CUSIP No. |
705221 20 8 |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
705221 20 8 |
Page | 2 |
of | 5 |
1 | NAME OF REPORTING PERSONS John G. Heindel |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) o | |||||
(b) o Not Applicable |
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3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o Not Applicable |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
CUSIP No. |
705221 20 8 |
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Item 1(a).
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Name of Issuer: | |
PECO II, Inc. | ||
Item 1(b).
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Address of Issuers Principal Executive Offices: | |
1376 State Route 598, Galion, Ohio 44833 | ||
Item 2(a).
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Name of Person Filing: | |
John G. Heindel | ||
Item 2(b).
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Address of Principal Business Office or, if None, Residence: | |
1376 State Route 598, Galion, Ohio 44833 | ||
Item 2(c).
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Citizenship: | |
United States | ||
Item 2(d).
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Title of Class of Securities: | |
Common Shares, without par value | ||
Item 2(e).
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CUSIP Number: | |
705221 20 8 | ||
Item 3:
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If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
(a)
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o | Broker or dealer registered under Section 15 of the Exchange Act; | ||
(b)
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o | Bank as defined in Section 3(a)(6) of the Exchange Act; | ||
(c)
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o | Insurance company as defined in Section 3(a)(19) of the Exchange Act; | ||
(d)
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o | Investment company registered under Section 8 of the Investment Company Act; | ||
(e)
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o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | ||
(f)
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o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | ||
(g)
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o | A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); | ||
(h)
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o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | ||
(i)
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o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; | ||
(j)
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o | A non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J); |
Page 3 of 5 pages
CUSIP No. |
705221 20 8 |
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(k)
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o | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
Item 4.
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Ownership. |
(a) | Amount beneficially owned: | |||||||
0 shares* | ||||||||
(b) | Percentage of class: | 0 | % | |||||
(c) | Number of shares as to which such person has: | |||||||
(i) | Sole power to vote or direct the vote: | 0 shares | * | |||||
(ii) | Shared power to vote or direct the vote: | 0 shares | * | |||||
(iii) | Sole power to dispose or direct the disposition of: | 0 shares | * | |||||
(iv) | Shared power to dispose or direct the disposition of: | 0 shares | * |
* | On April 16, 2010, Lineage Power Holdings, Inc. (Lineage) completed its acquisition of PECO II, Inc. (PECO II) pursuant to the terms of that certain Agreement and Plan of Merger, dated February 18, 2010 (the Merger Agreement). Pursuant to the terms of the Merger Agreement, Lineage Power Ohio Merger Sub, Inc., an Ohio corporation and a wholly owned subsidiary of Lineage (Merger Sub) merged with and into PECO II, with PECO II continuing as the surviving entity and a wholly owned subsidiary of Lineage (the Merger). At the effective time of the Merger, the issued and outstanding shares of PECO IIs common stock, without par value per share, were converted into the right to receive $5.86 per share in cash without interest. |
Item 5.
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Ownership of Five Percent or Less of a Class. | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following þ. | ||
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person. | |
Not applicable | ||
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable | ||
Item 8.
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Identification and Classification of Members of the Group. | |
Not Applicable | ||
Item 9.
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Notice of Dissolution of Group. | |
Not Applicable | ||
Item 10.
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Certification. | |
Not Applicable |
Page 4 of 5 pages
CUSIP No. |
705221 20 8 |
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Dated: April 21, 2010 |
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/s/ John G. Heindel | ||||
John G. Heindel | ||||
Page 5 of 5 pages