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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) NQ | $ 16.8 | 02/28/2013 | A | 25,335 | 02/28/2014(2) | 02/27/2023 | Common Shares | 25,335 | $ 0 (3) | 25,335 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Yano James A 518 E. BROAD STREET COLUMBUS, OH 43215 |
Vice President |
/s/ James A. Yano | 03/04/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes indirect holdings by spouse of 2,000 shares. The reporting person disclaims beneficial ownership of shares held by spouse. Also includes the following acquistitions: 46.893 shares acquired in September 2012 and 36.324 shares acquired in December 2012 as dividend reinvestment; 535.881 shares acquired in December 2012 under the STFC Employee Stock Purchase Plan; 7.141 shares acquired in March 2012, 6.399 shares acquired in September 2012 and 4.896 shares acquired in December 2012 through the State Auto Financial 401(k) plan. |
(2) | The options vest in three equal installments beginning on February 28, 2014.. |
(3) | Field should be left blank, but due to a software defect, requires input. |