f144main.htm


UNITED STATES
OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION
OMB Number: 3235-0101
Washington, D.C. 20549
Expires:March 31, 2011
 
Estimated average burden
hours per response  2.00
   
FORM 144
SEC USE ONLY
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
DOCUMENT SEQUENCE NO.
   
ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
 
CUSIP NUMBER
1 (a) NAME OF ISSUER (Please type or print)
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO.
  
WORK LOCATION
Ball Corporation
35-0160610
1-7349
    
         
   
1 (d) ADDRESS OF ISSUER                                                                        STREET                                   CITY                             STATE ZIP CODE
(e) TELEPHONE NO.
 
AREA CODE
NUMBER
10 Longs Peak Drive                                                                  BroomfieldCO 80021
303
460-2415
     
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
  
(b) RELATIONSHIP TO ISSUER
(d) ADDRESS STREET                                         CITY                      STATE               ZIP CODE
 
       
Shawn M. Barker
  
Officer
4546 West 36th Avenue                                         Denver                      CO               80212
 
INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
Class of
Securities
To Be Sold
 
Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities
 
Broker-Dealer
File Number
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
Aggregate
Market
Value
(See instr. 3(d))
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
Approximate
Date of Sale
(See instr. 3(f))
(MO.  DAY  YR.)
Name of Each
Securities
Exchange
(See instr. 3(g))
Common
Stock
E-Trade
1675 Broadway #150
Denver, CO 80202
 
  
Up to 6,025
$276,487.25
05/09/2013
148,762,548
04/30/2013
05/10/2013 to
05/31/2013
NYSE
Common
Stock
Computershare Securities Corp.
118 Fernwood Ave.
Edison, NJ 08837
  
Up to 650
$29,828.50
05/09/2013
148,762,548
04/30/2013
05/10/2013 to
05/31/2013
NYSE
               
INSTRUCTIONS:
1.(a)Name of issuer
3.(a)Title of the class of securities to be sold
(b)Issuer’s I.R.S. Identification Number
(b)Name and address of each broker through whom the securities are intended to be sold
(c)Issuer’s S.E.C. file number, if any
(c)Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d)Issuer’s address, including zip code
(d)Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e)Issuer’s telephone number, including area code
(e)Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
2.(a)Name of person for whose account the securities are to be sold
by the most recent report or statement published by the issuer
(b)Such person’s relationship to the issuer (e.g., officer, director, 10%
(f)Approximate date on which the securities are to be sold
stockholder, or member of immediate family of any of the foregoing)
(g)Name of each securities exchange, if any, on which the securities are intended to be sold
(c)Such person’s address, including zip code
  
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (01-04)

 
 
 


TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
Date you Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of Securities Acquired
Date of Payment
Nature of Payment
Common
Stock
11/2009
02/2010
07/2010
08/2010
02/2011
01/2012
01/2013
03/2013
RSU, ISO, SARs & DSP grants,
lapses & exercises; ESPp contributions
& purchases
Issuer
Up to 6,675
05/10/2013
to
05/31/2013
N/A
 
INSTRUCTIONS:1.If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
    
 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
Name and Address of Seller
 
Title of Securities Sold
 
Date of Sale
Amount of
Securities Sold
 
Gross Proceeds
None
None
      
REMARKS:



INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as
to the person for whose account the securities are to be sold but also as to all other persons included
in that definition. In addition, information shall be given as to sales by all persons whose sales are
required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this
notice.
ATTENTION: The person for whose account the securities to which this notice relates are to be sold
hereby represents by signing this notice that he does not know any material adverse information in regard to
the current and prospective operations of the Issuer of the securities to be sold which has not been publicly
disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule
10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the
instruction given, that person makes such representation as of the plan adoption or instruction date.



                      May 10, 2013                                                                      /s/ Shawn M. Barker                                                              
DATE OF NOTICE                                                                                                                 (SIGNATURE)
                                                                                            The notice shall be signed by the person for whose account the securities are to be sold. At least one copy
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,                                                                                                                of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
IF RELYING ON RULE 10B5-1.

ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

 SEC 1147 (01-04)