|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Honig Barry C 555 SOUTH FEDERAL HIGHWAY #450 BOCA RATON, FL 33432 |
X |
/s/ Barry Honig | 03/07/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for an aggregate of 9,424,759 shares of common stock of Continental Resources Group, Inc. ("Continental") held by the Reporting Person in connection with the Issuer's purchase of substantially all of Continental's assets on July 22, 2011 in consideration for shares of Issuer's common stock, which were issued to the shareholders of record of Continental as of March 1, 2013 at a ratio of 8 shares of Issuer's common stock for every 10 shares of Continental's common stock held. |
(2) | Received in exchange for an aggregate of 503,365 shares of common stock of Continental held by the Reporting Person in connection with the Issuer's purchase of substantially all of Continental's assets on July 22, 2011 in consideration for shares of Issuer's common stock, which were issued to the shareholders of record of Continental as of March 1, 2013 at a ratio of 8 shares of Issuer's common stock for every 10 shares of Continental's common stock held. |
(3) | Received in exchange for an aggregate of 2,499,758 shares of common stock of Continental held by the Reporting Person in connection with the Issuer's purchase of substantially all of Continental's assets on July 22, 2011 in consideration for shares of Issuer's common stock, which were issued to the shareholders of record of Continental as of March 1, 2013 at a ratio of 8 shares of Issuer's common stock for every 10 shares of Continental's common stock held. |
(4) | Excludes 3,000,000 shares of an unvested grant of restricted common stock which shall not be vested within 60 days. |
(5) | Held by GRQ Consultants, Inc. Mr. Honig is the President of GRQ Consultants, Inc. and in such capacity holds voting and dispositive power over shares held by GRQ Consultants, Inc. |
(6) | Held by GRQ Consultants, Inc. 401(k). Mr. Honig is the trustee of GRQ Consultants, Inc. 401(k) and in such capacity holds voting and dispositive power over shares held by GRQ Consultants, Inc. 401(k). |