UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-21926 |
| Morgan Stanley China A Share Fund, Inc. |
| (Exact name of registrant as specified in charter) |
| 522 Fifth Avenue, New York, New York | 10036 |
| (Address of principal executive offices) | (Zip code) |
Joseph Benedetti, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
| New York, New York 10036 |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | 800-231-2608 |
| Date of fiscal year end: | 12/31 |
| Date of reporting period: | 7/1/14 – 6/30/15 |
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2014 - 06/30/2015
Morgan Stanley China A Share Fund, Inc.
=================== Morgan Stanley China A Share Fund, Inc. ====================
ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373110
Meeting Date: MAR 10, 2015 Meeting Type: Special
Record Date: FEB 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Jianguang as Director For For Management
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 600585 Security ID: Y01373110
Meeting Date: JUN 02, 2015 Meeting Type: Annual
Record Date: APR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Reports and For For Management
International Financial Reporting
Standards
4 Approve KPMG Huazhen CPA (Special For For Management
General Partnership) and KPMG CPA as
PRC and International (Financial)
Auditors Respectively, Approve KPMG
Huazhen CPA as Internal Control
Auditor of the Company, and Authorize
Board to Fix Their Remuneration
5 Approve Profit Appropriation Proposal For For Management
6 Approve the Guarantees Provided by the For For Management
Company for the Bank Borrowings of
Certain Subsidiaries and Invested
Companies
7 Elect Qi Shengli as Supervisor For For Management
8 Elect Wang Pengfei as Supervisor For For Management
9 Amend Articles of Association Re: For For Management
Scope of Business
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: OCT 15, 2014 Meeting Type: Special
Record Date: SEP 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Non-Independent Director Chen For For Management
Derong
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BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: JAN 26, 2015 Meeting Type: Special
Record Date: JAN 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Direct For For Management
Financing in Domestic and Foreign
Markets
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BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: APR 24, 2015 Meeting Type: Annual
Record Date: APR 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Annual Report and Summary For For Management
2 Approve 2014 Financial Statements For For Management
3 Approve 2014 Profit Distribution For For Management
4 Approve 2014 Remuneration of For For Management
Directors, Supervisors and Senior
Management Implementation Report
5 Approve 2014 Report of the Board of For For Management
Directors
6 Approve 2014 Report of the Board of For For Management
Supervisors
7 Approve 2015 Daily Related-party For For Management
Transactions
8 Approve 2015 Financial Budget Report For For Management
9 Approve Re-appointment of Deloitte For For Management
Touche Tohmatsu CPA as 2015
Independent Auditor
10.01 Elect Chen Derong as Non-independent For For Management
Director
10.02 Elect Dai Zhihao as Non-independent For For Management
Director
10.03 Elect Zhao Zhouli as Non-independent For For Management
Director
10.04 Elect Zhu Junsheng as Non-independent For For Management
Director
10.05 Elect Wang Li as Non-independent For For Management
Director
10.06 Elect Bei Kewei as Non-independent For For Management
Director
10.07 Elect Huang Yuchang as Independent For For Management
Director
10.08 Elect Liu Wenbo as Independent Director For For Management
10.09 Elect Xia Dawei as Independent Director For For Management
10.10 Elect Li Li as Independent Director For For Management
11 Approve Establishment of Board For For Management
Nomination Committee
12.01 Elect Chen Ying as Supervisor For For Management
12.02 Elect Wu Kunzong as Supervisor For For Management
12.03 Elect Liu Guowang as Supervisor For For Management
13 Approve Amendments to Articles of For For Management
Association
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BEIJING WANGFUJING DEPARTMENT STORE (GROUP) CO., LTD.
Ticker: 600859 Security ID: Y0770F107
Meeting Date: JUN 05, 2015 Meeting Type: Annual
Record Date: MAY 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Financial Statements For For Management
4 Approve 2014 Profit and Dividend For For Management
Distribution
5 Approve 2014 Annual Report and Summary For For Management
6 Approve Change of Usage of Partial For For Management
Raised Funds
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
9 Approve Re-appointment of 2015 Auditor For For Management
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BONA FILM GROUP LTD.
Ticker: BONA Security ID: 09777B107
Meeting Date: DEC 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment of 2010 Stock For Against Management
Incentive Plan
2 Approve Adoption of Audited Financial For For Management
Statements and Report of Independent
Registered Public Accounting Firm
3 Approve Ratification of the For For Management
Appointment of Deloitte Touche
Tohmatsu Certified Public Accountants
LLP as Auditor of the Company for the
Fiscal Year Ending December 31, 2014
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BONA FILM GROUP LTD.
Ticker: BONA Security ID: 09777B107
Meeting Date: FEB 13, 2015 Meeting Type: Special
Record Date: JAN 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase In the Maximum Number For Against Management
of Ordinary Share(S) of US$0.0005 Par
Value Each of the Company Subject to
2010 Stock Incentive Plan of the
Company and Amendment of Clause 3(A)
of the Plan
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: Y1477R220
Meeting Date: AUG 18, 2014 Meeting Type: Special
Record Date: AUG 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chang Tso Tung, Stephen as For For Management
Director
2 Elect Xiong Junhong as Supervisor For For Management
3 Amend Procedural Rules for the For For Management
Supervisory Committee Meetings
4 Elect Huang Yiping as Director For For Management
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: Y1477R220
Meeting Date: DEC 29, 2014 Meeting Type: Special
Record Date: DEC 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transaction and Related Annual Cap
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: OCT 20, 2014 Meeting Type: Special
Record Date: OCT 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Xiaopeng as Director For For Management
2.1 Elect Antony Leung as Director For For Management
2.2 Elect Zhao Jun as Director For For Management
3 Elect Jin Qingjun as Supervisor For For Management
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: JUN 19, 2015 Meeting Type: Annual
Record Date: JUN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Approve Auditor and Authorize Board to For For Management
Fix Their Remuneration
7 Approve Assessment Report on the Duty For For Management
Performance of Directors
8 Approve Assessment Report on the Duty For For Management
Performance of Supervisors
9 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
Independent Directors
10 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
External Supervisors
11 Approve Related Party Transaction For For Management
Report
12 Approve Extension of the Validity For For Management
Period for the Issuance of Financial
Bonds
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
14 Approve Resolution Regarding Private For For Management
Placement of A Shares
15.01 Approve Class of Shares to be Issued For For Management
and the Nominal Value in Relation to
the Private Placement of A Shares
15.02 Approve Method of Issue in Relation to For For Management
the Private Placement of A Shares
15.03 Approve Target Subscriber and Method For For Management
of Subscription in Relation to the
Private Placement of A Shares
15.04 Approve Issue Price and the Basis for For For Management
Pricing in Relation to the Private
Placement of A Shares
15.05 Approve Number and Amount of the For For Management
Shares to be Issued in Relation to the
Private Placement of A Shares
15.06 Approve Lock-Up Period Arrangement in For For Management
Relation to the Private Placement of A
Shares
15.07 Approve Place of Listing in Relation For For Management
to the Private Placement of A Shares
15.08 Approve Use of Proceeds in Relation to For For Management
the Private Placement of A Shares
15.09 Approve Arrangement of Undistributable For For Management
Profit of the Company Prior to the
Private Placement in Relation to the
Private Placement of A Shares
15.10 Approve Effective Period of the For For Management
Shareholders' Resolutions in Relation
to the Private Placement of A Shares
16 Approve the 2015 First Phase Employee For For Management
Stock Ownership Scheme and its Summary
in Relation to the Private Placement
of A Shares
17 Approve the Plan on Private Placement For For Management
of A Shares
18 Approve the Connected Transaction For For Management
Relating to the Private Placement of A
Shares
19 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Private
Placement of A Shares
20 Approve Report of Use of Proceeds For For Management
Raised from the Private Placement of A
Shares
21 Authorized Board to Deal with All For For Management
Matters in Relation to Private
Placement of A Shares
22 Approve Termination of H Share For For Management
Appreciation Rights
23 Approve the Conditional Share For For Management
Subscription Agreement on Private
Placement in Relation to the Private
Placement of A Shares
24 Approve Shareholder' Return Plan for For For Management
2015 to 2017
25 Approve Capital Plan for 2015 to 2017 For For Management
26 Approve Analysis on the Dilution of For For Management
Current Returns Caused by the Private
Placement of A Shares and its Remedial
Measures
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: JUN 19, 2015 Meeting Type: Special
Record Date: JUN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Class and Nominal Values of For For Management
Shares to be Issued
1.02 Approve Method and Time of Issue For For Management
1.03 Approve Target Subscriber and Method For For Management
of Subscription
1.04 Approve Issue Price and Basis for For For Management
Pricing
1.05 Approve Number and Amount of Shares to For For Management
be Issued
1.06 Approve Lock-Up Period Arrangement For For Management
1.07 Approve Place of Listing For For Management
1.08 Approve Use of Proceeds For For Management
1.09 Approve Arrangement of Undistributable For For Management
Profit of the Company Prior to the
Private Placement
1.10 Approve Effective Period of the For For Management
Shareholders' Resolutions
2 Approve the Plan on Private Placement For For Management
of A Shares
3 Authorized Board to Deal with All For For Management
Matters in Relation to Private
Placement of A Shares
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CHINA OVERSEAS GRAND OCEANS GROUP LTD.
Ticker: 00081 Security ID: Y1505S117
Meeting Date: JUN 02, 2015 Meeting Type: Annual
Record Date: MAY 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhang Guiqing as Director For For Management
3b Elect Yang Hai Song as Director For For Management
3c Elect Chung Shui Ming, Timpson as For Against Management
Director
3d Elect Lo Yiu Ching, Dantes as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505Z111
Meeting Date: MAY 22, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Annual Report of A shares For For Management
4 Approve 2014 Annual Report of H shares For For Management
5 Accept 2014 Financial Statements and For For Management
Statutory Reports
6 Approve Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and
PricewaterhouseCoopers as Overseas
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve 2014 Due Diligence Report of For For Management
the Directors
9 Approve 2014 Report on Performance of For For Management
Independent Directors
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Proposal on Contemplated For For Management
Routine Related Party Transaction in
Respect of Funds Utilisation
12 Elect Wang Jian as Director None For Shareholder
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: DEC 23, 2014 Meeting Type: Special
Record Date: NOV 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shanghai Petrochemical A Share For For Management
Option Incentive Scheme (Draft)
2 Approve Provision of External For For Management
Guarantees
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date: APR 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2014
5 Approve Interim Profit Distribution For For Management
Plan for the Year 2015
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Service Contracts with For For Management
Directors and Supervisors
8 Authorize Secretary of the Board to For For Management
Deal With All Matters Relating to the
Election of Directors and Supervisors
9 Amend Articles of Association For For Management
10 Authorize Board to Determine the For For Management
Proposed Plan for the Issuance of Debt
Financing Instruments
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12.1 Elect Liu Yun as Supervisor For For Shareholder
12.2 Elect Liu Zhongyun as Supervisor For For Shareholder
12.3 Elect Zhou Hengyou as Supervisor For For Shareholder
12.4 Elect Zou Huiping as Supervisor For For Shareholder
13.1 Elect Wang Yupu as Director For For Shareholder
13.2 Elect Li Chunguang as Director For For Shareholder
13.3 Elect Zhang Jianhua as Director For For Shareholder
13.4 Elect Wang Zhigang as Director For For Shareholder
13.5 Elect Dai Houliang as Director For For Shareholder
13.6 Elect Zhang Haichao as Director For For Shareholder
13.7 Elect Jiao Fangzheng as Director For For Shareholder
14.1 Elect Jiang Xiaoming as Director For For Shareholder
14.2 Elect Andrew Y. Yan as Director For Against Shareholder
14.3 Elect Bao Guoming as Director For For Shareholder
14.4 Elect Tang Min as Director For For Shareholder
14.5 Elect Fan Gang as Director For For Shareholder
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CHINA RAILWAY CONSTRUCTION CORPORATION LTD.
Ticker: 601186 Security ID: Y1508P102
Meeting Date: OCT 28, 2014 Meeting Type: Special
Record Date: SEP 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Standard of For For Management
Chairman of the Supervisory Committee
2.01 Elect Meng Fengchao as Director For For Shareholder
2.02 Elect Peng Shugui as Director For For Shareholder
2.03 Elect Zhang Zongyan as Director For For Shareholder
2.04 Elect Zhuang Shangbiao as Director For For Shareholder
2.05 Elect Ge Fuxing as Director For For Shareholder
3.01 Elect Wang Huacheng as Director For For Shareholder
3.02 Elect Sun Patrick as Director For For Shareholder
3.03 Elect Cheng Wen as Director For For Shareholder
3.04 Elect Lu Xiaoqiang as Director For For Shareholder
4.01 Elect Huang Shaojun as Supervisor For For Shareholder
4.02 Elect Li Xuefu as Supervisor For For Shareholder
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: NOV 13, 2014 Meeting Type: Special
Record Date: NOV 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of 2014 Auditor For For Management
2 Approve Investment in Financial For For Management
Products
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: JAN 06, 2015 Meeting Type: Special
Record Date: DEC 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Non-Independent Director Wang None For Shareholder
Chuncheng
1.2 Elect Non-Independent Director Wei Bin None For Shareholder
1.3 Elect Non-Independent Director Du None For Shareholder
Wenmin
1.4 Elect Non-Independent Director Chen None For Shareholder
Ying
1.5 Elect Non-Independent Director Wu Jun None For Shareholder
1.6 Elect Non-Independent Director Song For For Management
Qing
1.7 Elect Non-Independent Director Zhou Hui For For Management
1.8 Elect Independent Director Ye Zuguang For For Management
1.9 Elect Independent Director Mao Yunshi For For Management
1.10 Elect Independent Director Li Changqing For For Management
1.11 Elect Independent Director Zheng Wei For For Management
2.1 Elect Supervisor Yan Biao None For Shareholder
2.2 Elect Supervisor Fang Ming None For Shareholder
2.3 Elect Supervisor Xu Rongxing None For Shareholder
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: JAN 27, 2015 Meeting Type: Special
Record Date: JAN 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 22, 2015 Meeting Type: Annual
Record Date: MAY 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Financial Statements For For Management
4 Approve 2014 Profit Distribution For For Management
5 Approve 2014 Annual Report and Summary For For Management
6 Approve 2015 Daily Related-party For For Management
Transactions
7 Approve Allowance of Independent For For Management
Directors
8 Approve Amendments to Articles of For For Management
Association
9 Approve Allowance of External Directors For For Management
10 Approve Allowance of External For For Management
Supervisors
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C121
Meeting Date: AUG 22, 2014 Meeting Type: Special
Record Date: JUL 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Zhang Yuzhuo as Director For For Management
1b Elect Ling Wen as Director For For Management
1c Elect Han Jianguo as Director For For Management
1d Elect Wang Xiaolin as Director For For Management
1e Elect Chen Hongsheng as Director For For Management
1f Elect Wu Ruosi as Director For For Management
2a Elect Fan Hsu Lai Tai as Director For For Management
2b Elect Gong Huazhang as Director For For Management
2c Elect Guo Peizhang as Director For For Management
3a Elect Zhai Richeng as Supervisor For For Management
3b Elect Tang Ning as Supervisor For For Management
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C121
Meeting Date: MAY 29, 2015 Meeting Type: Annual
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisory Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as PRC and
International Auditors, Respectively
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Debt Financing None For Shareholder
Instruments
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CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C121
Meeting Date: MAY 29, 2015 Meeting Type: Special
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
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CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: SEP 10, 2014 Meeting Type: Special
Record Date: SEP 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
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CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: DEC 01, 2014 Meeting Type: Special
Record Date: NOV 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: NOV 10, 2014 Meeting Type: Special
Record Date: OCT 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: MAY 22, 2015 Meeting Type: Annual
Record Date: MAY 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Supervisory For For Management
Committee
3 Approve 2014 Annual Report and Audited For For Management
Financial Statements
4 Approve Dividend Distribution Plan For For Management
5 Approve KPMG and KPMG Huazhen (Special For For Management
General Partnership) as Auditor
6 Approve Bonds Issue For For Management
7 Approve Cooperation with CRC Group For For Management
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: DEC 22, 2014 Meeting Type: Special
Record Date: DEC 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption and Merger of the For For Management
Wholly-owned Subsidiary CITIC
Securities (Zhejiang) Company Limited
2 Approve Change of Business Scope and For For Management
Amendments to Articles of Association
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: FEB 16, 2015 Meeting Type: Special
Record Date: FEB 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class of Shares to be Issued For For Management
Relating to the Proposed New H Share
Issue
1.2 Approve Time of Issuance Relating to For For Management
the Proposed New H Share Issue
1.3 Approve Method of Issuance Relating to For For Management
the Proposed New H Share Issue
1.4 Approve Target Places Target Relating For For Management
to the Proposed New H Share Issue
1.5 Approve Pricing Mechanism Relating to For For Management
the Proposed New H Share Issue
1.6 Approve Method of Subscription For For Management
Relating to the Proposed New H Share
Issue
1.7 Approve Size of Issuance Relating to For For Management
the Proposed New H Share Issue
1.8 Approve Accumulated Profits Relating For For Management
to the Proposed New H Share Issue
1.9 Approve Use of Proceeds from the For For Management
Proposed New H Share Issue
1.10 Approve Validity Period of the For For Management
Resolutions Relating to the Proposed
New H Share Issue
1.11 Amend Articles of Association Relating For For Management
to the Proposed New H Share Issue
1.12 Authorized Board to Deal with All For For Management
Matters Relating to the Proposed New H
Share
2 Approve Report on the Use of Proceeds For For Management
from the Previous Fundraising
Activities of the Company
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: FEB 16, 2015 Meeting Type: Special
Record Date: FEB 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class of Shares to be Issued For For Management
Relating to the Proposed New H Share
Issue
1.2 Approve Time of Issuance Relating to For For Management
the Proposed New H Share Issue
1.3 Approve Method of Issuance Relating to For For Management
the Proposed New H Share Issue
1.4 Approve Target Places Target Relating For For Management
to the Proposed New H Share Issue
1.5 Approve Pricing Mechanism Relating to For For Management
the Proposed New H Share Issue
1.6 Approve Method of Subscription For For Management
Relating to the Proposed New H Share
Issue
1.7 Approve Size of Issuance Relating to For For Management
the Proposed New H Share Issue
1.8 Approve Accumulated Profits Relating For For Management
to the Proposed New H Share Issue
1.9 Approve Use of Proceeds from the For For Management
Proposed New H Share Issue
1.10 Approve Validity Period of the For For Management
Resolutions Relating to the Proposed
New H Share Issue
1.11 Amend Articles of Association Relating For For Management
to the Proposed New H Share Issue
1.12 Authorized Board to Deal with All For For Management
Matters Relating to the Proposed New H
Share
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GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: JUN 03, 2015 Meeting Type: Annual
Record Date: MAY 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Financial Statements For For Management
4 Approve 2014 Annual Report and Summary For For Management
5 Approve 2014 Profit Distribution For For Management
6 Approve 2014 Special Report on the For For Management
Deposit and Usage of Raised Funds
7 Approve Re-appointment of Auditor For For Management
8 Approve Shareholder Return Plan in the For For Management
Next Three Years (2015-2017)
9 Approve Employee Stock Ownership Plan For For Management
(Draft) and Its Summary
10 Approve "Homeland No. 1" Employee For For Management
Stock Ownership Plan (Draft) and Its
Summary
11 Approve Change of Implementation For For Management
Subject and Location of Certain
Convertible Corporate Bond Raised Fund
Investment Project
--------------------------------------------------------------------------------
HAFEI AVIATION INDUSTRY CO LTD
Ticker: 600038 Security ID: Y2981F108
Meeting Date: AUG 12, 2014 Meeting Type: Special
Record Date: AUG 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Non-independent Director Cai Yi For For Management
2.2 Elect Non-independent Director Zheng For For Management
Qiang
2.3 Elect Non-independent Director Yu Feng For For Management
2.4 Elect Non-independent Director Luo For For Management
Linsi
2.5 Elect Non-independent Director Liu Hui For For Management
2.6 Elect Non-independent Director Yan For For Management
Lingxi
2.7 Elect Independent Director Bao Huifang For For Management
2.8 Elect Independent Director Wang Yujie For For Management
2.9 Elect Independent Director Wang Yuwei For For Management
3.1 Elect Supervisor Ni Xianping None For Shareholder
3.2 Elect Supervisor Peng Zhiwen None For Shareholder
3.3 Elect Supervisor Hong Bo None For Shareholder
4 Approve Merger by Absorption of For For Management
Jingdezhen Changfei Aviation Parts Co.
, Ltd. by Jiangxi Changhe Aviation
Industry Co., Ltd.
--------------------------------------------------------------------------------
HAFEI AVIATION INDUSTRY CO LTD
Ticker: 600038 Security ID: Y2981F108
Meeting Date: SEP 25, 2014 Meeting Type: Special
Record Date: SEP 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Establishing a For For Management
Wholly-owned Subsidiary
2 Approve Change of Company Name to AVIC For For Management
Helicopter Co. Ltd.
--------------------------------------------------------------------------------
HAITONG SECURITIES CO., LTD.
Ticker: 600837 Security ID: Y2988F101
Meeting Date: DEC 30, 2014 Meeting Type: Special
Record Date: NOV 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Kaiguo as Director For For Management
1.2 Elect Qu Qiuping as Director For For Management
1.3 Elect Zhuang Guowei as Director For For Management
1.4 Elect Chen Bin as Director For For Management
1.5 Elect Xu Chao as Director For For Management
1.6 Elect Wang Hongxiang as Director For For Management
1.7 Elect Zhang Xinmei as Director For For Management
1.8 Elect He Jianyong as Director For For Management
1.9 Elect Liu Chee Ming as Director For For Management
1.10 Elect Xiao Suining as Director For For Management
1.11 Elect Li Guangrong as Director For For Management
1.12 Elect Lv Changjiang as Director For For Management
1.13 Elect Feng Lun as Director For For Management
2.1 Elect Li Lin as Supervisor For For Management
2.2 Elect Dong Xiaochun as Supervisor For For Management
2.3 Elect Chen Huifeng as Supervisor For For Management
2.4 Elect Cheng Feng as Supervisor For For Management
2.5 Elect Xu Qi as Supervisor For For Management
2.6 Elect Hu Jingwu as Supervisor For For Management
2.7 Elect Feng Huang as Supervisor For For Management
1 Approve Amendments to Articles of For For Management
Association and Rules and Procedures
for General Meetings
--------------------------------------------------------------------------------
HANGZHOU SONGCHENG TOURISM DEVELOPMENT CO LTD
Ticker: 300144 Security ID: Y30421104
Meeting Date: JUL 15, 2014 Meeting Type: Special
Record Date: JUL 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completion of Hangzhou For For Management
Animation Park Renovation Investment
Project and Use of Remaining Raised
Funds to Permanently Replenish
Company's Working Capital
2 Approve Change of Business Scope and For For Management
Amendments to Articles of Association
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B104
Meeting Date: JAN 23, 2015 Meeting Type: Special
Record Date: DEC 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Jianqing as Director For For Management
2 Elect Anthony Francis Neoh as Director For For Management
3 Elect Wang Xiaoya as Director For For Management
4 Elect Ge Rongrong as Director For For Management
5 Elect Zheng Fuqing as Director For For Management
6 Elect Fei Zhoulin as Director For For Management
7 Elect Cheng Fengchao as Director For For Management
8 Elect Wang Chixi as Supervisor For For Management
9 Approve Adjustment to the Valid Period For For Management
of the Issue of Eligible Tier-2
Capital Instruments
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B104
Meeting Date: JUN 19, 2015 Meeting Type: Annual
Record Date: MAY 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Work Report of the Board For For Management
of Directors
2 Approve 2014 Work Report of the Board For For Management
of Supervisors
3 Elect Qian Wenhui as Supervisor For For Management
4 Approve 2014 Audited Accounts For For Management
5 Approve 2014 Profit Distribution Plan For For Management
6 Approve 2015 Fixed Asset Investment For For Management
Budget
7 Approve Auditors for 2015 For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Elect Wang Xiquan as Director For For Management
10 Elect Or Ching Fai as Director For For Management
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y40847108
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAY 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Annual Report and Summary For For Management
2 Approve 2014 Report of the Board of For For Management
Directors
3 Approve 2014 Report of the Board of For For Management
Supervisors
4 Approve 2015 Management Strategy and For For Management
Investment Plan
5 Approve 2014 Financial Statements and For For Management
2015 Financial Budget Report
6 Approve 2014 Profit Distribution and For For Management
Capitalization of Capital Reserves
7 By-Elect Zhang Junping as For For Management
Non-independent Director
8 By-Elect Lv Gang as Independent For For Management
Director
9 Approve 2014 Report of the Independent For For Management
Directors
10 Approve Authorization of the Board for For Abstain Management
2015 Provision of Guarantee to the
Upstream and Downstream Industry Chain
by Subsidiary Guarantee Company and
Related Disclosure Information
11 Approve Amendments to Articles of For For Management
Association
12 Approve Re-Appointment of Da Hua CPAs For For Management
as 2015 Financial and Internal Control
Auditor and Payment of Remuneration
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: DEC 17, 2014 Meeting Type: Special
Record Date: DEC 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Independent Director Li Botan For For Management
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: MAY 20, 2015 Meeting Type: Annual
Record Date: MAY 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Annual Report and Summary For For Management
4 Approve 2014 Financial Statements For For Management
5 Approve 2015 Financial Budget Report For For Management
6 Approve 2014 Profit Distribution For For Management
7 Approve Appointment of 2015 Financial For For Management
Auditor
8 Approve 2015 Remuneration of Chairman For For Management
of Board
9 Approve 2014 Report of the Independent For For Management
Directors
10 Approve a Subsidiary to Provide For Against Management
Financial Services to Company's
Controlling Shareholder and Its
Subsidiaries
11 Approve to Establish the Risk For For Management
Management Committee of the Board
--------------------------------------------------------------------------------
NARI TECHNOLOGY DEVELOPMENT LTD CO
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: APR 23, 2015 Meeting Type: Annual
Record Date: APR 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Financial Statements For For Management
2 Approve 2014 Profit Distribution For For Management
3 Approve 2014 Report of the Independent For For Management
Directors
4 Approve Usage of Saved Raised Funds to For For Management
Permanently Replenish Working Capital
5 Approve 2014 Report of the Board of For For Management
Directors
6 Approve 2014 Annual Report and Summary For For Management
7 Approve 2015 Financial Budget Report For For Management
8 Approve Daily Related-party For For Management
Transactions and 2015 Financial
Service Agreement Related-party
Transaction
9 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
10 Approve Amendments to Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Approve 2014 Report of the Board of For For Management
Supervisors
13.01 Elect Xi Guofu as Non-independent For For Management
Director
13.02 Elect Zhang Ningjie as Non-independent For For Management
Director
14.01 Elect Zheng Chuiyong as Independent For For Management
Director
15.01 Elect Zhang Jianwei as Supervisor For For Management
15.02 Elect Ding Haidong as Supervisor For For Management
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: SEP 29, 2014 Meeting Type: Special
Record Date: SEP 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Non-Independent Liu Haifeng None For Shareholder
2 Elect Independent Director Timothy For For Management
Yung Cheng Chen
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: NOV 17, 2014 Meeting Type: Special
Record Date: NOV 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
Regarding Acquisition of Equities from
Shareholders of Controlled-subsidiary
2 Approve Formulation of Share For For Management
Repurchase Long-term Mechanism
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: JUN 10, 2015 Meeting Type: Annual
Record Date: MAY 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Financial Statements For For Management
4 Approve 2014 Annual Report and Summary For For Management
5 Approve 2014 Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Appointment of Auditor For For Management
7 Approve Re-signing of Daily For For Shareholder
Related-party Transactions and Approve
2015 Daily Related-party Transactions
8 Approve 2014 Internal Control For For Management
Evaluation Report
9 Approve Shareholder Return Plan in the For For Management
Next Three Years (2015-2017)
10 Approve Amendments to Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Investment Management System For For Management
13 Approve Related Party Transaction For For Shareholder
Regarding Acquisition of Equity of
Singapore Investment Holding Pte. Ltd.
from Haier (Hongkong) Investment Co.,
Ltd.
14 Approve Change in Assets Injection For For Shareholder
Commitment of Haier Group Co., Ltd.
15 Approve Entrusted Management of Fisher For For Shareholder
& Paykel Appliances Holding Limited
16 Approve Capital Increase in Haier For For Shareholder
(Hongkong) Co., Ltd.
17 Elect Dai Deming as Independent None For Shareholder
Director
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: NOV 21, 2014 Meeting Type: Special
Record Date: NOV 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Supervisor Bian Baiping For For Management
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: JUN 18, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Report of the Independent For For Management
Directors
4 Approve 2014 Profit Distribution For For Management
5 Approve 2014 Financial Statements For For Management
6 Approve 2014 Annual Report and Summary For For Management
7 Approve Provision of Guarantees to For For Management
SAIC-GMAC Automotive Finance Co., Ltd.
8 Approve Shanghai Automobile Import & For For Management
Export Co., Ltd. to Provide Guarantee
to Anyo Automotive Materials Co., Ltd.
9 Approve Shanghai Automotive Industry For For Management
Sales Co., Ltd. to Provide Guarantee
to Anji Leasing Co., Ltd.
10 Approve Re-appointment of Deloitte For For Management
Touche Tohmatsu Certified Public
Accountants (China) Ltd. as Financial
Auditor
11 Approve Re-appointment of Deloitte For For Management
Touche Tohmatsu Certified Public
Accountants (China) Ltd. as Internal
Auditor
12 Approve Amendments to Articles of For For Management
Association
13 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
15.01 Elect Chen Hong as Non-independent For For Management
Director
15.02 Elect Chen Zhixin as Non-independent For For Management
Director
15.03 Elect Xie Rong as Non-independent For For Management
Director
16.01 Elect Wang Fanghua as Independent For For Management
Director
16.02 Elect Sun Zheng as Independent Director For For Management
16.03 Elect Tao Xinliang as Independent For For Management
Director
17.01 Elect Bian Baiping as Supervisor For For Management
17.02 Elect Chen Weifeng as Supervisor For For Management
17.03 Elect Hong Jinxin as Supervisor For For Management
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO., LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: AUG 28, 2014 Meeting Type: Special
Record Date: AUG 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Stock Purchase Plan For For Management
and Its Draft
2 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO., LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: OCT 09, 2014 Meeting Type: Special
Record Date: SEP 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment in Provision of For For Management
Loan Guarantees to Company's
Subsidiaries
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO., LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: DEC 15, 2014 Meeting Type: Special
Record Date: DEC 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction For For Management
Regarding Transfer of 100% Equity and
Related Debts of Suncore Photovoltaic
Technology Co., Ltd. to Fujian Sanan
Group Co., Ltd.
2 Approve Guarantee Provision for the For For Management
Bank Loan Applied by the Wholly-Owned
Subsidiary Luminus, Inc.
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: NOV 19, 2014 Meeting Type: Special
Record Date: NOV 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Director Zhang For For Management
Yongdong
2 Elect Non-Independent Director Yuan For For Management
Shunzhou
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S116
Meeting Date: DEC 16, 2014 Meeting Type: Special
Record Date: DEC 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect HE Chuan as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S116
Meeting Date: MAY 29, 2015 Meeting Type: Annual
Record Date: MAY 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2014 Report of the Board of For For Management
Directors
2 Accept 2014 Report of the Board of For For Management
Supervisors
3 Accept 2014 Final Accounts Report For For Management
4 Approve Financial Budget for 2015 For For Management
5 Approve 2014 Profit Distribution Plan For For Management
6 Approve Proposal Regarding Payment of For For Management
Auditor's Fees for 2014
7 Approve Auditors For For Management
8 Approve Proposal Regarding External For For Management
Guarantees for 2015
9 Approve Renewal of Financial Service For For Management
Agreement and Connected Transactions
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Issuance of Debt Financing For For Management
Products
12 Approve Satisfaction of Conditions for For For Management
Issuing Corporate Bonds
13 Approve Issuance of Corporate Bonds For For Management
13.1 Approve Face Amount of Bonds to be For For Management
Issued and Scale of Issuance Under the
Issuance of Corporate Bonds
13.2 Approve Issuing Price of Bonds and the For For Management
Way to Determine Interest Rate Under
the Issuance of Corporate Bonds
13.3 Approve Term of Bonds Under the For For Management
Issuance of Corporate Bonds
13.4 Approve Way of Principal and Interest For For Management
Repayment Under the Issuance of
Corporate Bonds
13.5 Approve Way and Target of Issuance For For Management
Under the Issuance of Corporate Bonds
13.6 Approve Use of Proceeds from the For For Management
Issuance of Corporate Bonds
13.7 Approve Arrangement of Placement to For For Management
Shareholders of the Company Under the
Issuance of Corporate Bonds
13.8 Approve Guarantees Under the Issuance For For Management
of Corporate Bonds
13.9 Approve Put Provision Under the For For Management
Issuance of Corporate Bonds
13.10 Approve Credit Standing of the Company For For Management
and Measures to Guarantee Repayment
Under the Issuance of Corporate Bonds
13.11 Approve Way of Underwriting Under the For For Management
Issuance of Corporate Bonds
13.12 Approve Listing Arrangements Under the For For Management
Issuance of Corporate Bonds
13.13 Approve Period of Validity of the For For Management
Resolution Under the Issuance of
Corporate Bonds
13.14 Authorized Board to Deal with All For For Management
Matters in Relation to the Issuance of
Corporate Bonds
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAY 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Financial Statements and For For Management
2015 Financial Budget Report
4 Approve 2014 Profit Distribution For For Management
5 Approve Re-appointment of 2015 Auditor For For Management
6 Approve Amendments to Articles of For For Management
Association
7.01 Elect Liu Xinyi as Non-independent For For Management
Director
7.02 Elect Shao Yaliang as Non-independent For For Management
Director
7.03 Elect Gu Jianzhong as Non-independent For For Management
Director
7.04 Elect Chen Xiaohong as Non-independent For For Management
Director
7.05 Elect Dong Xiuming as Non-independent For For Management
Director
7.06 Elect Chen Bichang as Non-independent For For Management
Director
8 Approve Issuance of Eligible Tier-2 For For Management
Capital Instruments with Write-Down
Features
--------------------------------------------------------------------------------
SHENZHEN O-FILM TECH CO LTD
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAR 03, 2015 Meeting Type: Special
Record Date: FEB 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Regarding Application For For Management
of Bank Credit Lines and Guarantee
Provision (One)
2 Approve Matters Regarding Application For For Management
of Bank Credit Lines and Guarantee
Provision (Two)
--------------------------------------------------------------------------------
SHENZHEN O-FILM TECH CO LTD
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAY 12, 2015 Meeting Type: Annual
Record Date: MAY 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Annual Report and Summary For For Management
2 Approve 2014 Report of the Board of For For Management
Directors
3 Approve 2014 Financial Statements For For Management
4 Approve 2014 Internal Control For For Management
Self-Evaluation Report
5 Approve Report on the Deposit and For For Management
Usage of 2014 Raised Funds
6 Approve 2014 Profit Distribution For For Management
7 Approve Re-Appointment of Auditor For For Management
8 Approve 2014 Report of the Board of For For Management
Supervisors
9 Approve Register and Issuance of For For Management
Medium-term Notes Amounting to No More
than CNY 1.4 Billion
--------------------------------------------------------------------------------
SUNING COMMERCE GROUP CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: SEP 22, 2014 Meeting Type: Special
Record Date: SEP 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Company's For For Management
2014 Employee Stock Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Related Matters Regarding
Company's 2014 Employee Stock Purchase
Plan
3 Approve Change of Usage of Partial For For Management
Raised Funds
--------------------------------------------------------------------------------
SUNING COMMERCE GROUP CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: OCT 31, 2014 Meeting Type: Special
Record Date: OCT 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Amend Management System of Independent For For Management
Directors
4 Amend Management System of External For For Management
Donations
5 Amend Management System of Providing For For Management
External Guarantees
6 Amend Management System of External For For Management
Investment
7 Approve Innovative Asset Operation For For Management
Using Partial Store Properties
--------------------------------------------------------------------------------
TBEA CO. LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: JUL 09, 2014 Meeting Type: Special
Record Date: JUL 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft of Restricted Stock For For Management
Incentive Plan and Its Summary
1.1 Approve Criteria to Select Plan For For Management
Participants
1.2 Approve Source and Number of For For Management
Underlying Stocks
1.3 Approve List of Participants and For For Management
Allocation
1.4 Approve Duration, Grant Date, Locking For For Management
Period, Unlocking Period and Lock-up
Period of Restricted Stocks
1.5 Approve Grant Price and Price-setting For For Management
Basis
1.6 Approve Procedures to Grant and Unlock For For Management
the Restricted Stocks
1.7 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
1.8 Approve Principle of Restricted Stock For For Management
Repurchase and Cancellation
1.9 Approve Accounting Treatment and Fair For For Management
Value Estimates
1.10 Approve Impact on Company's Perfromance For For Management
1.11 Approve Execution of the Plan and For For Management
Grant and Unlocking Procedure of
Restricted Stock
1.12 Approve Rights and Obligations of the For For Management
Plan Participants and the Company
1.13 Approve Conditions to Change or For For Management
Terminate the Incentive Plan
2 Approve Methods to Assess the For For Management
Perfomance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Matters Related
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO., LTD.
Ticker: 600600 Security ID: Y8997D110
Meeting Date: JUN 16, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Work Report of the Board For For Management
of Directors
2 Approve 2014 Work Report of the Board For For Management
of Supervisors
3 Approve 2014 Financial Statements For For Management
4 Approve 2014 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TSUI WAH HOLDINGS LIMITED
Ticker: 01314 Security ID: G91150105
Meeting Date: AUG 15, 2014 Meeting Type: Annual
Record Date: AUG 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Final Dividend For For Management
3a1 Elect Lee Yuen Hong as Director For For Management
3a2 Elect Ho Ting Chi as Director For For Management
3a3 Elect Wong Chi Kin as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Share Repurchase Program For For Management
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO. LTD.
Ticker: 601231 Security ID: Y92776106
Meeting Date: APR 24, 2015 Meeting Type: Annual
Record Date: APR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Board of For For Management
Supervisors
3 Approve 2014 Financial Statements For For Management
4 Approve 2014 Annual Report and Summary For For Management
5 Approve 2014 Profit Distribution For For Management
6 Approve 2015 Application of Bank For Against Management
Credit Lines
7 Approve 2015 Forward Foreign Exchange For For Management
Transactions
8 Approve Re-appointment of Financial For For Management
Auditor
9 Approve Re-appointment of Internal For For Management
Auditor
10 Approve 2014 Daily Related-party For For Management
Transactions
11 Approve 2015 Daily Related-party For For Management
Transactions
12 Approve Amendments to Articles of For For Management
Association
13 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
WULIANGYE YIBIN CO., LTD.
Ticker: 000858 Security ID: Y9828D105
Meeting Date: JUL 18, 2014 Meeting Type: Special
Record Date: JUL 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Non-independent Director Liu For For Management
Zhongguo
1.2 Elect Non-independent Director Tang For For Management
Qiao
1.3 Elect Non-independent Director Chen Lin For For Management
1.4 Elect Non-independent Director Zhang For For Management
Hui
1.5 Elect Independent Director Fu Nanping For For Management
1.6 Elect Independent Director Xie Heming For For Management
1.7 Elect Independent Director Zhang For For Management
Lishang
2.1 Elect Supervisor Yu Mingshu For For Management
2.2 Elect Supervisor Ren Shiming For For Management
2.3 Elect Supervisor Qiu Ping For For Management
3 Approve Allowance of Independent For For Management
Directors and Fees
4 Amend Articles of Association For For Management
5 Approve Financial Services Agreement For Against Management
Between the Company and Sichuan Yibin
Wuliangye Group Finance Co., Ltd. and
Related-party Transaction
--------------------------------------------------------------------------------
XTEP INTERNATIONAL HOLDINGS LTD.
Ticker: 01368 Security ID: G98277109
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAY 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Lin Zhang Li as Director For For Management
5 Elect Ding Ming Zhong as Director For For Management
6 Elect Gao Xian Feng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YONYOU SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: DEC 19, 2014 Meeting Type: Special
Record Date: DEC 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of New Shares
2 Approve Private Placement of New Shares For For Management
2.1 Approve Issue Manner For For Management
2.2 Approve Share Type and Par Value For For Management
2.3 Approve Issue Size For For Management
2.4 Approve Target Subscribers For For Management
2.5 Approve Subscription Method For For Management
2.6 Approve Listing Exchange For For Management
2.7 Approve Issue Price and Pricing Basis For For Management
2.8 Approve Lock-up Period For For Management
2.9 Approve Intended Usage of Raised Funds For For Management
2.10 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.11 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
New Shares
4 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
5 Approve Authorization of Board to For For Management
Handle All Matters Related to Private
Placement
6 Approve Amendments to Articles of For For Management
Association
7 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
YONYOU SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: JAN 09, 2015 Meeting Type: Special
Record Date: JAN 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: JUL 21, 2014 Meeting Type: Special
Record Date: JUL 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Exemption on For For Management
Fulfillment of Certain Commitments
--------------------------------------------------------------------------------
ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: DEC 31, 2014 Meeting Type: Special
Record Date: DEC 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3.1 Elect Non-Independent Director Liu Cong None For Shareholder
3.2 Elect Non-Independent Director Wang None For Shareholder
Jianguo
3.3 Elect Non-Independent Director Wang None For Shareholder
Chun
3.4 Elect Non-Independent Director Zhang None For Shareholder
Jingyi
3.5 Elect Non-Independent Director Li Guo None For Shareholder
3.6 Elect Non-Independent Director Zhou None For Shareholder
Yisheng
3.7 Elect Independent Director Tang Jianxin For For Management
3.8 Elect Independent Director Zhu Xinrong For For Management
3.9 Elect Independent Director Zeng Guo'an For For Management
3.10 Elect Independent Director Zhang Tianwu For For Management
4.1 Elect Supervisor Ma Quanli For For Management
4.2 Elect Supervisor Hu Jian For For Management
4.3 Elect Supervisor Tang Yong For For Management
5 Approve Operators Remuneration For For Management
Management System
6 Approve Appointment of Co-lead For For Management
Underwriter in Connection to Company's
Issuance of Super & Short-term
Commercial Paper
--------------------------------------------------------------------------------
ZHONGBAI HOLDINGS GROUP CO., LTD.
Ticker: Security ID: Y9715V101
Meeting Date: APR 21, 2015 Meeting Type: Annual
Record Date: APR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Annual Report and Summary For For Management
3 Approve 2014 Report of the Board of For For Management
Supervisors
4 Approve 2014 Financial Statements For For Management
5 Approve 2014 Profit Distribution For For Management
6 Approve 2014 Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve Provision of Guarantees to For For Management
Controlled Subsidiaries
8 Approve Re-appointment of Union Power For For Management
CPAs as Auditor
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Morgan Stanley China A Share Fund, Inc. |
| By (Signature and Title)* | |
| /s/ John H. Gernon | |
| John H. Gernon | |
| President and Principal Executive Officer |
| Date | August 28, 2015 |
* Print the name and title of each signing officer under his or her signature.