoshi Mgmt For For
2.6 Appoint a Director Nishimura, Shinsuke Mgmt For For
2.7 Appoint a Director Tanizeki, Masahiro Mgmt For For
2.8 Appoint a Director Sato, Shunichi Mgmt For For
3.1 Appoint a Substitute Corporate Auditor Mgmt For For
Tsuji, Shinichi
3.2 Appoint a Substitute Corporate Auditor Mgmt For For
Hanano, Nobuko
--------------------------------------------------------------------------------------------------------------------------
POSTNL N.V. Agenda Number: 707813653
--------------------------------------------------------------------------------------------------------------------------
Security: N7203C108
Meeting Type: AGM
Meeting Date: 18-Apr-2017
Ticker:
ISIN: NL0009739416
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPEN MEETING Non-Voting
2 DISCUSSION OF FISCAL YEAR 2016 Non-Voting
3 RECEIVE ANNUAL REPORT Non-Voting
4 DISCUSSION ON COMPANY'S CORPORATE Non-Voting
GOVERNANCE STRUCTURE
5 DISCUSS REMUNERATION REPORT Non-Voting
6 ADOPT FINANCIAL STATEMENTS Mgmt For For
7.A RECEIVE EXPLANATION ON DIVIDEND POLICY Non-Voting
7.B APPROVE ALLOCATION OF INCOME Mgmt For For
8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
10.A ANNOUNCE VACANCIES ON THE BOARD Non-Voting
10.B OPPORTUNITY TO MAKE RECOMMENDATIONS Non-Voting
10.C ANNOUNCE INTENTIONS OF THE SUPERVISORY Non-Voting
BOARD TO NOMINATE E. BLOK, A.M. JONGERIUS
AND J.W.M. ENGEL AS MEMBERS OF THE
SUPERVISORY BOARD
11 ELECT E. BLOK TO SUPERVISORY BOARD Mgmt For For
12 ELECT A.M. JONGERIUS TO SUPERVISORY BOARD Mgmt For For
13 ELECT J.W.M. ENGEL TO SUPERVISORY BOARD Mgmt For For
14 ANNOUNCE VACANCIES ON THE BOARD ARISING IN Non-Voting
2018
15 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL PLUS
ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
16 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 15
17 ALLOW QUESTIONS Non-Voting
18 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD, HONG KONG Agenda Number: 707784484
--------------------------------------------------------------------------------------------------------------------------
Security: Y7092Q109
Meeting Type: OGM
Meeting Date: 14-Mar-2017
Ticker:
ISIN: HK0006000050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0221/LTN20170221168.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0221/LTN20170221165.pdf
1 TO APPROVE THE CONNECTED TRANSACTION THAT Mgmt For For
IS CONTEMPLATED BETWEEN CHEUNG KONG
PROPERTY HOLDINGS LIMITED (OR, CHEUNG KONG
PROPERTY HOLDINGS LIMITED AND CHEUNG KONG
INFRASTRUCTURE HOLDINGS LIMITED) ON THE ONE
HAND AND THE COMPANY ON THE OTHER HAND
PURSUANT TO, OR IN CONNECTION WITH, THE
CONSORTIUM FORMATION AGREEMENT, INCLUDING,
BUT NOT LIMITED TO, THE FORMATION OF A
CONSORTIUM BETWEEN CHEUNG KONG PROPERTY
HOLDINGS LIMITED, CHEUNG KONG
INFRASTRUCTURE HOLDINGS LIMITED (IF
APPLICABLE) AND THE COMPANY IN RELATION TO
THE JOINT VENTURE TRANSACTION AS MORE
PARTICULARLY SET OUT IN THE NOTICE OF
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD, HONG KONG Agenda Number: 707926183
--------------------------------------------------------------------------------------------------------------------------
Security: Y7092Q109
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: HK0006000050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0330/LTN20170330461.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0330/LTN20170330439.pdf, AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0330/LTN20170330457.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND: HKD 5 PER Mgmt For For
SHARE
3.A TO ELECT MR. FOK KIN NING, CANNING AS A Mgmt For For
DIRECTOR
3.B TO ELECT MR. ANDREW JOHN HUNTER AS A Mgmt For For
DIRECTOR
3.C TO ELECT MR. IP YUK-KEUNG, ALBERT AS A Mgmt For For
DIRECTOR
3.D TO ELECT MR. LI TZAR KUOI, VICTOR AS A Mgmt For For
DIRECTOR
3.E TO ELECT MR. TSAI CHAO CHUNG, CHARLES AS A Mgmt For For
DIRECTOR
4 TO APPOINT KPMG AS AUDITOR OF THE COMPANY Mgmt For For
AND TO AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND DISPOSE OF ADDITIONAL SHARES
NOT EXCEEDING 20% OF THE TOTAL NUMBER OF
SHARES OF THE COMPANY IN ISSUE
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE TOTAL NUMBER OF SHARES OF THE COMPANY
IN ISSUE
7 TO ADD THE NUMBER OF SHARES REPURCHASED TO Mgmt For For
THE GENERAL MANDATE GIVEN TO THE DIRECTORS
TO ISSUE ADDITIONAL SHARES
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 MAY 2017. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PROTO CORPORATION Agenda Number: 708233008
--------------------------------------------------------------------------------------------------------------------------
Security: J6409J102
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3833740008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines, Mgmt For For
Increase the Board of Corporate Auditors
Size to 5
2.1 Appoint a Director Yokoyama, Hiroichi Mgmt For For
2.2 Appoint a Director Irikawa, Tatsuzo Mgmt For For
2.3 Appoint a Director Kamiya, Kenji Mgmt For For
2.4 Appoint a Director Iimura, Fujio Mgmt For For
2.5 Appoint a Director Yokoyama, Motohisa Mgmt For For
2.6 Appoint a Director Munehira, Mitsuhiro Mgmt For For
2.7 Appoint a Director Shiraki, Toru Mgmt For For
2.8 Appoint a Director Shimizu, Shigeyoshi Mgmt For For
2.9 Appoint a Director Udo, Noriyuki Mgmt For For
2.10 Appoint a Director Fujisawa, Naoki Mgmt For For
2.11 Appoint a Director Sakurai, Yumiko Mgmt For For
2.12 Appoint a Director Kondo, Eriko Mgmt For For
3.1 Appoint a Corporate Auditor Yamada, Shinji Mgmt For For
3.2 Appoint a Corporate Auditor Arai, Jun Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
QLIRO GROUP AB Agenda Number: 707948571
--------------------------------------------------------------------------------------------------------------------------
Security: W4656E103
Meeting Type: AGM
Meeting Date: 08-May-2017
Ticker:
ISIN: SE0003652163
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING : THE NOMINATION COMMITTEE PROPOSES
THAT WILHELM LUNING, MEMBER OF THE SWEDISH
BAR ASSOCIATION, IS ELECTED TO BE THE
CHAIRMAN OF THE ANNUAL GENERAL MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO CHECK AND Non-Voting
VERIFY THE MINUTES
6 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
7 REMARKS BY THE CHAIRMAN OF THE BOARD Non-Voting
8 PRESENTATION BY THE CHIEF EXECUTIVE OFFICER Non-Voting
9 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITORS REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS
10 RESOLUTION ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
11 RESOLUTION ON THE PROPOSED TREATMENT OF THE Mgmt For For
COMPANY'S RESULT AS STATED IN THE ADOPTED
BALANCE SHEET
12 RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER
13 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD
14 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD AND THE AUDITOR
15.A ELECTION OF BOARD MEMBER: CAREN GENTHNER Mgmt For For
KAPPESZ (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
15.B ELECTION OF BOARD MEMBER: LARS JOHAN Mgmt For For
JARNHEIMER (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
15.C ELECTION OF BOARD MEMBER: DANIEL MYTNIK Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
15.D ELECTION OF BOARD MEMBER: PETER SJUNNESSON Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
15.E ELECTION OF BOARD MEMBER: CHRISTOFFER Mgmt For For
HAGGBLOM (NEW ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
15.F ELECTION OF BOARD MEMBER: ERIKA SODERBERG Mgmt For For
JOHNSON (NEW ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
15.G ELECTION OF BOARD MEMBER: JESSICA THORELL Mgmt For For
(NEW ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
16 ELECTION OF CHAIRMAN OF THE BOARD: Mgmt For For
LARS-JOHAN JARNHEIMER AS CHAIRMAN OF THE
BOARD
17 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
ELECTION OF AUDITOR: KPMG AB SHALL BE
RE-ELECTED AS AUDITOR FOR THE PERIOD UNTIL
THE CLOSE OF THE ANNUAL GENERAL MEETING
2018
18 APPROVAL OF THE PROCEDURE OF THE NOMINATION Mgmt For For
COMMITTEE
19 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO SENIOR EXECUTIVES
20 RESOLUTION REGARDING ADOPTION OF A Mgmt For For
PERFORMANCE SHARE PLAN FOR SENIOR
EXECUTIVES AND KEY EMPLOYEES IN QLIRO GROUP
21 RESOLUTION REGARDING ADOPTION OF A Mgmt For For
SYNTHETIC CALL OPTION PLAN FOR THE CEO AND
KEY EMPLOYEES IN QLIRO FINANCIAL SERVICES
22.A RESOLUTION REGARDING HEDGING ARRANGEMENTS Mgmt For For
FOR THE LONG TERM INCENTIVE PLANS IN ITEMS
20 AND 21 COMPRISING THE FOLLOWING
RESOLUTION: AUTHORISATION FOR THE BOARD TO
RESOLVE ON ISSUE OF CLASS C SHARES
22.B RESOLUTION REGARDING HEDGING ARRANGEMENTS Mgmt For For
FOR THE LONG TERM INCENTIVE PLANS IN ITEMS
20 AND 21 COMPRISING THE FOLLOWING
RESOLUTION: AUTHORISATION FOR THE BOARD TO
RESOLVE ON REPURCHASE OF OWN CLASS C SHARES
22.C RESOLUTION REGARDING HEDGING ARRANGEMENTS Mgmt For For
FOR THE LONG TERM INCENTIVE PLANS IN ITEMS
20 AND 21 COMPRISING THE FOLLOWING
RESOLUTION: TRANSFER OF OWN ORDINARY SHARES
FOR DELIVERY UNDER THE INCENTIVE PLANS
23 RESOLUTION TO AUTHORISE THE BOARD TO Mgmt For For
RESOLVE ON REPURCHASE OF OWN ORDINARY
SHARES
24 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT 06 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934522435
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY W. HENDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1E. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1G. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
1H. ELECTION OF DIRECTOR: STEVE MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY J. Mgmt For For
VINCIQUERRA
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 24, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY Shr Against For
ACCESS PROVISION OF OUR AMENDED AND
RESTATED BYLAWS, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RAUBEX GROUP LIMITED Agenda Number: 707207076
--------------------------------------------------------------------------------------------------------------------------
Security: S68353101
Meeting Type: OGM
Meeting Date: 20-Jul-2016
Ticker:
ISIN: ZAE000093183
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 SPECIFIC AUTHORITY, IN TERMS OF THE Mgmt For For
COMPANIES ACT, THE LISTINGS REQUIREMENTS
AND RAUBEXS MEMORANDUM OF INCORPORATION,
FOR THE REPURCHASE BY RAUBEX OF 7,500,000
RAUBEX SHARES FROM KENWORTH (PTY) LTD
O.1 AUTHORITY FOR DIRECTORS TO TAKE ALL SUCH Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE SPECIFIC
REPURCHASE
CMMT 29 JUN 2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS AND CHANGE IN THE NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RAUBEX GROUP LIMITED Agenda Number: 707306470
--------------------------------------------------------------------------------------------------------------------------
Security: S68353101
Meeting Type: AGM
Meeting Date: 02-Sep-2016
Ticker:
ISIN: ZAE000093183
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS
O.2.1 RE-ELECTION OF EXECUTIVE DIRECTOR: RJ Mgmt For For
FOURIE
O.2.2 RE-ELECTION OF EXECUTIVE DIRECTOR: JF Mgmt For For
GIBSON
O.3.1 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: JE Mgmt For For
RAUBENHEIMER
O.3.2 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: F Mgmt For For
KENNEY
O.3.3 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: LA Mgmt For For
MAXWELL
O.3.4 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: BH Mgmt Against Against
KENT
O.3.5 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: NF Mgmt For For
MSIZA
O.4 APPOINTMENT OF AUDITORS: RESOLVED THAT Mgmt For For
PRICEWATERHOUSECOOPERS BE AND ARE HEREBY
REAPPOINTED AS THE INDEPENDENT AUDITORS OF
THE GROUP FOR THE YEAR ENDING 28 FEBRUARY
2017 AND, THAT MR CJ HERTZOG IS HEREBY
APPOINTED AS THE INDIVIDUAL REGISTERED
AUDITOR WHO WILL UNDERTAKE THE AUDIT OF THE
GROUP FOR THE ENSUING YEAR, AND THAT THE
BOARD BE AND IS HEREBY AUTHORISED TO FIX
THE TERMS OF ENGAGEMENT AND REMUNERATION OF
THE INDEPENDENT AUDITORS
O.5.1 APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: LA MAXWELL
O.5.2 APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: BH KENT
O.5.3 APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: NF MSIZA
O.6 ENDORSEMENT OF RAUBEX'S REMUNERATION POLICY Mgmt For For
S.1 REMUNERATION OF NON-EXECUTIVE DIRECTORS Mgmt For For
S.2 GENERAL AUTHORITY TO ACQUIRE/(REPURCHASE) Mgmt For For
SHARES
S.3 APPROVAL OF FINANCIAL ASSISTANCE TO RELATED Mgmt For For
OR INTER-RELATED COMPANIES AND CORPORATIONS
--------------------------------------------------------------------------------------------------------------------------
RELIA,INC. Agenda Number: 708235216
--------------------------------------------------------------------------------------------------------------------------
Security: J46733101
Meeting Type: AGM
Meeting Date: 23-Jun-2017
Ticker:
ISIN: JP3922200005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakagome, Jun Mgmt For For
2.2 Appoint a Director Shimomura, Yoshihiro Mgmt For For
2.3 Appoint a Director Azabu, Hidenori Mgmt For For
2.4 Appoint a Director Ebata, Wataru Mgmt For For
2.5 Appoint a Director Kishigami, Junichi Mgmt For For
2.6 Appoint a Director Nakamura, Akihiko Mgmt For For
2.7 Appoint a Director Saito, Masaki Mgmt For For
2.8 Appoint a Director Tsunezawa, Kahoko Mgmt For For
3.1 Appoint a Corporate Auditor Sato, Akihiro Mgmt For For
3.2 Appoint a Corporate Auditor Kamada, Mgmt For For
Shinichiro
3.3 Appoint a Corporate Auditor Kamikanda, Mgmt For For
Takashi
--------------------------------------------------------------------------------------------------------------------------
RENAULT SA, BOULOGNE BILLANCOURT Agenda Number: 708068247
--------------------------------------------------------------------------------------------------------------------------
Security: F77098105
Meeting Type: MIX
Meeting Date: 15-Jun-2017
Ticker:
ISIN: FR0000131906
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0424/201704241701181.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2016, SETTING OF THE
DIVIDEND AND ITS PAYMENT DATE
O.4 APPROVAL OF THE STATUTORY AUDITORS' REPORT Mgmt For For
REGARDING THE REGULATED AGREEMENTS AND
COMMITMENTS GOVERNED BY ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 STATUTORY AUDITORS' REPORT ON THE ITEMS Mgmt For For
USED TO DETERMINE THE REMUNERATION OF
EQUITY SECURITIES
O.6 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR CARLOS GHOSN, CHIEF EXECUTIVE OFFICER OF
THE COMPANY, FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
O.7 VOTE ON THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ALL KINDS TO BE AWARDED TO
THE CHIEF EXECUTIVE OFFICER OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2017
O.8 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY SHARES
E.9 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING COMPANY'S TREASURY SHARES
E.10 AMENDMENT OF ARTICLE 11 OF THE COMPANY Mgmt For For
BY-LAWS TO INDICATE THE PROVISIONS OF THE
ORDINANCE NO. 2014-948 OF 20 AUGUST 2014 ON
GOVERNANCE AND TRANSACTIONS IN THE CAPITAL
OF STATE-OWNED COMPANIES
O.11 RATIFICATION OF THE CO-OPTING OF MR Mgmt For For
YASUHIRO YAMAUCHI AS DIRECTOR APPOINTED
UPON NISSAN'S PROPOSAL
O.12 RATIFICATION OF THE CO-OPTING AND RENEWAL Mgmt For For
OF THE TERM OF MS YU SERIZAWA AS DIRECTOR
APPOINTED UPON NISSAN'S PROPOSAL
O.13 APPOINTMENT OF MR PASCAL FAURE AS DIRECTOR Mgmt For For
UPON THE STATE'S PROPOSAL
O.14 APPOINTMENT OF A NEW DIRECTOR - MS MIRIEM Mgmt For For
BENSALAH CHAQROUN
O.15 APPOINTMENT OF A NEW DIRECTOR - MS Mgmt For For
MARIE-ANNICK DARMAILLAC
O.16 APPOINTMENT OF A NEW DIRECTOR REPLACING A Mgmt For For
RESIGNING DIRECTOR - MS CATHERINE BARBA
O.17 CONDITIONAL RENEWAL OF THE TERM OF MR Mgmt For For
BENOIT OSTERTAG AS DIRECTOR REPRESENTING
THE SHAREHOLDING EMPLOYEES
O.18 CONDITIONAL APPOINTMENT OF MR JULIEN Mgmt Against Against
THOLLOT AS DIRECTOR REPRESENTING
SHAREHOLDING EMPLOYEES
O.19 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RESOLUTE MINING LTD, PERTH WA Agenda Number: 707553132
--------------------------------------------------------------------------------------------------------------------------
Security: Q81068100
Meeting Type: AGM
Meeting Date: 29-Nov-2016
Ticker:
ISIN: AU000000RSG6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 TO 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR PETER ERNEST HUSTON AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR MARTIN JOHN BOTHA AS A Mgmt For For
DIRECTOR
4 RENEWAL OF RESOLUTE MINING LIMITED Mgmt For For
PERFORMANCE RIGHTS PLAN
5 APPROVAL OF ANNUAL GRANT OF PERFORMANCE Mgmt For For
RIGHTS TO MR JOHN WELBORN
6 APPROVAL OF SPECIAL ISSUE OF PERFORMANCE Mgmt For For
RIGHTS TO MR JOHN WELBORN
7 RATIFICATION OF SHARE ISSUE Mgmt For For
8 INCREASE IN AGGREGATE NON-EXECUTIVE Mgmt For For
DIRECTORS' REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
REXEL SA, PARIS Agenda Number: 708000473
--------------------------------------------------------------------------------------------------------------------------
Security: F7782J366
Meeting Type: MIX
Meeting Date: 23-May-2017
Ticker:
ISIN: FR0010451203
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 03 MAY 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0412/201704121701038.pdf;
http://www.journal-officiel.gouv.fr//pdf/20
17/0503/201705031701527.pdf AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2016 AND PAYMENT OF
DIVIDEND
O.4 APPROVAL OF AGREEMENTS PURSUANT TO ARTICLES Mgmt For For
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.5 APPROVAL OF THE DEFINED BENEFIT RETIREMENT Mgmt For For
COMMITMENTS IN FAVOUR OF MR PATRICK BERARD
REFERRED TO IN ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE
O.6 APPROVAL OF THE COMMITMENTS IN FAVOUR OF Mgmt For For
MRS CATHERINE GUILLOUARD IN THE EVENT OF
TERMINATION OR CHANGE OF HER TERM REFERRED
TO IN ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE
O.7 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND TO BE ALLOCATED TO
THE GENERAL MANAGER
O.8 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KINDS TO BE ALLOCATED
TO THE DEPUTY GENERAL MANAGER
O.9 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KINDS TO BE ALLOCATED
TO THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.10 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR RUDY PROVOOST, CHIEF EXECUTIVE OFFICER
FOR UP TO 30 JUNE 2016, FOR THE 2016
FINANCIAL YEAR
O.11 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR PATRICK BERARD, GENERAL MANAGER, SINCE
1ST JULY 2016, FOR THE 2016 FINANCIAL YEAR
O.12 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MS CATHERINE GUILLOUARD, DEPUTY GENERAL
MANAGER, FOR THE 2016 FINANCIAL YEAR
O.13 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR FRANCOIS HENROT, CHAIRMAN OF THE BOARD
OF DIRECTORS FROM 1ST JULY 2016 TO 30
SEPTEMBER 2016, FOR THE 2016 FINANCIAL YEAR
O.14 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR IAN MEAKINS, CHAIRMAN OF THE BOARD OF
DIRECTORS SINCE 1ST OCTOBER 2016, FOR THE
2016 FINANCIAL YEAR
O.15 RATIFICATION OF THE CO-OPTING OF MR IAN Mgmt For For
MEAKINS AS DIRECTOR
O.16 RENEWAL OF THE TERM OF MR IAN MEAKINS AS Mgmt For For
DIRECTOR
O.17 RENEWAL OF TERM OF MR FRANCOIS HENROT AS Mgmt For For
DIRECTOR
O.18 RATIFICATION OF THE CO-OPTING OF MS AGNES Mgmt For For
TOURAINE AS DIRECTOR
O.19 APPOINTMENT OF MR PATRICK BERARD AS Mgmt For For
DIRECTOR
O.20 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.21 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES OR
TRANSFERABLE SECURITIES WHICH ARE EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED
E.23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY MEANS OF
PUBLIC OFFER, COMMON SHARES OR TRANSFERABLE
SECURITIES WHICH ARE EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OR GRANTING THE RIGHT TO THE ALLOCATION OF
DEBT SECURITIES, OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED
E.24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY MEANS OF
AN OFFER REFERRED TO IN ARTICLE L.411-2
SECTION II OF THE FRENCH MONETARY AND
FINANCIAL CODE, COMMON SHARES OR
TRANSFERABLE SECURITIES WHICH ARE EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED
E.25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
AMOUNT OF ISSUANCES COMPLETED WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
OF SHAREHOLDERS, PURSUANT TO THE
TWENTY-SECOND, TWENTY-THIRD AND
TWENTY-FOURTH RESOLUTIONS
E.26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET THE ISSUE PRICE OF COMMON
SHARES OR TRANSFERABLE SECURITIES WHICH ARE
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING THE RIGHT TO
THE ALLOCATION OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, BY MEANS OF
PUBLIC OFFER OR AN OFFER REFERRED TO IN
ARTICLE L.411-2 SECTION II OF THE FRENCH
MONETARY AND FINANCIAL CODE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, UP TO
THE LIMIT OF 10 % OF THE SHARE CAPITAL PER
YEAR
E.27 DELEGATION OF POWERS TO BE GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE UPON ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL,
UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, IN
ORDER TO COMPENSATE IN-KIND CONTRIBUTIONS
TOWARDS THE COMPANY
E.28 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES WHICH ARE EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF
MEMBERS OF A SAVINGS SCHEME
E.29 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES WHICH ARE EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OR GRANTING THE RIGHT TO THE ALLOCATION OF
DEBT SECURITIES, OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, FOR THE BENEFIT OF CERTAIN
CATEGORIES OF BENEFICIARIES SO AS TO ALLOW
THE PERFORMANCE OF EMPLOYEE SHAREHOLDING
PLANS
E.30 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON AN
INCREASE IN THE SHARE CAPITAL BY
INCORPORATING RESERVES, PROFITS, PREMIUMS
OR ANY OTHER AMOUNT WHOSE CAPITALISATION
MAY BE ALLOWED
E.31 AMENDMENT OF ARTICLE 19.2 OF THE COMPANY Mgmt For For
BY-LAWS REGARDING THE AGE LIMIT FOR
PERFORMING THE TERM OF GENERAL MANAGER
E.32 AMENDMENT OF ARTICLE 16.2 OF THE COMPANY Mgmt For For
BY-LAWS REGARDING THE AGE LIMIT FOR
PERFORMING THE TERM OF CHAIRMAN OF THE
BOARD OF DIRECTORS
E.33 AMENDMENT OF ARTICLE 14 OF THE COMPANY Mgmt For For
BY-LAWS TO ADD PARAGRAPH NO. 7 REGARDING
THE APPOINTMENT OF DIRECTORS REPRESENTING
EMPLOYEES
E.34 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RHEINMETALL AG, DUESSELDORF Agenda Number: 707930461
--------------------------------------------------------------------------------------------------------------------------
Security: D65111102
Meeting Type: AGM
Meeting Date: 09-May-2017
Ticker:
ISIN: DE0007030009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 18 APR 2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
24.04.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4), 289(5) AND
315(4) OF THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT. THE DISTRIBUTABLE
PROFIT OF EUR 65,000,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 1.45 PER NO-PAR SHARE EUR
3,102,310.10 SHALL BE ALLOCATED TO THE
REVENUE RESERVES EX-DIVIDEND DATE: MAY 10,
2017 PAYABLE DATE: MAY 12, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5 APPOINTMENT OF AUDITORS FOR THE 2017 Mgmt No vote
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, DUSSELDORF
6.1 ELECTION TO THE SUPERVISORY BOARD: SUSANNE Mgmt No vote
HANNEMANN
6.2 ELECTION TO THE SUPERVISORY BOARD: ANDREAS Mgmt No vote
GEORGI
6.3 ELECTION TO THE SUPERVISORY BOARD: FRANZ Mgmt No vote
JOSEF JUNG
6.4 ELECTION TO THE SUPERVISORY BOARD: KLAUS Mgmt No vote
DRAEGER
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 708221116
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: OGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE TRANSACTION, ON THE TERMS AND Mgmt For For
SUBJECT TO THE CONDITIONS SET OUT IN THE
SPA AND THE OTHER TRANSACTION DOCUMENTS (AS
EACH TERM IS DEFINED IN THE CIRCULAR TO RIO
TINTO PLC SHAREHOLDERS DATED 19 MAY 2017),
BE AND IS HEREBY APPROVED AND THE DIRECTORS
(OR A DULY AUTHORISED COMMITTEE OF THE
DIRECTORS) BE AND ARE HEREBY AUTHORISED TO
WAIVE, AMEND, VARY OR EXTEND ANY OF THE
TERMS AND CONDITIONS OF THE TRANSACTION
DOCUMENTS, PROVIDED THAT ANY SUCH WAIVERS,
AMENDMENTS, VARIATIONS OR EXTENSIONS ARE
NOT OF A MATERIAL NATURE, AND TO DO ALL
THINGS AS THEY MAY CONSIDER TO BE NECESSARY
OR DESIRABLE TO COMPLETE, IMPLEMENT AND
GIVE EFFECT TO, OR OTHERWISE IN CONNECTION
WITH, THE TRANSACTION AND ANY MATTERS
INCIDENTAL TO THE TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
ROHM COMPANY LIMITED Agenda Number: 708237400
--------------------------------------------------------------------------------------------------------------------------
Security: J65328122
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3982800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawamura, Satoshi Mgmt For For
2.2 Appoint a Director Azuma, Katsumi Mgmt For For
2.3 Appoint a Director Fujiwara, Tadanobu Mgmt For For
2.4 Appoint a Director Matsumoto, Isao Mgmt For For
2.5 Appoint a Director Yamazaki, Masahiko Mgmt For For
2.6 Appoint a Director Sakai, Masaki Mgmt For For
2.7 Appoint a Director Sato, Kenichiro Mgmt For For
2.8 Appoint a Director Kawamoto, Hachiro Mgmt For For
2.9 Appoint a Director Nishioka, Koichi Mgmt For For
2.10 Appoint a Director Suenaga, Yoshiaki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 708064908
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 23-May-2017
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED DECEMBER 31, 2016,
TOGETHER WITH THE DIRECTORS' REPORT AND THE
AUDITOR'S REPORT ON THOSE ACCOUNTS, BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
SET OUT ON PAGES 96 TO 103 OF THE
DIRECTORS' REMUNERATION REPORT, BE APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT, Mgmt For For
EXCLUDING THE DIRECTORS' REMUNERATION
POLICY SET OUT ON PAGES 96 TO 103 OF THE
DIRECTORS' REMUNERATION REPORT, FOR THE
YEAR ENDED DECEMBER 31, 2016, BE APPROVED
4 THAT CATHERINE HUGHES BE APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
JUNE 1, 2017
5 THAT ROBERTO SETUBAL BE APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
OCTOBER 1, 2017
6 THAT BEN VAN BEURDEN BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 THAT GUY ELLIOTT BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 THAT EULEEN GOH BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS Mgmt For For
A DIRECTOR OF THE COMPANY
10 THAT GERARD KLEISTERLEE BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS Mgmt For For
A DIRECTOR OF THE COMPANY
12 THAT LINDA G. STUNTZ BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT JESSICA UHL BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT HANS WIJERS BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT GERRIT ZALM BE REAPPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT ERNST & YOUNG LLP BE REAPPOINTED AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY
17 THAT THE AUDIT COMMITTEE OF THE BOARD BE Mgmt For For
AUTHORISED TO DETERMINE THE REMUNERATION OF
THE AUDITOR FOR 2017
18 THAT THE BOARD BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION
FOR ALL SUBSISTING AUTHORITIES, TO ALLOT
SHARES IN THE COMPANY, AND TO GRANT RIGHTS
TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES IN THE COMPANY, UP TO AN
AGGREGATE NOMINAL AMOUNT OF EUR 190
MILLION, AND TO LIST SUCH SHARES OR RIGHTS
ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO
APPLY UNTIL THE EARLIER OF THE CLOSE OF
BUSINESS ON AUGUST 23, 2018, AND THE END OF
THE NEXT AGM OF THE COMPANY (UNLESS
PREVIOUSLY RENEWED, REVOKED OR VARIED BY
THE COMPANY IN GENERAL MEETING) BUT, IN
EACH CASE, DURING THIS PERIOD THE COMPANY
MAY MAKE OFFERS AND ENTER INTO AGREEMENTS
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT ENDED
19 THAT IF RESOLUTION 18 IS PASSED, THE BOARD Mgmt For For
BE GIVEN POWER TO ALLOT EQUITY SECURITIES
(AS DEFINED IN THE COMPANIES ACT 2006) FOR
CASH UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE COMPANIES ACT
2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH POWER TO BE LIMITED: (A) TO THE
ALLOTMENT OF EQUITY SECURITIES AND SALE OF
TREASURY SHARES FOR CASH IN CONNECTION WITH
AN OFFER OF, OR INVITATION TO APPLY FOR,
EQUITY SECURITIES: (I) TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND (II) TO HOLDERS OF OTHER
EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, AS THE BOARD
OTHERWISE CONSIDERS NECESSARY, AND SO THAT
THE BOARD MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH IT CONSIDERS NECESSARY OR APPROPRIATE
TO DEAL WITH TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES, OR LEGAL OR
PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS
TERRITORY, THE REQUIREMENTS OF ANY
REGULATORY BODY OR STOCK EXCHANGE OR ANY
OTHER MATTER WHATSOEVER; AND (B) TO THE
ALLOTMENT OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES (OTHERWISE THAN UNDER
PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT
OF EUR 28 MILLION, SUCH POWER TO APPLY
UNTIL THE EARLIER OF THE CLOSE OF BUSINESS
ON AUGUST 23, 2018, AND THE END OF THE NEXT
AGM OF THE COMPANY BUT, IN EACH CASE, PRIOR
TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS,
AND ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE POWER EXPIRES AND THE BOARD MAY
ALLOT EQUITY SECURITIES (AND SELL TREASURY
SHARES) UNDER ANY SUCH OFFER OR AGREEMENT
AS IF THE POWER HAD NOT EXPIRED
20 THAT THE COMPANY BE AUTHORISED FOR THE Mgmt For For
PURPOSES OF SECTION 701 OF THE COMPANIES
ACT 2006 TO MAKE ONE OR MORE MARKET
PURCHASES (AS DEFINED IN SECTION 693(4) OF
THE COMPANIES ACT 2006) OF ITS ORDINARY
SHARES OF EUR 0.07 EACH ("ORDINARY
SHARES"), SUCH AUTHORITY TO BE LIMITED: (A)
TO A MAXIMUM NUMBER OF 817 MILLION ORDINARY
SHARES; (B) BY THE CONDITION THAT THE
MINIMUM PRICE WHICH MAY BE PAID FOR AN
ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM
PRICE WHICH MAY BE PAID FOR AN ORDINARY
SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL
TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN
ORDINARY SHARE FOR THE FIVE BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH THAT
ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT BID ON THE
TRADING VENUES WHERE THE PURCHASE IS
CARRIED OUT, IN EACH CASE, EXCLUSIVE OF
EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE
EARLIER OF THE CLOSE OF BUSINESS ON AUGUST
23, 2018, AND THE END OF THE NEXT AGM OF
THE COMPANY BUT IN EACH CASE SO THAT THE
COMPANY MAY ENTER INTO A CONTRACT TO
PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE COMPLETED OR EXECUTED WHOLLY OR PARTLY
AFTER THE AUTHORITY ENDS AND THE COMPANY
MAY PURCHASE ORDINARY SHARES PURSUANT TO
ANY SUCH CONTRACT AS IF THE AUTHORITY HAD
NOT ENDED
21 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE COMPANY HAS
RECEIVED NOTICE PURSUANT TO THE UK
COMPANIES ACT 2006 OF THE INTENTION TO MOVE
THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2017 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION, ALSO SET FORTH ON PAGE
6, AS IT PROVIDES MORE DETAIL ON THE
BREADTH OF ACTIONS SUCH RESOLUTION WOULD
REQUIRE OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV, EINDHOVEN Agenda Number: 707905420
--------------------------------------------------------------------------------------------------------------------------
Security: N7637U112
Meeting Type: AGM
Meeting Date: 11-May-2017
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESIDENT'S SPEECH Non-Voting
2.A DISCUSS REMUNERATION REPORT Non-Voting
2.B RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.C ADOPT FINANCIAL STATEMENTS Mgmt For For
2.D APPROVE DIVIDENDS OF EUR 0.80 PER SHARE Mgmt For For
2.E APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
2.F APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
3.A AMEND THE REMUNERATION POLICY OF THE Mgmt For For
MANAGEMENT BOARD
3.B APPROVE RESTRICTED STOCK PLAN Mgmt For For
4.A REELECT J. VAN DER VEER TO SUPERVISORY Mgmt For For
BOARD
4.B REELECT C.A. POON TO SUPERVISORY BOARD Mgmt For For
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
6.A GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL PLUS
ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
6.B AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM ISSUANCES UNDER ITEM 6A
7 AUTHORIZE REPURCHASE OF SHARES Mgmt For For
8 APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt For For
9 OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
RWE AG, ESSEN Agenda Number: 707844329
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 06.04.2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12 Non-Voting
APR 2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE APPROVED FINANCIAL Non-Voting
STATEMENTS OF RWE AKTIENGESELLSCHAFT AND
THE GROUP FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016, WITH THE COMBINED REVIEW OF
OPERATIONS OF RWE AKTIENGESELLSCHAFT AND
THE GROUP AND THE SUPERVISORY BOARD REPORT
FOR FISCAL 2016
2 APPROPRIATION OF DISTRIBUTABLE PROFIT: EUR Mgmt No vote
0.13 PER DIVIDEND-BEARING PREFERRED SHARE
3 APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD Mgmt No vote
FOR FISCAL 2016
4 APPROVAL OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD FOR FISCAL 2016
5 APPROVAL OF THE SYSTEM FOR COMPENSATING THE Mgmt No vote
MEMBERS OF THE EXECUTIVE BOARD
6 APPOINTMENT OF THE AUDITORS FOR FISCAL Mgmt No vote
2017: PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT
AM MAIN, ZWEIGNIEDERLASSUNG ESSEN
7 APPOINTMENT OF THE AUDITORS FOR THE Mgmt No vote
AUDIT-LIKE REVIEW OF THE FINANCIAL REPORT
FOR THE FIRST HALF OF 2017 AND OF THE
QUARTERLY REPORTS FOR 2017:
PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT
AM MAIN, ZWEIGNIEDERLASSUNG ESSEN
8.1 BY-ELECTIONS TO THE SUPERVISORY BOARD: MS. Mgmt No vote
MAG. DR. H.C. MONIKA KIRCHER, PORTSCHACH
(AUSTRIA), SENIOR DIRECTOR INDUSTRIAL
AFFAIRS OF INFINEON TECHNOLOGIES AUSTRIA
AG,
8.2 BY-ELECTIONS TO THE SUPERVISORY BOARD: MS. Mgmt No vote
UTE GERBAULET, DUSSELDORF, GENERAL PARTNER,
BANKHAUS LAMPE KG
9 APPROVAL OF THE CONCLUSION OF A CONTROL AND Mgmt No vote
PROFIT AND LOSS POOLING AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
SAIPEM SPA, SAN DONATO MILANESE Agenda Number: 707951554
--------------------------------------------------------------------------------------------------------------------------
Security: T82000117
Meeting Type: MIX
Meeting Date: 28-Apr-2017
Ticker:
ISIN: IT0000068525
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 745756 DUE TO RECEIPT OF SLATES
FOR AUDITOR NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2016 OF Mgmt For For
SAIPEM S.P.A. RESOLUTIONS RELATED THERETO.
TO PRESENT THE CONSOLIDATED BALANCE SHEET
AS OF 31 DECEMBER 2016. BOARD OF
DIRECTORS', INTERNAL AND EXTERNAL AUDITORS'
REPORTS
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE
TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR
ONLY 1 SLATE OF THE 2 SLATES OF AUDITORS
CMMT PLEASE NOTE THAT THE MANAGEMENT MAKES NO Non-Voting
VOTE RECOMMENDATION FOR THE CANDIDATES
PRESENTED IN THE SLATE O.2.1 AND O.2.2
O.2.1 TO APPOINT THE INTERNAL AUDITORS. LIST Mgmt For For
PRESENTED BY ENI AND CDP EQUITY,
REPRESENTING 43.095 PCT OF THE STOCK
CAPITAL. EFFECTIVE AUDITORS: DE MARTINO
GIULIA, PEROTTA RICCARDO. ALTERNATES:
TALAMONTI MARIA FRANCESCA
O.2.2 TO APPOINT THE INTERNAL AUDITORS. LIST Mgmt No vote
PRESENTED BY ABERDEEN ASSET MANAGEMENT PLC
MANAGING THE FUNDS: HBOS EUROPEAN FUND,
FUNDAMENTAL INDEX GLOBAL EQUITY FUND, SWUTM
EUROPEAN GROWTH FUND, EUROPEAN (FORMER UK)
EQUITY FUND, ALETTI GESTIELLE SGR S.P.A.
MANAGING THE FUND GESTIELLE OBIETTIVO
ITALIA, ARCA FONDI SGR S.P.A. MANAGING THE
FUND ARCA AZIONI ITALIA, EURIZON CAPITAL
SGR SPA MANAGING THE FUND EURIZON AZIONI
ITALIA, EURIZON INVESTMENT SICA -PB EQUITY
EUR, EURIZON CAPITAL SA MANAGING THE FUND
EURIZON FUND EQUITY ITALY, FIDEURAM ASSET
MANAGEMENT (IRELAND) MANAGING THE FUND
FIDEURAM FUND EQUITY ITALY, PIONEER
INVESTMENT MANAGEMENT SGRPA MANAGING THE
FUNDS: PIONEER AZIONARIO EUROPA FUND AND
PIONEER AZIONARIO CRESCITA FUND, PIONEER
ASSET MANAGEMENT SA MANAGING THE FUNDS PF
EUROPEAN RESEARCH, PF ITALIAN EQUITY AND PF
EUROPEAN EQUITY OPTIMAL VOLATILITY,
UBIPRAMERICA BILANCIATO MODERATO, UBI
PRAMERICA BILANCIATO DINAMICO, UBI
PRAMERICA AGGRESSIVO, UBI SICAV MANAGING
MULTIASSET EUROPE 50, ITALIAN EQUITY, EURO
EQUITY, EUROPEAN EQUITY, PLANETARIUM FUND
ANTHILIA SILVER, ZENIT MULTISTRATEGY SICAV
AND ZENIT SGR S.P.A. MANAGING THE FUND
ZENIT PIANETA ITALIA, REPRESENTING 1.492
PCT OF THE STOCK CAPITAL. EFFECTIVE
AUDITORS: - BUSSO MARIO. ALTERNATES:
MAURELLI FRANCESCA MICHELA
O.3 TO APPOINT THE INTERNAL AUDITORS' PRESIDENT Mgmt For For
O.4 TO STATE INTERNAL AUDITORS' AND THEIR Mgmt For For
PRESIDENT'S EMOLUMENT
O.5 EXTERNAL AUDITORS' ADDITIONAL EMOLUMENT Mgmt For For
O.6 REWARDING REPORT: REWARDING POLICY Mgmt For For
O.7 TO AUTHORIZE THE PURCHASE OF OWN SHARES TO Mgmt For For
SERVICE THE LONG TERM INCENTIVE PLAN
2016-2018 FOR THE ATTRIBUTION 2017
O.8 TO AUTHORIZE THE BOARD OF DIRECTORS, AS PER Mgmt For For
ART. 2357 TER OF THE ITALIAN CIVIL CODE TO
DISPOSE UP TO THE MAXIMUM OF NO. 84.000.000
OWN SHARES TO BE DESTINED TO THE LONG TERM
INCENTIVE PLAN 2016-2018 FOR THE
ATTRIBUTION 2017
O.9 TO AUTHORIZE ACTS INTERRUPTING THE Mgmt For For
PRESCRIPTION OF THE RESPONSIBILITY ACTION
TOWARDS EX-DIRECTORS
E.1 GROUPING OF SAIPEM'S ORDINARY AND SAVING Mgmt For For
SHARES IN THE RATIO OF 1 NEW ORDINARY SHARE
FOR EVERY 10 EXISTING ORDINARY SHARES AND 1
NEW SAVING SHARE FOR EVERY 10 SAVING SHARE
HELD. TO MODIFY ART. 5 OF THE BY-LAW.
RESOLUTIONS RELATED THERETO
E.2 TO PROPOSE THE AMENDMENT OF THE FOLLOWING Mgmt For For
ARTICLES OF THE BY-LAW: ART. 7 (SHAREHOLDER
STATUS), ART. 19 AND 21 LAST COMMA
(MANAGEMENT AND COORDINATION ACTIVITY),
ART. 22 (BOARD OF DIRECTORS' MEETING BY
TELECONFERENCE) AND ART. 27 (APPOINTMENT OF
THE INTERNAL AUDITORS' PRESIDENT).
RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
SALZGITTER AG, SALZGITTER Agenda Number: 708073008
--------------------------------------------------------------------------------------------------------------------------
Security: D80900109
Meeting Type: AGM
Meeting Date: 01-Jun-2017
Ticker:
ISIN: DE0006202005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 11 MAY 17, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.05.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2016
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.30 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2016
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2016
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt No vote
AUDITORS FOR FISCAL 2017
6 APPROVE CREATION OF EUR 80.8 MILLION POOL Mgmt No vote
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt No vote
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION APPROVE CREATION OF
EUR 69.9 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 AMEND ARTICLES RE LOCATION OF ANNUAL Mgmt No vote
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
SANKYO CO.,LTD. Agenda Number: 708269786
--------------------------------------------------------------------------------------------------------------------------
Security: J67844100
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3326410002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANYO SHOKAI LTD. Agenda Number: 707825406
--------------------------------------------------------------------------------------------------------------------------
Security: J69198109
Meeting Type: AGM
Meeting Date: 30-Mar-2017
Ticker:
ISIN: JP3339400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3 Amend Articles to: Consolidate Trading Unit Mgmt For For
under Regulatory Requirements
4 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year
5 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Corporate Auditors
6.1 Appoint a Director Iwata, Isao Mgmt For For
6.2 Appoint a Director Matsuura, Kaoru Mgmt For For
6.3 Appoint a Director Saito, Susumu Mgmt For For
6.4 Appoint a Director Arai, Toru Mgmt For For
6.5 Appoint a Director Matsuda, Kiyoto Mgmt For For
6.6 Appoint a Director Yano, Masahide Mgmt For For
6.7 Appoint a Director Shiina, Motoyoshi Mgmt For For
7 Appoint a Corporate Auditor Tanaka, Mgmt For For
Hidefumi
8 Appoint a Substitute Corporate Auditor Mgmt For For
Wada, Takao
--------------------------------------------------------------------------------------------------------------------------
SAS AB, STOCKHOLM Agenda Number: 707695687
--------------------------------------------------------------------------------------------------------------------------
Security: W7501Z171
Meeting Type: AGM
Meeting Date: 22-Feb-2017
Ticker:
ISIN: SE0003366871
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 MEETING IS CALLED TO ORDER Non-Voting
2 ELECTION OF A CHAIRPERSON FOR THE MEETING: Non-Voting
ATTORNEY-AT-LAW EVA HAGG
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND CONSOLIDATED AUDITORS REPORT
8 REPORT ON THE WORK OF THE BOARD, THE Non-Voting
REMUNERATION COMMITTEE AND THE AUDIT
COMMITTEE, FOLLOWED BY THE CEO'S ADDRESS
AND IN CONJUNCTION WITH THIS, THE
OPPORTUNITY FOR SHAREHOLDERS TO PUT
QUESTIONS TO THE BOARD AND GROUP MANAGEMENT
9.A RESOLUTION ON: THE APPROVAL OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
9.B RESOLUTION ON: THE DISPOSITIONS OF THE Mgmt For For
COMPANY'S EARNINGS IN ACCORDANCE WITH THE
APPROVED BALANCE SHEET: THE BOARD PROPOSES
THAT THE DIVIDEND SHALL BE PAID ON A
QUARTERLY BASIS AT SEK 12.50 PER
PREFERENTIAL SHARE, ALTHOUGH NOT HIGHER
THAN SEK 50 IN TOTAL PER PREFERENTIAL
SHARE.
9.C RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBERS AND THE CEO
10.A RESOLUTION ON: THE NUMBER OF BOARD MEMBERS: Mgmt For For
THE NUMBER OF BOARD MEMBERS ELECTED BY THE
ANNUAL GENERAL MEETING SHALL CONSIST OF
EIGHT BOARD MEMBERS, WITH NO DEPUTIES.
10.B RESOLUTION ON: REMUNERATION FOR BOARD Mgmt For For
MEMBERS
10.C RESOLUTION ON: REMUNERATION FOR THE AUDITOR Mgmt For For
11 ELECTION OF BOARD MEMBERS AND CHAIRMAN OF Mgmt For For
THE BOARD: IT IS PROPOSED TO RE-ELECT THE
CURRENT BOARD MEMBERS; FRITZ H. SCHUR,
JACOB WALLENBERG, DAG MEJDELL, MONICA
CANEMAN, CARSTEN DILLING, LARS-JOHAN
JARNHEIMER, SANNA SUVANTO-HARSAAE AND BERIT
SVENDSEN. FURTHERMORE, IT IS PROPOSED THAT
FRITZ H. SCHUR BE RE-ELECTED AS CHAIRMAN OF
THE BOARD.
12 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt For For
AB AS AUDITOR
13 RESOLUTION ON THE NOMINATION COMMITTEE: THE Mgmt For For
NOMINATION COMMITTEE SHALL COMPRISE THE
FOLLOWING SHAREHOLDER REPRESENTATIVES: CARL
ROSEN, MINISTRY OF ENTERPRISE AND
INNOVATION, FOR THE SWEDISH GOVERNMENT;
RASMUS LONBORG, MINISTRY OF FINANCE, FOR
THE DANISH GOVERNMENT; JAN TORE FOSUND,
MINISTRY OF TRADE, INDUSTRY AND FISHERIES,
FOR THE NORWEGIAN GOVERNMENT AND PETER
WALLENBERG JR., FOR THE KNUT AND ALICE
WALLENBERG FOUNDATION.
14 RESOLUTION ON THE BOARD'S PROPOSED Mgmt For For
GUIDELINES FOR REMUNERATION OF SENIOR
EXECUTIVES
15 MEETING IS ADJOURNED Non-Voting
CMMT 23 JAN 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NOMINATION
COMMITTEE NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 707813160
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 06-Apr-2017
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 736726 DUE TO SPLITTING OF
RESOLUTION 12. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 ATTENDANCE LIST, QUORUM AND ADOPTION OF THE Non-Voting
AGENDA
2 NOMINATION OF A SECRETARY AND OF TWO Non-Voting
SCRUTINEERS
3 PRESENTATION BY THE CHAIRMAN OF THE BOARD Non-Voting
OF DIRECTORS OF THE 2016 ACTIVITIES REPORT
OF THE BOARD
4 PRESENTATION OF THE MAIN DEVELOPMENTS Non-Voting
DURING 2016 AND OF THE OUTLOOK
5 PRESENTATION OF THE 2016 FINANCIAL RESULTS Non-Voting
6 PRESENTATION OF THE AUDIT REPORT Non-Voting
7 APPROVAL OF THE BALANCE SHEET AS OF 31 Mgmt No vote
DECEMBER 2016 AND OF THE 2016 PROFIT AND
LOSS ACCOUNTS
8 DECISION ON ALLOCATION OF 2016 PROFITS AND Mgmt No vote
TRANSFERS BETWEEN RESERVE ACCOUNTS
9 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS
10 APPOINTMENT OF THE AUDITOR FOR THE YEAR Mgmt No vote
2017 AND DETERMINATION OF ITS REMUNERATION
11 RESOLUTION ON COMPANY ACQUIRING OWN FDRS Mgmt No vote
AND/OR OWN A- OR B-SHARES
12.A1 ELECTION OF SIX DIRECTORS FOR A THREE YEAR Mgmt No vote
TERM: LIST OF CANDIDATES REPRESENTING
SHAREHOLDERS OF CATEGORY A: MR MARC BEULS
12.A2 ELECTION OF SIX DIRECTORS FOR A THREE YEAR Mgmt No vote
TERM: LIST OF CANDIDATES REPRESENTING
SHAREHOLDERS OF CATEGORY A: MR MARCUS
BICKNELL
12.A3 ELECTION OF SIX DIRECTORS FOR A THREE YEAR Mgmt No vote
TERM: LIST OF CANDIDATES REPRESENTING
SHAREHOLDERS OF CATEGORY A: MR RAMU
POTARAZU
12.A4 ELECTION OF SIX DIRECTORS FOR A THREE YEAR Mgmt No vote
TERM: LIST OF CANDIDATES REPRESENTING
SHAREHOLDERS OF CATEGORY A: MR
KAJ-ERIKRELANDER
12.A5 ELECTION OF SIX DIRECTORS FOR A THREE YEAR Mgmt No vote
TERM: LIST OF CANDIDATES REPRESENTING
SHAREHOLDERS OF CATEGORY B: MRS
ANNE-CATHERINE RIES
12.A6 ELECTION OF SIX DIRECTORS FOR A THREE YEAR Mgmt No vote
TERM: LIST OF CANDIDATES REPRESENTING
SHAREHOLDERS OF CATEGORY B: MR JEAN-PAUL
ZENS
13 DETERMINATION OF THE REMUNERATION OF BOARD Mgmt No vote
MEMBERS
14 APPROVAL OF NEW EQUITY BASED COMPENSATION Mgmt No vote
PLAN PRINCIPLES
15 MISCELLANEOUS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD, SEOUL Agenda Number: 707783470
--------------------------------------------------------------------------------------------------------------------------
Security: Y7749X101
Meeting Type: AGM
Meeting Date: 23-Mar-2017
Ticker:
ISIN: KR7055550008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Abstain Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR JO YONG BYEONG Mgmt For For
3.2 ELECTION OF A NON-PERMANENT DIRECTOR WI Mgmt For For
SEONG HO
3.3 ELECTION OF OUTSIDE DIRECTOR BAK AN SUN Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR BAK CHEOL Mgmt For For
3.5 ELECTION OF OUTSIDE DIRECTOR I SANG GYEONG Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR JU JAE SEONG Mgmt For For
3.7 ELECTION OF OUTSIDE DIRECTOR HIRAKAWA YUKI Mgmt For For
3.8 ELECTION OF OUTSIDE DIRECTOR PHILIPPE AVRIL Mgmt For For
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR I MAN U
5.1 ELECTION OF AUDIT COMMITTEE MEMBER I SANG Mgmt For For
GYEONG
5.2 ELECTION OF AUDIT COMMITTEE MEMBER I SEONG Mgmt For For
RYANG
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHINKO ELECTRIC INDUSTRIES CO.,LTD. Agenda Number: 708269205
--------------------------------------------------------------------------------------------------------------------------
Security: J73197105
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3375800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Toyoki, Noriyuki
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hasebe, Hiroshi
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Yoda, Toshihisa
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kodaira, Tadashi
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ozawa, Takashi
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOWA CORPORATION Agenda Number: 708274941
--------------------------------------------------------------------------------------------------------------------------
Security: J75175109
Meeting Type: AGM
Meeting Date: 23-Jun-2017
Ticker:
ISIN: JP3360300002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Sugiyama, Nobuyuki
1.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ichimura, Hiroshi
1.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Nagao, Takeshi
1.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Wakiyama, Narutoshi
1.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Matsumura, Tetsuya
1.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Nishioka, Kazuhiro
1.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kumagai, Yuji
1.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Furuhashi, Takahiro
2.1 Appoint a Director as Supervisory Committee Mgmt For For
Members Mano, Yosuke
2.2 Appoint a Director as Supervisory Committee Mgmt For For
Members Mizusawa, Tsuneo
2.3 Appoint a Director as Supervisory Committee Mgmt For For
Members Miwa, Hikoyuki
2.4 Appoint a Director as Supervisory Committee Mgmt For For
Members Takada, Shinya
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 707634235
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 01-Feb-2017
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.01.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2015/2016
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 3.60 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2015/2016
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt No vote
FISCAL 2015/2016
5 RATIFY ERNST AND YOUNG GMBH AS AUDITORS FOR Mgmt No vote
FISCAL 2016/2017
--------------------------------------------------------------------------------------------------------------------------
SIG PLC, SHEFFIELD Agenda Number: 707971897
--------------------------------------------------------------------------------------------------------------------------
Security: G80797106
Meeting Type: AGM
Meeting Date: 11-May-2017
Ticker:
ISIN: GB0008025412
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH
THE REPORTS OF THE DIRECTORS' AND AUDITOR
THEREON
2 TO APPROVE THE ANNUAL STATEMENT BY THE Mgmt For For
CHAIRMAN OF THE REMUNERATION COMMITTEE AND
THE DIRECTORS' REPORT ON REMUNERATION FOR
THE YEAR ENDED 31 DECEMBER 2016 (OTHER THAN
THE DIRECTORS' REMUNERATION)
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2016 OF 1.83 PENCE PER
ORDINARY SHARE ON THE ORDINARY SHARES IN
THE COMPANY
5 TO ELECT MR I. B. DUNCAN AS A DIRECTOR Mgmt For For
6 TO ELECT MR N. W. MADDOCK AS A DIRECTOR Mgmt For For
7 TO ELECT MR M. OLDERSMA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MS A. ABT AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MS J. E. ASHDOWN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MR M. EWELL AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR C. V. GEOGHEGAN AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT MR L. VAN DE WALLE AS A Mgmt For For
DIRECTOR
13 TO RE-APPOINT DELOITTE LLP AS AUDITOR TO Mgmt For For
THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE AUDITOR'S
REMUNERATION
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR OR CONVERT ANY SECURITY INTO SHARES IN
THE COMPANY
16 TO EMPOWER THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES FOR CASH (5 PERCENT)
17 TO EMPOWER THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES FOR CASH (FURTHER 5 PERCENT)
18 TO RENEW THE AUTHORITY FOR THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
19 TO CALL GENERAL MEETINGS ON NOT LESS THAN Mgmt Against Against
14 CLEAR DAYS' NOTICE (OTHER THAN AGMS)
--------------------------------------------------------------------------------------------------------------------------
SINOVAC BIOTECH LTD. Agenda Number: 934487225
--------------------------------------------------------------------------------------------------------------------------
Security: P8696W104
Meeting Type: Annual
Meeting Date: 07-Nov-2016
Ticker: SVA
ISIN: AGP8696W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WEIDONG YIN Mgmt For For
YUK LAM LO Mgmt For For
SIMON ANDERSON Mgmt For For
KENNETH LEE Mgmt For For
MENG MEI Mgmt For For
2. APPROVE THE AUDITED CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2015 TOGETHER WITH
THE REPORT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM THEREON AND THE NOTES
THERETO.
3. APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
HUA MING LLP AS THE INDEPENDENT AUDITOR OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016 AND TO AUTHORIZE THE
DIRECTORS OF THE COMPANY TO FIX SUCH
INDEPENDENT AUDITORS REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 707852934
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 23-May-2017
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://balo.journal-officiel.gouv.fr/pdf/20
17/0320/201703201700598.pdf
1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED
2016
2 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED
2016
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 2016 AND SETTING OF THE DIVIDEND: EUR
2.20 PER SHARE
4 REGULATED AGREEMENTS AND COMMITMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 2016
5 APPROVAL OF A REGULATED COMMITMENT Mgmt For For
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE' REFERRED
TO IN ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE FOR THE BENEFIT OF MR
FREDERIC OUDEA
6 APPROVAL OF A REGULATED COMMITMENT Mgmt For For
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE' REFERRED
TO IN ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE FOR THE BENEFIT OF MR
SEVERIN CABANNES
7 APPROVAL OF A REGULATED COMMITMENT Mgmt For For
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE' REFERRED
TO IN ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE FOR THE BENEFIT OF MR
BERNARDO SANCHEZ INCERA
8 APPROVAL OF THE REGULATED COMMITMENTS Mgmt For For
'RETIREMENT' AND 'SEVERANCE PAY' AND OF A
REGULATED AGREEMENT 'NON-COMPETITION
CLAUSE' REFERRED TO IN ARTICLE L.225-42-1
OF THE FRENCH COMMERCIAL CODE FOR THE
BENEFIT OF MR DIDIER VALET
9 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS,
MANAGING DIRECTOR AND DEPUTY GENERAL
MANAGERS, PURSUANT TO ARTICLE L.225-37-2 OF
THE FRENCH COMMERCIAL CODE
10 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR LORENZO BINI SMAGHI, CHAIRMAN OF
THE BOARD OF DIRECTORS, FOR THE FINANCIAL
YEAR ENDED 2016
11 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR FREDERIC OUDEA, MANAGING
DIRECTOR, FOR THE FINANCIAL YEAR ENDED 2016
12 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR SEVERIN CABANNES AND MR BERNARDO
SANCHEZ INCERA; DEPUTY GENERAL MANAGERS,
FOR THE FINANCIAL YEAR ENDED 2016
13 ADVISORY REVIEW OF THE COMPENSATION PAID IN Mgmt For For
2016 TO REGULATED PERSONS REFERRED TO IN
ARTICLE L.511-71 OF THE FRENCH MONETARY AND
FINANCIAL CODE
14 RENEWAL OF THE TERM OF MS ALEXANDRA Mgmt For For
SCHAAPVELD AS DIRECTOR
15 RENEWAL OF THE TERM OF MR JEAN-BERNARD LEVY Mgmt For For
AS DIRECTOR
16 APPOINTMENT OF MR WILLIAM CONNELLY AS Mgmt For For
DIRECTOR
17 APPOINTMENT OF MS LUBOMIRA ROCHET AS Mgmt For For
DIRECTOR
18 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S COMMON
SHARES WITHIN THE LIMIT OF 5% THE CAPITAL
19 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOPRA STERIA GROUP SA, PARIS Agenda Number: 708068209
--------------------------------------------------------------------------------------------------------------------------
Security: F20906115
Meeting Type: MIX
Meeting Date: 13-Jun-2017
Ticker:
ISIN: FR0000050809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
[https://balo.journal-officiel.gouv.fr/pdf/
2017/0424/201704241701231.pdf]
O.1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2016; APPROVAL OF NON-DEDUCTIBLE CHARGES
O.2 GRANT OF DISCHARGE TO MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.4 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND
O.5 APPROVAL OF AGREEMENTS GOVERNED BY ARTICLES Mgmt For For
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.6 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR PIERRE PASQUIER, CHAIRMAN, FOR THE 2016
FINANCIAL YEAR
O.7 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR VINCENT PARIS, MANAGING DIRECTOR, FOR
THE 2016 FINANCIAL YEAR
O.8 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt Against Against
DETERMINING, DISTRIBUTING AND ALLOCATING
THE COMPONENTS MAKING UP THE COMPENSATION
OF THE CHAIRMAN FOR THE 2017 FINANCIAL YEAR
O.9 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE COMPONENTS MAKING UP THE COMPENSATION
OF THE MANAGING DIRECTOR FOR THE 2017
FINANCIAL YEAR
O.10 RATIFICATION OF THE CO-OPTING OF MS EMMA Mgmt For For
FERNANDEZ AS DIRECTOR FOR A DURATION OF ONE
YEAR
O.11 SETTING OF ATTENDANCE FEES AT EUR 500,000 Mgmt For For
O.12 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO REPURCHASE ITS
OWN SHARES FOR A PERIOD OF 18 MONTHS UNDER
THE PROVISIONS OF ARTICLE L.225-209 OF THE
FRENCH COMMERCIAL CODE
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE SHARE SUBSCRIPTION
WARRANTS, FOR A PERIOD OF 18 MONTHS, TO BE
FREELY ALLOCATED TO SHAREHOLDERS IN THE
EVENT OF A PUBLIC OFFER, FOR A LIMITED
NOMINAL AMOUNT UP TO THE SHARE CAPITAL
AMOUNT
E.14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE UPON INCREASING THE
SHARE CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR A
PERIOD OF 26 MONTHS, FOR THE BENEFIT OF
EMPLOYEES OF THE COMPANY OR OF THE GROUP'S
COMPANIES, MEMBERS OF A COMPANY SAVINGS
SCHEME, UP TO A LIMIT OF 3% OF THE SHARE
CAPITAL
E.15 APPOINTMENT OF MR CHRISTIAN BRET, AS Mgmt For For
OBSERVER, FOR A PERIOD OF ONE YEAR
E.16 AMENDMENT TO THE COMPANY'S BY-LAWS TO Mgmt For For
ENSURE THEIR ALIGNMENT WITH LEGISLATIVE AND
REGULATORY PROVISIONS
E.17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO AMEND THE COMPANY'S BY-LAWS TO
ENSURE THEIR ALIGNMENT WITH THE LEGISLATIVE
AND REGULATORY PROVISIONS, AND
CONSEQUENTIAL AMENDMENT OF ARTICLE 17
"POWERS OF THE BOARD OF DIRECTORS" OF THE
COMPANY'S BY-LAWS
E.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC Agenda Number: 707862101
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 03-May-2017
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITORS
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2016
3 TO ELECT JOSE VINALS AS CHAIRMAN Mgmt For For
4 TO RE-ELECT OM BHATT, A NON-EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT DR KURT CAMPBELL, A Mgmt For For
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT DR LOUIS CHEUNG, A Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT DAVID CONNER, A NON-EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT DR BYRON GROTE, A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO RE-ELECT ANDY HALFORD, AN EXECUTIVE Mgmt For For
DIRECTOR
10 TO RE-ELECT DR HAN SEUNG-SOO, KBE, A Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT CHRISTINE HODGSON, A Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT GAY HUEY EVANS, OBE, A Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT NAGUIB KHERAJ, A NON-EXECUTIVE Mgmt For For
DIRECTOR
14 TO RE-ELECT JASMINE WHITBREAD, A Mgmt For For
NON-EXECUTIVE DIRECTOR
15 TO RE-ELECT BILL WINTERS, AN EXECUTIVE Mgmt For For
DIRECTOR
16 TO RE-APPOINT KPMG LLP AS AUDITOR TO THE Mgmt For For
COMPANY FROM THE END OF THE AGM UNTIL THE
END OF NEXT YEAR'S AGM
17 TO AUTHORISE THE BOARD TO SET THE AUDITOR'S Mgmt For For
FEES
18 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
19 TO RENEW THE AUTHORISATION OF THE BOARD TO Mgmt For For
OFFER A SCRIP DIVIDEND TO SHAREHOLDERS
20 TO AUTHORISE THE BOARD TO ALLOT SHARES Mgmt For For
21 TO EXTEND THE AUTHORITY TO ALLOT SHARES BY Mgmt For For
SUCH NUMBER OF SHARES REPURCHASED BY THE
COMPANY UNDER THE AUTHORITY GRANTED
PURSUANT TO RESOLUTION 26
22 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT
ANY SECURITY INTO SHARES IN RELATION TO ANY
ISSUE OF EQUITY CONVERTIBLE ADDITIONAL TIER
1 SECURITIES
23 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 20
24 IN ADDITION TO RESOLUTION 23, TO AUTHORISE Mgmt For For
THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN
RELATION TO THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 20 FOR THE PURPOSES OF
ACQUISITIONS AND OTHER CAPITAL INVESTMENTS
25 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 22
26 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
27 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN PREFERENCE SHARES
28 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt Against Against
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA, STAVANGER Agenda Number: 708038713
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 11-May-2017
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
3 ELECTION OF CHAIR FOR THE MEETING: TONE Mgmt No vote
LUNDE BAKKER
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2016, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF 4Q 2016
DIVIDEND: USD 0.22 PER SHARE
7 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt No vote
ON APPROVED ANNUAL ACCOUNTS FOR 2016
8.1 CONTINUATION OF THE SCRIP DIVIDEND Mgmt No vote
PROGRAMME: SHARE CAPITAL INCREASE FOR ISSUE
OF NEW SHARES IN CONNECTION WITH PAYMENT OF
DIVIDEND FOR 4Q 2016
8.2 CONTINUATION OF THE SCRIP DIVIDEND Mgmt No vote
PROGRAMME: AUTHORISATION TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL IN
CONNECTION WITH PAYMENT OF DIVIDEND FOR 1Q
TO 3Q 2017
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER TO ABSTAIN FROM EXPLORATION
DRILLING IN THE BARENTS SEA
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER REGARDING DISCONTINUATION OF
EXPLORATION ACTIVITIES AND TEST DRILLING
FOR FOSSIL ENERGY RESOURCES
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER REGARDING RISK MANAGEMENT
PROCESSES
12 THE BOARD OF DIRECTORS' REPORT ON CORPORATE Mgmt No vote
GOVERNANCE
13.1 THE BOARD OF DIRECTORS' DECLARATION ON Mgmt No vote
STIPULATION OF SALARY AND OTHER
REMUNERATION FOR EXECUTIVE MANAGEMENT:
ADVISORY VOTE RELATED TO THE BOARD OF
DIRECTORS' DECLARATION ON STIPULATION OF
SALARY AND OTHER REMUNERATION FOR EXECUTIVE
MANAGEMENT
13.2 THE BOARD OF DIRECTORS' DECLARATION ON Mgmt No vote
STIPULATION OF SALARY AND OTHER
REMUNERATION FOR EXECUTIVE MANAGEMENT:
APPROVAL OF THE BOARD OF DIRECTORS'
PROPOSAL RELATED TO REMUNERATION LINKED TO
THE DEVELOPMENT OF THE COMPANY'S SHARE
PRICE
14 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt No vote
EXTERNAL AUDITOR FOR 2016
15 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY
16 DETERMINATION OF REMUNERATION TO THE Mgmt No vote
NOMINATION COMMITTEE
17 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET TO CONTINUE OPERATION OF THE
SHARE SAVINGS PLAN FOR EMPLOYEES
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
19 MARKETING INSTRUCTIONS FOR STATOIL ASA - Mgmt No vote
ADJUSTMENTS
CMMT 20 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3 AND DIVIDEND AMOUNT IN
RESOLUTION 6 AND MEETING TYPE WAS CHANGED
FROM OGM TO AGM AND CHANGE IN THE RECORD
DATE FROM 09 MAY 2017 TO 10 MAY 2017. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
STHREE PLC, LONDON Agenda Number: 707788088
--------------------------------------------------------------------------------------------------------------------------
Security: G8499E103
Meeting Type: AGM
Meeting Date: 20-Apr-2017
Ticker:
ISIN: GB00B0KM9T71
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 30 NOVEMBER 2016
2 TO APPROVE THE DIVIDEND FOR THE FINANCIAL Mgmt For For
YEAR ENDED 30 NOVEMBER 2016: 9.3 PENCE PER
ORDINARY SHARE
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 30
NOVEMBER 2016
4 TO RECEIVE AND APPROVE THE REMUNERATION Mgmt For For
POLICY
5 TO RE-ELECT CLAY BRENDISH AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GARY ELDEN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ALEX SMITH AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JUSTIN HUGHES AS A DIRECTOR Mgmt For For
9 TO RE-ELECT STEVE QUINN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ANNE FAHY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT FIONA MACLEOD AS A DIRECTOR Mgmt For For
12 TO RE-ELECT NADHIM ZAHAWI AS A DIRECTOR Mgmt Against Against
13 TO ELECT DENISE COLLIS AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
16 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
17 TO APPROVE OFFERS OF MINORITY INTERESTS IN Mgmt For For
CERTAIN SUBSIDIARIES OF THE COMPANY
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt Against Against
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 DAYS' NOTICE
20 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
STATUTORY PRE-EMPTION RIGHTS
21 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
STOREBRAND ASA, OSLO Agenda Number: 707348682
--------------------------------------------------------------------------------------------------------------------------
Security: R85746106
Meeting Type: EGM
Meeting Date: 22-Sep-2016
Ticker:
ISIN: NO0003053605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 OPENING OF THE GENERAL MEETING BY THE BOARD Non-Voting
CHAIRMAN
2 ELECTION OF CHAIRPERSON FOR THE MEETING Mgmt No vote
3 APPROVAL OF THE MEETING NOTICE AND AGENDA Mgmt No vote
FOR THE MEETING
4 PRESENTATION OF THE LIST OF SHAREHOLDERS Non-Voting
AND PROXIES PRESENT
5 BY ELECTION TO THE BOARD OF DIRECTOR: JAN Mgmt No vote
CHR. OPSAHL
6 ELECTION OF TWO PERSONS TO CO-SIGN THE Non-Voting
MINUTES WITH THE MEETINGS CHAIRMAN
7 CLOSING OF THE GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STOREBRAND ASA, OSLO Agenda Number: 707832007
--------------------------------------------------------------------------------------------------------------------------
Security: R85746106
Meeting Type: AGM
Meeting Date: 05-Apr-2017
Ticker:
ISIN: NO0003053605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
2 ELECTION OF CHAIRPERSON FOR THE MEETING: Mgmt No vote
ATTORNEY STIG BERGE
3 APPROVAL OF THE MEETING NOTICE AND AGENDA Mgmt No vote
FOR THE MEETING
6 APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Mgmt No vote
STATEMENTS, INCLUDING ALLOCATION OF THE
PROFIT FOR THE YEAR AND DISTRIBUTION OF A
DIVIDEND (BOARD OF DIRECTORS PROPOSES A
DIVIDEND OF NOK 1.55 PER SHARE FOR 2016.)
7 REVIEW OF THE BOARD OF DIRECTORS' STATEMENT Mgmt No vote
ON CORPORATE GOVERNANCE
8.1 REVIEW OF THE BOARD OF DIRECTORS' STATEMENT Mgmt No vote
ON THE FIXING OF SALARIES AND OTHER
REMUNERATION TO EXECUTIVE PERSONNEL:
BINDING GUIDELINES
8.2 REVIEW OF THE BOARD OF DIRECTORS' STATEMENT Mgmt No vote
ON THE FIXING OF SALARIES AND OTHER
REMUNERATION TO EXECUTIVE PERSONNEL:
INDICATIVE GUIDELINES
9 AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
ACQUIRE TREASURY SHARES
10 AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
INCREASE SHARE CAPITAL BY ISSUING NEW
SHARES
11.1 ELECTION OF MEMBER TO THE BOARD OF DIRECTOR Mgmt No vote
(NOMINATION COMMITTEE'S RECOMMENDATION):
DIDRIK MUNCH
11.2 ELECTION OF MEMBER TO THE BOARD OF DIRECTOR Mgmt No vote
(NOMINATION COMMITTEE'S RECOMMENDATION):
LAILA S. DAHLEN
11.3 ELECTION OF MEMBER TO THE BOARD OF DIRECTOR Mgmt No vote
(NOMINATION COMMITTEE'S RECOMMENDATION):
HAKON REISTAD FURE
11.4 ELECTION OF MEMBER TO THE BOARD OF DIRECTOR Mgmt No vote
(NOMINATION COMMITTEE'S RECOMMENDATION):
GYRID SKALLEBERG INGERO
11.5 ELECTION OF MEMBER TO THE BOARD OF DIRECTOR Mgmt No vote
(NOMINATION COMMITTEE'S RECOMMENDATION):
JAN CHR. OPSAHL
11.6 ELECTION OF MEMBER TO THE BOARD OF DIRECTOR Mgmt No vote
(NOMINATION COMMITTEE'S RECOMMENDATION):
KARIN BING ORGLAND
11.7 ELECTION OF MEMBER TO THE BOARD OF DIRECTOR Mgmt No vote
(NOMINATION COMMITTEE'S RECOMMENDATION):
MARTIN SKANCKE
11.8 ELECTION OF THE BOARD CHAIRMAN: DIDRIK Mgmt No vote
MUNCH
12.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE (NOMINATION COMMITTEE'S
RECOMMENDATION): PER OTTO DYB
12.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE (NOMINATION COMMITTEE'S
RECOMMENDATION): ODD IVAR BILLER
12.3 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE (NOMINATION COMMITTEE'S
RECOMMENDATION): OLAUG SVARVA
12.4 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE (NOMINATION COMMITTEE'S
RECOMMENDATION): TOR OLAV TROIM
12.5 ELECTION OF THE CHAIRMAN OF THE NOMINATION Mgmt No vote
COMMITTEE: PER OTTO DYB
13 REMUNERATION OF THE BOARD OF DIRECTORS, Mgmt No vote
BOARD COMMITTEES AND THE NOMINATION
COMMITTEE
14 APPROVAL OF THE AUDITOR'S REMUNERATION, Mgmt No vote
INCLUDING THE BOARD OF DIRECTORS'
DISCLOSURE ON THE DISTRIBUTION OF
REMUNERATION BETWEEN AUDITING AND OTHER
SERVICES
CMMT 14MAR2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
31 MAR 2017 TO 04 APR 2017. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUEDZUCKER AG, MANNHEIM Agenda Number: 707119017
--------------------------------------------------------------------------------------------------------------------------
Security: D82781101
Meeting Type: AGM
Meeting Date: 14-Jul-2016
Ticker:
ISIN: DE0007297004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 JUN 16, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29.06.2016. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2015/2016
FINANCIAL YEAR WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289(4) AND 315(4) OF THE GERMAN
COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR
61,327,383.28 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.30
PER DIVIDEND ENTITLED NO PAR SHARE EUR
72,395.68 SHALL BE CARRIED FORWARD.
EX-DIVIDEND AND PAYABLE DATE: JULY 15, 2016
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2016/2017
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS AG,
FRANKFURT
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 708269964
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Transition to a Company Mgmt For For
with Three Committees, Revise the Articles
Related to Allowing the Board of Directors
to Authorize the Company to Purchase Own
Shares
3.1 Appoint a Director Miyata, Koichi Mgmt For For
3.2 Appoint a Director Kunibe, Takeshi Mgmt For For
3.3 Appoint a Director Takashima, Makoto Mgmt For For
3.4 Appoint a Director Ogino, Kozo Mgmt For For
3.5 Appoint a Director Ota, Jun Mgmt For For
3.6 Appoint a Director Tanizaki, Katsunori Mgmt For For
3.7 Appoint a Director Yaku, Toshikazu Mgmt For For
3.8 Appoint a Director Teramoto, Toshiyuki Mgmt For For
3.9 Appoint a Director Mikami, Toru Mgmt For For
3.10 Appoint a Director Kubo, Tetsuya Mgmt For For
3.11 Appoint a Director Matsumoto, Masayuki Mgmt For For
3.12 Appoint a Director Arthur M. Mitchell Mgmt For For
3.13 Appoint a Director Yamazaki, Shozo Mgmt For For
3.14 Appoint a Director Kono, Masaharu Mgmt For For
3.15 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
3.16 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
3.17 Appoint a Director Sakurai, Eriko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 708257628
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines, Mgmt For For
Increase the Board of Directors Size to 20,
Transition to a Company with Three
Committees, Revise Convenors and
Chairpersons of a Shareholders Meeting and
Board of Directors Meeting, Adopt Reduction
of Liability System for Directors
3.1 Appoint a Director Okubo, Tetsuo Mgmt For For
3.2 Appoint a Director Araumi, Jiro Mgmt For For
3.3 Appoint a Director Takakura, Toru Mgmt For For
3.4 Appoint a Director Hashimoto, Masaru Mgmt For For
3.5 Appoint a Director Kitamura, Kunitaro Mgmt For For
3.6 Appoint a Director Tsunekage, Hitoshi Mgmt For For
3.7 Appoint a Director Yagi, Yasuyuki Mgmt For For
3.8 Appoint a Director Misawa, Hiroshi Mgmt For For
3.9 Appoint a Director Shinohara, Soichi Mgmt For For
3.10 Appoint a Director Suzuki, Takeshi Mgmt For For
3.11 Appoint a Director Araki, Mikio Mgmt For For
3.12 Appoint a Director Matsushita, Isao Mgmt For For
3.13 Appoint a Director Saito, Shinichi Mgmt For For
3.14 Appoint a Director Yoshida, Takashi Mgmt For For
3.15 Appoint a Director Kawamoto, Hiroko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REAL ESTATE SALES CO.,LTD. Agenda Number: 708291012
--------------------------------------------------------------------------------------------------------------------------
Security: J7786K100
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3409200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Iwai, Shigeto Mgmt Against Against
1.2 Appoint a Director Tanaka, Toshikazu Mgmt For For
1.3 Appoint a Director Arai, Hiroshi Mgmt For For
1.4 Appoint a Director Ashikawa, Kazuo Mgmt For For
1.5 Appoint a Director Murai, Shinichiro Mgmt For For
1.6 Appoint a Director Suzuki, Tetsuya Mgmt For For
1.7 Appoint a Director Onda, Haruo Mgmt For For
1.8 Appoint a Director Kato, Hiroshi Mgmt For For
1.9 Appoint a Director Ito, Koji Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tsutsui, Toshihide
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO RIKO COMPANY LIMITED Agenda Number: 708233577
--------------------------------------------------------------------------------------------------------------------------
Security: J7787P108
Meeting Type: AGM
Meeting Date: 22-Jun-2017
Ticker:
ISIN: JP3564200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nishimura, Yoshiaki Mgmt For For
2.2 Appoint a Director Matsui, Tetsu Mgmt For For
2.3 Appoint a Director Ozaki, Toshihiko Mgmt For For
2.4 Appoint a Director Suzuki, Yoji Mgmt For For
2.5 Appoint a Director Ohashi, Takehiro Mgmt For For
2.6 Appoint a Director Maeda, Hirohisa Mgmt For For
2.7 Appoint a Director Matsuoka, Tsutomu Mgmt For For
2.8 Appoint a Director Naito, Hajime Mgmt For For
2.9 Appoint a Director Iritani, Masaaki Mgmt For For
2.10 Appoint a Director Hanagata, Shigeru Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 934551979
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICIA M. BEDIENT Mgmt For For
MEL E. BENSON Mgmt For For
JACYNTHE COTE Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN D. GASS Mgmt For For
JOHN R. HUFF Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
EIRA M. THOMAS Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
MICHAEL M. WILSON Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR.
03 TO CONSIDER AND, IF DEEMED FIT, APPROVE AN Mgmt For For
AMENDMENT TO THE SUNCOR ENERGY INC. STOCK
OPTION PLAN TO INCREASE THE NUMBER OF
COMMON SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 25,000,000 COMMON SHARES.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE MANAGEMENT
PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED
MARCH 1, 2017.
--------------------------------------------------------------------------------------------------------------------------
SUZUKEN CO.,LTD. Agenda Number: 708270119
--------------------------------------------------------------------------------------------------------------------------
Security: J78454105
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3398000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines, Mgmt For For
Adopt Reduction of Liability System for
Non-Executive Directors and Corporate
Auditors, Establish the Articles Related to
Substitute Corporate Auditors
2.1 Appoint a Director Bessho, Yoshiki Mgmt For For
2.2 Appoint a Director Miyata, Hiromi Mgmt For For
2.3 Appoint a Director Asano, Shigeru Mgmt For For
2.4 Appoint a Director Saito, Masao Mgmt For For
2.5 Appoint a Director Izawa, Yoshimichi Mgmt For For
2.6 Appoint a Director Tamura, Hisashi Mgmt For For
2.7 Appoint a Director Ueda, Keisuke Mgmt For For
2.8 Appoint a Director Iwatani, Toshiaki Mgmt For For
2.9 Appoint a Director Usui, Yasunori Mgmt For For
3 Appoint a Corporate Auditor Takeda, Mgmt For For
Noriyuki
4 Appoint a Substitute Corporate Auditor Mgmt For For
Takahashi, Masahiko
5 Approve Details of the Restricted-Share Mgmt For For
Compensation Plan to be received by
Directors except Outside Directors
--------------------------------------------------------------------------------------------------------------------------
SYDNEY AIRPORT Agenda Number: 708053753
--------------------------------------------------------------------------------------------------------------------------
Security: Q8808P103
Meeting Type: AGM
Meeting Date: 30-May-2017
Ticker:
ISIN: AU000000SYD9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT THE BELOW RESOLUTIONS 1 TO Non-Voting
5 ARE PROPOSED BY SAL
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF STEPHEN WARD Mgmt For For
3 RE-ELECTION OF ANN SHERRY Mgmt For For
4 APPROVAL FOR THE GIVING OF TERMINATION Mgmt For For
BENEFITS TO KERRIE MATHER
5 AMENDMENT TO MAXIMUM AGGREGATE REMUNERATION Mgmt For For
PAYABLE TO NON-EXECUTIVE DIRECTORS
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION 1 IS Non-Voting
PROPOSED BY SAT1
1 RE-ELECTION OF PATRICK GOURLEY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
T&D HOLDINGS, INC. Agenda Number: 708233438
--------------------------------------------------------------------------------------------------------------------------
Security: J86796109
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3539220008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kida, Tetsuhiro Mgmt For For
2.2 Appoint a Director Uehara, Hirohisa Mgmt For For
2.3 Appoint a Director Yokoyama, Terunori Mgmt For For
2.4 Appoint a Director Matsuyama, Haruka Mgmt For For
2.5 Appoint a Director Ogo, Naoki Mgmt For For
2.6 Appoint a Director Tanaka, Katsuhide Mgmt For For
2.7 Appoint a Director Kudo, Minoru Mgmt For For
2.8 Appoint a Director Itasaka, Masafumi Mgmt For For
3.1 Appoint a Corporate Auditor Yanai, Junichi Mgmt For For
3.2 Appoint a Corporate Auditor Ozawa, Yuichi Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Ezaki, Masayuki
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
TAIYO YUDEN CO.,LTD. Agenda Number: 708257440
--------------------------------------------------------------------------------------------------------------------------
Security: J80206113
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3452000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company Location Mgmt For For
within TOKYO, Establish the Articles
Related to Substitute Corporate Auditors
3.1 Appoint a Director Tosaka, Shoichi Mgmt For For
3.2 Appoint a Director Tsutsumi, Seiichi Mgmt For For
3.3 Appoint a Director Masuyama, Shinji Mgmt For For
3.4 Appoint a Director Takahashi, Osamu Mgmt For For
3.5 Appoint a Director Sase, Katsuya Mgmt For For
3.6 Appoint a Director Agata, Hisaji Mgmt For For
3.7 Appoint a Director Hiraiwa, Masashi Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Arai, Hiroshi
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 708237246
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Christophe Weber
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Iwasaki, Masato
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Andrew Plump
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members James Kehoe
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Fujimori, Yoshiaki
2.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Higashi, Emiko
2.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Michel Orsinger
2.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Sakane, Masahiro
2.9 Appoint a Director except as Supervisory Mgmt For For
Committee Members Shiga, Toshiyuki
3 Approve Payment of Bonuses to Directors Mgmt For For
except as Supervisory Committee Members
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Addition of the provision of
the Articles of Incorporation)
5 Shareholder Proposal: Remove a Director Shr Against For
Hasegawa, Yasuchika
--------------------------------------------------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON (PUBL) Agenda Number: 707792582
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 29-Mar-2017
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF THE CHAIRMAN OF THE ANNUAL Non-Voting
GENERAL MEETING: ADVOKAT SVEN UNGER
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA OF THE ANNUAL Non-Voting
GENERAL MEETING
4 DETERMINATION WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN PROPERLY CONVENED
5 ELECTION OF TWO PERSONS APPROVING THE Non-Voting
MINUTES
6 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED
ACCOUNTS, THE AUDITOR'S REPORT ON THE
CONSOLIDATED ACCOUNTS AND THE AUDITOR'S
REPORT WHETHER THE GUIDELINES FOR
REMUNERATION TO GROUP MANAGEMENT HAVE BEEN
COMPLIED WITH, AS WELL AS THE AUDITOR'S
PRESENTATION OF THE AUDIT WORK WITH RESPECT
TO 2016
7 THE PRESIDENT'S SPEECH. QUESTIONS FROM THE Non-Voting
SHAREHOLDERS TO THE BOARD OF DIRECTORS AND
THE MANAGEMENT
8.1 RESOLUTION WITH RESPECT TO: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8.2 RESOLUTION WITH RESPECT TO: DISCHARGE OF Mgmt For For
LIABILITY FOR THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT
8.3 RESOLUTION WITH RESPECT TO: THE Mgmt For For
APPROPRIATION OF THE PROFIT IN ACCORDANCE
WITH THE APPROVED BALANCE SHEET AND
DETERMINATION OF THE RECORD DATE FOR
DIVIDEND: SEK 1 PER SHARE
9 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTIES OF THE BOARD OF
DIRECTORS TO BE ELECTED BY THE ANNUAL
GENERAL MEETING: THE BOARD SHALL CONSIST OF
NO LESS THAN FIVE AND NO MORE THAN TWELVE
BOARD MEMBERS, WITH NO MORE THAN SIX
DEPUTIES. THE NOMINATION COMMITTEE PROPOSES
THAT THE NUMBER OF BOARD MEMBERS ELECTED BY
THE ANNUAL GENERAL MEETING OF SHAREHOLDERS
SHALL BE ELEVEN AND THAT NO DEPUTIES BE
ELECTED
10 DETERMINATION OF THE FEES PAYABLE TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS ELECTED
BY THE ANNUAL GENERAL MEETING AND MEMBERS
OF THE COMMITTEES OF THE BOARD OF DIRECTORS
ELECTED BY THE ANNUAL GENERAL MEETING
11.1 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER: JON
FREDRIK BAKSAAS (NEW ELECTION)
11.2 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER: JAN
CARLSON (NEW ELECTION)
11.3 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER: NORA
DENZEL
11.4 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
BORJE EKHOLM
11.5 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER: ERIC
A. ELZVIK (NEW ELECTION)
11.6 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER: LEIF
JOHANSSON
11.7 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
KRISTIN SKOGEN LUND
11.8 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
KRISTIN S. RINNE
11.9 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
SUKHINDER SINGH CASSIDY
11.10 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
HELENA STJERNHOLM
11.11 ELECTION OF THE MEMBER AND DEPUTY OF THE Mgmt For For
BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
JACOB WALLENBERG
12 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: THE NOMINATION COMMITTEE
PROPOSES THAT LEIF JOHANSSON BE ELECTED
CHAIRMAN OF THE BOARD
13 DETERMINATION OF THE NUMBER OF AUDITORS: Mgmt For For
ACCORDING TO THE ARTICLES OF ASSOCIATION,
THE COMPANY SHALL HAVE NO LESS THAN ONE AND
NO MORE THAN THREE REGISTERED PUBLIC
ACCOUNTING FIRMS AS AUDITOR. THE NOMINATION
COMMITTEE PROPOSES THAT THE COMPANY SHOULD
HAVE ONE REGISTERED PUBLIC ACCOUNTING FIRM
AS AUDITOR
14 DETERMINATION OF THE FEES PAYABLE TO THE Mgmt For For
AUDITORS
15 ELECTION OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AB
16 RESOLUTION ON THE GUIDELINES FOR Mgmt For For
REMUNERATION TO GROUP MANAGEMENT
17.1 LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt For For
2017 ("LTV 2017"): RESOLUTION ON
IMPLEMENTATION OF THE LTV 2017
17.2 LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt For For
2017 ("LTV 2017"): TRANSFER OF TREASURY
STOCK, DIRECTED SHARE ISSUE AND ACQUISITION
OFFER FOR THE LTV 2017
17.3 LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt For For
2017 ("LTV 2017"): EQUITY SWAP AGREEMENT
WITH THIRD PARTY IN RELATION TO THE LTV
2017
18 RESOLUTION ON TRANSFER OF TREASURY STOCK IN Mgmt For For
RELATION TO THE RESOLUTIONS ON THE
LONG-TERM VARIABLE COMPENSATION PROGRAMS
2013, 2014, 2015 AND 2016
CMMT THE BOARD DOES NOT MAKE ANY RECOMMENDATION Non-Voting
ON RESOLUTIONS FROM 19 TO 23
19 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt For For
EINAR HELLBOM THAT THE ANNUAL GENERAL
MEETING RESOLVE TO DELEGATE TO THE BOARD TO
PRESENT A PROPOSAL ON EQUAL VOTING RIGHTS
FOR ALL SHARES AT THE ANNUAL GENERAL
MEETING 2018
20 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVE TO DELEGATE TO THE BOARD OF
DIRECTORS TO TURN TO THE GOVERNMENT OF
SWEDEN AND UNDERLINE THE NEED FOR A CHANGE
OF THE LEGAL FRAMEWORK TO ABOLISH THE
POSSIBILITY TO HAVE VOTING POWER
DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
21.1 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt For For
THORWALD ARVIDSSON TO AMEND THE ARTICLES OF
ASSOCIATION: WITH RESPECT TO THE VOTING
RIGHTS OF SHARES
21.2 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON TO AMEND THE ARTICLES OF
ASSOCIATION: WITH RESPECT TO LIMITATION OF
WHO CAN BE APPOINTED BOARD MEMBER
22.1 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO ADOPT A
VISION OF ZERO TOLERANCE WITH RESPECT TO
WORK PLACE ACCIDENTS WITHIN THE COMPANY
22.2 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO
DELEGATE TO THE BOARD TO APPOINT A WORKING
GROUP TO REALIZE THIS VISION OF ZERO
TOLERANCE
22.3 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: THAT THE
RESULTS SHALL BE ANNUALLY REPORTED TO THE
ANNUAL GENERAL MEETING IN WRITING, FOR
EXAMPLE BY INCLUDING THE REPORT IN THE
PRINTED ANNUAL REPORT
22.4 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO ADOPT A
VISION OF ABSOLUTE GENDER EQUALITY ON ALL
LEVELS WITHIN THE COMPANY
22.5 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO
DELEGATE TO THE BOARD TO APPOINT A WORKING
GROUP TO REALIZE THIS VISION IN THE
LONG-TERM AND CAREFULLY FOLLOW THE
DEVELOPMENTS REGARDING GENDER EQUALITY AND
ETHNICITY
22.6 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO
ANNUALLY REPORT TO THE ANNUAL GENERAL
MEETING IN WRITING, FOR EXAMPLE BY
INCLUDING THE REPORT IN THE PRINTED ANNUAL
REPORT
22.7 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO
DELEGATE TO THE BOARD TO TAKE NECESSARY
ACTION TO CREATE A SHAREHOLDERS'
ASSOCIATION IN THE COMPANY
22.8 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: THAT A
MEMBER OF THE BOARD SHALL NOT BE ALLOWED TO
INVOICE THE BOARD FEE VIA A LEGAL ENTITY,
SWEDISH OR NON-SWEDISH
22.9 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO
DELEGATE TO THE BOARD TO TURN TO THE
RELEVANT AUTHORITY (THE GOVERNMENT AND/OR
THE TAX OFFICE) TO UNDERLINE THE NEED TO
AMEND THE RULES IN THIS AREA
22.10 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: THAT THE
NOMINATION COMMITTEE, WHEN FULFILLING ITS
TASKS, SHALL IN PARTICULAR CONSIDER MATTERS
RELATED TO ETHICS, GENDER AND ETHNICITY
22.11 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: DELEGATE
TO THE BOARD OF DIRECTORS TO TURN TO THE
GOVERNMENT OF SWEDEN TO UNDERLINE THE NEED
TO INTRODUCE A NATIONAL "COOL-OFF PERIOD"
FOR POLITICIANS
22.12 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON THAT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS RESOLVE: TO
DELEGATE TO THE BOARD TO PREPARE A PROPOSAL
FOR BOARD AND NOMINATION COMMITTEE
REPRESENTATION FOR THE SMALL AND MIDSIZE
SHAREHOLDERS, TO BE PRESENTED TO THE ANNUAL
GENERAL MEETING 2018, OR ANY EARLIER HELD
EXTRAORDINARY GENERAL SHAREHOLDERS MEETING
23 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON FOR AN EXAMINATION
THROUGH A SPECIAL EXAMINER (SW. SARSKILD
GRANSKNING) TO EXAMINE IF CORRUPTION HAS
OCCURRED IN THE COMPANY'S BUSINESS
24 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA BRASIL SA, SAO PAULO Agenda Number: 707884258
--------------------------------------------------------------------------------------------------------------------------
Security: P9T369168
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: BRVIVTACNPR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT PREFERENCE SHAREHOLDERS Non-Voting
CAN SUBMIT A MEMBER FROM THE CANDIDATES
LIST ONCE THEY HAVE BEEN ELECTED OR
ALTERNATIVELY A CANDIDATE OUTSIDE OF THE
OFFICIAL LIST, HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT 30 MAR 2017: PLEASE NOTE THAT THE PREFERRED Non-Voting
SHAREHOLDERS CAN VOTE ON ITEM 5.4. THANK
YOU
CMMT 30 MAR 2017: THE BOARD / ISSUER HAS NOT Non-Voting
RELEASED A STATEMENT ON WHETHER THEY
RECOMMEND TO VOTE IN FAVOR OR AGAINST THE
RESOLUTION 5.4
5.4 ELECTION OF MEMBERS OF THE FISCAL COUNCIL. Mgmt Against Against
CANDIDATE APPOINTED BY PREFERRED SHARES
CMMT 30 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 708150076
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 08-Jun-2017
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 09 JUNE 2017. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
I.1 RESULTS AND MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS OF TELEFONICA, S.A. DURING FISCAL
YEAR 2016: APPROVAL OF THE ANNUAL ACCOUNTS
AND OF THE MANAGEMENT REPORT OF BOTH
TELEFONICA, S.A. AND OF ITS CONSOLIDATED
GROUP OF COMPANIES FOR FISCAL YEAR 2016
I.2 RESULTS AND MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS OF TELEFONICA, S.A. DURING FISCAL
YEAR 2016: APPROVAL OF THE MANAGEMENT OF
THE BOARD OF DIRECTORS OF TELEFONICA, S.A.
DURING FISCAL YEAR 2016
II APPROVAL OF THE PROPOSED ALLOCATION OF THE Mgmt For For
PROFITS/LOSSES OF TELEFONICA, S.A. FOR
FISCAL YEAR 2016
III.1 RE-ELECTION OF MR. JOSE MARIA Mgmt For For
ALVAREZ-PALLETE LOPEZ AS EXECUTIVE DIRECTOR
III.2 RE-ELECTION OF MR. IGNACIO MORENO MARTINEZ Mgmt For For
AS PROPRIETARY DIRECTOR
III.3 RATIFICATION AND APPOINTMENT OF MR. Mgmt For For
FRANCISCO JOSE RIBERAS MERA AS INDEPENDENT
DIRECTOR
III.4 RATIFICATION AND APPOINTMENT OF MS. CARMEN Mgmt For For
GARCIA DE ANDRES AS INDEPENDENT DIRECTOR
IV ESTABLISHMENT OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AT SEVENTEEN
V SHAREHOLDER COMPENSATION. DISTRIBUTION OF Mgmt For For
DIVIDENDS WITH A CHARGE TO UNRESTRICTED
RESERVES
VI DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE DEBENTURES, BONDS, NOTES AND
OTHER FIXED-INCOME SECURITIES AND HYBRID
INSTRUMENTS, INCLUDING PREFERRED STOCK, IN
ALL CASES BE THEY SIMPLE, EXCHANGEABLE
AND/OR CONVERTIBLE AND/OR GRANTING THE
HOLDERS THEREOF A SHARE IN THE EARNINGS OF
THE COMPANY, AS WELL AS WARRANTS, WITH THE
POWER TO EXCLUDE THE PRE-EMPTIVE RIGHTS OF
SHAREHOLDERS. AUTHORIZATION TO GUARANTEE
ISSUANCES BY COMPANIES OF THE GROUP
VII DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, REMEDY AND CARRY OUT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING
VIII CONSULTATIVE VOTE ON THE 2016 ANNUAL REPORT Mgmt For For
ON DIRECTORS' REMUNERATION
CMMT SHAREHOLDERS HOLDING LESS THAN "300" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA, FORNEBU Agenda Number: 708068564
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 759713 DUE TO CHANGE IN SEQUENCE
OF RESOLUTIONS 9.6 AND 9.12. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
2 ELECTION OF A REPRESENTATIVE TO SIGN THE Non-Voting
MINUTES OF THE ANNUAL GENERAL MEETING
TOGETHER WITH THE CHAIRMAN OF THE MEETING
3 REPORT BY THE CEO Non-Voting
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt No vote
REPORT FROM THE BOARD OF DIRECTORS FOR THE
FINANCIAL YEAR 2016: DIVIDENDS OF NOK 7.80
PER SHARE
5 REPORT ON CORPORATE GOVERNANCE Non-Voting
6 APPROVAL OF THE REMUNERATION TO THE Mgmt No vote
COMPANY'S AUDITOR
7.1 ADVISORY VOTE ON THE BOARD OF DIRECTORS' Mgmt No vote
STATEMENT REGARDING DETERMINATION OF SALARY
AND OTHER REMUNERATION TO THE EXECUTIVE
MANAGEMENT FOR THE COMING FINANCIAL YEAR
7.2 APPROVAL OF GUIDELINES FOR SHARE RELATED Mgmt No vote
INCENTIVE ARRANGEMENTS FOR THE COMING
FINANCIAL YEAR (NOTE 34 TO THE FINANCIAL
STATEMENTS)
8 AUTHORISATION TO REPURCHASE AND CANCEL Mgmt No vote
SHARES IN TELENOR ASA
9.1 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: ANDERS SKJAEVESTAD
9.2 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: OLAUG SVARVA
9.3 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: JOHN G. BERNANDER
9.4 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: ANNE KVAM
9.5 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: DIDRIK MUNCH
9.6 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: ELIN MERETE MYRMEL JOHANSEN
9.7 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: WIDAR SALBUVIK
9.8 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: TORE ONSHUUS SANDVIK
9.9 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: SILVIJA SERES
9.10 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: SIRI PETTERSEN STRANDENES
9.11 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: MAALFRID BRATH (1. DEPUTY)
9.12 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: JOSTEIN CHRISTIAN DALLAND (2.
DEPUTY)
9.13 ELECTION OF SHAREHOLDER ELECTED MEMBER AND Mgmt No vote
DEPUTY MEMBER TO THE CORPORATE ASSEMBLY IN
LINE WITH THE NOMINATION COMMITTEE'S
PROPOSAL: INGVILD NYBO HOLTH (3. DEPUTY)
10.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: METTE I. WIKBORG
10.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: CHRISTIAN BERG
11 DETERMINATION OF REMUNERATION TO THE Mgmt No vote
MEMBERS OF THE CORPORATE ASSEMBLY AND THE
NOMINATION COMMITTEE IN LINE WITH THE
NOMINATION COMMITTEE'S PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
TELEVISION FRANCAISE 1 SA TF1, BOULOGNE BILLANCOUR Agenda Number: 707786402
--------------------------------------------------------------------------------------------------------------------------
Security: F91255103
Meeting Type: MIX
Meeting Date: 13-Apr-2017
Ticker:
ISIN: FR0000054900
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 08 MAR 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
http://balo.journal-officiel.gouv.fr/pdf/20
17/0222/201702221700342.pdf, AND
https://balo.journal-officiel.gouv.fr/pdf/2
017/0308/201703081700476.pdf PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
DIVIDEND AMOUNT AND ADDITION OF URL LINK.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL INDIVIDUAL FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE 2016
FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND TRANSACTIONS FOR THE 2016
FINANCIAL YEAR
O.3 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS PURSUANT TO ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.4 ALLOCATION OF INCOME FOR THE 2016 FINANCIAL Mgmt For For
YEAR AND SETTING OF THE DIVIDEND: EUR 0.28
PER SHARE
O.5 APPROVAL OF A DEFINED-BENEFIT PENSION PLAN Mgmt For For
FOR THE BENEFIT OF GILLES PELISSON, CHIEF
EXECUTIVE OFFICER
O.6 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
NONCE PAOLINI, CHIEF EXECUTIVE OFFICER, FOR
THE 2016 FINANCIAL YEAR UP TO 18 FEBRUARY
2016
O.7 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
GILLES PELISSON, CHIEF EXECUTIVE OFFICER,
FOR THE 2016 FINANCIAL YEAR FROM 19
FEBRUARY 2016
O.8 REMUNERATION POLICY FOR THE CHIEF EXECUTIVE Mgmt For For
OFFICER: APPROVAL OF THE PRINCIPLES AND
CRITERIA FOR DETERMINING, DISTRIBUTING AND
ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL
ITEMS COMPRISING THE TOTAL REMUNERATION AND
BENEFITS OF ANY KIND ATTRIBUTABLE TO GILLES
PELISSON
O.9 RENEWAL OF THE TERM OF CATHERINE DUSSART AS Mgmt For For
DIRECTOR FOR THREE YEARS
O.10 RENEWAL OF THE TERM OF OLIVIER BOUYGUES AS Mgmt For For
DIRECTOR FOR THREE YEARS
O.11 EXPIRATION OF THE TERMS OF THE STATUTORY Mgmt For For
AUDITOR (KPMG AUDIT IS) AND OF THE DEPUTY
STATUTORY AUDITOR(KPMG AUDIT ID)
O.12 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO PURCHASE ITS
OWN SHARES
E.13 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
THE CANCELLATION OF OWN SHARES HELD BY THE
COMPANY
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY WAY OF A PUBLIC OFFER, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHAREHOLDERS, BY ISSUING SHARES
AND ANY SECURITIES GRANTING IMMEDIATE
AND/OR DEFERRED ACCESS TO COMPANY SHARES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING PREMIUMS,
RESERVES, PROFITS OR OTHER ELEMENTS
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY WAY OF A PUBLIC OFFER, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY SECURITIES GRANTING
IMMEDIATE AND/OR DEFERRED ACCESS TO COMPANY
SHARES)
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY WAY OF PRIVATE PLACEMENT, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY SECURITIES GRANTING
IMMEDIATE AND/OR DEFERRED ACCESS TO COMPANY
SHARES
E.18 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET, ACCORDING TO THE TERMS
DETERMINED BY THE GENERAL MEETING, THE
ISSUE PRICE, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY
OF A PUBLIC OFFER OR PRIVATE PLACEMENT, OF
EQUITY SECURITIES TO BE ISSUED IMMEDIATELY
OR TO BE DEFERRED
E.19 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
E.20 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS
REMUNERATION FOR CONTRIBUTIONS IN KIND MADE
TO THE COMPANY AND CONSISTING OF EQUITY
SECURITIES OR SECURITIES GRANTING ACCESS TO
THE CAPITAL OF ANOTHER COMPANY, OUTSIDE OF
A PUBLIC EXCHANGE OFFER
E.21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, AS REMUNERATION FOR
CONTRIBUTIONS IN KIND IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY
E.22 OVERALL LIMITATION OF FINANCIAL Mgmt For For
AUTHORISATIONS
E.23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, FOR THE BENEFIT OF EMPLOYEES
OR EXECUTIVE OFFICERS OF THE COMPANY OR OF
ASSOCIATED COMPANIES ADHERING TO A COMPANY
SAVINGS PLAN
E.24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT SHARE SUBSCRIPTION OR
PURCHASE OPTIONS TO EMPLOYEES OR EXECUTIVE
OFFICERS OF THE COMPANY OR ASSOCIATED
COMPANIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT WHERE
REQUIRED
E.25 POWERS TO CARRY OUT ALL LEGAL FILINGS AND Mgmt For For
FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 934450317
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Special
Meeting Date: 20-Jul-2016
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT. TO Mgmt For For
CONSIDER AND VOTE ON A PROPOSAL (THE "DOW
MERGER PROPOSAL") TO ADOPT THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF DECEMBER
11, 2015 (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), BY AND AMONG
DIAMOND-ORION HOLDCO, INC., A DELAWARE
CORPORATION, (N/K/A DOWDUPONT INC.), THE
DOW CHEMICAL COMPANY, A DELAWARE
CORPORATION ("DOW"), DIAMOND MERGER SUB,
INC., A DELAWARE CORPORATION, ORION MERGER
SUB, INC., A DELAWARE CORPORATION ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
2. ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADJOURN THE DOW
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE DOW MERGER PROPOSAL (THE "DOW
ADJOURNMENT PROPOSAL").
3. ADVISORY VOTE REGARDING MERGER-RELATED Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO DOW'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE TRANSACTION (THE
"DOW COMPENSATION PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 934561691
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. (STEVE) Mgmt For For
MILLER
1J. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1M. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934559204
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERARD J. ARPEY Mgmt For For
1B. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFERY H. BOYD Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1K. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG A. MENEAR Mgmt For For
1M. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
SAY-ON-PAY VOTES.
5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr Against For
OF AN EMPLOYMENT DIVERSITY REPORT.
6. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For
VOTE ON POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL TO REDUCE THE Shr Against For
THRESHOLD TO CALL SPECIAL SHAREHOLDER
MEETINGS TO 15% OF OUTSTANDING SHARES.
--------------------------------------------------------------------------------------------------------------------------
THE JAPAN STEEL WORKS,LTD. Agenda Number: 708237296
--------------------------------------------------------------------------------------------------------------------------
Security: J27743103
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3721400004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Miyauchi, Naotaka Mgmt For For
2.2 Appoint a Director Higashiizumi, Yutaka Mgmt For For
2.3 Appoint a Director Watanabe, Kenji Mgmt For For
2.4 Appoint a Director Shibata, Takashi Mgmt For For
2.5 Appoint a Director Oshita, Masao Mgmt For For
2.6 Appoint a Director Matsuo, Toshio Mgmt For For
2.7 Appoint a Director Sato, Motonobu Mgmt For For
2.8 Appoint a Director Mochida, Nobuo Mgmt For For
3 Appoint a Corporate Auditor Tanaka, Mgmt For For
Yoshitomo
4 Approve Renewal of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
THE OITA BANK,LTD. Agenda Number: 708244683
--------------------------------------------------------------------------------------------------------------------------
Security: J60256104
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3175200009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3 Amend Articles to: Consolidate Trading Unit Mgmt For For
under Regulatory Requirements
4.1 Appoint a Director Himeno, Shoji Mgmt For For
4.2 Appoint a Director Goto, Tomiichiro Mgmt For For
4.3 Appoint a Director Kodama, Masaki Mgmt For For
4.4 Appoint a Director Kikuguchi, Kunihiro Mgmt For For
4.5 Appoint a Director Tanaka, Kenji Mgmt For For
4.6 Appoint a Director Takahashi, Yasuhide Mgmt For For
5 Appoint a Corporate Auditor Kimoto, Tadashi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934538375
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1B. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For
CHESHIRE
1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RECOMMENDATION FOR THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
DIVERSITY REPORT WITH SPECIFIC ADDITIONAL
DISCLOSURE, INCLUDING EEOC-DEFINED METRICS.
--------------------------------------------------------------------------------------------------------------------------
THE TOCHIGI BANK,LTD. Agenda Number: 708269407
--------------------------------------------------------------------------------------------------------------------------
Security: J84334101
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3627800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kuromoto, Junnosuke Mgmt For For
2.2 Appoint a Director Arai, Takashi Mgmt For For
2.3 Appoint a Director Inomata, Yoshifumi Mgmt For For
2.4 Appoint a Director Shimoyama, Koji Mgmt For For
2.5 Appoint a Director Ihashi, Yoshikazu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOKAI RIKA CO.,LTD. Agenda Number: 708233589
--------------------------------------------------------------------------------------------------------------------------
Security: J85968105
Meeting Type: AGM
Meeting Date: 16-Jun-2017
Ticker:
ISIN: JP3566600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Authorize Appropriation of
Surplus
3.1 Appoint a Director Miura, Kenji Mgmt For For
3.2 Appoint a Director Obayashi, Yoshihiro Mgmt For For
3.3 Appoint a Director Wakiya, Tadashi Mgmt For For
3.4 Appoint a Director Buma, Koji Mgmt For For
3.5 Appoint a Director Sato, Koki Mgmt For For
3.6 Appoint a Director Tanaka, Yoshihiro Mgmt For For
3.7 Appoint a Director Noguchi, Kazuhiko Mgmt For For
3.8 Appoint a Director Hayashi, Shigeru Mgmt For For
3.9 Appoint a Director Nogami, Toshiki Mgmt For For
3.10 Appoint a Director Akita, Toshiki Mgmt For For
3.11 Appoint a Director Nagaya, Masami Mgmt For For
3.12 Appoint a Director Hayashi, Kiyomune Mgmt For For
3.13 Appoint a Director Ono, Hideki Mgmt For For
3.14 Appoint a Director Yamanaka, Yasushi Mgmt For For
3.15 Appoint a Director Fujioka, Kei Mgmt For For
4.1 Appoint a Corporate Auditor Sugiura, Isaki Mgmt For For
4.2 Appoint a Corporate Auditor Ise, Kiyotaka Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
TOKYO SEIMITSU CO.,LTD. Agenda Number: 708257515
--------------------------------------------------------------------------------------------------------------------------
Security: J87903100
Meeting Type: AGM
Meeting Date: 26-Jun-2017
Ticker:
ISIN: JP3580200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ota, Kunimasa Mgmt For For
2.2 Appoint a Director Yoshida, Hitoshi Mgmt For For
2.3 Appoint a Director Kimura, Ryuichi Mgmt For For
2.4 Appoint a Director Kawamura, Koichi Mgmt For For
2.5 Appoint a Director Endo, Akihiro Mgmt For For
2.6 Appoint a Director Tomoeda, Masahiro Mgmt For For
2.7 Appoint a Director Hokida, Takahiro Mgmt For For
2.8 Appoint a Director Wolfgang Bonatz Mgmt For For
2.9 Appoint a Director Matsumoto, Hirokazu Mgmt For For
2.10 Appoint a Director Saito, Shozo Mgmt For For
2.11 Appoint a Director Donglei Tang Mgmt For For
3.1 Appoint a Corporate Auditor Inoue, Naomi Mgmt For For
3.2 Appoint a Corporate Auditor Maeda, Masahiro Mgmt For For
4 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as Stock
Options for Directors and Employees of the
Company and the Company's Subsidiaries on
Favorable Conditions
--------------------------------------------------------------------------------------------------------------------------
TOKYO STEEL MANUFACTURING CO.,LTD. Agenda Number: 708232727
--------------------------------------------------------------------------------------------------------------------------
Security: J88204110
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3579800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Nishimoto, Toshikazu
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Imamura, Kiyoshi
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Adachi, Toshio
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Nara, Nobuaki
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Komatsuzaki, Yuji
2.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kokumai, Hiroyuki
2.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kojima, Kazuhito
2.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Asai, Takafumi
3.1 Appoint a Director as Supervisory Committee Mgmt For For
Members Kawamoto, Hiromi
3.2 Appoint a Director as Supervisory Committee Mgmt For For
Members Matsumura, Tatsuhiko
3.3 Appoint a Director as Supervisory Committee Mgmt For For
Members Nomoto, Minatsu
4 Appoint a Substitute Director as Mgmt For For
Supervisory Committee Members Kanda,
Fumihiro
--------------------------------------------------------------------------------------------------------------------------
TONGYANG LIFE INSURANCE, SEOUL Agenda Number: 707826446
--------------------------------------------------------------------------------------------------------------------------
Security: Y8886Z107
Meeting Type: AGM
Meeting Date: 29-Mar-2017
Ticker:
ISIN: KR7082640004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Abstain Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER HA SANG GI
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR FU QIANG, LI HUI
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA MACHINE CO.,LTD. Agenda Number: 708233096
--------------------------------------------------------------------------------------------------------------------------
Security: J89838106
Meeting Type: AGM
Meeting Date: 23-Jun-2017
Ticker:
ISIN: JP3592600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Iimura, Yukio Mgmt For For
1.2 Appoint a Director Mikami, Takahiro Mgmt For For
1.3 Appoint a Director Sakamoto, Shigetomo Mgmt For For
1.4 Appoint a Director Yagi, Masayuki Mgmt For For
1.5 Appoint a Director Ito, Katsuo Mgmt For For
1.6 Appoint a Director Kobayashi, Akiyoshi Mgmt For For
1.7 Appoint a Director Koike, Jun Mgmt For For
1.8 Appoint a Director Akiyama, Kan Mgmt For For
1.9 Appoint a Director Ogura, Yoshihiro Mgmt For For
1.10 Appoint a Director Sato, Kiyoshi Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Imamura, Akifumi
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 707860791
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 26-May-2017
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0322/201703221700668.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF PROFITS, SETTING OF THE Mgmt For For
DIVIDEND AND AN OPTION FOR THE PAYMENT OF
THE DIVIDEND BALANCE IN SHARES, FOR THE
2016 FINANCIAL YEAR
O.4 OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
IN SHARES, FOR THE 2017 FINANCIAL YEAR -
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
O.5 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY SHARES
O.6 RENEWAL OF THE TERM OF MS PATRICIA BARBIZET Mgmt For For
AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS DIRECTOR
O.8 APPOINTMENT OF MR MARK CUTIFANI AS DIRECTOR Mgmt For For
O.9 APPOINTMENT OF MR CARLOS TAVARES AS Mgmt For For
DIRECTOR
O.10 AGREEMENTS PURSUANT TO ARTICLES L.225-38 Mgmt For For
AND FOLLOWING THE FRENCH COMMERCIAL CODE
O.11 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
THE CHIEF EXECUTIVE OFFICER FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.12 APPROVAL OF THE PRINCIPLES AND DETERMINING Mgmt For For
CRITERIA FOR THE ALLOCATION AND DESIGNATION
OF THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS COMPOSING THE TOTAL COMPENSATION
AND BENEFITS OF EVERY KIND DUE TO THE CHIEF
EXECUTIVE OFFICER
E.13 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY MEANS OF
SHARE CANCELLATION
--------------------------------------------------------------------------------------------------------------------------
TOYO ENGINEERING CORPORATION Agenda Number: 708237323
--------------------------------------------------------------------------------------------------------------------------
Security: J91343103
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3607800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3 Amend Articles to: Consolidate Trading Unit Mgmt For For
under Regulatory Requirements, Expand
Business Lines, Approve Minor Revisions
4.1 Appoint a Director Yamaguchi, Masaaki Mgmt For For
4.2 Appoint a Director Nakao, Kiyoshi Mgmt For For
4.3 Appoint a Director Naito, Takaya Mgmt For For
4.4 Appoint a Director Yoshizawa, Masayuki Mgmt For For
4.5 Appoint a Director Koshikawa, Shoji Mgmt For For
4.6 Appoint a Director Abe, Tomohisa Mgmt For For
4.7 Appoint a Director Nagamatsu, Haruo Mgmt For For
4.8 Appoint a Director Hayashi, Hirokazu Mgmt For For
4.9 Appoint a Director Tashiro, Masami Mgmt For For
4.10 Appoint a Director Yamada, Yusuke Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOYODA GOSEI CO.,LTD. Agenda Number: 708234012
--------------------------------------------------------------------------------------------------------------------------
Security: J91128108
Meeting Type: AGM
Meeting Date: 15-Jun-2017
Ticker:
ISIN: JP3634200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Arashima, Tadashi Mgmt For For
2.2 Appoint a Director Miyazaki, Naoki Mgmt For For
2.3 Appoint a Director Sumida, Atsushi Mgmt For For
2.4 Appoint a Director Hashimoto, Masakazu Mgmt For For
2.5 Appoint a Director Yamada, Tomonobu Mgmt For For
2.6 Appoint a Director Koyama, Toru Mgmt For For
2.7 Appoint a Director Yasuda, Hiroshi Mgmt For For
2.8 Appoint a Director Yokoi, Toshihiro Mgmt For For
2.9 Appoint a Director Tsuchiya, Sojiro Mgmt For For
2.10 Appoint a Director Yamaka, Kimio Mgmt For For
3 Appoint a Corporate Auditor Tanabe, Katsumi Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG, ZUERICH Agenda Number: 707938986
--------------------------------------------------------------------------------------------------------------------------
Security: H892U1882
Meeting Type: AGM
Meeting Date: 04-May-2017
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE UBS GROUP AG MANAGEMENT Mgmt No vote
REPORT AND CONSOLIDATED AND STANDALONE
FINANCIAL STATEMENTS
1.2 ADVISORY VOTE ON THE UBS GROUP AG Mgmt No vote
COMPENSATION REPORT 2016
2 APPROPRIATION OF RETAINED EARNINGS AND Mgmt No vote
DISTRIBUTION OF ORDINARY DIVIDEND OUT OF
CAPITAL CONTRIBUTION RESERVE: CHF 0.60 PER
SHARE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE FINANCIAL YEAR 2016
4 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt No vote
VARIABLE COMPENSATION FOR THE MEMBERS OF
THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2016
5 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt No vote
FIXED COMPENSATION FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2018
6.1.1 RE-ELECT AXEL A. WEBER AS CHAIRMAN OF THE Mgmt No vote
BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MICHEL DEMARE
6.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: DAVID SIDWELL
6.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: RETO FRANCIONI
6.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: ANN F. GODBEHERE
6.1.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: WILLIAM G. PARRETT
6.1.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: ISABELLE ROMY
6.1.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: ROBERT W. SCULLY
6.1.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: BEATRICE WEDER DI MAURO
6.110 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: DIETER WEMMER
6.2 ELECTION OF A NEW MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS: JULIE G. RICHARDSON
6.3.1 RE-ELECTION OF THE MEMBER OF THE Mgmt No vote
COMPENSATION COMMITTEE: ANN F. GODBEHERE
6.3.2 RE-ELECTION OF THE MEMBER OF THE Mgmt No vote
COMPENSATION COMMITTEE: MICHEL DEMARE
6.3.3 RE-ELECTION OF THE MEMBER OF THE Mgmt No vote
COMPENSATION COMMITTEE: RETO FRANCIONI
6.3.4 RE-ELECTION OF THE MEMBER OF THE Mgmt No vote
COMPENSATION COMMITTEE: WILLIAM G. PARRETT
7 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt No vote
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FROM THE ANNUAL GENERAL
MEETING 2017 TO THE ANNUAL GENERAL MEETING
2018
8.1 RE-ELECTION OF THE INDEPENDENT PROXY, ADB Mgmt No vote
ALTORFER DUSS AND BEILSTEIN AG, ZURICH
8.2 RE-ELECTION OF THE AUDITORS, ERNST AND Mgmt No vote
YOUNG LTD, BASEL
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT S.P.A. Agenda Number: 707857984
--------------------------------------------------------------------------------------------------------------------------
Security: T9T23L584
Meeting Type: MIX
Meeting Date: 20-Apr-2017
Ticker:
ISIN: IT0005239360
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 TO APPROVE THE 2016 BALANCE SHEET OF Mgmt For For
UNICREDIT S.P.A., TO REMOVE THE SO-CALLED
'NEGATIVE RESERVES' FOR THE COMPONENTS NOT
SUBJECT TO CHANGE BY COVERING THEM
DEFINITIVELY. TO PRESENT UNICREDIT GROUP'S
CONSOLIDATED BALANCE SHEET
O.2 UNICREDIT S.P.A.'S 2016 PROFIT ALLOCATION Mgmt For For
O.3 2017 GROUP INCENTIVE SYSTEM Mgmt For For
O.4 2017-2019 LONG TERM INCENTIVE PLAN (PIANO Mgmt For For
LTI 2017-2019)
O.5 GROUP POLICY ON SEVERANCE INDEMNITY Mgmt For For
O.6 2017 GROUP REWARDING POLICY Mgmt For For
E.1 TO EMPOWER THE BOARD OF DIRECTORS, AS PER Mgmt For For
ART. 2443 OF THE ITALIAN CIVIL CODE, TO
RESOLVE, IN 2022, A STOCK CAPITAL INCREASE,
FREE OF PAYMENT, AS PER ART. 2349 OF THE
ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF
EUR 3,181,011.56 EQUAL TO A MAXIMUM AMOUNT
OF NO. 339,236 UNICREDIT ORDINARY SHARES,
TO BE ASSIGNED TO THE PERSONNEL OF THE
PARENT COMPANY AND THE GROUP'S BANKS AND
SUBSIDIARIES, IN ORDER TO EXECUTE THE 2016
GROUP INCENTIVE SYSTEM, RELATED AMENDMENTS
TO THE BYLAW
E.2 TO EMPOWER THE BOARD OF DIRECTORS, AS PER Mgmt For For
ART. 2443 OF THE ITALIAN CIVIL CODE, TO
RESOLVE, IN ONE OR MORE INSTALMENTS, AND
FOR A MAXIMUM PERIOD OF FIVE YEARS FROM THE
SHAREHOLDERS' MEETING DATE, A STOCK CAPITAL
INCREASE, FREE OF PAYMENT, AS PER ART. 2349
OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM
AMOUNT OF EUR 187,539,740.00 EQUAL TO A
MAXIMUM NO. 20,000,000 UNICREDIT ORDINARY
SHARES TO BE ASSIGNED TO THE PERSONNEL OF
THE PARENT COMPANY AND THE GROUP'S BANKS
AND SUBSIDIARIES, IN ORDER TO EXECUTE THE
2017 GROUP INCENTIVE SYSTEM AND HE PIANO
LTI 2017-2019, RELATED AMENDMENTS TO THE
BYLAW
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA, ROMA Agenda Number: 707645454
--------------------------------------------------------------------------------------------------------------------------
Security: T960AS101
Meeting Type: MIX
Meeting Date: 12-Jan-2017
Ticker:
ISIN: IT0004781412
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NTC_304819.PDF
E.1 SHARE CAPITAL INCREASE FOR CASH Mgmt For For
CONSIDERATION UP TO AN AGGREGATE AMOUNT OF
EURO 13 BILLION, INCLUDING ANY SHARE
PREMIUM, TO BE CARRIED OUT NO LATER THAN 30
JUNE 2017, ALSO IN ONE OR MORE TRANCHES AND
IN A DIVISIBLE FORM, THROUGH THE ISSUE OF
ORDINARY SHARES, WITH REGULAR ENTITLEMENT,
TO BE PRE-EMPTIVELY OFFERED TO THE
COMPANY'S ORDINARY SHAREHOLDERS AND HOLDERS
OF SAVING SHARES PURSUANT TO ARTICLE 2441,
FIRST, SECOND AND THIRD PARAGRAPHS OF THE
ITALIAN CIVIL CODE. SUBSEQUENT AMENDMENTS
TO COMPANY'S ARTICLES OF ASSOCIATION AND
RESOLUTIONS RELATED THERETO
E.2 REVERSE STOCK SPLIT OF UNICREDIT'S ORDINARY Mgmt For For
AND SAVINGS SHARES, AT A RATIO OF 1 NEW
ORDINARY SHARE, WITH REGULAR ENTITLEMENT,
PER 10 EXISTING ORDINARY SHARES AND 1 NEW
SAVINGS SHARE, WITH REGULAR ENTITLEMENT,
PER 10 EXISTING SAVINGS SHARES, AFTER
CANCELLATION OF ORDINARY AND SAVINGS SHARES
IN THE MINIMUM NUMBER NECESSARY TO ALLOW
THE BALANCING OF THE ENTIRE TRANSACTION,
WITHOUT REDUCTION OF THE SHARE CAPITAL.
SUBSEQUENT AMENDMENTS TO THE COMPANY'S
ARTICLES OF ASSOCIATION AND RESOLUTIONS
RELATED THERETO
O.1.1 APPOINTMENT OF DIRECTOR JEAN PIERRE MUSTIER Mgmt For For
FOR INTEGRATION OF THE BOARD OF DIRECTORS
O.1.2 APPOINTMENT OF SERGIO BALBINOT FOR Mgmt For For
INTEGRATION OF THE BOARD OF DIRECTORS
O.1.3 APPOINTMENT OF DIRECTOR MARTHA DAGMAR Mgmt For For
BOCKENFELD FOR INTEGRATION OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 934573076
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2016
FINANCIAL YEAR
3. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
4. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
5. TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
6. TO APPROVE THE UNILEVER SHARE PLAN 2017 Mgmt For For
7. TO REAPPOINT MR N S ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
8. TO REAPPOINT MRS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9. TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10. TO REAPPOINT DR M DEKKERS AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11. TO REAPPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12. TO REAPPOINT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
13. TO REAPPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
14. TO REAPPOINT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15. TO REAPPOINT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
16. TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
17. TO REAPPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
18. TO REAPPOINT MR J RISHTON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
19. TO REAPPOINT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
20. TO APPOINT KPMG AS THE AUDITOR CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2017 FINANCIAL YEAR
21. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE SHARE CAPITAL OF THE COMPANY
22. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE SHARES AND DEPOSITARY RECEIPTS
THEREOF IN THE SHARE CAPITAL OF THE COMPANY
23. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 707843492
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONSIDERATION OF THE ANNUAL REPORT AND Non-Voting
ACCOUNTS FOR THE 2016 FINANCIAL YEAR
2 TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2016
FINANCIAL YEAR: DURING 2016 EUR 4 MILLION
WAS PAID AS DIVIDEND ON THE PREFERENCE
SHARES AND EUR 1,973 MILLION WAS PAID AS
DIVIDEND ON THE ORDINARY SHARES
3 TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
4 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
5 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
6 TO APPROVE THE UNILEVER SHARE PLAN 2017 Mgmt For For
7 TO REAPPOINT MR N S ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
8 TO REAPPOINT MS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 TO REAPPOINT DR M DEKKERS AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO REAPPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO REAPPOINT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO REAPPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
14 TO REAPPOINT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15 TO REAPPOINT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
16 TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
17 TO REAPPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
18 TO REAPPOINT MR J RISHTON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
19 TO REAPPOINT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
20 TO APPOINT KPMG AS THE AUDITOR CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2017 FINANCIAL YEAR
21 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY
22 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE SHARES AND DEPOSITARY RECEIPTS
THEREOF IN THE SHARE CAPITAL OF THE COMPANY
23 TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934561172
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDREW H. CARD JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: LANCE M. FRITZ Mgmt For For
1E. ELECTION OF DIRECTOR: DEBORAH C. HOPKINS Mgmt For For
1F. ELECTION OF DIRECTOR: JANE H. LUTE Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION ("SAY ON PAY").
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION ("SAY ON FREQUENCY").
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
CHAIRMAN IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
USHIO INC. Agenda Number: 708269837
--------------------------------------------------------------------------------------------------------------------------
Security: J94456118
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3156400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ushio, Jiro
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hamashima, Kenji
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Ushio, Shiro
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Banno, Hiroaki
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Nakamae, Tadashi
2.6 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hara, Yoshinari
2.7 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kanemaru, Yasufumi
2.8 Appoint a Director except as Supervisory Mgmt For For
Committee Members Hattori, Shuichi
2.9 Appoint a Director except as Supervisory Mgmt For For
Committee Members Tachibana Fukushima,
Sakie
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934546461
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt For For
1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
1L. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE RELATED TO FUTURE VOTES ON Mgmt 1 Year For
EXECUTIVE COMPENSATION
5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN Mgmt For For
6. HUMAN RIGHTS COMMITTEE Shr Against For
7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS Shr Against For
8. SPECIAL SHAREOWNER MEETINGS Shr Against For
9. EXECUTIVE COMPENSATION CLAWBACK POLICY Shr Against For
10. STOCK RETENTION POLICY Shr Against For
11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VICAT SA, PARIS LA DEFENSE Agenda Number: 707819984
--------------------------------------------------------------------------------------------------------------------------
Security: F18060107
Meeting Type: MIX
Meeting Date: 18-Apr-2017
Ticker:
ISIN: FR0000031775
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0308/201703081700477.pdf
O.1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
AND TRANSACTIONS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND
O.4 GRANT OF DISCHARGE TO DIRECTORS Mgmt For For
O.5 APPROVAL OF REGULATED AGREEMENTS Mgmt For For
O.6 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE, RETAIN OR TRANSFER
THE COMPANY'S SHARES AND APPROVAL OF THE
SHARE BUYBACK PROGRAMME
O.7 RENEWAL OF THE TERM OF MR LOUIS Mgmt For For
MERCERON-VICAT AS DIRECTOR
O.8 RENEWAL OF THE TERM OF MR JACQUES LE Mgmt For For
MERCIER AS DIRECTOR
O.9 RENEWAL OF THE TERM OF MS SOPHIE FEGUEUX AS Mgmt For For
DIRECTOR
O.10 RATIFICATION OF THE APPOINTMENT OF MS Mgmt For For
ELEONORE SIDOS AS DIRECTOR REPLACING MR
PIERRE BREUIL
O.11 SETTING OF THE GLOBAL AMOUNT FOR THE Mgmt For For
ATTENDANCE FEES TO BE ALLOCATED TO
DIRECTORS
O.12 COMPENSATION OWED BY VICAT SA TO MR GUY Mgmt For For
SIDOS, CHIEF EXECUTIVE OFFICER, IN RELATION
TO HIS CORPORATE OFFICE
O.13 COMPENSATION OWED BY VICAT SA TO MR DIDIER Mgmt For For
PETETIN, DEPUTY GENERAL MANAGER, IN
RELATION TO HIS CORPORATE OFFICE
O.14 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
E.15 INCREASE IN SHARE CAPITAL RESERVED FOR Mgmt Against Against
EMPLOYEES
E.16 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 934582873
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: VSTE
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAVIN R. BAIERA Mgmt For For
CURTIS A. MORGAN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 707774534
--------------------------------------------------------------------------------------------------------------------------
Security: P98180188
Meeting Type: OGM
Meeting Date: 30-Mar-2017
Ticker:
ISIN: MX01WA000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE REPORT A. FROM
THE BOARD OF DIRECTORS, B. FROM THE GENERAL
DIRECTOR, C. FROM THE AUDIT AND CORPORATE
PRACTICES COMMITTEES, D. IN REGARD TO THE
FULFILLMENT OF TAX OBLIGATIONS, E. IN
REGARD TO THE SHARE PLAN FOR PERSONNEL, F.
IN REGARD TO THE STATUS OF THE SHARE
BUYBACK FUND AND OF THE SHARES THAT WERE
BOUGHT BACK DURING 2016, G. FROM THE
WALMART OF MEXICO FOUNDATION
II DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE AUDITED, CONSOLIDATED
FINANCIAL STATEMENTS TO DECEMBER 31, 2016
III DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE PLAN FOR THE ALLOCATION OF
RESULTS FROM THE PERIOD THAT ENDED ON
DECEMBER 31, 2016, WHICH INCLUDES THE
PAYMENT OF AN ORDINARY DIVIDEND OF MXN 0.64
PER SHARE, WHICH IS TO BE PAID IN VARIOUS
INSTALLMENTS, AND AN EXTRAORDINARY DIVIDEND
OF MXN 1.86 PER SHARE, WHICH IS TO BE PAID
IN VARIOUS INSTALLMENTS, UNDER THE
UNDERSTANDING THAT WITH REGARD TO THE
SECOND AMOUNT, THE PAYMENT OF MXN 0.96 PER
SHARE WILL BE SUBJECT TO THE CONSUMMATION
OF THE SALE OF SUBURBIA
IV DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt Against Against
APPROVAL OF THE PLAN TO CANCEL SHARES OF
THE COMPANY THAT WERE PURCHASED IN SHARE
BUYBACKS AND THAT ARE CURRENTLY TREASURY
SHARES
V APPOINTMENT AND OR RATIFICATION OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS, OF THE
CHAIRPERSONS OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEES AND OF THE
COMPENSATION THAT THEY ARE TO RECEIVE
DURING THE CURRENT FISCAL YEAR
VI DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE RESOLUTIONS THAT ARE
CONTAINED IN THE MINUTES OF THE GENERAL
MEETING HELD AND DESIGNATION OF SPECIAL
DELEGATES TO CARRY OUT THE RESOLUTIONS THAT
ARE PASSED
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934543314
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: KAREN B. PEETZ Mgmt For For
1I. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt Against Against
1J. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY PROPOSAL ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. STOCKHOLDER PROPOSAL - RETAIL BANKING SALES Shr Against For
PRACTICES REPORT.
6. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
7. STOCKHOLDER PROPOSAL - DIVESTING NON-CORE Shr Against For
BUSINESS REPORT.
8. STOCKHOLDER PROPOSAL - GENDER PAY EQUITY Shr Against For
REPORT.
9. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
10. STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' Shr Against For
RIGHTS POLICY.
--------------------------------------------------------------------------------------------------------------------------
WESTERN AREAS LTD, WEST PERTH WA Agenda Number: 707533661
--------------------------------------------------------------------------------------------------------------------------
Security: Q9618L100
Meeting Type: AGM
Meeting Date: 24-Nov-2016
Ticker:
ISIN: AU000000WSA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR - MR IAN MACLIVER
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 APPROVAL OF PRIOR ISSUE OF PLACEMENT SHARES Mgmt For For
4 RE-APPROVAL OF THE WESTERN AREAS LTD Mgmt For For
PERFORMANCE RIGHTS PLAN
5 GRANT OF PERFORMANCE RIGHTS TO DANIEL Mgmt For For
LOUGHER
6 GRANT OF PERFORMANCE RIGHTS TO DAVID Mgmt For For
SOUTHAM
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 934566817
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1B. ELECTION OF DIRECTOR: RICK R. HOLLEY Mgmt For For
1C. ELECTION OF DIRECTOR: SARA GROOTWASSINK Mgmt For For
LEWIS
1D. ELECTION OF DIRECTOR: JOHN F. MORGAN, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
1G. ELECTION OF DIRECTOR: LAWRENCE A. SELZER Mgmt For For
1H. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1I. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
XEBIO HOLDINGS CO.,LTD. Agenda Number: 708287429
--------------------------------------------------------------------------------------------------------------------------
Security: J95204103
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3428800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Morohashi, Tomoyoshi Mgmt For For
1.2 Appoint a Director Kitazawa, Takeshi Mgmt For For
1.3 Appoint a Director Yashiro, Masatake Mgmt For For
1.4 Appoint a Director Ishiwata, Gaku Mgmt For For
1.5 Appoint a Director Ota, Michihiko Mgmt For For
2 Appoint a Corporate Auditor Takaku, Toshio Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kanno, Hitoshi
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company and the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
YAMATO KOGYO CO.,LTD. Agenda Number: 708257224
--------------------------------------------------------------------------------------------------------------------------
Security: J96524111
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3940400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inoue, Hiroyuki Mgmt For For
2.2 Appoint a Director Nakaya, Kengo Mgmt For For
2.3 Appoint a Director Kohata, Katsumasa Mgmt For For
2.4 Appoint a Director Damri Tunshevavong Mgmt For For
2.5 Appoint a Director Yasufuku, Takenosuke Mgmt For For
2.6 Appoint a Director Maruyama, Motoyoshi Mgmt For For
2.7 Appoint a Director Tsukamoto, Kazuhiro Mgmt For For
3 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Corporate
Officers
4 Amend the Compensation to be received by Mgmt For For
Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
ZUMTOBEL GROUP AG, DORNBIRN Agenda Number: 707208561
--------------------------------------------------------------------------------------------------------------------------
Security: A989A1109
Meeting Type: AGM
Meeting Date: 22-Jul-2016
Ticker:
ISIN: AT0000837307
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF ANNUAL REPORTS Non-Voting
2 ALLOCATION OF NET PROFITS Mgmt No vote
3.1 DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
3.2 DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
4 REMUNERATION FOR SUPERVISORY BOARD Mgmt No vote
5 ELECTION OF EXTERNAL AUDITOR: KPMG AUSTRIA Mgmt No vote
AG
CMMT 29 JUN 2016: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM OGM TO AGM AND
RECEIPT OF AUDITOR NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG, ZUERICH Agenda Number: 707811623
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 29-Mar-2017
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 REPORTING ON THE FINANCIAL YEAR 2016: Mgmt No vote
APPROVAL OF THE MANAGEMENT REPORT, THE
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2016
1.2 REPORTING ON THE FINANCIAL YEAR 2016: Mgmt No vote
ADVISORY VOTE ON THE REMUNERATION REPORT
2016
2.1 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt No vote
2016: CHF 11.30 PER SHARE
2.2 APPROPRIATION OF CAPITAL CONTRIBUTION Mgmt No vote
RESERVE: CHF 5.70 PER SHARE
3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MR. TOM DE SWAAN AS CHAIRMAN Mgmt No vote
OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF MS. JOAN AMBLE AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF MS. SUSAN BIES AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF MR. CHRISTOPH FRANZ AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MR. JEFFREY L. HAYMAN AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF MR. FRED KINDLE AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MS. MONICA MAECHLER AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF MR. KISHORE MAHBUBANI AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF MR. DAVID NISH AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.111 ELECTION OF MS. CATHERINE P. BESSANT AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MR. TOM DE SWAAN AS MEMBER Mgmt No vote
OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF MR. CHRISTOPH FRANZ AS Mgmt No vote
MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF MR. FRED KINDLE AS MEMBER OF Mgmt No vote
THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF MR. KISHORE MAHBUBANI AS Mgmt No vote
MEMBER OF THE REMUNERATION COMMITTEE
4.3 RE-ELECTION OF MR. LIC. IUR. ANDREAS G. Mgmt No vote
KELLER, ATTORNEY AT LAW, AS INDEPENDENT
VOTING RIGHTS REPRESENTATIVE
4.4 RE-ELECTION OF PRICEWATERHOUSECOOPERS LTD Mgmt No vote
AS AUDITORS
5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt No vote
OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt No vote
EXECUTIVE COMMITTEE
6 AUTHORIZED AND CONTINGENT SHARE CAPITAL Mgmt No vote
7 FURTHER CHANGES TO THE ARTICLES OF Mgmt No vote
ASSOCIATION
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Hedged Equity & Income Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/23/2017