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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
379890106 |
1. | Name of Reporting Persons I.R.S. Identification No(s). of above person(s) (entities only) BAVP, LP 94-3359700 |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | Citizenship or Place of Organization | ||||
Delaware | |||||
5. | Sole Voting Power | ||||
Number of | 0 | ||||
Shares | 6. | Shared Voting Power | |||
Beneficially | |||||
Owned by | 3,525,819(1) | ||||
Each | 7. | Sole Dispositive Power | |||
Reporting | |||||
Person | 0 | ||||
With: | 8. | Shared Dispositive Power | |||
3,525,819(1) | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
3,525,819(1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ||||
o | |||||
11 | Percent of Class Represented by Amount in Row (9) | ||||
7.9%(2) | |||||
12. | Type of Reporting Person (See Instructions) | ||||
PN |
Page 2 of 11 pages
CUSIP No. |
379890106 |
1. | Name of Reporting Persons I.R.S. Identification No(s). of above person(s) (entities only) Scale Venture Management I, LLC 94-3358904 |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | Citizenship or Place of Organization | ||||
California | |||||
5. | Sole Voting Power | ||||
Number of | 0 | ||||
Shares | 6. | Shared Voting Power | |||
Beneficially | |||||
Owned by | 3,525,819(1) | ||||
Each | 7. | Sole Dispositive Power | |||
Reporting | |||||
Person | 0 | ||||
With: | 8. | Shared Dispositive Power | |||
3,525,819(1) | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
3,525,819(1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ||||
o | |||||
11. | Percent of Class Represented by Amount in Row (9) | ||||
7.9%(2) | |||||
12. | Type of Reporting Person (See Instructions) | ||||
CO |
Page 3 of 11 pages
CUSIP No. |
379890106 |
1. | Name of Reporting Persons I.R.S. Identification No(s). of above person(s) (entities only) Louis C. Bock |
||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||
(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | Citizenship or Place of Organization | ||||
US | |||||
5. | Sole Voting Power | ||||
Number of | 0 | ||||
Shares | 6. | Shared Voting Power | |||
Beneficially | |||||
Owned by | 3,525,819(1) | ||||
Each | 7. | Sole Dispositive Power | |||
Reporting | |||||
Person | 0 | ||||
With: | 8. | Shared Dispositive Power | |||
3,525,819(1) | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
3,525,819(1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ||||
o | |||||
11. | Percent of Class Represented by Amount in Row (9) | ||||
7.9%(2) | |||||
12. | Type of Reporting Person (See Instructions) | ||||
IN |
Page 4 of 11 pages
CUSIP No. |
379890106 |
1. | Name of Reporting Persons I.R.S. Identification No(s). of above person(s) (entities only) Kate Mitchell |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | Citizenship or Place of Organization | ||||
US | |||||
5. | Sole Voting Power | ||||
Number of | 0 | ||||
Shares | 6. | Shared Voting Power | |||
Beneficially | |||||
Owned by | 3,525,819(1) | ||||
Each | 7. | Sole Dispositive Power | |||
Reporting | |||||
Person | 0 | ||||
With: | 8. | Shared Dispositive Power | |||
3,525,819(1) | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
3,525,819(1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ||||
o | |||||
11. | Percent of Class Represented by Amount in Row (9) | ||||
7.9%(2) | |||||
12. | Type of Reporting Person (See Instructions) | ||||
IN |
Page 5 of 11 pages
CUSIP No. |
379890106 |
1. | Name of Reporting Persons I.R.S. Identification No(s). of above person(s) (entities only) Rory ODriscoll |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
||||
(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | Citizenship or Place of Organization | ||||
US | |||||
5. | Sole Voting Power | ||||
Number of | 0 | ||||
Shares | 6. | Shared Voting Power | |||
Beneficially | |||||
Owned by | 3,525,819(1) | ||||
Each | 7. | Sole Dispositive Power | |||
Reporting | |||||
Person | 0 | ||||
With: | 8. | Shared Dispositive Power | |||
3,525,819(1) | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
3,525,819(1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ||||
o | |||||
11. | Percent of Class Represented by Amount in Row (9) | ||||
7.9%(2) | |||||
12. | Type of Reporting Person (See Instructions) | ||||
IN |
Page 6 of 11 pages
CUSIP No. |
379890106 |
1. | Name of Reporting Persons I.R.S. Identification No(s). of above person(s) (entities only) Mark Brooks |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) o | |||||
(b) o | |||||
3. | SEC USE ONLY | ||||
4. | Citizenship or Place of Organization | ||||
US | |||||
5. | Sole Voting Power | ||||
Number of | 0 | ||||
Shares | 6. | Shared Voting Power | |||
Beneficially | |||||
Owned by | 3,525,819(1) | ||||
Each | 7. | Sole Dispositive Power | |||
Reporting | |||||
Person | 0 | ||||
With: | 8. | Shared Dispositive Power | |||
3,525,819(1) | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
3,525,819(1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | ||||
o | |||||
11. | Percent of Class Represented by Amount in Row (9) | ||||
7.9%(2) | |||||
12. | Type of Reporting Person (See Instructions) | ||||
IN |
Page 7 of 11 pages
(a) | Name of Issuer Glu Mobile, Inc. |
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(b) | Address of Issuers Principal Executive Offices 1800 Gateway Dr., Second Floor San Mateo, CA 94404 |
(a) | Name of Person Filing |
BAVP, LP; Scale Venture Management I, LLC; Louis C. Bock; Kate Mitchell; Rory O Driscoll and Mark Brooks |
(b) | Address of Principal Business Office or, if none, Residence |
BAVP, LP: | 100 North Tryon Street, Floor 25, Bank of America Corporate Center, Charlotte, NC 28255 |
Scale Venture Management I, LLC: 950 Tower Lane, Suite 700, Foster City, CA 94404 |
Louis C. Bock:
|
950 Tower Lane, Suite 700, Foster City, CA 94404 | |
Kate Mitchell:
|
950 Tower Lane, Suite 700, Foster City, CA 94404 | |
Rory ODriscoll:
|
950 Tower Lane, Suite 700, Foster City, CA 94404 | |
Mark Brooks:
|
950 Tower Lane, Suite 700, Foster City, CA 94404 |
(c) | Citizenship |
(d) | Title of Class of Securities Common Stock |
||
(e) | CUSIP Number 834453102 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable |
Item 4. | Ownership |
(a) | Amount Beneficially Owned: | |||||||
BAVP, LP | 3,525,819 | (1) | ||||||
Scale Venture Management I, LLC | 3,525,819 | (1) | ||||||
Louis C. Bock | 3,525,819 | (1) | ||||||
Kate Mitchell | 3,525,819 | (1) | ||||||
Rory ODriscoll | 3,525,819 | (1) |
Page 8 of 11 pages
Mark Brooks | 3,525,819 | (1) | ||||||
(b) | Percent of Class: | |||||||
BAVP, LP | 7.9 | %(2) | ||||||
Scale Venture Management I, LLC | 7.9 | %(2) | ||||||
Louis C. Bock | 7.9 | %(2) | ||||||
Kate Mitchell | 7.9 | %(2) | ||||||
Rory ODriscoll | 7.9 | %(2) | ||||||
Mark Brooks | 7.9 | %(2) | ||||||
(c) | Number of shares as to which the person has: | |||||||
(i) Sole power to vote or to direct the vote: | 0 | |||||||
(ii) Shared power to vote or to direct the vote: | ||||||||
BAVP, LP | 3,525,819 | (1) | ||||||
Scale Venture Management I, LLC | 3,525,819 | (1) | ||||||
Louis C. Bock | 3,525,819 | (1) | ||||||
Kate Mitchell | 3,525,819 | (1) | ||||||
Rory ODriscoll | 3,525,819 | (1) | ||||||
Mark Brooks | 3,525,819 | (1) | ||||||
(iii) Sole power to dispose or to direct the disposition of: | 0 | |||||||
(iv) Shared power to dispose or to direct the disposition of: | ||||||||
BAVP, LP | 3,525,819 | (1) | ||||||
Scale Venture Management I, LLC | 3,525,819 | (1) | ||||||
Louis C. Bock | 3,525,819 | (1) | ||||||
Kate Mitchell | 3,525,819 | (1) | ||||||
Rory ODriscoll | 3,525,819 | (1) | ||||||
Mark Brooks | 3,525,819 | (1) |
(1) | Shares are held by BAVP, LP. Scale Venture Management I, LLC is the General Partner of BAVP, LP. Louis Bock, Kate Mitchell, Rory ODriscoll and Mark Brooks are the Managing Members of Scale Venture Management I, LLC, the general partner of BAVP, LP. Includes 375,000 shares BAVP, L.P. has the right to acquire within 60 days pursuant to a warrant to purchase shares of the Issuers common stock. | |
(2) | The percentage is calculated based upon 30,810,304 shares of the Issuers common stock outstanding as adjusted pursuant to Rule 13d-3(d)(1) promulgated under the Exchange Act, as set forth in the Issuers most recent Quarterly report on Form 10-Q, filed with the Securities and Exchange Commission on August 9, 2010, plus 13,495,000 shares of common stock issued on August 27, 2010. |
Item 5. | Ownership of Five Percent or Less of a Class |
Not Applicable |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not Applicable |
Page 9 of 11 pages
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable |
Item 8. | Identification and Classification of Members of the Group |
Not Applicable |
Item 9. | Notice of Dissolution of a Group |
Not Applicable |
Item 10. | Certification |
Not applicable |
BAVP, LP | SCALE VENTURE MANAGEMENT I, LLC | |||||
By:
|
Scale Venture Management I, LLC, | |||||
its General Partner | ||||||
By:
|
/s/ Kate Mitchell |
By: | /s/ Kate Mitchell |
|||
Title: Managing Member | Title: Managing Member | |||||
By:
|
/s/ Louis C. Bock
|
By: | /s/ Kate Mitchell |
|||
By:
|
/s/ Rory ODriscoll
|
By: | /s/ Mark Brooks |
A: | Joint Filing Agreement |
Page 10 of 11 pages
BAVP, LP | SCALE VENTURE MANAGEMENT I, LLC | |||||
By:
|
Scale Venture Management I, LLC, | |||||
its General Partner | ||||||
By:
|
/s/ Kate Mitchell |
By: | /s/ Kate Mitchell |
|||
Title: Managing Member | Title: Managing Member | |||||
By:
|
/s/ Louis C. Bock
|
By: | /s/ Kate Mitchell |
|||
By:
|
/s/ Rory ODriscoll
|
By: | /s/ Mark Brooks |
Page 11 of 11 pages