tdf_formn-px612.htm - Generated by SEC Publisher for SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-08394  

 

Templeton Dragon Fund, Inc.

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end: 12/31

 

Date of reporting period: 6/30/12  

 

Item 1. Proxy Voting Records.

 

 

ADVANTECH CO., LTD.
Meeting Date:  JUN 13, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  2395
Security ID:  Y0017P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Amend the Articles of Association

Management

For

For

4

Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

5

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

6

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For

 

 

AGILE PROPERTY HOLDINGS LTD.
Meeting Date:  MAY 10, 2012
Record Date:  MAY 04, 2012
Meeting Type:  ANNUAL

Ticker:  03383
Security ID:  G01198103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Reelect Chen Zhuo Lin as director

Management

For

For

3b

Reelect Luk Sin Fong, Fion as director

Management

For

For

3c

Reelect Cheng Hon Kwan as director

Management

For

For

3d

Authorize Board to Fix the Remuneration of Directors

Management

For

For

4

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

6a

Amend Memorandum of Association of the Company

Management

For

For

6b

Amend Articles of Association of the Company

Management

For

For

6c

Adopt the Amended Memorandum and Articles of Association of the Company

Management

For

For

 

 

 

 

 

AGRICULTURAL BANK OF CHINA
Meeting Date:  JAN 16, 2012
Record Date:  DEC 16, 2011
Meeting Type:  SPECIAL

Ticker:  601288
Security ID:  Y00289119

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Jiang Chaoliang as Executive Director

Management

For

For

2

Elect Zhang Yun as Executive Director

Management

For

For

3

Elect Yang Kun as Executive Director

Management

For

Against

4

Elect Anthony Wu Ting-yuk as Independent Non-executive Director

Management

For

For

5

Elect Qiu Dong as Independent Non-executive Director

Management

For

For

6

Elect Lin Damao as Non-executive Director

Management

For

For

7

Elect Shen Bingxi as Non-executive Director

Management

For

For

8

Elect Cheng Fengchao as Non-executive Director

Management

For

For

9

Elect Zhao Chao as Non-executive Director

Management

For

Against

10

Elect Xiao Shusheng as Non-executive Director

Management

For

For

11

Elect Che Yingxin as Shareholder Representative Supervisor

Management

For

For

12

Elect Liu Hong as Shareholder Representative Supervisor

Management

For

For

 

 

 

 

 

AIA GROUP LTD.
Meeting Date:  MAY 08, 2012
Record Date:  MAY 02, 2012
Meeting Type:  ANNUAL

Ticker:  01299
Security ID:  Y002A1105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of HK$0.22 Per Share

Management

For

For

3

Reelect Jack Chak-Kwong So as Non-Executive Director

Management

For

For

4

Reelect Chung-Kong Chow as Independent Non-Executive Director

Management

For

For

5

Reelect John Barrie Harrison as Independent Non-Executive Director

Management

For

For

6

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7c

Authorize Reissuance of Repurchased Shares

Management

For

Against

7d

Approve Allotment and Issue of Additional Shares Under the Restricted Share Unit Scheme

Management

For

For

8

Amend Articles Re: Board Related

Management

For

For

 

 

ANGANG STEEL COMPANY LIMITED
Meeting Date:  DEC 19, 2011
Record Date:  NOV 18, 2011
Meeting Type:  SPECIAL

Ticker:  00347
Security ID:  Y0132D105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Supply of Materials and Services Agreement

Management

For

Against

2

Approve Proposed Revision of Accounting Estimates of the Useful Life of Certain Fixed Assets

Management

For

For

3

Approve Proposed Issue of Short-term Financing Bonds

Management

For

For

4

Approve Proposed Issue of Medium-term Financing Bonds

Management

For

For

 

 

 

 

 

ANGANG STEEL COMPANY LIMITED
Meeting Date:  MAY 29, 2012
Record Date:  APR 27, 2012
Meeting Type:  ANNUAL

Ticker:  00347
Security ID:  Y0132D105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Board of Director's Report

Management

For

For

2

Accept Supervisory Committee's Report

Management

For

For

3

Accept Auditor's Report of the Company

Management

For

For

4

Approve Profit Distribution for the Year 2011

Management

For

For

5

Authorize Board to Fix Directors and Supervisors' Remuneration

Management

For

For

6

Reappoint RSM China Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Elect Su Wensheng as Supervisor

Management

For

For

8

Approve Connected Transaction with a Related Party

Management

For

For

9

Amend Articles Relating to the Preparation of Financial Statements of the Company

Management

For

For

 

 

ANGANG STEEL COMPANY LIMITED
Meeting Date:  JUN 28, 2012
Record Date:  MAY 29, 2012
Meeting Type:  SPECIAL

Ticker:  00347
Security ID:  Y0132D105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Supply of Materials and Services Agreement and Related Transactions

Management

For

Against

2

Approve Financial Services Agreement and Related Transactions

Management

For

Against

3

Approve Supply of Materials Agreement and Related Transactions

Management

For

For

 

 

ANHUI CONCH CEMENT COMPANY LTD
Meeting Date:  MAY 31, 2012
Record Date:  APR 27, 2012
Meeting Type:  ANNUAL

Ticker:  600585
Security ID:  Y01373102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of Board of Directors

Management

For

For

2

Accept Report of Supervisory Committee

Management

For

For

3

Accept Audited Financial Reports

Management

For

For

4

Elect Wong Kun Kau as Independent Non-Executive Director

Management

For

For

5

Reappoint KPMG Huazhen Certified Public Accountants and KPMG Certified Public Accountants as PRC Auditors and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Profit Distribution Proposal for 2011

Management

For

For

7

Amend Articles of Association of the Company

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

 

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  APR 02, 2012
Record Date:  MAR 28, 2012
Meeting Type:  ANNUAL

Ticker:  02020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3

Reelect Ding Shijia as Executive Director

Management

For

For

4

Reelect Lai Shixian as Executive Director

Management

For

For

5

Reelect Yeung Chi Tat as Independent Non-Executive Director

Management

For

For

6

Authorize Board to Fix the Remuneration of Directors

Management

For

For

7

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

10

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 25, 2012
Record Date:  MAY 17, 2012
Meeting Type:  ANNUAL

Ticker:  00743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports (Voting)

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Reelect Chiang Shao, Ruey-huey as Director

Management

For

For

3b

Reelect Chang, Chen-kuen as Director

Management

For

For

3c

Reelect Tsim, Tak-lung Dominic as Director

Management

For

For

3d

Reelect Wong, Ying-ho Kennedy as Director

Management

For

For

3e

Authorize Board to Fix Directors' Remuneration

Management

For

For

4

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Approve Repurchase of Up to 10 Percent of Issued Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Adopt Operational Procedures for Making Advances to Third Parties

Management

For

For

9

Adopt Operational Procedures for the Provision of Guarantees by Way of Endorsement

Management

For

For

10

Adopt Operational Procedures for Acquisition and Disposal of Assets

Management

For

For

 

 

 

 

 

ASUSTEK COMPUTER INC.
Meeting Date:  JUN 12, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  2357
Security ID:  Y04327105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

4

Approve By-Election of Samson Hu with ID No.R120873219 as Director

Management

For

For

5

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors

Management

For

For

 

 

BANK OF CHINA LIMITED
Meeting Date:  JAN 06, 2012
Record Date:  DEC 06, 2011
Meeting Type:  SPECIAL

Ticker:  03988
Security ID:  Y0698A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors of 2010

Management

For

For

2

Elect Wang Yongli as Executive Director

Management

For

For

3

Amend Article 134 of the Articles of Association of the Bank

Management

For

For

 

 

 

 

 

BANK OF CHINA LIMITED
Meeting Date:  MAY 30, 2012
Record Date:  APR 27, 2012
Meeting Type:  ANNUAL

Ticker:  03988
Security ID:  Y0698A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Work Report of Board of Directors

Management

For

For

2

Approve 2011 Work Report of Board of Supervisors

Management

For

For

3

Approve2011 Annual Financial Statements

Management

For

For

4

Approve 2011 Profit Distribution Plan

Management

For

For

5

Approve 2012 Annual Budget Report

Management

For

For

6

Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors

Management

For

For

7

Elect Arnout Henricus Elisabeth Maria Wellink as Independent Non-Executive Director

Management

For

For

8

Amend Articles of Association

Management

For

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 28, 2012
Record Date:  MAY 07, 2012
Meeting Type:  ANNUAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Appoint Deloitte Touche Tohmatsu CPA Ltd. as PRC Auditors and Deloitte Touche Tohmatsu as the Non-PRC Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Profit Distribution and Payment of Final Dividend of RMB 0.20 Per Share for the Year Ended Dec. 31, 2011

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Approve Issuance of Short Term Debentures

Management

For

Against

 

 

 

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 28, 2012
Record Date:  MAY 07, 2012
Meeting Type:  SPECIAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Type of Securities to be Issued in Relation to the A Shares Issue

Management

For

For

1b

Approve Place of Listing in Relation to the A Share Issue

Management

For

For

1c

Approve Number of A Shares to be Issued in Relation to the A Share Issue

Management

For

For

1d

Approve Issue Targets in Relation to the A Share Issue

Management

For

For

1e

Approve Nominal Value in Relation to the A Share Issue

Management

For

For

1f

Approve Rights of Shareholders to Distribution of Accumulated Undistributed Profits in Relation to the A Share Issue

Management

For

For

1g

Approve Basis of Issue Price of in Relation to the A Share Issue

Management

For

For

1h

Approve Method of Issue in Relation to the A Share Issue

Management

For

For

1i

Approve Use of Proceeds in Relation to the A Share Issue

Management

For

For

1j

Approve Effective Period of the Resolutions in Relation to the A Share Issue

Management

For

For

2a

Authorize Board to Deal with Matters in Connection with the A Share Issue

Management

For

For

2b

Authorize Board to Determine the Terms of Issue Relating to the A Share Issue

Management

For

For

2c

Authorize Board to Determine the Amount of Proceeds Used in Each Project in Connection with the A Share Issue

Management

For

For

2d

Approve Application of the Surplus Proceeds from the A Share Issue to Working Capital

Management

For

For

2e

Authorize Board to Deal with Relevant Preparation Work in Connection with the A Share Issue

Management

For

For

2f

Authorize Board to Amend the Corresponding Provision of the Articles of Association in Relating to the Changes in Connection with the A Share Issue

Management

For

For

2g

Authorize Board to Deal with All Procedures in Connection with the A Share Issue

Management

For

For

2h

Approve Effective Period of the Authorization for the Board in Connection with the A Share Issue

Management

For

For

3

Amend Articles of Association of the Company

Management

For

For

4

Adopt Rules of Procedures for General Meetings

Management

For

For

5

Adopt Rules of Procedures for the Board

Management

For

For

6

Adopt Rules of Procedures for the Supervisory Committee

Management

For

For

7

Approve Adoption of the Working System for Independent Directors

Management

For

For

 

 

 

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 28, 2012
Record Date:  MAY 07, 2012
Meeting Type:  SPECIAL

Ticker:  00814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Type of Securities to be Issued in Relation to the A Share Issue

Management

For

For

1b

Approve Place of Listing in Relation to the A Share Issue

Management

For

For

1c

Approve Number of A Shares to be Issued in Relation to the A Share Issue

Management

For

For

1d

Approve Issue Targets in Relation to the A Share Issue

Management

For

For

1e

Approve Nominal Value in Relation to the A Share Issue

Management

For

For

1f

Approve Rights to Distribution in Relation to the A Share Issue

Management

For

For

1g

Approve Basis of Issue Price in Relation to the A Share Issue

Management

For

For

1h

Approve Method of Issue in Relation to the A Share Issue

Management

For

For

1i

Approve Use of Proceeds in Relation to the A Share Issue

Management

For

For

1j

Approve Effective Period of the Resolutions in Relation to the A Share Issue

Management

For

For

2a

Authorize Board to Deal with Matters in Connection with the A Share Issue

Management

For

For

2b

Authorize Board to Determine the Terms in Relation to A Share Issue

Management

For

For

2c

Authorize Board to Determine Amount of Proceeds Used for Each Project in Connection with the A Share Issue

Management

For

For

2d

Approve Application of the Surplus Proceeds from the A Share Issue to Working Capital

Management

For

For

2e

Authorize Board to Deal with Relevant Preparation Work in Connection with the A Share Issue

Management

For

For

2f

Authorize Board to Amend the Corresponding Provisions to the Articles of Association Relating to the Changes in Connection with the A Share Issue

Management

For

For

2g

Authorize Board to Deal with All Procedures in Connection with A Share Issue

Management

For

For

2h

Approve Effective Period of the Authorization for the Board in Connection with the A Share Issue

Management

For

For

 

 

 

 

 

BOC HONG KONG (HOLDINGS) LTD.
Meeting Date:  MAY 29, 2012
Record Date:  MAY 23, 2012
Meeting Type:  ANNUAL

Ticker:  02388
Security ID:  Y0920U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of HK$0.558 Per Share

Management

For

For

3a

Reelect Xiao Gang as Director

Management

For

For

3b

Reelect Zhou Zaiqun as Director

Management

For

For

3c

Reelect Chen Siqing as Director

Management

For

For

3d

Reelect Koh Beng Seng as Director

Management

For

For

3e

Reelect Tung Savio Wai-Hok as Director

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CATCHER TECHNOLOGY CO., LTD.
Meeting Date:  JUN 13, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  2474
Security ID:  Y1148A101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve Capital Increase by Issuance of New Share or Domestic and Overseas Convertible Corporate Bonds

Management

For

For

4

Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

5

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

6.1

Elect Allen Hung, a Representative of Kai-Yi Investment Co., Ltd. with Shareholder Number 6 as Director

Shareholder

For

For

6.2

Elect Michael Yeh, a Representative of Kai-Yi Investment Co., Ltd. with Shareholder Number 6 as Director

Shareholder

For

For

6.3

Elect William Yang with Shareholder Number 72 as Director

Shareholder

For

For

6.4

Elect Tsorng-Juu Liang with Shareholder Number 37929 as Director

Shareholder

For

For

6.5

Elect Ming-Long Wang with ID Number C100552048 as Director

Shareholder

For

For

6.6

Elect Janice Lin with Shareholder Number 9 as Supervisor

Shareholder

For

For

6.7

Elect Wen-Chieh Huang with Shareholder Number 26941 as Supervisor

Shareholder

For

For

6.8

Elect Jiunn-Rong Chen with ID Number D120885450 as Supervisor

Shareholder

For

For

7

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For

8

Amend the Articles of Association

Management

For

For

 

 

 

 

 

CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD.
Meeting Date:  OCT 11, 2011
Record Date:  SEP 09, 2011
Meeting Type:  SPECIAL

Ticker:  000157
Security ID:  Y1293Y110

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Bonds in the Overseas Markets by the Company through Its Offshore Wholly-owned Subsidiary

Management

For

For

2

Approve Termination of Partial Investment Projects Financed by Proceeds from Private Placement

Management

For

For

3

Approve to Replenish Working Capital with Part of the Proceeds from Private Placement

Management

For

For

4

Approve the Proposal in Respect of Authorization of Provision of Guarantee by Offshore Subsidiaries of the Company for the Purpose of the Bond Issuance

Shareholder

For

For

 

 

CHENG SHIN RUBBER INDUSTRY CO. LTD.
Meeting Date:  JUN 15, 2012
Record Date:  APR 16, 2012
Meeting Type:  ANNUAL

Ticker:  2105
Security ID:  Y1306X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve the Issuance of New Shares by Capitalization of 2011 Profit

Management

For

For

4

Amend the Articles of Association

Management

For

For

5

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

6

Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

 

 

 

 

 

CHEUNG KONG (HOLDINGS) LIMITED
Meeting Date:  MAY 25, 2012
Record Date:  MAY 21, 2012
Meeting Type:  ANNUAL

Ticker:  00001
Security ID:  Y13213106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Kam Hing Lam as Director

Management

For

For

3b

Elect Woo Chia Ching, Grace as Director

Management

For

For

3c

Elect Fok Kin Ning, Canning as Director

Management

For

For

3d

Elect Frank John Sixt as Director

Management

For

For

3e

Elect Kwok Tun-li, Stanley as Director

Management

For

For

3f

Elect Chow Nin Mow, Albert as Director

Management

For

For

3g

Elect Hung Siu-lin, Katherine as Director

Management

For

For

4

Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Meeting Date:  MAY 23, 2012
Record Date:  MAY 17, 2012
Meeting Type:  ANNUAL

Ticker:  01038
Security ID:  G2098R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Li Tzar Kuoi, Victor as Director

Management

For

For

3b

Elect Fok Kin Ning, Canning as Director

Management

For

Against

3c

Elect Tso Kai Sum as Director

Management

For

Against

3d

Elect Cheong Ying Chew, Henry as Director

Management

For

For

3e

Elect Barrie Cook as Director

Management

For

For

4

Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

CHINA COAL ENERGY COMPANY LIMITED
Meeting Date:  DEC 16, 2011
Record Date:  NOV 15, 2011
Meeting Type:  SPECIAL

Ticker:  01898
Security ID:  Y1434L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2012 Coal Supply Framework Agreement and Related Annual Caps

Management

For

For

2

Approve 2012 Integrated Materials and Services Mutual Provision Framework Agreement and Related Annual Caps

Management

For

For

3

Approve 2012 Project Design, Construction and General Contracting Services Framework Agreement and Related Annual Caps

Management

For

For

 

 

CHINA COAL ENERGY COMPANY LIMITED
Meeting Date:  MAY 25, 2012
Record Date:  APR 24, 2012
Meeting Type:  ANNUAL

Ticker:  01898
Security ID:  Y1434L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan for the Year 2011

Management

For

For

5

Approve Capital Expenditure Budget for the Year 2012

Management

For

For

6

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

7

Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers, Certified Public Accountants as Domestic and International Auditors, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

8

Approve Guarantees for Bank Loan Regarding Resources Integration and Acquisition

Management

For

For

9

Approve Guarantees for Bank Loan Regarding Gas Power Plant Phase II Project

Management

For

For

10

Amend Articles: Board Related

Management

For

For

11

Amend Rules of Procedures of General Meetings

Management

For

For

12

Amend Rules of of Procedures of the Board of Directors

Management

For

For

 

 

 

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  AUG 18, 2011
Record Date:  JUL 18, 2011
Meeting Type:  SPECIAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of RMB-Denominated Subordinated Bonds

Management

For

For

2

Elect Zhang Huajian as Shareholder Representative Supervisor

Management

For

For

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JAN 16, 2012
Record Date:  DEC 15, 2011
Meeting Type:  SPECIAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Wang Hongzhang as Executive Director

Management

For

For

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 07, 2012
Record Date:  MAY 07, 2012
Meeting Type:  ANNUAL

Ticker:  00939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Report of Board of Directors

Management

For

For

2

Approve 2011 Report of Board of Supervisors

Management

For

For

3

Approve 2011 Final Financial Accounts

Management

For

For

4

Approve 2011 Profit Distribution Plan

Management

For

For

5

Approve 2011 Final Emoluments Distribution Plan for Directors and Supervisors

Management

For

For

6

Approve Budget of 2012 Fixed Assets Investment

Management

For

For

7

Appoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

8

Reelect Chen Zuofu as Executive Director

Management

For

For

9

Elect Elaine La Roche as Independent Non-Executive Director

Management

For

For

10

Amend Articles of Association of the Bank

Management

For

For

11

Amend Procedural Rules for Shareholders' General Meeting of the Bank

Management

For

For

12

Amend Procedural Rules for the Board of Directors of the Bank

Management

For

For

13

Amend Procedural Rules for the Board of Supervisors of the Bank

Management

For

For

 

 

 

 

 

CHINA FOODS LTD.
Meeting Date:  JUN 01, 2012
Record Date:  MAY 30, 2012
Meeting Type:  ANNUAL

Ticker:  00506
Security ID:  G2154F109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend of HK$0.0425 Per Share

Management

For

For

3

Reelect Mak Chi Wing, William as Executive Director

Management

For

Against

4

Reelect Yuen Tin Fan, Francis as Independent Non-Executive Director

Management

For

For

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

9

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

CHINA FOODS LTD. (FORMERLYCOFCO INTERNATIONAL LTD.
Meeting Date:  DEC 29, 2011
Record Date:  DEC 23, 2011
Meeting Type:  SPECIAL

Ticker:  00506
Security ID:  G2154F109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Concentrate Purchase Agreement and Related Caps

Management

For

For

2

Approve 2011 Still Beverages Purchase Agreement and Related Caps

Management

For

For

3

Approve 2011 COFCO Mutual Provision of Products and Services Agreement

Management

For

For

4

Authorize Directors to Do All Such Things to Give Effect to the 2011 Concentrate Purchase Agreement, 2011 Still Beverages Purchase Agreement, 2011 COFCO Mutual Provision of Products and Services Agreement

Management

For

For

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  OCT 14, 2011
Record Date:  SEP 12, 2011
Meeting Type:  SPECIAL

Ticker:  02628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issue of Subordinated Term Debts

Management

For

For

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  MAY 22, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  02628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Financial Report for the Year 2011

Management

For

For

4

Approve Profit Distribution Plan

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Appoint Auditors and Authorize Board to Fix Auditors' Remuneration

Management

For

For

7

Approve Issue of Debt Financing Instruments

Management

For

For

8

Amend Articles: Board Related

Management

For

For

9

Amend Procedural Rules for Board of Directors Meetings

Management

For

For

10

Amend Procedural Rules for Supervisory Committee Meetings

Management

For

For

11

Elect Yang Mingsheng as Executive Director

Shareholder

For

For

 

 

 

 

 

CHINA MINSHENG BANKING CORP., LTD.
Meeting Date:  APR 10, 2012
Record Date:  MAR 09, 2012
Meeting Type:  SPECIAL

Ticker:  600016
Security ID:  Y1495M112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Reelect Zhang Hongwei as Non-Executive Director

Management

For

For

1b

Reelect Lu Zhiqiang as Non-Executive Director

Management

For

For

1c

Reelect Liu Yonghao as Non-Executive Director

Management

For

For

1d

Reelect Wang Yugui as Non-Executive Director

Management

For

For

1e

Reelect Chen Jian as Non-Executive Director

Management

For

For

1f

Reelect Wong Hei as Non-Executive Director

Management

For

For

1g

Reelect Shi Yuzhu as Non-Executive Director

Management

For

For

1h

Reelect Wang Hang as Non-Executive Director

Management

For

For

1i

Reelect Wang Junhui as Non-Executive Director

Management

For

For

1j

Reelect Liang Jinquan as Independent Non-Executive Director

Management

For

For

1k

Reelect Wang Songqi as Independent Non-Executive Director

Management

For

For

1l

Reelect Andrew Wong as Independent Non-Executive Director

Management

For

For

1m

Reelect Qin Rongsheng as Independent Non-Executive Director

Management

For

For

1n

Reelect Wang Lihua as Independent Non-Executive Director

Management

For

For

1o

Reelect Han Jianmin as Independent Non-Executive Director

Management

For

For

1p

Reelect Dong Wenbiao as Executive Director

Management

For

For

1q

Reelect Hong Qi as Executive Director

Management

For

For

1r

Reelect Liang Yutang as Executive Director

Management

For

For

2a

Reelect Lu Zhongnan as Shareholder Supervisor

Management

For

For

2b

Reelect Zhang Disheng as Shareholder Supervisor

Management

For

For

2c

Elect Li Yuan as Shareholder Supervisor

Management

For

For

2d

Reelect Wang Liang as External Supervisor

Management

For

For

2e

Elect Zhang Ke as External Supervisor

Management

For

For

3

Approve Amendment to the Articles of Association of the Company

Shareholder

For

For

 

 

 

 

 

CHINA MINSHENG BANKING CORP., LTD.
Meeting Date:  MAY 03, 2012
Record Date:  MAR 09, 2012
Meeting Type:  SPECIAL

Ticker:  600016
Security ID:  Y1495M112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of Validity of the Resolution in Respect of the Public Issuance of A Share Convertible Bonds

Management

For

For

 

 

CHINA MINSHENG BANKING CORP., LTD.
Meeting Date:  MAY 03, 2012
Record Date:  MAR 09, 2012
Meeting Type:  SPECIAL

Ticker:  600016
Security ID:  Y1495M112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of Validity of the Resolution in Respect of the Public Issuance of A Share Convertible Bonds

Management

For

For

 

 

CHINA MOBILE LIMITED
Meeting Date:  MAY 16, 2012
Record Date:  MAY 09, 2012
Meeting Type:  ANNUAL

Ticker:  00941
Security ID:  Y14965100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Reelect Xi Guohua as Director

Management

For

For

3b

Reelect Sha Yuejia as Director

Management

For

Against

3c

Reelect Liu Aili as Director

Management

For

For

3d

Reelect Frank Wong Kwong Shing as Director

Management

For

For

3e

Reelect Moses Cheng Mo Chi as Director

Management

For

For

4

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

CHINA NATIONAL BUILDING MATERIAL CO., LTD.
Meeting Date:  MAY 23, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  03323
Security ID:  Y15045100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Reports of Directors

Management

For

For

2

Approve Reports of Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan and Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal with Matters in Relation to the Distribution of Interim Dividend for the Year 2012

Management

For

For

6

Reappoint Vocation International Certified Public Accountants Co., Ltd., and Baker Tilly Hong Kong Limited as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7

Adopt Dividend Distribution Plan

Management

For

For

8

Approve Amendments of the Approved Rules for Management of Funds Raised from Capital Markets

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Amend Articles of Association

Management

For

For

11

Approve Issuance of Debt Financing Instruments

Management

For

Against

 

 

CHINA NATIONAL MATERIALS CO., LTD.
Meeting Date:  JUL 12, 2011
Record Date:  JUN 10, 2011
Meeting Type:  SPECIAL

Ticker:  01893
Security ID:  Y15048104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Zhang Hai as Director and Authorize the Remuneration Committee to Fix His Remuneration

Management

For

For

2

Elect Tang Baoqi as Director and Authorize the Remuneration Committee to Fix His Remuneration

Management

For

For

3

Reappoint SHINEWING (HK) CPA Limited and ShineWing Certified Public Accountants Co., Ltd. as the International and Domestic Auditors, Respectively, and Authorize the Audit Committee to Fix Their Remuneration

Management

For

For

 

 

 

 

 

CHINA NATIONAL MATERIALS CO., LTD.
Meeting Date:  MAY 15, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  01893
Security ID:  Y15048104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of Supervisory Committee

Management

For

For

3

Approve Audited Consolidated Financial Statements

Management

For

For

4

Approve Profit Distribution Proposal and Payment of Final Dividend of RMB 0.06 Per Share

Management

For

For

5

Approve Usage Procedure of Central State-Owned Budget Funds

Management

For

For

6

Reappoint SHINEWING (HK) CPA Limited and ShineWing Certified Public Accountants Co., Ltd as International and Domestic Auditors, Respectively, and Authorize the Audit Committee to Fix Their Remuneration

Management

For

For

7

Amend Rules of Procedures: General Meeting

Management

For

For

8

Amend Rules of Procedures: Board of Directors

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Amend Articles of Association of the Company

Management

For

For

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  OCT 12, 2011
Record Date:  SEP 09, 2011
Meeting Type:  SPECIAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Issue of Domestic Corporate Bonds

Management

For

For

1b

Authorize Board to Deal with Matters in Relation to the Issue of Domestic Corporate Bonds

Management

For

For

2a

Approve Type of Securities to be Issued in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2b

Approve Issuance Size in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2c

Approve Nominal Value and Issue Price in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2d

Approve Term in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2e

Approve Interest Rate in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2f

Approve Method and Timing of Interest Payment in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2g

Approve Conversion Period in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2h

Approve Determination and Adjustment of Conversion Price in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2i

Approve Downward Adjustment to Conversion Price in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2j

Approve Conversion Method of Fractional Share in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2k

Approve Terms of Redemption in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2l

Approve Terms of Sale Back in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2m

Approve Dividend Rights of the Year of Conversion in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2n

Approve Method of Issuance and Target Subscribers in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2o

Approve Subscription Arrangement for Existing Shareholders in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2p

Approve Convertible Bonds Holders and Convertible Bonds Holders' Meetings in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2q

Approve Use of Proceeds from the Issuance of the Convertible Bonds

Management

For

For

2r

Approve Guarantee in Relation to the Issue of A Shares Convertible Corporate Bonds

Management

For

For

2s

Approve Validity Period of the Resolutions in Relation to the Issuance of the Convertible Bonds

Management

For

For

2t

Approve Matters Relating to Authorization in Relation to the Issuance of the Convertible Bonds

Management

For

For

2u

Approve Feasibility Analysis Report on the Use of Proceeds from the Issuance of the Convertible Bonds

Management

For

For

2v

Approve Report on the Use of Proceeds from Last Issuance of Securities

Management

For

For

 

 

 

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  DEC 15, 2011
Record Date:  NOV 14, 2011
Meeting Type:  SPECIAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Proposed Downward Adjustment to the Conversion Price of the A Share Convertible Bonds

Management

For

Against

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  MAY 11, 2012
Record Date:  APR 10, 2012
Meeting Type:  ANNUAL

Ticker:  00386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of Supervisors

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Plan for Allocating Surplus Common Reserve Funds of RMB 30 Billion from the After-Tax Profits

Management

For

For

5

Approve Profit Distribution Plan for the Year Ended Dec. 31, 2011

Management

For

For

6

Authorize Board to Determine the Interim Profit Distribution Plan for the Year 2012

Management

For

For

7

Reappoint KPMG Huazhen and KPMG as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

8a1

Elect Fu Chengyu as Director

Management

For

For

8a2

Elect Wang Tianpu as Director

Management

For

For

8a3

Elect Zhang Yaocang as Director

Management

For

For

8a4

Elect Zhang Jianhua as Director

Management

For

For

8a5

Elect Wang Zhigang as Director

Management

For

For

8a6

Elect Cai Xiyou as Director

Management

For

For

8a7

Elect Cao Yaofeng as Director

Management

For

For

8a8

Elect Li Chunguang as Director

Management

For

For

8a9

Elect Dai Houliang as Director

Management

For

For

8a10

Elect Liu Yun as Director

Management

For

For

8b1

Elect Chen Xiaojin as Independent Non-Executive Director

Management

For

For

8b2

Elect Ma Weihua as Independent Non-Executive Director

Management

For

For

8b3

Elect Jiang Xiaoming as Independent Non-Executive Director

Management

For

For

8b4

Elect YanYan as Independent Non-Executive Director

Management

For

For

8b5

Elect Bao Guoming as Independent Non-Executive Director

Management

For

For

9a

Elect Xu Bin as Supervisors

Management

For

For

9b

Elect Geng Limin as Supervisors

Management

For

For

9c

Elect Li Xinjian as Supervisors

Management

For

For

9d

Elect Zou Huiping as Supervisors

Management

For

For

9e

Elect Kang Mingde as Supervisors

Management

For

For

10

Approve Service Contracts with Directors and Supervisors

Management

For

For

11

Authorize Secretary of the Board to Deal with All Procedural Requirements Relating to the Election and Reelection of Directors and Supervisors

Management

For

For

12

Amend Articles of Association of the Company

Management

For

For

13

Authorize Secretary of the Board to Deal with All Procedural Requirements Relating to the Amendments to the Articles of Association of the Company

Management

For

For

14

Authorize Board to Determine the Proposed Plan for Issuance of Debt Financing Instruments

Management

For

Against

15

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

 

 

 

CHINA RESOURCES ENTERPRISES, LTD.
Meeting Date:  MAY 25, 2012
Record Date:  MAY 18, 2012
Meeting Type:  ANNUAL

Ticker:  00291
Security ID:  Y15037107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of HK$0.32 Per Share

Management

For

For

3a

Reelect Houang Tai Ninh as Director

Management

For

For

3b

Reelect Li Ka Cheung, Eric as Director

Management

For

For

3c

Reelect Cheng Mo Chi as Director

Management

For

For

3d

Reelect Bernard Charnwut Chan as Director

Management

For

For

3e

Reelect Siu Kwing Chue, Gordon as Director

Management

For

For

3f

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

CHINA SECURITY & SURVEILLANCE TECHNOLOGY, INC.
Meeting Date:  SEP 14, 2011
Record Date:  AUG 05, 2011
Meeting Type:  ANNUAL

Ticker:  CSR
Security ID:  16942J105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

Against

2

Adjourn Meeting

Management

For

Against

3.1

Elect Director Guoshen Tu

Management

For

For

3.2

Elect Director Terence Yap

Management

For

Withhold

3.3

Elect Director Runsen Li

Management

For

For

3.4

Elect Director Peter Mak

Management

For

Withhold

3.5

Elect Director Robert Shiver

Management

For

For

4

Ratify Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

6

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  MAY 25, 2012
Record Date:  APR 24, 2012
Meeting Type:  ANNUAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of Board of Directors

Management

For

For

2

Accept Report of Board of Supervisors

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Plan For the Year Ended Dec. 31, 2011

Management

For

For

5

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

6

Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7

Amend Rules of Procedure of Board Meeting of the Company

Management

For

For

8

Amend Related Party Transactions Decision Making Rules of the Company

Management

For

For

9

Elect Kong Dong as Non-Executive Director

Shareholder

For

For

10

Elect Chen Hongsheng as Non-Executive Director

Shareholder

For

For

11

Amend Articles: Board-Related

Management

For

For

12

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

13

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

 

 

 

 

 

CHINA SHENHUA ENERGY CO., LTD.
Meeting Date:  MAY 25, 2012
Record Date:  APR 24, 2012
Meeting Type:  SPECIAL

Ticker:  01088
Security ID:  Y1504C113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Meeting Date:  JAN 16, 2012
Record Date:  DEC 16, 2011
Meeting Type:  SPECIAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Xu Lirong as Executive Director and Approve Director's Service Contract

Management

For

For

2

Elect Wang Wusheng as Independent Non-Executive Director and Approve Director's Service Contract

Management

For

For

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Meeting Date:  MAY 17, 2012
Record Date:  APR 16, 2012
Meeting Type:  ANNUAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept 2011 Audited Financial Statements

Management

For

For

2

Approve 2011 Report of the Board of Directors

Management

For

For

3

Approve 2011 Report of the Supervisory Committee

Management

For

For

4

Approve Final Dividend of RMB 0.10 Per Share

Management

For

For

5

Approve 2011 Annual Report

Management

For

For

6

Authorize Board to Fix Remuneration of Directors, Supervisors and Senior Management of the Company

Management

For

For

7

Reappoint Baker Tilly China and Baker Tilly Hong Kong Limited as Domestic and International Auditors of the Company, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

8

Amend Articles Re: Change of Registered Address

Management

For

For

9

Approve Issuance of Corporate Bonds

Management

For

For

10

Authorize Board to Deal with Specific Matters in Relation to the Issuance of Corporate Bonds

Management

For

For

 

 

 

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Meeting Date:  JUN 20, 2012
Record Date:  MAY 23, 2012
Meeting Type:  SPECIAL

Ticker:  01138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Reelect Li Shaode as Executive Director

Management

For

For

2

Reelect Xu Lirong as Executive Director

Management

For

For

3

Reelect Lin Jianqing as Executive Director

Management

For

For

4

Reelect Wang Daxiong as Executive Director

Management

For

For

5

Reelect Zhang Guofa as Executive Director

Management

For

For

6

Reelect Yan Zhichong as Executive Director

Management

For

For

7

Elect Qiu Guoxuan as Executive Director

Management

For

For

8

Reelect Zhu Yongguang as Independent Non-Executive Director

Management

For

For

9

Reelect Zhang Jun as Independent Non-Executive Director

Management

For

For

10

Reelect Lu Wenbin as Independent Non-Executive Director

Management

For

For

11

Reelect Wang Wusheng as Independent Non-Executive Director

Management

For

For

12

Elect Xu Wenrong as Supervisor

Management

For

For

13

Elect Xu Hui as Supervisor

Management

For

For

14

Elect Zhang Rongbiao as Supervisor

Management

For

For

 

 

 

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  MAY 30, 2012
Record Date:  APR 27, 2012
Meeting Type:  ANNUAL

Ticker:  00728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Profit Distribution Proposal for Year Ended Dec. 31, 2011

Management

For

For

3

Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

4

Elect Ke Ruiwen as Director

Management

For

For

5a

Amend Articles Re: Business Scope of the Company

Management

For

For

5b

Amend Articles Re: Change of Name of One of the Domestic Shareholders

Management

For

For

5c

Authorize Any Director to Complete Registration or Filing of the Amendments to the Articles of Association

Management

For

For

6a

Approve Issuance of Debentures

Management

For

Against

6b

Authorize Board to Issue Debentures and Determine Specific Terms and Conditions

Management

For

Against

7a

Approve Issuance of Company Bonds in the People's Republic of China

Management

For

Against

7b

Authorize Board to Issue Company Bonds and Determine Specific Terms and Conditions

Management

For

Against

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Approve Increase of Registered Capital of the Company and Amend the Articles of Association to Reflect Increase in the Registered Capital under the General Mandate

Management

For

Against

 

 

CHINA UNICOM (HONG KONG) LTD
Meeting Date:  MAY 29, 2012
Record Date:  MAY 24, 2012
Meeting Type:  ANNUAL

Ticker:  00762
Security ID:  Y1519S111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a1

Reelect Chang Xiaobing as Director

Management

For

For

3a2

Reelect Cheung Wing Lam Linus as Director

Management

For

For

3a3

Reelect John Lawson Thornton as Director

Management

For

For

3a4

Reelect Chung Shui Ming Timpson as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  DEC 21, 2011
Record Date:  DEC 13, 2011
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve to Buy Back the Domestically Listed Foreign Shares (B Shares)

Management

For

For

1.1

Approve Price Range of the Share Buy-Back

Management

For

For

1.2

Approve Type, Number and Proportion of the Share Buy-Back

Management

For

For

1.3

Approve Total Capital and Capital Source Used for the Share Buy-Back

Management

For

For

1.4

Approve Period of the Share Buy-Back

Management

For

For

1.5

Approve Manner of Share Buy-Back

Management

For

For

1.6

Approve Terminal Time of the Shareholder Right of the Share Buy-Back

Management

For

For

1.7

Approve Disposal of the Share Buy-Back

Management

For

For

1.8

Approve Resolution Validity Period

Management

For

For

2

Authorize the Board to Handle All Matters Related to the Company's Buy-Back of B Shares

Management

For

For

2.1

Approve to Formulate the Specific Share Buy-back Program

Management

For

For

2.2

Approve to Make, Supplement, Modify and Sign the Declaration Documents and to Handle the Declaration

Management

For

For

2.3

Approve to Determine the Specific Timing, Price and Number of Buy-back and the Specific Buy-back Implementation Plan based on the Actual Situation

Management

For

For

2.4

Approve Cancellation of the Shares Buy-back

Management

For

For

2.5

Approve to Amend the Articles of Association and Handle the Industrial and Commercial Registration According to the Actual Buy-back Situation

Management

For

For

2.6

Approve to Notify and Communicate with the Creditors and to Reach the Debt Settlement

Management

For

For

2.7

Approve Other Necessary Matters

Management

For

For

3

Approve Resignation of Wang Xiaoxiang as Director and Election of Wang Kun as Director

Shareholder

For

For

4

Approve Amendments on Articles of Association

Management

For

For

 

 

 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  FEB 03, 2012
Record Date:  JAN 19, 2012
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Company's Eligibility for Issuance of Corporate Bonds

Management

For

For

2

Approve Issuance of Corporate Bonds

Management

For

For

2.1

Approve Issue Size

Management

For

For

2.2

Approve Placement Arrangement for the Company's Shareholders

Management

For

For

2.3

Approve Type and Term of the Bonds

Management

For

For

2.4

Approve Use of the Raised Funds

Management

For

For

2.5

Approve the Listing Stock Exchange

Management

For

For

2.6

Approve Resolution Validity Period

Management

For

For

3

Authorize Board to Handle All Matters Related to the Issuance of Corporate Bonds

Management

For

For

4

Authorize Board to Adopt the Corresponding Measures When the Bond Principal and Interest Are Not Expected to Be Paid on Schedule or They Can't Be Paid as Planed on Maturity of the Bond

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAY 24, 2012
Record Date:  MAY 17, 2012
Meeting Type:  ANNUAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Work Report of the Board of Directors

Management

For

For

2

Approve 2011 Work Report of the Board of Supervisors

Management

For

For

3

Approve 2011 Annual Report and Annual Report Summary

Management

For

For

4

Approve 2011 Financial Statements and 2012 Financial Budget Report

Management

For

For

5

Approve Proposal on the 2011 Distribution of Profit

Management

For

For

6.1

Elect Xu Liuping as Director

Management

For

For

6.2

Elect Zhang Baolin as Director

Management

For

For

6.3

Elect Zou Wenchao as Director

Management

For

For

6.4

Elect Zhu Huarong as Director

Management

For

For

6.5

Elect Lian Gang as Director

Management

For

For

6.6

Elect Wang Kun as Director

Management

For

For

6.7

Elect Wang Chongsheng as Director

Management

For

For

6.8

Elect Ma Jun as Director

Management

For

For

6.9

Elect Cui Yunjiang as Director

Management

For

For

6.10

Elect Ma Junpo as Director

Management

For

For

6.11

Elect Ouyang Minggao as Independent Director

Management

For

For

6.12

Elect Dong Yang as Independent Director

Management

For

For

6.13

Elect Chen Zhong as Independent Director

Management

For

For

6.14

Elect Wang Zhixiong as Independent Director

Management

For

For

6.15

Elect Peng Shaobing as Independent Director

Management

For

For

7.1

Elect Yang Jian as Supervisor

Management

For

For

7.2

Elect Cai Yong as Supervisor

Management

For

For

7.3

Elect Yuan Mingxue as Supervisor

Management

For

For

7.4

Elect Liang Guangzhong as Supervisor

Management

For

For

8

Approve to Amend the Articles of Association

Management

For

For

9

Approve to Ratify the 2012 Estimation of Daily Related-party Transactions

Management

For

For

10

Approve 2012 Financing Plan

Management

For

For

11

Approve to Re-sign the Daily Related-party Transaction Framework Agreement, Property Leasing Framework Agreement, and Comprehensive Service Agreement

Management

For

For

 

 

 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  JUN 26, 2012
Record Date:  JUN 15, 2012
Meeting Type:  SPECIAL

Ticker:  000625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2012 Financial Services Agreement with China South Industries Group Finance Co., Ltd.

Management

For

Against

 

 

 

 

 

CNOOC LTD.
Meeting Date:  MAY 25, 2012
Record Date:  MAY 21, 2012
Meeting Type:  ANNUAL

Ticker:  00883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Accept Financial Statements and Statutory Reports

Management

For

For

1b

Declare Final Dividend

Management

For

For

1c

Reelect Wu Guangqi as Executive Director

Management

For

For

1d

Reelect Wu Zhenfang as Non-Executive Director

Management

For

For

1e

Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director

Management

For

For

1f

Authorize Board to Fix Remuneration of Directors

Management

For

For

1g

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

2a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

2b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

2c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

COSCO PACIFIC LIMITED
Meeting Date:  MAY 17, 2012
Record Date:  MAY 14, 2012
Meeting Type:  ANNUAL

Ticker:  01199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Reelect Li Yunpeng as Director

Management

For

For

3a2

Reelect Wang Xingru as Director

Management

For

For

3a3

Reelect Wan Min as Director

Management

For

Against

3a4

Reelect Feng Bo as Director

Management

For

Against

3a5

Reelect Wang Wei as Director

Management

For

For

3a6

Reelect Yin Weiyu as Director

Management

For

For

3a7

Reelect Timonthy George Freshwater as Director

Management

For

For

3b

Elect Adrian David Li Man Kiu as Director

Management

For

For

3c

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

COUNTRY STYLE COOKING RESTAURANT CHAIN CO LTD
Meeting Date:  AUG 15, 2011
Record Date:  JUL 08, 2011
Meeting Type:  ANNUAL

Ticker:  CCSC
Security ID:  22238M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Omnibus Stock Plan

Management

For

Against

2

Other Business (Voting)

Management

For

Against

 

 

DAH CHONG HONG HOLDINGS LTD
Meeting Date:  MAY 16, 2012
Record Date:  MAY 11, 2012
Meeting Type:  ANNUAL

Ticker:  01828
Security ID:  Y19197105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Reelect Hui Ying Bun as Director

Management

For

For

3b

Reelect Lau Sei Keung as Director

Management

For

For

3c

Reelect Tsoi Tai Kwan, Arthur as Director

Management

For

Against

3d

Reelect Yin Ke as Director

Management

For

Against

3e

Reelect Fei Yiping as Director

Management

For

For

4

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Approve Fee of HK$500,000 Per Annum to Hui Ying Bun

Management

For

For

9

Approve Fee Payable to the Members of Nomination Committee

Management

For

For

10

Approve Intra-Group Transfer of Property

Management

For

For

11

Amend Articles of Association of the Company and Adopt the New Articles of Association of the Company

Management

For

For

 

 

 

 

 

DAIRY FARM INTERNATIONAL
Meeting Date:  MAY 09, 2012
Record Date:  
Meeting Type:  ANNUAL

Ticker:  D01
Security ID:  G2624N153

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports and to Approve Dividends

Management

For

For

2

Reelect Mark Greenberg as Director

Management

For

For

3

Reelect Adam Keswick as Director

Management

For

For

4

Reelect Ben Keswick as Director

Management

For

For

5

Reelect Sir Henry Keswick as Director

Management

For

For

6

Reelect A.J.L. Nightingale as Director

Management

For

For

7

Reelect Percy Weatherall as Director

Management

For

For

8

Approve Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

Management

For

For

10

Authorize Share Repurchase Program

Management

For

For

 

 

DATANG INTERNATIONAL POWER GENERATION CO. LTD
Meeting Date:  AUG 26, 2011
Record Date:  JUL 27, 2011
Meeting Type:  SPECIAL

Ticker:  00991
Security ID:  Y20020106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Profit Distribution Proposal for the Year 2010

Management

For

For

 

 

DATANG INTERNATIONAL POWER GENERATION CO. LTD
Meeting Date:  OCT 25, 2011
Record Date:  SEP 23, 2011
Meeting Type:  SPECIAL

Ticker:  00991
Security ID:  Y20020106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Guarantee for the Financing of Hebei Datang International Qian'an Thermal Power Generation Company Limited in an Amount not Exceeding RMB 60 Million

Management

For

For

2

Approve Provision of Guarantee for the Financing of Jiangxi Datang International Xinyu Power Generation Company Limited in an Amount not Exceeding RMB 180 Million

Management

For

For

3

Approve Provision of Guarantee for the Financing of Gansu Datang International Liancheng Power Generation Company Limited in an Amount not Exceeding RMB 640 Million

Management

For

For

4

Approve Provision of Guarantee for the Financing of Datang Inner Mongolia Duolun Coal Chemical Company Limited in an Amount not Exceeding RMB 4.2 Billion

Management

For

For

5

Approve Provision of Guarantee for the Financing of Shanxi Datang International Yungang Thermal Power Company Limited in an Amount not Exceeding RMB 80 Million

Management

For

For

 

 

 

 

 

DATANG INTERNATIONAL POWER GENERATION CO. LTD
Meeting Date:  DEC 06, 2011
Record Date:  OCT 31, 2011
Meeting Type:  SPECIAL

Ticker:  00991
Security ID:  Y20020106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Entrusted Loan

Management

For

For

2

Approve Capital Contribution

Management

For

For

3a

Approve Provision of Guarantee for the Financing of Hebei Datang International Wangtan Power Generation Company Limited

Shareholder

None

For

3b

Approve Provision of Guarantee for the Financing of Sichuan Jinkang Electricity Development Company Limited

Shareholder

None

For

3c

Approve Provision of Guarantee for the Financing of Fujian Datang International Ningde Power Generation Company Limited

Shareholder

None

For

4a

Elect Zhou Xinnong as Supervisor

Shareholder

None

For

4b

Remove Fu Guoqiang as Supervisor

Shareholder

None

For

5

Approve Issuance of RMB 10 Billion Super Short-Term Debentures

Shareholder

None

For

6

Approve Non-Public Issuance of RMB 10 Billion Debt Financing Instruments

Shareholder

None

For

 

 

DATANG INTERNATIONAL POWER GENERATION CO. LTD
Meeting Date:  JUN 06, 2012
Record Date:  MAY 07, 2012
Meeting Type:  ANNUAL

Ticker:  00991
Security ID:  Y20020106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Proposal of Final Accounts

Management

For

For

4

Approve Profit Distribution Proposal

Management

For

For

5

Reappoint RSM China Certified Public Accountants Co., Ltd.(Special Ordinary Partnership) and RSM Nelson Wheeler Certified Public Accounts (Hong Kong) as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6a

Approve Guarantees of Up to RMB 80 Million to Shanxi Datang International Yungang Thermal Power Company Limited

Management

For

For

6b

Approve Guarantees of Up to RMB 600 Million to Shenzhen Datang Baochang Gas Power Generation Co., Ltd.

Management

For

For

6c

Approve Guarantees of Up to RMB 80 Million to Hebei Datang International Tangshan Thermal Power Generation Company Ltd.

Shareholder

For

For

7

Approve Counter-Guarantee of HK$660 Million for the Borrowings of Datang International (Hong Kong) Limited

Management

For

For

8

Approve Entrusted Loan to Sichuan Datang International Ganzi Hydropower Development Company Limited

Management

For

For

9

Approve Framework Agreement for Purchase and Sale of Coal

Management

For

For

10

Approve Inner Mongolia Purchase of Coal Contracts

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

 

 

 

 

 

DONGFANG ELECTRIC CORP. LTD.
Meeting Date:  DEC 22, 2011
Record Date:  NOV 21, 2011
Meeting Type:  SPECIAL

Ticker:  01072
Security ID:  Y20958107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve 2012 Purchase and Production Services Framework Agreement and Related Annual Caps

Management

For

For

1b

Approve 2012 Sales and Production Services Framework Agreement and Related Annual Caps

Management

For

For

1c

Approve 2012 Financial Services Framework Agreement and Related Annual Caps

Management

For

Against

1d

Authorize Board to Deal with All Matters Relating to the Continuing Connected Transactions

Management

For

Against

2a

Amend Articles Re: Article 188

Management

For

For

2b

Amend Articles Re: Article 189

Management

For

For

2c

Authorize Board to Deal with All Matters Relating to the Proposed Amendments to the Articles of Association

Management

For

For

 

 

 

 

 

DONGFANG ELECTRIC CORP. LTD.
Meeting Date:  MAY 17, 2012
Record Date:  APR 16, 2012
Meeting Type:  ANNUAL

Ticker:  01072
Security ID:  Y20958107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Approve Profit Distribution Proposal and Payment of Final Dividend for the Year Ended Dec. 31, 2011

Management

For

For

4

Accept Financial Statements and Statutory Reports

Management

For

For

5

Reappoint ShineWing Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6a

Elect Si Zefu as Non-Independent Director

Management

For

Against

6b

Elect Zhang Xiaolun as Non-Independent Director

Management

For

For

6c

Elect Wen Shugang as Non-Independent Director

Management

For

For

6d

Elect Huang Wei as Non-Independent Director

Management

For

For

6e

Elect Zhu Yuanchao as Non-Independent Director

Management

For

For

6f

Elect Zhang Jilie as Non-Independent Director

Management

For

For

6g

Elect Li Yanmeng as Independent Non-Executive Director

Management

For

For

6h

Elect Zhao Chunjun as Independent Non-Executive Director

Management

For

For

6i

Elect Peng Shaobing as Independent Non-Executive Director

Management

For

For

7

Elect WenBingyou as Supervisor

Management

For

For

8

Elect Wen Limen as Supervisor

Management

For

For

9

Approve Remuneration of Directors

Management

For

For

10

Approve Remuneration of Supervisory Committee

Management

For

For

1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JUN 21, 2012
Record Date:  MAY 21, 2012
Meeting Type:  ANNUAL

Ticker:  00489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Report of International Auditors

Management

For

For

4

Approve Profit Distribution Proposal and Authorize Board to Deal with All Issues in Relation to Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal with All Issues in Relation to Distribution of Interim Dividend

Management

For

For

6

Reappoint Ernst & Young as International Auditors and Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

 

 

 

FOOK WOO GROUP HOLDINGS LTD.
Meeting Date:  SEP 06, 2011
Record Date:  SEP 01, 2011
Meeting Type:  ANNUAL

Ticker:  00923
Security ID:  G3618A108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Reelect Leung Tat Piu as Executive Director

Management

For

For

3

Reelect Cheng Chun Keung, Thomas as Executive Director

Management

For

For

4

Reelect Cheng Chi Ming, Brian as Non-Executive Director

Management

For

For

5

Reelect Pei Cheng Ming, Michael as Non-Executive Director

Management

For

For

6

Reelect Chan Kong as Independent Non-Executive Director

Management

For

For

7

Reelect Lau Shun Chuen as Independent Non-Executive Director

Management

For

For

8

Authorize Board to Fix the Remuneration of Directors

Management

For

For

9

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

10

Authorize Share Repurchase Program

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

12

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  JAN 16, 2012
Record Date:  DEC 16, 2011
Meeting Type:  SPECIAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  JAN 16, 2012
Record Date:  DEC 16, 2011
Meeting Type:  SPECIAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Utilization of all the Unallocated Net Proceeds Raised from the A Share Offering

Management

For

For

2

Amend Articles Re: Financial Statements

Management

For

For

3

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  MAY 07, 2012
Record Date:  APR 05, 2012
Meeting Type:  ANNUAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of RMB 0.3 Per Share

Management

For

For

3

Approve Annual Report for the Year Ended Dec. 31, 2011

Management

For

For

4

Adopt 2011 Report of the Board of Directors

Management

For

For

5

Adopt Independent Non-executive Directors 2011 Report

Management

For

For

6

Adopt Board of Supervisory Committee 2011 Report

Management

For

For

7

Reappoint Deloitte Touche Tohmatsu Certified Public Accountants Limited as PRC Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Authorize Repurchase of Up to10 Percent of Issued H Share Capital

Management

For

For

 

 

 

 

 

GREAT WALL MOTOR CO., LTD.
Meeting Date:  MAY 07, 2012
Record Date:  APR 05, 2012
Meeting Type:  SPECIAL

Ticker:  02333
Security ID:  Y2882P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD.
Meeting Date:  JUL 20, 2011
Record Date:  JUL 13, 2011
Meeting Type:  SPECIAL

Ticker:  000539
Security ID:  Y2923E110

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Guarantee for Guangdong Shaoguan Yue Jiang Power Supply Limited

Management

For

For

2

Approve Provision of Guarantee for Yunnan Baoshan Binglangjiang Hydroelectricity Development Co., Ltd.

Management

For

For

 

 

GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD.
Meeting Date:  DEC 08, 2011
Record Date:  DEC 01, 2011
Meeting Type:  SPECIAL

Ticker:  000539
Security ID:  Y2923E110

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Company's Eligibility for Assets Purchase via Share Offering by Listed Companies

Management

For

For

2

Approve the Related-Party Transactions Regarding Major Assets Restructuring and Assets Purchase via Share Offering

Management

For

For

2.1

Approve Issue Type and Par Value

Management

For

For

2.2

Approve Manner of Issuance

Management

For

For

2.3

Approve Issue Parties and Subscription Manner

Management

For

For

2.4

Approve the Target Assets

Management

For

For

2.5

Approve Pricing Principle and Pricing Ex-date

Management

For

For

2.6

Approve Transaction Price

Management

For

For

2.7

Approve the Net Assets Change Attribution during the Time from Base Date of Evaluation to Delivery Date

Management

For

For

2.8

Approve Number of Issuance

Management

For

For

2.9

Approve Arrangement on the Lock-Up Period

Management

For

For

2.10

Approve Listing Location

Management

For

For

2.11

Approve Arrangement on the Accumulated Undistributed Profits

Management

For

For

2.12

Approve the Target Assets Transfer and Default Responsibility

Management

For

For

2.13

Approve Resolution Validity Period of the Assets Purchase via Share Offering

Management

For

For

2.14

Authorize Board to Handle All Matters Related to the Assets Purchase via Share Offering

Management

For

For

3

Approve Report on Related-Party Transactions Regarding Major Assets Restructuring and Assets Purchase via Share Offering and Its Summary

Management

For

For

4

Approve to Sign the Agreement of Assets Purchase via Share Offering with Guangdong Yudean Group Co., Ltd.

Management

For

For

5

Approve Audit Report, Earnings Forecast Review Report and Assets Assessment Report Relating to the Major Assets Restructuring

Management

For

For

6

Approve the Newly Added Daily Related-Party Transactions after Completion of the Major Assets Restructuring

Management

For

For

7

Approve Waive Mandatory Tender Offer to Guangdong Yudean Group Co., Ltd. to Increase the Company's Shares

Management

For

For

8

Approve to Replace the Relevant Resolutions of Major Assets Restructuring Concerning Assets Purchase via Share Offering Adopted by the Fourth Extraordinary General Meeting in 2010

Management

For

For

9

Approve to Provide Guarantee for the Financial Bonds Issued by Guangdong Yudean Finance Co., Ltd.

Management

For

For

10

Approve Capital Increase in Guangdong Yudean Holding West Investment Co., Ltd.

Management

For

For

11

Approve Adjustment to the Fuel Procurement Model of Guangdong Shaoguan Yue Jiang Power Supply Limited

Management

For

For

12

Approve to Provide Guarantee for Another Company

Management

For

For

13

Approve Resignation of Yang Zhishan as Independent Director and Nomination of Zhang Hua as the Candidate for Independent Director

Management

For

For

 

 

 

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  FEB 29, 2012
Record Date:  JAN 27, 2012
Meeting Type:  SPECIAL

Ticker:  02238
Security ID:  Y2931M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Adopt H Share Appreciation Rights Scheme

Management

For

For

1b

Approve Initial Grant of 35.85 Million H Share Appreciation Rights Pursuant to the H Share Appreciation Rights Scheme

Management

For

For

1c

Authorize Board to Do All Such Acts, Matters and Things Necessary in Respect of the H Share Appreciation Rights Scheme

Management

For

For

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  APR 20, 2012
Record Date:  MAR 19, 2012
Meeting Type:  SPECIAL

Ticker:  02238
Security ID:  Y2931M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Meeting Date:  JUN 21, 2012
Record Date:  MAY 21, 2012
Meeting Type:  ANNUAL

Ticker:  02238
Security ID:  Y2931M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Board of Directors' Report

Management

For

For

2

Accept Supervisory Committee's Report

Management

For

For

3

Accept Financial Report of the Company

Management

For

For

4

Approve Profit Distribution Proposal

Management

For

For

5a

Appoint International Auditor

Management

For

For

5b

Appoint Domestic Auditor and Internal Control Auditor

Management

For

For

6a

Elect Zhang Fangyou as Director

Management

For

For

6b

Elect Zeng Qinghong as Director

Management

For

For

6c

Elect Yuan Zhongrong as Director

Management

For

For

6d

Elect Lu Sa as Director

Management

For

For

6e

Elect Fu Shoujie as Director

Management

For

For

6f

Elect Liu Huilian as Director

Management

For

For

6g

Elect Wei Xiaoqin as Director

Management

For

For

6h

Elect Li Tun as Director

Management

For

For

6i

Elect Li Pingyi as Director

Management

For

For

6j

Elect Ding Hongxiang as Director

Management

For

For

6k

Elect Wu Gaogui as Director

Management

For

For

6l

Elect Ma Guohua as Director

Management

For

For

6m

Elect Xiang Bing as Director

Management

For

For

6n

Elect Law Albert Yu Kwan as Director

Management

For

For

6o

Elect Li Zhengxi as Director

Management

For

For

7a

Elect Gao Fusheng as Supervisor

Management

For

For

7b

Elect Huang Zhiyong as Supervisor

Management

For

For

7c

Elect He Yuan as Supervisor

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

 

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  OCT 20, 2011
Record Date:  OCT 12, 2011
Meeting Type:  ANNUAL

Ticker:  00054
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of HK$0.58 Per Share and Special Final Dividend of HK$0.45 Per Share

Management

For

For

3a1

Reelect Josiah Chin Lai Kwok as Director

Management

For

Against

3a2

Reelect Guy Man Guy Wu as Director

Management

For

Against

3a3

Reelect Wu Ivy Sau Ping Kwok as Director

Management

For

For

3a4

Reelect Linda Lai Chuen Loke as Director

Management

For

For

3a5

Reelect Sunny Tan as Director

Management

For

For

3b

Authorize Board to Fix the Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Up to Ten Percent of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

HTC CORPORATION
Meeting Date:  JUN 12, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  2498
Security ID:  Y3732M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

4

Transact Other Business

Management

None

None

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  NOV 29, 2011
Record Date:  OCT 24, 2011
Meeting Type:  SPECIAL

Ticker:  01398
Security ID:  ADPV10686

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Subordinated Bonds

Management

For

For

2

Elect Jiang Jianqing as Executive Director of the Bank

Management

For

For

3

Elect Yang Kaisheng as Executive Director of the Bank

Management

For

For

4

Elect Wong Kwong Shing, Frank as Independent Non-Executive Director of the Bank

Management

For

For

5

Elect Tian Guoqiang as Independent Non-Executive Director of the Bank

Management

For

For

6

Elect Wang Chixi as Shareholder Supervisor of the Bank

Management

For

For

7

Elect Huan Huiwu as Non-Executive Director of the Bank

Shareholder

None

For

8

Elect Wang Xiaoya as Non-Executive Director of the Bank

Shareholder

None

For

9

Elect Ge Rongrong as Non-Executive Director of the Bank

Shareholder

None

For

10

Elect Li Jun as Non-Executive Director of the Bank

Shareholder

None

For

11

Elect Wang Xiaolan as Non-Executive Director of the Bank

Shareholder

None

For

12

Elect Yao Zhongli as Non-Executive Director of the Bank

Shareholder

None

For

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  FEB 23, 2012
Record Date:  JAN 20, 2012
Meeting Type:  SPECIAL

Ticker:  01398
Security ID:  ADPV10686

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Fixed Assets Investment Budget for 2012

Management

For

For

2

Elect Or Ching Fai as Director

Management

For

For

 

 

 

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  MAY 31, 2012
Record Date:  APR 30, 2012
Meeting Type:  ANNUAL

Ticker:  01398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept 2011 Work Report of Board of Directors

Management

For

For

2

Accept 2011 Work Report of Board of Supervisors

Management

For

For

3

Accept Bank's 2011 Audited Accounts

Management

For

For

4

Approve 2011 Profit Distribution Plan

Management

For

For

5

Reappoint Ernst & Young and Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Aggregate Audit Fees for 2012 of RMB 165.6 Million

Management

For

For

6

Elect Dong Juan as External Supervisor

Management

For

For

7

Elect Meng Yan as External Supervisor

Management

For

For

8

Elect Hong Yongmiao as Independent Non-Executive Director

Shareholder

None

For

9

Approve Payment of Remuneration to Directors and Supervisors

Shareholder

None

For

 

 

INNER MONGOLIA YITAI COAL CO., LTD.
Meeting Date:  AUG 26, 2011
Record Date:  AUG 22, 2011
Meeting Type:  SPECIAL

Ticker:  900948
Security ID:  Y40848106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Supplementary Daily Continuing Related-Party Transactions with Inner Mongolia Yitai Group Co., Ltd.

Management

For

For

2

Approve Provision of Guarantee for Controlled Subsidiaries and Associates

Management

For

For

3

Approve Appointment of 2011 Audit Firm

Management

For

For

4

Approve to Amend Relevant Resolutions of Issuance of H Shares and Listing Passed in the First EGM of 2010

Management

For

For

 

 

 

 

 

INNER MONGOLIA YITAI COAL CO., LTD.
Meeting Date:  MAY 08, 2012
Record Date:  APR 26, 2012
Meeting Type:  ANNUAL

Ticker:  900948
Security ID:  Y40848106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Work Report of the Board of Directors

Management

For

For

2

Approve 2011 Work Report of the Board of Supervisors

Management

For

For

3

Approve 2011 Work Report of Independent Directors

Management

For

For

4

Approve the Confirmation of the Difference between the Actual Occurred and Estimated Amount of Related-party Transaction in 2011 and the Estimation of Daily Related-party Transaction in 2012

Management

For

For

5

Approve Plan on the 2011 Distribution of Profit

Management

For

For

6

Approve Plan on the Distribution of Accumulated Profit

Management

For

For

7

Approve 2011 Annual Report

Management

For

For

8

Amend Articles of Association

Management

For

For

9

Approve to Amend Management System of External Guarantee

Management

For

For

10

Approve to Appoint 2012 Audit Firm and Internal Audit Firm

Management

For

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  MAR 01, 2012
Record Date:  FEB 27, 2012
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Recurring Related Party Transactions Framework Program between the Company and another Company

Management

For

For

2

Approve the Recurring Related Party Transactions Framework Program between the Company and a Second Company

Management

For

For

3

Approve the Recurring Related Party Transactions Framework Program between the Company and a Third Company

Management

For

For

4

Approve the Recurring Related Party Transactions Framework Program between the Company and a Fourth Company

Management

For

Against

5

Approve the Recurring Related Party Transactions Framework Program between the Company and a Fifth Company

Management

For

For

6

Approve the Recurring Related Party Transactions Framework Program between the Company and a Sixth Company

Management

For

For

7

Approve the Recurring Related Party Transactions Framework Program between the Company and a Seventh Company

Management

For

For

8

Approve the Recurring Related Party Transactions Framework Program between the Company and a Eighth Company

Management

For

For

9

Approve the Recurring Related Party Transactions Framework Program between the Company and a Ninth Company

Management

For

For

10

Elect Xiao Dawei as Director

Shareholder

For

For

 

 

 

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  JUN 19, 2012
Record Date:  JUN 14, 2012
Meeting Type:  ANNUAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Work Report of the Board of Directors

Management

For

For

2

Approve 2011 Work Report of the Board of Supervisors

Management

For

For

3

Approve 2011 Financial Statements

Management

For

For

4

Approve Proposal on the 2011 Distribution of Profit

Management

For

For

5

Approve to Adjust the Allowance of Independent Directors

Management

For

For

6

Approve to Re-appoint PricewaterhouseCoopers Certified Public Accountants as Company's Audit Firm from the year of 2013 to 2015 within Annual Audit Fee CNY 1.8 Million

Management

For

For

7

Approve to Re-appoint PricewaterhouseCoopers Certified Public Accountants as Company's 2012 Internal Control Audit Firm within Annual Audit Fee CNY 0.8 Million

Management

For

For

 

 

JIANGXI COPPER COMPANY LTD.
Meeting Date:  DEC 06, 2011
Record Date:  NOV 04, 2011
Meeting Type:  SPECIAL

Ticker:  00358
Security ID:  Y4446C100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Profit Distribution

Management

For

For

2

Appoint Ernst & Young Hua Ming Certified Public Accountants as Internal Control Accountant and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Consolidated Supply and Services Agreement 1 and related Annual Caps

Management

For

For

4

Approve Consolidated Supply and Services Agreement 2 and related Annual Caps

Management

For

For

5

Approve Financial Services Agreement and related Annual Caps

Management

For

Against

 

 

 

 

 

JIANGXI COPPER COMPANY LTD.
Meeting Date:  JUN 19, 2012
Record Date:  MAY 18, 2012
Meeting Type:  ANNUAL

Ticker:  00358
Security ID:  Y4446C100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Proposal for the Year 2011

Management

For

For

5

Approve Revised Financial Services Agreement and Relevant Annual Caps

Management

For

Against

6

Approve New Land Leasing Agreement and Relevant Annual Caps

Management

For

For

7a

Elect Li Yihuang as Director

Management

For

For

7b

Elect Li Baomin as Director

Management

For

For

7c

Elect Gao Jianmin as Director

Management

For

For

7d

Elect Liang Qing as Director

Management

For

For

7e

Elect Gan Chengjiu as Director

Management

For

For

7f

Elect Hu Qingwen as Director

Management

For

For

7g

Elect Shi Jialiang as Director

Management

For

For

7h

Elect Wu Jianchang as Director

Management

For

For

7i

Elect Gao Dezhu as Director

Management

For

For

7j

Elect Zhang Weidong as Director

Management

For

For

7k

Elect Deng Hui as Director

Management

For

For

8

Authorize Board to Enter into Service Contract and/or Appointment Letter with the Newly Elected Executive and Independent Non-Executive Directors

Management

For

For

9a

Elect Hu Faliang as Supervisor

Management

For

For

9b

Elect Wu Jinxing as Supervisor

Management

For

For

9c

Elect Wan Sujuan as Supervisor

Management

For

For

9d

Elect Xie Ming as Supervisor

Management

For

For

9e

Elect Lin Jinliang as Supervisor

Management

For

For

10

Authorize Board to Enter into Service Contract or Appointment Letter with the Newly Elected Supervisors

Management

For

For

11

Approve Annual Remuneration of Directors and Supervisors

Management

For

For

12

Appoint Deloitte Touche Tohmatsu CPA Ltd. as Domestic Auditors and Internal Control Audit Institution and Deloitte Touche Tohmatsu as Overseas Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

13

Approve Permanent Replenishment of Working Capital by Surplus Capital From Previous A Share Issue

Management

For

For

14

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

15

Approve Expansion of Business Scope of the Company and Amend the Relevant Provisions of the Articles of Association

Shareholder

None

For

 

 

 

 

 

LITE-ON IT CORP.
Meeting Date:  JUN 19, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  8008
Security ID:  Y5319C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve the Issuance of New Shares by Capitalization of 2011 Profit and Staff Bonus

Management

For

For

4

Approve to Amend the Articles of Association

Management

For

For

5

Approve Amendment to Rules and Procedures for Election of Directors

Management

For

For

6

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

7

Approve Amendments on the Procedures for Lending Funds, Endorsement and Guarantees

Management

For

For

8

Transact Other Business

Management

None

None

 

 

LONKING HOLDINGS LTD.
Meeting Date:  MAY 25, 2012
Record Date:  MAY 22, 2012
Meeting Type:  ANNUAL

Ticker:  03339
Security ID:  G5636C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of HK$0.09 Per Share

Management

For

For

3a

Reelect Li San Yim as Executive Director

Management

For

For

3b

Reelect Qiu Debo as Executive Director

Management

For

For

3c

Reelect Luo Jianru as Executive Director

Management

For

For

3d

Reelect Chen Chao as Executive Director

Management

For

For

3e

Reelect Lin Zhong Ming as Executive Director

Management

For

For

3f

Reelect Ngai Ngan Ying as Non-Executive Director

Management

For

For

3g

Reelect Qian Shizheng as Independent Non-Executive Director

Management

For

For

3h

Reelect Pan Longqing as Independent Non-Executive Director

Management

For

For

3i

Reelect Han Xuesong as Independent Non-Executive Director

Management

For

For

3j

Elect Zheng Kewen as Executive Director

Management

For

For

3k

Elect Yin Kunlun as Executive Director

Management

For

For

3l

Elect Jin Zhiguo as Independent Non-Executive Director

Management

For

For

3m

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint Ernst & Young, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

MEDIATEK INC.
Meeting Date:  JUN 13, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  2454
Security ID:  Y5945U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Amend Articles of Association

Management

For

For

4

Approve Amendment to Rules and Procedure for Election of Directors and Supervisors

Management

For

For

5

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

6.1

Elect Ming-Kai Tsai with Shareholder Number 1 as Director

Management

For

For

6.2

Elect Jyh-Jer Cho with Shareholder Number 2 as Director

Management

For

For

6.3

Elect Ching-Jiang Hsieh with Shareholder Number 11 as Director

Management

For

For

6.4

Elect Cheng-Yaw Sun with Shareholder Number 109274 as Director

Management

For

For

6.5

Elect Kenneth Kin with ID Number F102831367 as Director

Management

For

For

6.6

Elect Chung-Yu Wu with Shareholder Number 1512 as Independent Director

Management

For

For

6.7

Elect Peng-Heng Chang with ID Number A102501350 as Independent Director

Management

For

For

6.8

Elect Chung-Lang Liu, a Representative of MediaTek Capital Corp. with Shareholder Number 2471, as Supervisor

Management

For

For

6.9

Elect Ming-Je Tang, a Representative of National Taiwan University with Shareholder Number 23053, as Supervisor

Management

For

For

6.10

Elect Paul Wang with Shareholder Number 1955 as Supervisor

Management

For

For

7

Approve Release of Restrictions of Competitive Activities of Newly Elected Directors

Management

For

For

8

Transact Other Business (Non-Voting)

Management

None

None

 

 

 

 

 

NAGACORP LTD.
Meeting Date:  JAN 30, 2012
Record Date:  
Meeting Type:  SPECIAL

Ticker:  03918
Security ID:  G6382M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Share Purchase Agreement

Management

For

For

1b

Approve Creation and Issue of Convertible Bonds

Management

For

For

1c

Approve Allotment and Issue of New Shares upon Conversion of the Convertible Bonds

Management

For

For

1d

Approve Allotment and Issue of Consideration Shares

Management

For

For

1e

Authorize Any One Director to Execute Documents and Undertake All Acts Necessary in Relation to the Share Purchase Agreement

Management

For

For

 

 

 

 

 

NAGACORP LTD.
Meeting Date:  MAY 24, 2012
Record Date:  MAY 18, 2012
Meeting Type:  ANNUAL

Ticker:  03918
Security ID:  G6382M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Reelect Philip Lee Wai Tuck as Executive Director

Management

For

For

3b

Reelect Timothy Patrick McNally as Non-Executive Director

Management

For

For

3c

Reelect Michael Lai Kai Jin as Independent Non-Executive Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  NOV 21, 2011
Record Date:  NOV 16, 2011
Meeting Type:  ANNUAL

Ticker:  02689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a1

Reelect Cheung Yan as Director

Management

For

For

3a2

Reelect Liu Ming Chung as Director

Management

For

For

3a3

Reelect Tam Wai Chu, Maria as Director

Management

For

For

3a4

Reelect Wang Hong Bo as Director

Management

For

For

3b

Authorize Board to Fix the Remuneration of Directors

Management

For

For

4

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

PEGATRON CORP.
Meeting Date:  JUN 27, 2012
Record Date:  APR 27, 2012
Meeting Type:  ANNUAL

Ticker:  4938
Security ID:  Y6784J100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

4

Approve Amendments on the Procedures for Lending Funds to Other Parties, and Endorsement and Guarantees

Management

For

For

5

Amend the Articles of Association

Management

For

For

6

Approve to Issue the Restricted Stock

Management

For

Against

 

 

PEOPLE'S FOOD HOLDINGS LTD
Meeting Date:  APR 25, 2012
Record Date:  
Meeting Type:  ANNUAL

Ticker:  P05
Security ID:  G7000R108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Financial Statements and Directors' and Auditors' Reports

Management

For

For

2

Reelect Ow Chin Hock as Director

Management

For

For

3

Reelect Chan Kin Sang as Director

Management

For

For

4

Approve Directors' Fees of SGD 150,000 for the Year Ended Dec. 31, 2011

Management

For

For

5

Reappoint BDO Limited, Certified Public Accountants, Hong Kong and Appoint BDO LLP, Certified Public Accountants, Singapore as Joint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

Management

For

For

7

Approve Issuance of Shares and Grant of Options under the People's Food Share Option Scheme 2009

Management

For

Against

8

Authorize Share Repurchase Program

Management

For

For

 

 

 

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  OCT 20, 2011
Record Date:  SEP 19, 2011
Meeting Type:  SPECIAL

Ticker:  601857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Connected Transaction with a Related Party

Management

For

For

2

Elect Wang Lixin as Supervisor

Management

For

For

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  MAY 23, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  601857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Authorize Board to Determine the Distribution of Interim Dividends for the Year 2012

Management

For

For

6

Reappoint PricewaterhouseCoopers, Certified Public Accountants as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

 

 

REALTEK SEMICONDUCTOR CORP.
Meeting Date:  JUN 12, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  2379
Security ID:  Y7220N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve the Issuance of New Shares by Capitalization of 2011 Profit

Management

For

For

4

Approve Allocation of Cash Dividend from Capital Reserves

Management

For

For

5

Approve to Issue the Restricted Stock in 2012

Management

For

Against

6

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

7

Approve to Amend the Articles of Association

Management

For

For

8.1

Elect Yeh, Nan-Horng, a Representative of Uniglobe Securities (MALAYSIA) Limited with Shareholder No. 144116 as Director

Shareholder

None

For

8.2

Elect Lee, Chao-Cheng, a Representative of Uniglobe Securities (MALAYSIA) Limited with Shareholder No. 144116 as Director

Shareholder

None

For

8.3

Elect Yeh, Po-Len, a Representative of Forehead International Co., LTD with Shareholder No. 117355 as Director

Shareholder

None

For

8.4

Elect Chern, Kuo-Jong, a Representative of Forehead International Co., LTD with Shareholder No. 117355 as Director

Shareholder

None

For

8.5

Elect Chiu, Sun-Chien with Shareholder No. 195 as Director

Shareholder

None

For

8.6

Elect Ni, Shu-Ching with Shareholder No. 88 as Director

Shareholder

None

For

8.7

Elect Tsai, Tyau-Chang with ID NO. Q102343646 as Director

Shareholder

None

For

8.8

Elect Fan, Mu-Kung with Shareholder No. 1249 as Supervisor

Shareholder

None

For

8.9

Elect Wu, Tzuoh-Jeong, a Representative of United Glory Ltd. with Shareholder No. 65704 as Supervisor

Shareholder

None

For

8.10

Elect Wu, Cheng-Ying, a Representative of United Glory Ltd. with Shareholder No. 65704 as Supervisor

Shareholder

None

For

9

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

Against

10

Transact Other Business

Management

None

None

 

 

 

 

 

SHANGHAI INDUSTRIAL HOLDINGS LTD
Meeting Date:  APR 23, 2012
Record Date:  
Meeting Type:  SPECIAL

Ticker:  00363
Security ID:  Y7683K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Asia Water Share Option Scheme 2012

Management

For

Against

 

 

 

 

 

SHANGHAI INDUSTRIAL HOLDINGS LTD
Meeting Date:  MAY 25, 2012
Record Date:  MAY 22, 2012
Meeting Type:  ANNUAL

Ticker:  00363
Security ID:  Y7683K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Reelect Teng Yi Long as Director

Management

For

For

3b

Reelect Lu Ming Fang as Director

Management

For

For

3c

Reelect Lu Shen as Director

Management

For

For

3d

Reelect Leung Pak To, Francis as Director

Management

For

For

3e

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

SHANGHAI INDUSTRIAL HOLDINGS LTD
Meeting Date:  MAY 25, 2012
Record Date:  MAY 22, 2012
Meeting Type:  SPECIAL

Ticker:  00363
Security ID:  Y7683K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Terminate SIHL Existing Scheme and Adopt SIHL New Scheme

Management

For

Against

 

 

SHENGUAN HOLDINGS (GROUP) LTD.
Meeting Date:  MAY 16, 2012
Record Date:  MAY 10, 2012
Meeting Type:  ANNUAL

Ticker:  00829
Security ID:  G8116M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4a

Reelect Zhou Yaxian as Executive Director and Authorize Board to Fix Her Director's Remuneration

Management

For

For

4b

Reelect Cai Yueqing as Executive Director and Authorize Board to Fix Her Director's Remuneration

Management

For

For

4c

Reelect Shi Guicheng as Executive Director and Authorize Board to Fix His Director's Remuneration

Management

For

For

4d

Reelect Ru Xiquan as Executive Director and Authorize Board to Fix His Director's Remuneration

Management

For

For

4e

Reelect Low Jee Keong as Non-Executive Director and Authorize Board to Fix His Director's Remuneration

Management

For

For

4f

Elect Mo Yunxi as Executive Director and Authorize Board to Fix His Director's Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

SHOUGANG FUSHAN RESOURCES GROUP LTD.
Meeting Date:  MAY 25, 2012
Record Date:  MAY 23, 2012
Meeting Type:  ANNUAL

Ticker:  00639
Security ID:  Y7760F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Reelect Li Shaofeng as Director

Management

For

For

3b

Reelect Chen Zhouping as Director

Management

For

For

3c

Reelect Wong Lik Ping as Director

Management

For

Against

3d

Reelect So Kwok Hoo as Director

Management

For

For

3e

Reelect Zhang Yaoping as Director

Management

For

For

3f

Reelect Zhang Wenhui as Director

Management

For

Against

4

Appoint Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Adopt New Share Option Scheme and Terminate Existing Share Option Scheme of the Company

Management

For

Against

 

 

 

 

 

SILICONWARE PRECISION INDUSTRIES CO., LTD.
Meeting Date:  JUN 19, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  2325
Security ID:  Y7934R109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Amend the Articles of Association

Management

For

For

4

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5

Transact Other Business (Non-Voting)

Management

None

None

 

 

SIMPLO TECHNOLOGY CO., LTD.
Meeting Date:  JUN 21, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  6121
Security ID:  Y7987E104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve the Issuance of New Shares by Capitalization of Distributable Earnings

Management

For

For

4

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

 

 

SINOTRANS LTD.
Meeting Date:  SEP 30, 2011
Record Date:  AUG 29, 2011
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Connected Transaction with a Related Party

Management

For

Against

 

 

 

 

 

SINOTRANS LTD.
Meeting Date:  SEP 30, 2011
Record Date:  AUG 29, 2011
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Shipbuilding Contracts and Related Transactions

Management

For

For

 

 

SINOTRANS LTD.
Meeting Date:  DEC 30, 2011
Record Date:  NOV 29, 2011
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Reelect Zhang Jianwei as Executive Director

Management

For

For

1b

Reelect Tao Suyun as Executive Director

Management

For

Against

1c

Reelect Yang Yuntao as Non-Executive Director

Management

For

Against

1d

Elect Liu Kegu as Independent Non-Executive Director

Management

For

For

1e

Elect Zhou Fangsheng as Supervisor

Management

For

For

2

Authorize Board to Fix the Remuneration of Directors and Supervisors

Management

For

For

3

Approve Master Services Agreement

Management

For

For

4

Amend Article 93 of the Articles of Association of the Company

Management

For

Against

 

 

SINOTRANS LTD.
Meeting Date:  JUN 07, 2012
Record Date:  MAY 04, 2012
Meeting Type:  ANNUAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of Board of Directors

Management

For

For

2

Approve Report of Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Profit Distribution Proposal and Final Dividend

Management

For

For

5

Authorize Board to Deal with Matters in Relation to the Distribution of Interim or Special Dividends for the Year 2012

Management

For

For

6

Reappoint Deloitte Touche Tohmatsu CPA Ltd. and Deloitte Touche Tohmatsu as the PRC and the International Auditors, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

7a

Reelect Zhao Huxiang as Executive Director

Management

For

For

7b

Reelect Li Jianzhang as Executive Director

Management

For

Against

7c

Reelect Liu Jinghua as Non-Executive Director

Management

For

For

7d

Elect Wu Dongming as Non-Executive Director

Management

For

For

7e

Reelect Jiang Jian as Supervisor

Management

For

For

7f

Reelect Jerry Hsu as Non-Executive Director

Management

For

Against

8

Authorize Board to Fix the Remuneration of Directors and Supervisor

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Repurchase of Up to10 Percent of Issued H Share Capital

Management

For

For

 

 

 

 

 

SINOTRANS LTD.
Meeting Date:  JUN 07, 2012
Record Date:  MAY 04, 2012
Meeting Type:  SPECIAL

Ticker:  00598
Security ID:  Y6145J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  MAY 17, 2012
Record Date:  MAY 11, 2012
Meeting Type:  ANNUAL

Ticker:  00368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividends of HK$0.04 Per Share

Management

For

For

3a

Reelect Tian Zhongshan as Executive Director

Management

For

For

3b

Reelect Li Hua as Executive Director

Management

For

For

3c

Reelect Feng Guoying as Executive Director

Management

For

For

3d

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

6

Approve Renewed Master Services Agreement

Management

For

For

7

Approve Renewed Master Chartering Agreement

Management

For

For

 

 

 

 

 

SJM HOLDINGS LTD.
Meeting Date:  MAY 10, 2012
Record Date:  MAY 07, 2012
Meeting Type:  ANNUAL

Ticker:  00880
Security ID:  Y8076V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend of HK$0.43 Per Share and Special Dividend of HK$0.22 Per Share

Management

For

For

3a

Reelect Ho Hung Sun, Stanley as Executive Director

Management

For

For

3b

Reelect Shum Hong Kuen, David as Executive Director

Management

For

For

3c

Reelect Shek Lai Him, Abraham as Independent Non-Executive Director

Management

For

For

3d

Reelect Tse Hau Yin as Independent Non-Executive Director

Management

For

For

4

Authorize Board to Fix Directors' Remuneration

Management

For

For

5

Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants and H.C. Watt & Company Ltd. as Joint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

 

 

SOHO CHINA LTD.
Meeting Date:  MAY 18, 2012
Record Date:  MAY 11, 2012
Meeting Type:  ANNUAL

Ticker:  00410
Security ID:  G82600100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Reelect Yi Xiqun as Director

Management

For

For

4

Reelect Yan Yan as Director

Management

For

For

5

Reelect Ramin Khadem as Director

Management

For

For

6

Authorize Board to Fix Remuneration of Directors

Management

For

For

7

Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

8a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8b

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

8c

Authorize Reissuance of Repurchased Shares

Management

For

Against

9a

Amend Memorandum and Articles of Association

Management

For

For

9b

Adopt Amended and Restated Memorandum and Articles of Association

Management

For

For

 

 

 

 

 

SOHU.COM INC.
Meeting Date:  JUN 15, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  SOHU
Security ID:  83408W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dr. Edward B. Roberts

Management

For

Withhold

1.2

Elect Director Dr. Zhonghan Deng

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Auditors

Management

For

For

 

 

SPRINGLAND INTERNATIONAL HOLDINGS LTD.
Meeting Date:  APR 16, 2012
Record Date:  APR 11, 2012
Meeting Type:  ANNUAL

Ticker:  01700
Security ID:  G83785108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend of HK$0.10 Per Share

Management

For

For

3a

Reelect Tao Qingrong as Executive Director

Management

For

For

3b

Reelect Yu Yaoming as Executive Director

Management

For

For

3c

Reelect Wang Lin as Non-Executive Director

Management

For

For

3d

Reelect Lin Zhijun as Independent Non-Executive Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 12, 2012
Record Date:  APR 13, 2012
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  Y84629107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Amend the Articles of Association

Management

For

For

4

Approve Amendment to Rules and Procedures for Election of Directors

Management

For

For

5.1

Elect Morris Chang, with Shareholder No.4515, as Director

Management

For

For

5.2

Elect F.C. Tseng, with Shareholder No.104, as Director

Management

For

For

5.3

Elect Johnsee Lee, a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Director

Management

For

For

5.4

Elect Rick Tsai, with Shareholder No.7252, as Director

Management

For

For

5.5

Elect Sir Peter Leahy Bonfield, with Passport No.093180657, as Independent Director

Management

For

For

5.6

Elect Stan Shih, with Shareholder No.534770, as Independent Director

Management

For

For

5.7

Elect Thomas J. Engibous, with Passport No.135021464, as Independent Director

Management

For

For

5.8

Elect Gregory C. Chow, with Passport No.214553970, as Independent Director

Management

For

For

5.9

Elect Kok-Choo Chen, with Shareholder No.9546, as Independent Director

Management

For

For

6

Transact Other Business (Non-Voting)

Management

None

None

 

 

 

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  MAY 22, 2012
Record Date:  APR 20, 2012
Meeting Type:  ANNUAL

Ticker:  01666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Report of the Board of Directors

Management

For

For

3

Approve Report of the Supervisor Committee

Management

For

For

4

Approve Final Dividend of RMB 0.19 Per Share

Management

For

For

5

Reelect Mei Qun as Executive Director and Authorize Board to Fix His Remuneration

Management

For

For

6

Reelect Yin Shun Hai as Executive Director and Authorize Board to Fix His Remuneration

Management

For

For

7

Reelect Wang Yu Wei as Executive Director and Authorize Board to Fix His Remuneration

Management

For

For

8

Reelect Fang Jia Zhi as Executive Director and Authorize Board to Fix Her Remuneration

Management

For

For

9

Reelect Xie Zhan Zhong as Executive Director and Authorize Board to Fix His Remuneration

Management

For

For

10

Reelect Tam Wai Chu, Maria as Independent Non-Executive Director and Authorize Board to Fix Her Remuneration

Management

For

For

11

Reelect Ting Leung Huel, Stephen as Independent Non-Executive Director and Authorize Board to Fix His Remuneration

Management

For

For

12

Reelect Jin Shi Yuan Independent Non-Executive Director and Authorize Board to Fix His Remuneration

Management

For

For

13

Reelect Zhang Xi Jie as Shareholder Representative Supervisor and Authorize Board to Fix His Remuneration

Management

For

For

14

Reelect Wu Yi Gang as Shareholder Representative Supervisor and Authorize Board to Fix His Remuneration

Management

For

For

15

Authorize Board to Fix Remuneration of Wang Yan Rong as Employee Representative Supervisor

Management

For

For

16

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

17

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  FEB 22, 2012
Record Date:  JAN 20, 2012
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve CE Airline Transaction and the Eastern Wuhan Airline Transaction and Related Caps

Management

For

For

2

Approve Southern Airline Transaction and Related Caps

Management

For

For

3

Approve Sichuan Airline Transaction and Related Caps

Management

For

For

4a

Approve Termination of Appointment of PricewaterhouseCoopers as International Auditor and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as PRC auditor of the Group for the Year 2011

Management

For

For

4b

Appoint Baker Tilly Hong Kong as International Auditor and Baker Tilly China as PRC Auditor of the Group for a Term Ending on the Date of the EGM

Management

For

For

4c

Appoint Baker Tilly Hong Kong as International Auditor and Baker Tilly China as PRC Auditor of the Group and Each to Hold Office until the Conclusion of the Next Annual General Meeting and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 05, 2012
Record Date:  MAY 04, 2012
Meeting Type:  ANNUAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Allocation of Profit and Distribution of Final Dividend

Management

For

For

5

Appoint Baker Tilly Hong Kong Limited and Baker Tilly China as International and PRC Auditors of the Company, Respectively, and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Change of Director

Shareholder

For

For

7

Approve General Plan of the Construction Project and the Construction and Investment Budget Plan of Its Phase I Work

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 05, 2012
Record Date:  MAY 04, 2012
Meeting Type:  SPECIAL

Ticker:  00696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 17, 2012
Record Date:  MAY 14, 2012
Meeting Type:  ANNUAL

Ticker:  00220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Declare Final Dividend

Management

For

For

3a

Reelect Kao Chin-Yen as Non-Executive Director

Management

For

For

3b

Reelect Chen Sun-Te as Independent Non-Executive Director

Management

For

For

3c

Reelect Fan Ren-Da, Anthony as Independent Non-Executive Director

Management

For

For

3d

Reelect Hou Jung-Lung as Executive Director

Management

For

For

3e

Authorize Board to Fix Directors' Remuneration

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Amend Memorandum of Association and Articles of Association of the Company and Adopt Amended and Restated Memorandum of Association and Articles of Association of the Company

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 17, 2012
Record Date:  MAY 14, 2012
Meeting Type:  SPECIAL

Ticker:  00220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Framework Purchase Agreement and Related Annual Caps

Management

For

For

2

Approve the Framework Sales Agreement and Related Annual Caps

Management

For

For

 

 

 

 

 

UNI-PRESIDENT ENTERPRISES CORP.
Meeting Date:  JUN 22, 2012
Record Date:  APR 23, 2012
Meeting Type:  ANNUAL

Ticker:  1216
Security ID:  Y91475106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on 2011 Profit Distribution

Management

For

For

3

Approve Increase Indirect Investment in People's Republic of China

Management

For

For

4

Approve the Issuance of New Shares by Capitalization of Undistributed Earnings

Management

For

For

5

Approve Cash Capital Increase through Issuance of Common Shares or Issuance of Common Shares to Participate in Global Depositary Receipts

Management

For

For

6

Approve to Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

7

Approve to Amend the Articles of Association

Management

For

For

8

Approve Amendment to Rules and Procedures for Election of Directors and Supervisors

Management

For

For

9

Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

10

Transact Other Business

Management

None

None

 

 

XIWANG SUGAR HOLDINGS CO., LTD.
Meeting Date:  MAR 27, 2012
Record Date:  MAR 22, 2012
Meeting Type:  SPECIAL

Ticker:  02088
Security ID:  G9827P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition Agreement

Management

For

For

2

Approve Open Offer

Management

For

For

3

Approve Increase in Authorized Share Capital

Management

For

For

4

Approve Corn Starch Supply Agreement and Related Annual Caps

Management

For

For

5

Approve Corn Germ Supply Agreement and Related Annual Caps

Management

For

For

6

Amend Bye-laws of the Company

Management

For

For

 

 

 

 

 

XIWANG SUGAR HOLDINGS CO., LTD.
Meeting Date:  MAY 11, 2012
Record Date:  MAY 08, 2012
Meeting Type:  ANNUAL

Ticker:  02088
Security ID:  G9827P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Reelect Li Wei as Director and Authorize Board to Fix Her Remuneration

Management

For

For

3b

Reelect Han Zhong as Director and Authorize Board to Fix His Remuneration

Management

For

For

3c

Reelect Shen Chi as Director and Authorize Board to Fix His Remuneration

Management

For

For

4

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

YANTAI CHANGYU PIONEER WINE CO., LTD.
Meeting Date:  MAY 15, 2012
Record Date:  MAY 08, 2012
Meeting Type:  ANNUAL

Ticker:  200869
Security ID:  Y9739T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2011 Work Report of the Board of Directors

Management

For

For

2

Approve 2011 Work Report of the Board of Supervisors

Management

For

For

3

Approve 2011 Annual Report

Management

For

For

4

Approve Plan on the 2011 Distribution of Profit

Management

For

For

5

Approve to Amend the Articles of Association

Management

For

For

6

Approve to Re-appoint Audit Firm

Management

For

For

 

 

 

 

 

YANZHOU COAL MINING COMPANY LIMITED
Meeting Date:  FEB 08, 2012
Record Date:  JAN 06, 2012
Meeting Type:  SPECIAL

Ticker:  01171
Security ID:  Y97417102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Issue Size in Relation to the Public Offering of Corporate Bonds

Management

For

For

1b

Approve Bond Period and Interest Rate in Relation to the Public Offering of Corporate Bonds

Management

For

For

1c

Approve Use of Proceeds in Relation to the Public Offering of Corporate Bonds

Management

For

For

1d

Approve Arrangement to Place to Existing Shareholders in Relation to the Public Offering of Corporate Bonds

Management

For

For

1e

Approve Guarantee in Relation to the Public Offering of Corporate Bonds

Management

For

For

1f

Approve Listing Arrangement in Relation to the Public Offering of Corporate Bonds

Management

For

For

1g

Approve Methods for Redemption and Payment of Interest in Relation to the Public Offering of Corporate Bonds

Management

For

For

1h

Approve Warranty for Repayment of the Bonds in Relation to the Public Offering of Corporate Bonds

Management

For

For

1i

Approve Valid Period of the Special Resolutions in Relation to the Public Offering of Corporate Bonds

Management

For

For

2

Authorize Board to Further Authorize the General Managers of the Company to Handle All Matters in Relation to the Public Offering of Corporate Bonds

Management

For

For

 

 

YANZHOU COAL MINING COMPANY LIMITED
Meeting Date:  APR 23, 2012
Record Date:  MAR 23, 2012
Meeting Type:  SPECIAL

Ticker:  01171
Security ID:  Y97417102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of USD Bonds

Management

For

For

2

Approve Amendments to the Articles of Association and Rules of Procedure for the Board of Directors

Management

For

Against

 

 

 

 

 

YANZHOU COAL MINING COMPANY LIMITED
Meeting Date:  JUN 22, 2012
Record Date:  MAY 22, 2012
Meeting Type:  SPECIAL

Ticker:  01171
Security ID:  Y97417102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

YANZHOU COAL MINING COMPANY LIMITED
Meeting Date:  JUN 22, 2012
Record Date:  MAY 22, 2012
Meeting Type:  ANNUAL

Ticker:  01171
Security ID:  Y97417102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Working Report of the Board of Directors

Management

For

For

2

Approve Working Report of the Supervisory Committee

Management

For

For

3

Approve Audited Financial Statements

Management

For

For

4

Approve Profit Distribution Plan for Year Ended Dec. 31, 2011 and Authorize Distribution of Cash Dividend of RMB 0.57 Per Share

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Approve Renewal of Liability Insurance of Directors, Supervisors and Senior Officers

Management

For

Against

7

Reappoint Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

8a

Approve Provision of Labour and Services Agreement and Proposed Annual Cap

Management

For

For

8b

Approve Provision of Insurance Fund Administrative Services Agreement and Proposed Annual Cap

Management

For

For

8c

Approve Provision of Materials Supply Agreement and Proposed Annual Cap

Management

For

For

8d

Approve Provision of Products, Materials and Equipment Leasing Agreement and Proposed Annual Cap

Management

For

For

8e

Approve Provision of Electricity and Heat Agreement and Proposed Annual Cap

Management

For

For

8f

Approve Financial Services Agreement and Proposed Annual Cap

Management

For

Against

9

Approve Alteration of the Approved Financing Activities of the Financing Business

Management

For

Against

10

Approve Extension of the Term for the $3 Billion Loan of Yancoal Australia Ltd.

Management

For

For

11

Approve Provision of Guarantee for the Business in Australia

Management

For

For

12

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

13

Authorize Repurchase of Up to 10 Percent of Issued H Share Capital

Management

For

For

 

 

 

 

 

YORKEY OPTICAL INTERNATIONAL (CAYMAN) LTD.
Meeting Date:  MAY 24, 2012
Record Date:  MAY 21, 2012
Meeting Type:  ANNUAL

Ticker:  02788
Security ID:  G98457107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Special Dividend

Management

For

For

4a

Reelect Liao Kuo-Ming as Director and Authorize Board to Fix His Remuneration

Management

For

For

4b

Reelect Lai I-Jen as Director and Authorize Board to Fix His Remuneration

Management

For

For

4c

Reelect Wu Shu-Ping as Director and Authorize Board to Fix Her Remuneration

Management

For

For

4d

Reelect Chiang Hsiang-Tsai as Director and Authorize Board to Fix His Remuneration

Management

For

For

4e

Reelect Chou Chih-Ming as Director and Authorize Board to Fix His Remuneration

Management

For

For

4f

Elect Nagai Michio as Director and Authorize Board to Fix His Remuneration

Management

For

For

4g

Elect Wang Yi-Chi as Director and Authorize Board to Fix His Remuneration

Management

For

For

5

Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Amend Articles of Association

Management

For

For

 

 

 

 

 

ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Meeting Date:  JUN 29, 2012
Record Date:  MAY 29, 2012
Meeting Type:  ANNUAL

Ticker:  000157
Security ID:  Y9895V103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Report of the Board of Directors

Management

For

For

2

Accept Report of the Supervisory Board

Management

For

For

3a

Appoint Baker Tilly China Certified Public Accountants Co., Ltd. as Domestic Auditors

Management

For

For

3b

Appoint KPMG as International Auditors

Management

For

For

3c

Authorize Audit Committee to Fix Remuneration of Auditors

Management

For

For

4a

Accept Audited Financial Statements Prepared under PRC Generally Accepted Accounting Principles

Management

For

For

4b

Accept Audited Financial Statements Prepared under International Financial Reporting Standards

Management

For

For

5

Approve Report of Settlement Accounts

Management

For

For

6

Approve Report of Annual Budget

Management

For

For

7

Approve Profit Distribution Plan and Final Dividend of RMB 0.25 Per Share

Management

For

For

8

Accept Full Text and Summary Annual Report of A Shares

Management

For

For

9

Accept Annual Report of H Shares

Management

For

For

10

Approve Application for Credit Facilities by Zoomlion Finance and Leasing (China) Co., Ltd.

Management

For

For

11

Approve Application for Credit Facilities by Zoomlion Finance and Leasing (Beijing) Co., Ltd.

Management

For

For

12

Approve Provision of Guarantee for the Loan of Zoomlion International Trading (H.K.) Co., Limited

Management

For

Against

13a

Approve Termination of Investments in the Environmental and Sanitation Machinery Project for the Industrialization of Key Equipment for Social Emergency Rescue System and Transfer of Proceeds to Replenish Working Capital

Management

For

For

13b

Approve Transfer of Proceeds from the Project for Upgrading of Medium and Large Excavators to the Project for Construction of Heavy Crane Production Base in Weinan Industrial Park

Management

For

For

14

Approve Application by the Company to the Relevant Banks for Credit Facilities and Financing with Credit Limit not Exceeding RMB140 Billion

Shareholder

For

For

1

Approve Change of Business Scope of the Company and Amend Articles of Association

Management

For

For

2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

 

 

 

ZTE CORPORATION
Meeting Date:  APR 11, 2012
Record Date:  MAR 09, 2012
Meeting Type:  SPECIAL

Ticker:  000063
Security ID:  Y0004F105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Zhang Jianheng as Non-Independent Director

Management

For

For

2

Approve Company's Fulfillment of Conditions for Bond Issue

Shareholder

None

For

3

Approve Proposed Issue of Bonds

Shareholder

None

For

4

Approve Mandate for the Board to Deal with Matters Pertaining to the Bond Issue with Full Discretion

Shareholder

None

For

 

 

ZTE CORPORATION
Meeting Date:  MAY 25, 2012
Record Date:  
Meeting Type:  ANNUAL

Ticker:  000063
Security ID:  Y0004F105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Accept Report of Board of Directors

Management

For

For

3

Accept Report of Supervisory Committee

Management

For

For

4

Accept Report of the President of the Company

Management

For

For

5

Accept Final Financial Accounts of the Company

Management

For

For

6

Approve Profit Distribution Proposal for the Year Ended Dec. 31, 2011

Management

For

For

7a

Approve Application to Bank of China Ltd., Shenzhen Branch for a Composite Credit Facility of RMB 23 Billion

Management

For

For

7b

Approve Application to the China Development Bank Corp., Shenzhen Branch for a Composite Credit Facility of $5 Billion

Management

For

For

8a

Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

8b

Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9a

Approve Application for Investment Limits in Derivative Products for Value Protection Against Foreign Exchange Risk Exposure for an Amount Not Exceeding $1.5 Billion

Management

For

For

9b

Approve Application for Investment Limits in Fixed Income Derivative Products for an Amount Not Exceeding $500 Million

Management

For

For

10

Approve Waiver by the Company of the First Right of Refusal

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

12

Amend Articles of Association of the Company

Management

For

For

13

Amend Rules of Procedure of the Board of Directors Meetings

Management

For

For

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton Dragon Fund, Inc.                                     

 

 

 

 

 

By (Signature and Title)*/s/LAURA F. FERGERSON

Laura F. Fergerson,

Chief Executive Officer – Finance and Administration

 

 

Date  August 24, 2012  

 

 

* Print the name and title of each signing officer under his or her signature.