UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-21926 | ||||||||
| Morgan Stanley China A Share Fund, Inc. | |||||||||
| (Exact name of registrant as specified in charter) | |||||||||
| 522 Fifth Avenue, New York, New York | 10036 | ||||||||
| (Address of principal executive offices) | (Zip code) | ||||||||
|
Stefanie V. Chang Yu, Esq. Managing Director Morgan Stanley Investment Management Inc. 522 Fifth Avenue New York, New York 10036 | |||||||||
| (Name and address of agent for service) | |||||||||
| Registrant's telephone number, including area code: | 800-548-7786 | ||||||||
| Date of fiscal year end: | 12/31 | ||||||||
| Date of reporting period: | 7/1/12 – 6/30/13 | ||||||||
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2012 - 06/30/2013
Morgan Stanley China A Share Fund, Inc.
=================== Morgan Stanley China A Share Fund, Inc. ====================
AGRICULTURAL BANK OF CHINA
Ticker: 601288 Security ID: Y00289101
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAY 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2012 Work Report of the Board For For Management
2 Accept 2012 Work Report of the Board For For Management
of Supervisors
3 Accept Final Financial Accounts for For For Management
2012
4 Approve Profit Distribution Plan for For For Management
2012
5 Approve Fixed Assets Investment Budget For For Management
for 2013
6 Appoint Auditors For For Management
7 Approve Adjustment to the Board's For For Management
Authority to Approve Investment in
Bonds of Certain Clients
8 Approve Issuance of Eligible Capital For For Management
Instruments with Write-Down Feature
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373110
Meeting Date: AUG 21, 2012 Meeting Type: Special
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Conditions of the Issue of For For Management
Corporate Bonds
1b Approve Issuing Amount in Relation to For For Management
the Issuance of Corporate Bonds
1c Approve Maturity of the Corporate Bonds For For Management
1d Approve Interest Rate of the Corporate For For Management
Bonds and its Determination
1e Approve Issue Price of the Corporate For For Management
Bonds
1f Approve Use of Proceeds in Relation to For For Management
the Issuance of Corporate Bonds
1g Approve Target Offerees of the For For Management
Corporate Bonds and Placing
Arrangements for the Shareholders of
the Company
1h Approve Guarantee in Relation to the For For Management
Issuance of Corporate Bonds
1i Approve Validity Period of the For For Management
Resolutions in Relation to the
Issuance of Corporate Bonds
1j Approve Safeguarding Measures for the For For Management
Repayment of Principal and Interest in
Relation to the Issuance of Corporate
Bonds
1k Approve Authorisation of the Issuance For For Management
of Corporate Bonds
2 Amend Articles Re: Profit Appropriation For For Management
3 Amend Articles Re: Scope of Operations For For Management
of the Company
4 Approve the Guarantees for the Bank For For Management
Borrowings of Certain Subsidiaries of
the Company
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373110
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Accept Audited Financial Reports For For Management
4a Elect Guo Wensan as Director For For Management
4b Elect Guo Jingbin as Director For For Management
4c Elect Ji Qinying as Director For For Management
4d Elect Zhang Mingjing as Director For For Management
4e Elect Zhou Bo as Director For For Management
4f Elect Fang Jinwen as Director For For Management
4g Elect Wong Kun Kau as Director For For Management
4h Elect Tai Kwok Leung as Director For For Management
5a Elect Wang Jun as Supervisor For For Management
5b Elect Zhu Yuming as Supervisor For For Management
6 Approve KPMG Huazhen Certified Public For For Management
Accountants and KPMG Certified Public
Accountants as the PRC Auditors and
International Auditors of the Company,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Approve Profit Distribution Proposal For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A123
Meeting Date: MAR 26, 2013 Meeting Type: Special
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Shiqiang as Non-executive For For Management
Director
2 Approve Downward Adjustment to the For For Management
Conversion Price of the A Share
Convertible Bonds
3 Amend Articles of Association For For Management
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BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company to Construct the For For Management
Zhanjiang Iron and Steel Base Project
2 Approve to Repurchase the Company's For For Management
Shares by way of Centralized
Competitive Bidding
2.1 Approve Manner of Share Repurchase For For Management
2.2 Approve the Usage of the Shares to Be For For Management
Repurchased
2.3 Approve Price Range of the Share For For Management
Repurchase
2.4 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
2.5 Approve Type, Number and Proportion of For For Management
the Share Repurchase
2.6 Approve Period of the Share Repurchase For For Management
2.7 Approve Matters Related to the For For Management
Authorization
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BONA FILM GROUP LTD.
Ticker: BONA Security ID: 09777B107
Meeting Date: DEC 28, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve to Appoint Audit Firm For For Management
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N119
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2012 Report of Board of For For Management
Directors
2 Approve 2012 Report of Board of For For Management
Supervisors
3 Approve 2012 Final Financial Accounts For For Management
4 Approve 2012 Profit Distribution Plan For For Management
5 Approve Budget of 2013 Fixed Assets For For Management
Investment
6 Appoint Auditors For For Management
7a Elect Zhang Jianguo as Director For For Management
7b Elect Zhao Xijun as Director For For Management
7c Elect Chen Yuanling as Director For For Management
7d Elect Zhu Hongbo as Director For For Management
7e Elect Hu Zheyi as Director For For Management
7f Elect Chung Shui Ming Timpson as For Against Management
Director
7g Elect Margaret Leung Ko May Yee as For For Management
Director
7h Elect Wim Kok as Director For For Management
7i Elect Murray Horn as Director For For Management
7j Elect Xu Tie as Director For For Management
7k Elect Qi Shouyin as Director For For Management
7l Approve Terms of Office of Proposed For For Management
Directors
8a Elect Zhang Furong as Shareholder For For Management
Representative Supervisor
8b Elect Liu Jin as Shareholder For For Management
Representative Supervisor
8c Elect Li Xiaoling as Shareholder For For Management
Representative Supervisor
8d Elect Bai Jianjun as External For For Management
Supervisor
8e Elect Wang Xinmin as External None For Shareholder
Supervisor
9 Approve Issuance of Write-Down Type For For Management
Eligible Capital Instruments
10 Approve Revisions to the Article of For For Management
Association
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: SEP 07, 2012 Meeting Type: Special
Record Date: AUG 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Resolutions in Respect
of the A Share Rights Issue and H
Share Rights Issue
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: SEP 07, 2012 Meeting Type: Special
Record Date: AUG 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period in Respect of the A Share
Rights Issue and H Share Rights Issue
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report (including the For For Management
Audited Financial Report)
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Reappoint KPMG Huazhen as Accountant For For Management
for PRC and KPMG as Accountant for
Overseas Audit and Authorize Board to
Fix Their Remuneration
7a Elect Fu Yuning as Director For For Management
7b Elect Li Yinquan as Director For For Management
7c Elect Fu Gangfeng as Director For For Management
7d Elect Hong Xiaoyuan as Director For For Management
7e Elect Xiong Xianliang as Director For For Management
7f Elect Wei Jiafu as Director For For Management
7g Elect Sun Yueying as Director For For Management
7h Elect Wang Daxiong as Director For For Management
7i Elect Fu Junyuan as Director For For Management
7j Elect Zhu Yi as Director For For Management
7k Elect Ma Weihua as Director None None Management
7l Elect Zhang Guanghua as Director For For Management
7m Elect Li Hao as Director For For Management
7n Elect Wong Kwai Lam as Director For For Management
7o Elect Shan Weijian as Director For For Management
7p Elect Yi Jun as Director None None Management
7q Elect Pan Chengwei as Director For For Management
7r Elect Pan Yingli as Director For For Management
7s Elect Guo Xuemeng as Director For For Management
8a Elect Zhu Genlin as For For Management
Shareholder-Representative Supervisor
8b Elect An Luming as For For Management
Shareholder-Representative Supervisor
8c Elect Liu Zhengxi as For For Management
Shareholder-Representative Supervisor
8d Elect Peng Zhijian as For For Management
Shareholder-Representative Supervisor
8e Elect Pan Ji as External Supervisor For For Management
8f Elect Shi Rongyao as External For For Management
Supervisor
9 Approve Assessment Report on the Duty For For Management
Performance of Directors
10 Approve Assessment Report on the Duty For For Management
Performance of Supervisors
11 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
Independent Non-executive Directors
12 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
External Supervisors
13 Approve Related Party Transaction For For Management
Report
14 Approve Resolution Regarding Extension For For Management
of the Effective Period for the Issue
of New Tier 2 Capital Instruments
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
16 Amend Articles of Association For For Management
17a Elect Tian Huiyu as Director None For Shareholder
17b Elect Xu Shanda as Director None For Shareholder
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505R119
Meeting Date: OCT 25, 2012 Meeting Type: Special
Record Date: OCT 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505R119
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2012 Report of the Board of For For Management
Directors
2 Approve 2012 Report of the Board of For For Management
Supervisors
3 Approve 2012 Annual Report of A Shares For For Management
4 Approve 2012 Annual Report of H Shares For For Management
5 Approve 2012 Financial Statements For For Management
Report
6 Approve 2012 Profit Distribution Plan For For Management
7 Appoint Auditors and to Fix Their For For Management
Remuneration
8 Approve 2012 Directors' Due Diligence For For Management
Report
9 Approve 2012 Report on Performance of For For Management
Independent Directors
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Related Party Transaction Regarding For For Management
the Trading of Debt Securities
Pursuant to the Shanghai Listing Rules
12 Review Report of the Status of Related None None Management
Party Transactions and the
Implementation of Management System
for Related Party Transactions for 2012
13a Elect Wang Chengran as Director For For Shareholder
13b Elect Bai Wei as Director For For Shareholder
13c Elect Sun Xiaoning as Director For For Shareholder
13d Elect Yang Xianghai as Director For For Shareholder
13e Elect Wu Jumin as Director For For Shareholder
13f Elect Wu Junhao as Director For For Shareholder
13g Elect Zhang Yansheng as Director For For Shareholder
13h Elect Lam Chi Kuen as Director For For Shareholder
13i Elect Zhou Zhonghui as Director For For Shareholder
13j Elect Zheng Anguo as Director For For Shareholder
13k Elect Gao Guofu as Director For For Shareholder
13l Elect Cheng Feng as Director For For Shareholder
13m Elect Fok Kwong Man as Director For For Shareholder
13n Elect Huo Lianhong as Director For For Shareholder
14a Elect Zhang Jianwei as a Shareholder For For Shareholder
Representative Supervisor
14b Elect Lin Lichun as a Shareholder For For Shareholder
Representative Supervisor
14c Elect Dai Zhihao as a Shareholder For For Shareholder
Representative Supervisor
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: OCT 16, 2012 Meeting Type: Special
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For For Management
Related Party
2 Approve Zhong Ke Guangdong Refinery For For Management
Integration Project
3 Amend Articles of Association For For Management
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of Supervisors For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Interim Profit Distribution For For Management
Plan for the Year 2013
5 Appoint PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian
CPA's Limited Company as Exteral
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2012
7 Amend Articles of Association For For Management
8 Approve Extension of Validity Period For For Management
of the Resolution in Relation to the
Issuance of A Share Convertible
Corporate Bonds and Other Related
Matters
9 Authorize Board to Determine the For For Management
Proposed Pan for the Issuance of Debt
Financing Instruments
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: MAY 29, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Proposal For For Management
for the Year 2012
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date: DEC 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Corporate Bonds
2 Approve Issuance of Corporate Bonds For For Management
2.1 Approve Issue Size For For Management
2.2 Approve Placement Arrangement for the For For Management
Company's Shareholders
2.3 Approve Term of the Bonds For For Management
2.4 Approve Bond Interest Rate For For Management
2.5 Approve Use of the Raised Funds For For Management
2.6 Approve Resolution Validity Period For For Management
2.7 Approve Guarantee Clauses For For Management
2.8 Approve the Listing Location For For Management
2.9 Approve the Debt Service Coverage For For Management
Measures
3 Authorize the Board and the Authorized For For Management
Personnel to Handle All Matters
Related to the Issuance of Corporate
Bonds within the Scope Prescribed by
Laws and Regulations
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: FEB 01, 2013 Meeting Type: Special
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Acquire a Company For For Management
2 Approve Amendments to Articles of For For Management
Association
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Allocation of Income For For Management
5 Approve Annual Report and Summary For For Management
6 Approve 2013 Daily Related-party For For Management
Transactions
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C121
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For Against Management
Instruments of the Company
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C121
Meeting Date: JUN 21, 2013 Meeting Type: Special
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C121
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Declare Final Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Appoint Deloitte Touche Tohmatsu and For For Management
Deloitte Touche Tohmatsu CPA Ltd. as
International and PRC Auditors,
Respectively, and Authorize A
Committee to Fix Their Remuneration
7 Approve Revision of Annual Cap Under For For Management
the Current Mutual Coal Supply
Agreement
8 Approve Supplementary Agreement to the For For Management
Current Financial Services Agreement
and Revision of Certain Annual Caps
9 Approve Mutual Coal Supply Agreement For For Management
and the Proposed Annual Caps
10 Approve Mutual Supplies and Services For For Management
Agreement and the Proposed Annual Caps
11 Approve Financial Services Agreement For For Management
and the Proposed Annual Caps
12 Approve Change of Use of a Portion of For For Management
Proceeds from the A Share Offering
13 Amend Articles of Association For For Management
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
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CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1516Y103
Meeting Date: JAN 21, 2013 Meeting Type: Special
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Provide Guarantee for the For For Management
Project Loans of Subsidiaries
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CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1516Y103
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of Independent Directors For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Allocation of Income For For Management
6 Approve Annual Report For For Management
7 Approve Financial Budget Report For For Management
8 Approve Investment Budget Report For For Management
9 Approve to Re-appoint Financial Auditor For For Management
10 Approve to Re-appoint Internal Auditor For For Management
11 Approve the 2013 Daily Related-party For For Management
Transactions
12 Approve 2013 Newly Added Guarantee For For Management
Amount
13 Apply for the Registration of For For Management
Medium-term Notes
14 Approve to Change the Projects For For Management
Invested with Raised Funds
15 Approve Amendments to Articles of For For Management
Association
16 Amend Rules of Procedure Regarding For For Management
General Meetings of Shareholders
17 Amend Rules of Procedure Regarding For For Management
Director Meetings
18 Amend Rules of Procedure Regarding For For Management
Supervisor Meetings
19 Approve the Revised Draft of A-Share For For Shareholder
Restricted Stock Incentive Plan
19.1 Approve Criteria to Select Plan For For Shareholder
Participants
19.2 Approve Incentive Instruments, Source For For Shareholder
and Number of Underlying Stocks
19.3 Approve Allocation of the Stocks in For For Shareholder
the Initial Grant
19.4 Approve Duration, Lock-Up Period and For For Shareholder
Unlocking Period of the Restricted
Stocks
19.5 Approve Grant Date and Grant Price For For Shareholder
19.6 Approve Conditions for Granting and For For Shareholder
Unlocking
19.7 Approve Methods and Procedures to For For Shareholder
Adjust the Incentive Plan
19.8 Approve Procedures to Grant and Unlock For For Shareholder
the Restricted Stocks
19.9 Approve Management, Amendment and For For Shareholder
Termination of the Plan
19.10 Authorize Board to Handle Matters For For Shareholder
Related to the Restricted Stock
Incentive Plan
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: AUG 31, 2012 Meeting Type: Special
Record Date: AUG 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Luo Junmei as Independent For For Management
Director
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: FEB 04, 2013 Meeting Type: Special
Record Date: JAN 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Change the Listing Exchange For For Management
and Approve the Plan on the Listing in
Hong Kong Stock Exchange
2 Approve to Authorize the Board and For For Management
Other Authorities to Handle All
Matters Relating to the Change of
Listing Exchange and Listing in Hong
Kong Stock Exchange
3 Approve to Transfer to Oversee Raised For For Management
Funds Company
4 Approve Amendments to Articles of For For Management
Association
5 Approve the Validity Period of the For For Management
Resolution
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3.1 Elect Ding Fuyuan as Supervisor For For Management
3.2 Elect Wu Ding as Supervisor For For Management
4 Approve Annual Report and Audited For For Management
Financial Statements
5 Approve Allocation of Income and For For Management
Dividends
6 Approve to Re-Appoint KPMG Huazhen For For Management
Certified Public Accountants as
Company's Auditor
7 Approve to Continue the Cooperation For For Management
with China Resources (Holdings) Co.,
Ltd.
8.1 Elect Wei Bin as Director For For Management
8.2 Elect Chen Ying as Director For For Management
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: OCT 29, 2012 Meeting Type: Special
Record Date: OCT 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Profit Distribution For For Management
1 Elect Wei Benhua as Independent For For Management
Non-Executive Director
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: MAR 13, 2013 Meeting Type: Special
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance Under
the Proposed Issuances of Onshore and
Offshore Corporate Debt Financing
Instruments
1b Approve Types of Instruments to be For For Management
Issued Under the Proposed Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
1c Approve Term Under the Proposed For For Management
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
1d Approve Interest Rate Under the For For Management
Proposed Issuances of Onshore and
Offshore Corporate Debt Financing
Instruments
1e Approve Security and Other For For Management
Arrangements Under the Proposed
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
1f Approve Use of Proceeds Under the For For Management
Proposed Issuances of Onshore and
Offshore Corporate Debt Financing
Instruments
1g Approve Issuing Price Under the For For Management
Proposed Issuances of Onshore and
Offshore Corporate Debt Financing
Instruments
1h Approve Targets of Issue and Private For For Management
Placement Arrangements to Shareholders
Under the Proposed Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
1i Approve Listing of Debt Financial For For Management
Instruments
1j Approve Safeguard Measures for Debt For For Management
Repayment of the RMB Debt Financing
Instruments
1k Approve Validity Period of Resolutions For For Management
Under the Proposed Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
1l Authorize Board to Deal with All For For Management
Matters in Relation to the Proposed
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
2 Approve Potential Connected/Related For For Management
Transactions Under the Proposed
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
3 Approve Establishment of Wholly-Owned For For Management
Offshore Subsidiaries
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2012 Work Report of the Board For For Management
2 Approve 2012 Work Report of the For For Management
Supervisory Committee
3 Approve 2012 Annual Report For For Management
4 Approve 2012 Profit Distribution Plan For For Management
5 Reappoint Ernst & Young Hua Ming LLP For For Management
and Ernst & Young as External Auditors
6 Approve Estimated Investment Amount For For Management
for Proprietary Business for 2013
7a Approve Related/Connected Party For For Management
Transactions with CITIC Group
Corporation and Its Related/Connected
Parties
7b Approve Potential Related Party For For Management
Transactions with China Asset
Management Co., Ltd.
7c Approve Potential Related Party For For Management
Transactions with CITIC Private Equity
Funds Management Co., Ltd.
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Expansion of Business Scope For For Management
11 Approve Amendments to Articles of For For Management
Association
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GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: AUG 28, 2012 Meeting Type: Special
Record Date: AUG 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Plan of Reward to Shareholders For For Management
in the Next Three Years (2012-2014)
3 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
4 Approve to Amend Rules and Procedures For For Management
Regarding Director's Meeting
5 Approve the Newly Added Daily For For Management
Related-party Transactions in 2012
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GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Allocation of Income For For Management
6 Approve to Appoint China Audit Asia For For Management
Pacific CPAs as Company's Auditor
7 Approve Special Report of Carrying out For For Management
Foreign Exchange Transactions
8 Approve Estimation of 2013 Daily For For Management
Related-party Transactions
9 Approve Amendments to Articles of For Against Management
Association
10 Approve to Amend Rules and Procedures For For Management
Regarding Board Meetings
11 Approve to Start Bill's Pool Business For For Management
--------------------------------------------------------------------------------
HAITONG SECURITIES CO., LTD.
Ticker: 600837 Security ID: Y2988F101
Meeting Date: MAY 27, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of Supervisory Committee For For Management
3 Approve Annual Report For For Management
4 Approve Financial Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Renewal of Engagement of A For For Management
Share Auditing Firm and H Share
Auditing Firm for the Year 2013
7 Approve Proposal Regarding Investment For For Management
Asset Allocation of Equity, Fixed
Income Securities and Derivative
Products for the Year 2013
8 Elect Xiao Suining as Director For For Management
9 Approve Replacement of Supervisor For For Management
10 Approve Potential Connected/Related For For Management
Transaction Involved in the Issuance
of Short Term Financing Bills of
Securities Companies, Corporate Bonds
and Other Onshore Debt Financing
Instruments
1 Approve Amendments to Articles of For For Management
Association
2 Approve Enlargement of the Company's For For Management
Business Scope
3a Approve Issue Size Regarding the For For Management
Issuance of Short-Term Financing Bills
of Securities Companies
3b Approve Issue Rate Regarding the For For Management
Issuance of Short-Term Financing Bills
of Securities Companies
3c Approve Issue Term Regarding the For For Management
Issuance of Short-Term Financing Bills
of Securities Companies
3d Approve Issue Method Regarding the For For Management
Issuance of Short-Term Financing Bills
of Securities Companies
3e Approve Use of Proceeds Regarding the For For Management
Issuance of Short-Term Financing Bills
of Securities Companies
3f Approve Validity Period of Resolution For For Management
Regarding the Issuance of Short-Term
Financing Bills of Securities Companies
4 Approve General Mandate to Issue For For Management
Short-Term Financing Bills of
Securities Companies
5a Approve Issue Size Regarding the For For Management
Issuance of Corporate Bonds
5b Approve Issue Target and Arrangements For For Management
on Placement to Shareholders of the
Company Regarding the Issuance of
Corporate Bonds
5c Approve Type and Term of Bonds For For Management
Regarding the Issuance of Corporate
Bonds
5d Approve Determination of Coupon Rate For For Management
for Bonds Regarding the Issuance of
Corporate Bonds
5e Approve Security Regarding the For For Management
Issuance of Corporate Bonds
5f Approve Issue Method Regarding the For For Management
Issuance of Corporate Bonds
5g Approve Use of Proceeds Regarding the For For Management
Issuance of Corporate Bonds
5h Approve Listing Arrangements Regarding For For Management
the Issuance of Corporate Bonds
5i Approve Guarantee Measures for For For Management
Repayment Regarding the Issuance of
Corporate Bonds
5j Approve Validity Period of Resolution For For Management
Regarding the Issuance of Corporate
Bonds
6 Approve General Mandate to Issue For For Management
Corporate Bonds
7a Approve Types of Debt Financing For For Management
Instruments Regarding the General
Mandate to Issue Other Onshore Debt
Financing Instruments
7b Approve Term of Debt Financing For For Management
Instruments Regarding the General
Mandate to Issue Other Onshore Debt
Financing Instruments
7c Approve Interest Rate of Debt For For Management
Financing Instruments Regarding the
General Mandate to Issue Other Onshore
Debt Financing Instruments
7d Approve Issuer, Issue Size, and Issue For For Management
Method Regarding the General Mandate
to Issue Other Onshore Debt Financing
Instruments
7e Approve Issue Price Regarding the For For Management
General Mandate to Issue Other Onshore
Debt Financing Instruments
7f Approve Security and Other Credit For For Management
Enhancement Arrangements Regarding the
General Mandate to Issue Other Onshore
Debt Financing Instruments
7g Approve Use of Proceeds Regarding the For For Management
General Mandate to Issue Other Onshore
Debt Financing Instruments
7h Approve Issue Target and Arrangements For For Management
on Placement to Shareholders of the
Company in Relation to the General
Mandate to Issue Other Onshore Debt
Financing Instruments
7i Approve Guarantee Measures for For For Management
Repayment Regarding the General
Mandate to Issue Other Onshore Debt
Financing Instruments
7j Approve Listing of Debt Financing For For Management
Instruments Regarding the General
Mandate to Issue Other Onshore Debt
Financing Instruments
7k Approve Validity Period of Resolution For For Management
Regarding the General Mandate to Issue
Other Onshore Debt Financing
Instruments
7l Approve Authorization for Issuance of For For Management
Other Onshore Debt Financing
Instruments of the Company
8 Approve the Proposal Regarding the For For Management
Scale of Financing Business for
Customers of the Company
--------------------------------------------------------------------------------
HAND ENTERPRISE SOLUTIONS CO., LTD.
Ticker: 300170 Security ID: Y3001F102
Meeting Date: AUG 16, 2012 Meeting Type: Special
Record Date: AUG 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HAND ENTERPRISE SOLUTIONS CO., LTD.
Ticker: 300170 Security ID: Y3001F102
Meeting Date: JAN 10, 2013 Meeting Type: Special
Record Date: JAN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Draft of Revised 2012 For For Management
Restricted Stock Incentive Plan and
Its Summary
1.1 Approve the Confirmation Basis and For For Management
Scope
1.2 Approve the Source, Type, and Number For For Management
of the Restricted Stock
1.3 Approve the Distribution of the For For Management
Granted Restricted Stock of Incentive
Subject
1.4 Approve the Validity Period, Grant For For Management
Date, and Lock-up Period of the
Incentive Plan
1.5 Approve the Grant Price and Its For For Management
Determination Period
1.6 Approve the Unlock Arrangement and For For Management
Appraisal Method
1.7 Approve the Adjustment of Restricted For For Management
Stock Incentive Plan
1.8 Approve the Procedures of Granting For For Management
Rights to Incentive Subject
1.9 Approve the Rights and the Obligation For For Management
of the Incentive Subjects
1.10 Approve the Alternation and For For Management
Termination of the Incentive Plan
2 Approve to Authorize the Board to For For Management
Handle All Matters Relating to the
Restricted Stock Incentive Plan
3 Approve Implementation and Appraisal For For Management
Measures on the 2012 Restricted Stock
Incentive Plan
--------------------------------------------------------------------------------
HAND ENTERPRISE SOLUTIONS CO., LTD.
Ticker: 300170 Security ID: Y3001F102
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
HUANGSHAN TOURISM DEVELOPMENT CO., LTD.
Ticker: 600054 Security ID: Y37455105
Meeting Date: AUG 28, 2012 Meeting Type: Special
Record Date: AUG 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L111
Meeting Date: SEP 10, 2012 Meeting Type: Special
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L111
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Medium-term Notes For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L111
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Reports of the Board of For For Management
Directors
2 Accept Reports of the Supervisory For For Management
Committee
3 Approve Annual Budget Report for the For For Management
Year 2012
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Scheme in For For Management
Respect of the Final Dividend
6 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP as Auditors at a Remuneration Not
Exceeding RMB 2.1 Million Per Year
7 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP as Auditors for Internal Control
at a Remuneration Not Exceeding RMB
680,000 Per Year
8 Approve Issuance of Short-Term For For Management
Commercial Papers Not More Than RMB 3
Billion
--------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO., LTD.
Ticker: 600276 Security ID: Y4446S105
Meeting Date: AUG 29, 2012 Meeting Type: Special
Record Date: AUG 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Shudong as Director For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y6898C116
Meeting Date: SEP 20, 2012 Meeting Type: Special
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Distribution of For For Management
Profit
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y6898C116
Meeting Date: FEB 05, 2013 Meeting Type: Special
Record Date: JAN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Extension of Validity Period For For Management
of the Resolution in Relation to the
Public Issuance of A Share Convertible
Corporate Bonds
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y6898C116
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Directors For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve 2012 Annual Report and its For For Management
Summary
4 Approve Report of Auditors and the For For Management
Audited Financial Statements
5 Approve Profit Distribution Plan and For For Management
Distribution of Final Dividend
6 Appoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as the PRC
Auditor and PricewaterhouseCoopers as
the International Auditor and
Authorize Board to Fix Their
Remuneration
7a Elect Lee Yuansiong as an Executive For For Management
Director
7b Elect Soopakij Chearavanont as a For For Management
Non-Executive Director
7c Elect Yang Xiaoping as a Non-Executive For For Management
Director
7d Elect Lu Hua as a Non-Executive For For Management
Director
7e Elect Yip Dicky Peter as an For For Management
Independent Non-Executive Director
7f Elect Wong Oscar Sai Hung as an For For Management
Independent Non-Executive Director
7g Elect Sun Dongdong as an Independent For For Management
Non-Executive Director
8 Elect Zhang Wangjin as Supervisor For For Management
9 Approve Payment of Working Allowance For For Management
to Independent Non-Executive Directors
10 Approve Payment of Working Allowance For For Management
to Independent Supervisors
11 Approve Utilization Report on the For For Management
Proceeds from Previous Fund Raising
Activity
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: AUG 20, 2012 Meeting Type: Special
Record Date: AUG 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve to Apply for Bank Loans For For Management
3 Approve to Extend the Validity Period For For Management
of the Issuance of Corporate Bonds
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: NOV 26, 2012 Meeting Type: Special
Record Date: NOV 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Controlled Subsidiary to For For Management
Invest in the Magontec Limited
(Australia)
2 Approve the Application of Bank Loans For For Management
3 Approve the System on the Prevention For For Management
of Shareholders and Related-parties to
Occupy Funds
4 Approve to Adjust the Budget on the For For Management
Comprehensive Utilization for
Magnesium and Sodium Resources in Salt
Lake Project
5 Approve Amendments to Articles of For For Management
Association
6 Approve to Amend Rules and Procedures For For Management
Regarding Director's Meeting
7 Approve to Increase the Investment in For For Management
Magnesium of Salt Lake
8 Approve to Increase the Metal For For Management
Magnesium Integration Investment Budget
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: MAR 25, 2013 Meeting Type: Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Loan Guarantee to For For Management
the Indirect Controlled Subsidiary
(Qinghai Saltlake Fozhao Lanke Lithium
Industry Co., Ltd)
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve 2012 Financial Statements and For For Management
2013 Financial Budget Report
4 Approve Annual Report and Summary For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Approve to Re-Appoint Company's For For Management
Auditor and Internal Control Auditor
7 Approve Remuneration of Directors and For For Management
Management Team
8 Approve 2013 Daily Related-party For For Management
Transactions
9 Elect Ma Chaohui as Director For For Shareholder
10 Elect He Shujun as Supervisor For Abstain Shareholder
11 Approve Capital Increase in a For For Management
Wholly-owned Subsidiary
12 Approve to Change the Provision of For For Management
Financial Support to the Provision of
Loan Guarantee to an Indirect
Controlled Subsidiary
13 Approve Provision of Loan Guarantee to For For Management
the Wholly-owned Subsidiary as the
Above One
14 Approve Application for Bank Loan For For Management
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7680D106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Allocation of Income For For Management
5 Approve Financial Statements For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Provision of Guarantee for For For Management
GMAC-SAIC Automotive Finance Company,
Ltd.
8 Approve Shanghai Automobile Import & For For Management
Export Co., Ltd. to Provide Guarantee
for Anyue Automotive Materials Co.,
Ltd.
9 Approve Shanghai Automotive Industry For For Management
Sales Co.,Ltd to Provide Guarantee for
Anji Leasing Co.,Ltd
10 Approve Shanghai Automotive Industry For For Management
Sales Co.,Ltd to Provide Guarantee for
the Dealers
11 Approve SAIC Capital Company Limited For For Management
to Provide Guarantee for Automobile
Dealers
12 Approve to Re-Appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd as Financial Auditor
13 Approve to Re-Appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd as Internal Control Auditor
14 Approve Amendments to Management For For Shareholder
System of Raised Funds
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINIUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: AUG 06, 2012 Meeting Type: Special
Record Date: JUL 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company to Provide For For Management
Guarantee for the Credit Business
Handled by Its Wholly-owned Subsidiary
Yantai Jintai International Trade Co.,
Ltd.
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINIUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: FEB 26, 2013 Meeting Type: Special
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Han Peibin as Director For For Management
2 Approve the Management System of For For Management
Raised Funds
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINIUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the General Manager For For Management
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Annual Report and Summary For For Management
8 Approve Remuneration of Directors and For For Management
Senior Management
9 Approve Remuneration of Supervisors For For Management
10 Approve to Sign 2013 Comprehensive For For Management
Service Agreement with Nanshan Group
and to Estimate 2013 Daily
Related-party Transactions
11 Approve to Estimate 2013 Daily For For Management
Related-party Transactions with a
Financial Company
12 Approve to Sign Commission Processing For For Management
Agreement with another Company and to
Estimate 2013 Commissioned Processing
Fee
13 Approve Provision of Guarantee for the For For Management
Credit Business of a Wholly-owned
Subsidiary
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: JUN 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Amendments to Articles of For For Management
Association
4 Approve Financial Statements For For Management
5 Approve Allocation of Income For For Management
6.1 Elect Director Jia Ruijun For For Management
6.2 Elect Director Wang Shiqin For For Management
6.3 Elect Director Zhang Yongdong For For Management
6.4 Elect Director Yu Minghong For For Management
6.5 Elect Director Wang Xu For For Management
6.6 Elect Director Dong Jun For For Management
6.7 Elect Independent Director Lei Xinghui For For Management
6.8 Elect Independent Director Zhu For For Management
Shaozhong
6.9 Elect Independent Director Chen Derong For For Management
7.1 Elect Supervisor Cao Wenjian For For Management
7.2 Elect Supervisor Liu Xiangmin For For Management
7.3 Elect Supervisor Wang Bin For For Management
8 Approve to Appoint Financial Auditor For For Management
9 Approve to Appoint Internal Control For For Management
Auditor
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7682C106
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Approve Final Accounts Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Financial Budget for 2013 For For Management
6 Approve Proposal Regarding Adjustment For For Management
to Amounts for Use of Proceeds from H
Share Offering
7 Approve Proposal Regarding External For Against Management
Guarantees
8 Approve Proposal Regarding Payment of For For Management
Auditor's Fees
9 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs (special general
partnership) as Domestic Auditors and
PricewaterhouseCoopers as Overseas
Auditors
10a Elect Zuo Min as Director For For Management
10b Elect Zhou Jie as Director For For Management
10c Elect Jiang Ming as Director For For Management
10d Elect Hu Fengxiang as Director For For Management
10e Elect Lou Dingbo as Director For For Management
10f Elect Wan Kam To as Director For Against Management
10g Elect Chen Naiwei as Director For Against Management
10h Elect Li Zhenfu as Director For For Management
10i Elect Tse Cho Che, Edward as Director For For Management
11a Elect Zhang Zhenbei as Supervisor For For Management
11b Elect Xin Keng as Supervisor For For Management
12 Approve Adjustment to Allowances of For For Management
Independent Directors
13 Approve Liability Insurance Cover for For Against Management
Directors, Supervisors, and Senior
Management
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
SHANGHAI SHIMAO CO., LTD.
Ticker: 600823 Security ID: Y7708Q105
Meeting Date: SEP 28, 2012 Meeting Type: Special
Record Date: SEP 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Provide Guarantee for a For For Management
Controlled Subsidiary
2 Approve Proposal on the 2012 Half-year For For Management
Distribution of Profit
3 Approve to Purchase the Short-term For For Management
Financial Products
4 Approve the Provision of Guarantee for For For Shareholder
the Wholly-owned Subsidiary
--------------------------------------------------------------------------------
SHANGHAI SHIMAO CO., LTD.
Ticker: 600823 Security ID: Y7708Q105
Meeting Date: JAN 18, 2013 Meeting Type: Special
Record Date: JAN 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Authorize the Board to For For Management
Decide the Issuance of Debt Financing
Vehicles
2 Approve to Provide Guarantee for the For For Management
Wholly-owned and Controlled
Subsidiaries
--------------------------------------------------------------------------------
SHANGHAI SHIMAO CO., LTD.
Ticker: 600823 Security ID: Y7708Q105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Allocation of Income For For Management
6 Approve to Re-Appoint Shanghai For For Management
Certified Public Accountants as Auditor
7 Approve Estimation of 2013 Daily For For Management
Related-party Transactions
8 Elect Supervisor Feng Peijie For For Management
9 Approve Loan Guarantee to Wholly-owned For For Management
Subsidiaries
10 Approve Loan Guarantee to 11 For For Management
Controlled Subsidiaries
11 Approve the Revised Stock Option For For Management
Incentive Plan
11.1 Approve the Determination Basis and For For Management
Scope of the Incentive Objects
11.2 Approve Number and Source of For For Management
Underlying Stocks
11.3 Approve Validity Period, Grant Day and For For Management
Exercise Day of the Incentive Plan
11.4 Approve Exercise Price of the Stock For For Management
Option and Determination Method
11.5 Approve Conditions on Grant and For For Management
Exercise of the Stock Option
11.6 Approve Exercise Arrangement of the For For Management
Stock Option
11.7 Approve Adjustment Method and For For Management
Procedures of the Stock Option Plan
11.8 Approve Rights and Obligations of the For For Management
Company and Incentive Objects
11.9 Approve Implementation Procedures of For For Management
the Stock Option Plan, Grant and
Exercise Procedures of the Stock Option
11.10 Approve Modification and Termination For For Management
of the Incentive Plan
11.11 Approve Accounting Methods and For For Management
Performance Impact of the Stock Option
Plan
12 Approve Implementation and Appraisal For For Management
Measures on the Stock Option Plan
Grants
13 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Stock Option Incentive Plan
14 Approve Xu Weiwei to be an Incentive For For Management
Object
15 Approve Li Junjie to be an Incentive For For Management
Object
--------------------------------------------------------------------------------
SUNING APPLIANCE CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: AUG 29, 2012 Meeting Type: Special
Record Date: AUG 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Public Issuance of Corporate For For Management
Bonds
2.1 Approve the Issue Scale For For Management
2.2 Approve Placement Arrangement for the For For Management
Company's Shareholders
2.3 Approve Term and Type of the Bond For For Management
2.4 Approve the Usage of Raised Funds For For Management
2.5 Approve Method of Repayment of Capital For For Management
and Interest
2.6 Approve Bond Interest Rate and Method For For Management
of Determination
2.7 Approve the Guarantee Arrangement For For Management
2.8 Approve the Listing Location For For Management
2.9 Approve the Debt Service Coverage For For Management
Measures
2.10 Approve Resolution Validity Period For For Management
3 Authorize the Board or the Authorized For For Management
Persons to Handle All Matters Related
to the Public Issuance of Corporate
Bonds
--------------------------------------------------------------------------------
SUNING APPLIANCE CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: MAR 13, 2013 Meeting Type: Special
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Change Company Name For For Management
2 Approve to Expand Business Scope For For Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SUNING COMMERCE GROUP CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Allocation of Income For For Management
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve to Re-Appoint the Auditor For For Management
8 Approve to Change the Business Scope For For Shareholder
9 Approve Amendments on Articles of For For Shareholder
Association
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: JUL 07, 2012 Meeting Type: Special
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Apply for CNY 800 Million For For Management
Medium-term Notes and CNY 1 Billion
Short-term Financing Bill
2 Amend Articles of Association For For Management
3 Approve Plan of Reward to Shareholders For For Management
in the Next Three Years (2012-2014)
4 Approve to Adjust the Allowance of For For Management
Independent Directors
5 Approve to Provide Guarantee for the For For Management
Controlled Subsidiary TBEA Xinjiang
Silicon Industry Co., Ltd.
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: AUG 20, 2012 Meeting Type: Special
Record Date: AUG 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Controlled Subsidiary to For For Management
Invest in the Construction of
Nanlutian Coal Mine Phase 1
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: OCT 15, 2012 Meeting Type: Special
Record Date: OCT 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Construction of a Power For For Management
Plant via Exchange Resource for
Project Manner
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y8550D101
Meeting Date: JAN 24, 2013 Meeting Type: Special
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Permanently Replenish For For Management
Working Capital with Partial Left
Raised Funds of the Projects
2 Approve to Change 2012 Financial For For Management
Statements and Internal Control
Auditor and Fix the Audit Fee
--------------------------------------------------------------------------------
TBEA CO. LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves Plan
4.1 Approve to Distribute CNY 1.2 for For For Management
Every 10 Shares (Including Tax)
4.2 Approve not to Capitalize the Capital For For Management
Reserves in 2012
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint 2013 Auditor and to For For Management
Pay the Audit Fee
8 Approve to Conduct Hedging and Foreign For For Management
Exchange Forward Settlement Business
9 Approve Daily Related-party For For Management
Transaction with Xinjiang TBEA Group
Limited
10 Approve Issuance of Medium-term Notes For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Elect Supervisor Wang Jun For For Management
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TSINGTAO BREWERY CO., LTD.
Ticker: 600600 Security ID: Y8997D110
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2012 Work Report of Board of For For Management
Directors
2 Accept 2012 Work Report of Board of For For Management
Supervisors
3 Accept 2012 Audited Financial Report For For Management
4 Approve 2012 Profit Distribution For For Management
Proposal and Distribution of Final
Dividend
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as Auditors
and Fix Their Remuneration to
Exceeding RMB 6.6 Million
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as Internal
Control Auditors and Fix Their
Remuneration to Not Exceeding RMB 1.98
Million
7a Elect Huang Ke Xing as Director For For Management
7b Elect Yasutaka Sugiura as Director For For Management
8 Elect Toshio Kodato as Supervisor For For Management
9 Approve Change in Use of Proceeds from For For Management
the Exercise of Bonds and Warrants
10 Amend Articles of Association of the For For Management
Company
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XTEP INTERNATIONAL HOLDINGS LTD.
Ticker: 01368 Security ID: G98277109
Meeting Date: MAY 27, 2013 Meeting Type: Annual
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Reelect Ho Yui Pok, Eleutherius as For For Management
Director
5 Reelect Tan Wee Seng as Director For For Management
6 Reelect Xu Peng Xiang as Director For For Management
7 Reelect Bao Ming Xiao as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YONYOU SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Plan of Reward to Shareholders For For Management
in the Next Three Years (2012-2014)
3 Approve Plan of the Issuance of Shares For For Management
via a Private Placement (Revision)
--------------------------------------------------------------------------------
YONYOU SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: DEC 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposal of Repurchasing the For For Management
Company's Shares by Means of
Centralized Bidding
1.1 Approve Manner of Share Repurchase For For Management
1.2 Approve the Usage of the Shares to Be For For Management
Repurchased
1.3 Approve Price Range of Share Repurchase For For Management
1.4 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
1.5 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.6 Approve Period of the Share Repurchase For For Management
1.7 Approve Authorization Matters For For Management
--------------------------------------------------------------------------------
YONYOU SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: MAR 11, 2013 Meeting Type: Special
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Resolution For For Management
Validity Period of the Private
Placement
2 Approve Extension of Validity Period For For Management
for Authorization to the Board to
Handle All Matters Related to the
Private Placement
--------------------------------------------------------------------------------
YONYOU SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Allocation of Income For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve to Appoint Internal Auditors For For Management
8 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: AUG 18, 2012 Meeting Type: Special
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Abstain Management
Association
2 Approve Plan of Reward to Shareholders For Abstain Management
in the Next Three Years (2012-2014)
3 Approve to Provide Guarantee for a For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: AUG 23, 2012 Meeting Type: Special
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Plan of Reward to Shareholders For For Management
in the Next Three Years (2012-2014)
--------------------------------------------------------------------------------
ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: DEC 21, 2012 Meeting Type: Special
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Absorption and For For Management
Merger of Wuhan Zhongnan Commercial
Group Co.,Ltd. via Shares Swap and
Raising Supporting Funds in Compliance
with Relevant Laws and Regulations
2 Approve Plan of the Company's For For Management
Absorption and Merger of Wuhan
Zhongnan Commercial Group Co.,Ltd. via
Shares Swap and Raising Supporting
Funds
2.1 Approve the Transaction Subjects For For Management
2.2 Approve Issue Type and Par Value For For Management
2.3 Approve Issue Price For For Management
2.4 Approve Price and Proportion of the For For Management
Shares Swap
2.5 Approve Issue Number For For Management
2.6 Approve Use of the Raised Funds For For Management
2.7 Approve Listing Stock Exchange For For Management
2.8 Approve Manner of Merger For For Management
2.9 Approve Object of the Shares Swap For For Management
2.10 Approve Protection Mechanism of the For For Management
Dissenting Shareholders of the Merger
2.11 Approve Protection Mechanism of the For For Management
Dissenting Shareholders of the Absorbed
2.12 Approve Arrangement on the Accumulated For For Management
Profits
2.13 Approve Arrangement on the Staffs For For Management
2.14 Approve the Sponsor Qualification For For Management
2.15 Approve the Effective Condition of the For For Management
Agreement on Absorption and Merger via
Shares Swap
2.16 Approve Resolution Validity Period For For Management
3 Approve the Company to Sign the For For Management
Agreements
4 Approve Draft Report on Related-Party For For Management
Transactions of the Company's
Absorption and Merger of Wuhan
Zhongnan Commercial Group Co.,Ltd. via
Shares Swap and Raising Supporting
Funds and Its Summary
5 Approve the Audit Report and Profit For For Management
Forecast Examination Report
6 Authorize Board to Handle Matters For For Management
Related to the Major Assets
Restructuring
--------------------------------------------------------------------------------
ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Allocation of Income For For Management
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve Loan Guarantee to Controlled For For Management
Subsidiaries
8 Approve Issuance of Short-term For For Management
Financing Bills
9 Approve to Re-appoint Union Power For For Management
Certified Public Accountants Co., Ltd.
as Company's Auditor
10 Elect Independent Director Zhu Xinrong For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Morgan Stanley China A Share Fund, Inc. | ||
| By (Signature and Title)* | /s/ Arthur Lev | ||
|
Arthur Lev President and Principal Executive Officer | |||
|
| |||
| Date | August 28, 2013 | ||
|
* Print the name and title of each signing officer under his or her signature.
| |||