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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Call Option | $ 70 | 01/05/2015 | P | 215 (1) | 06/20/2014 | 01/17/2015 | Common Stock | 21,500 | $ 0.01 | 0 | D | ||||
Put Option | $ 70 | 01/05/2015 | S | 215 (1) | 06/20/2014 | 01/17/2015 | Common Stock | 21,500 | $ 3,117 (2) | 0 | D | ||||
Option to Buy Common Stock | $ 40.75 | 12/03/2014 | 12/03/2024 | Common Stock | 178,100 | 178,100 | D | ||||||||
Option to Buy Common Stock | $ 50.62 | 12/04/2013 | 12/04/2023 | Common Stock | 137,900 | 137,900 | D | ||||||||
Option to Buy Common Stock | $ 33.5 | 12/05/2012 | 12/05/2022 | Common Stock | 208,900 | 208,900 | D | ||||||||
Option to Buy Common Stock | $ 35.57 | 12/06/2011 | 12/06/2021 | Common Stock | 141,900 | 141,900 | D | ||||||||
Option to Buy Common Stock | $ 39.19 | 12/01/2010 | 12/01/2020 | Common Stock | 108,000 | 108,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LESAR DAVID J 3000 N. SAM HOUSTON PARKWAY E. HOUSTON, TX 77032 |
Chairman and CEO |
Robert L. Hayter, by Power of Attorney | 01/07/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As reported on Form 4 dated June 24, 2014, the Reporting Person previously sold call options and purchased put options to protect the value of shares designated by the Reporting Person to fulfill a pledge for a charitable donation to be made in 2015. Reporting Person closed these positions by purchasing the call options and selling the put options. |
(2) | The price reported in Column 8 is a weighted average. These put option contracts were sold in multiple transactions at prices ranging from $3,115.00 to $3,139.00, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of put option contracts sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |