1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Market-based Performance Restricted Stock Unit
|
Â
(2)
|
Â
(2)
|
Common Stock
|
7,233
|
$
0
|
D
|
Â
|
Market-based Performance Restricted Stock Unit
|
Â
(3)
|
Â
(3)
|
Common Stock
|
5,828
|
$
0
|
D
|
Â
|
Market-based Performance Restricted Stock Unit
|
Â
(4)
|
Â
(4)
|
Common Stock
|
4,211
|
$
0
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
03/01/2024 |
Common Stock
|
4,660
|
$
119.67
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
03/01/2025 |
Common Stock
|
3,368
|
$
190.07
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Amount reported includes shares subject to unvested Restricted Stock Units. |
(2) |
These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/1/16 through 1/31/19. |
(3) |
These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/1/17 through 1/31/20. |
(4) |
These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/21. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/1/18 through 1/31/21. |
(5) |
These stock options become exercisable in three equal installments on 3/1/18, 3/1/19, and 3/1/20. |
(6) |
These stock options become exercisable in three equal installments on 3/1/19, 3/1/20, and 3/1/21. |