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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __________)*
Semiconductor Manufacturing International Corporation
American Depository Shares Representing Ordinary Shares
81663N206
December 31, 2004
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) | |
o | Rule 13d-1(c) | |
x | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
(Continued on following pages)
Page 1 of 11 Pages
1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only). Motorola, Inc. |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) o
(b) x
3. | SEC Use Only |
4. | Citizenship or Place of Organization Delaware |
5. | Sole Voting Power |
|||
6,708,194 1 |
||||
Number of | 6. | Shared Voting Power |
||
Shares | 21,850,1082 | |||
Beneficially |
|
|||
Owned by Each | 7. | Sole Dispositive Power |
||
Reporting | 6,708,194 | |||
Person |
|
|||
With: | 8. | Shared Dispositive Power |
||
21,850,108 | ||||
|
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 28,558,301 |
|
||||
10. | Check if the Aggregate Amount
in Row (9) Excludes
Certain Shares (See Instructions) |
|
||||
11. | Percent of Class Represented
by Amount In Row (9) 7.8%3 |
|
||||
12. | Type of Reporting Person (See
Instructions) CO |
1 | 6,708,194 American Depository Shares representing 335,409,680 ordinary shares. | |
2 | 21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | |
3 | Based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the United States Securities and Exchange Commission (the SEC) on December 13, 2004. |
(Page 2 of 11 Pages)
1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only). Motorola Asia Limited |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) o
(b) x
3. | SEC Use Only |
4. | Citizenship or Place of Organization Hong Kong |
5. | Sole Voting Power |
|||
0 |
||||
Number of | 6. | Shared Voting Power |
||
Shares | 21,850,1084 | |||
Beneficially |
|
|||
Owned by Each | 7. | Sole Dispositive Power |
||
Reporting | 0 | |||
Person |
|
|||
With: | 8. | Shared Dispositive Power |
||
21,850,108 | ||||
|
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 21,850,108 |
|
||||
10. | Check if the Aggregate Amount
in Row (9) Excludes
Certain Shares (See Instructions) |
|
||||
11. | Percent of Class Represented
by Amount In Row (9) 6.0%5 |
|
||||
12. | Type of Reporting Person (See
Instructions) CO |
4 | 21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | |
5 | Based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the SEC on December 13, 2004. |
(Page 3 of 11 Pages)
1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only). Motorola (China) Investment Limited |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) o
(b) x
3. | SEC Use Only |
4. | Citizenship or Place of Organization Peoples Republic of China |
5. | Sole Voting Power |
|||
0 |
||||
Number of | 6. | Shared Voting Power |
||
Shares | 21,850,1086 | |||
Beneficially |
|
|||
Owned by Each | 7. | Sole Dispositive Power |
||
Reporting | 0 | |||
Person |
|
|||
With: | 8. | Shared Dispositive Power |
||
21,850,108 | ||||
|
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 21,850,108 |
|
||||
10. | Check if the Aggregate Amount
in Row (9) Excludes
Certain Shares (See Instructions) |
|
||||
11. | Percent of Class Represented
by Amount In Row (9) 6.0%7 |
|
||||
12. | Type of Reporting Person (See
Instructions) CO |
6 | 21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | |
7 | Based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the SEC on December 13, 2004. |
(Page 4 of 11 Pages)
1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only). Motorola (China) Electronics Limited |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) o
(b) x
3. | SEC Use Only |
4. | Citizenship or Place of Organization Peoples Republic of China |
5. | Sole Voting Power |
|||
0 |
||||
Number of | 6. | Shared Voting Power |
||
Shares | 21,850,1088 | |||
Beneficially |
|
|||
Owned by Each | 7. | Sole Dispositive Power |
||
Reporting | 0 | |||
Person |
|
|||
With: | 8. | Shared Dispositive Power |
||
21,850,108 | ||||
|
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 21,850,108 |
|
||||
10. | Check if the Aggregate Amount
in Row (9) Excludes
Certain Shares (See Instructions) |
|
||||
11. | Percent of Class Represented
by Amount In Row (9) 6.0%9 |
|
||||
12. | Type of Reporting Person (See
Instructions) CO |
8 | 21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | |
9 | Based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the SEC on December 13, 2004. |
(Page 5 of 11 Pages)
Item 1.
(a) | Name of Issuer |
Semiconductor Manufacturing International Corporation
(b) | Address of Issuers Principal Executive Offices |
18 Zhangjiang Road
Pudong New Area
Shanghai 201203
Peoples Republic of China
Item 2.
(a) | Name of Person Filing |
The name of the persons filing this statement (the Reporting Persons) are as follows:
Motorola, Inc.
Motorola Asia Limited
Motorola (China) Investment Limited
Motorola (China) Electronics Limited
(b) | Address of Principal Business Office or, if one, Residence |
Motorola, Inc.
1303 East Algonquin Road
Schaumberg, IL 60196
Motorola Asia Limited
Silicon Harbour Center
2 Dai King Street
Tai Po, N.T.
Hong Kong
Motorola (China) Investment Limited
#108 Jian Guo Lu
Chaoyang District
Beijing 100022
Peoples Republic of China
Motorola China Electronics Limited
#108 Jian Guo Lu
Chaoyang District
Beijing 100022
Peoples Republic of China
(c) | Citizenship |
Motorola, Inc. is a Delaware corporation. Motorola (Asia) Limited is a limited liability company organized under the laws of Hong Kong. Motorola (China) Investment Limited is a company organized under the laws of the Peoples Republic of China. Motorola (China) Electronics Limited is a wholly foreign-owned enterprise formed in the Tianjin Economic Technological Development Area in Tianjin, China, in accordance with the laws of the Peoples Republic of China.
(d) | Title of Class of Securities |
American Depositary Shares, each representing 50 ordinary shares, par value US$0.0004 per share
(Page 6 of 11 Pages)
(e) | CUSIP Number |
81663N206
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
Item 4. | Ownership. |
Motorola, Inc. is the record holder of 6,708,194 American Depository Shares of the issuer, representing 335,409,680 ordinary shares. Motorola (China) Electronics Limited is the record holder of 21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. Motorola, Inc. and Motorola (China) Electronics Limited acquired these shares prior to the issuers initial public offering effective in March of 2004. Motorola (China) Investment Limited holds the majority of the issued share capital of Motorola (China) Electronics Limited and may, for purposes of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the Exchange Act), be deemed to control the voting and disposition of the shares of the issuer held by Motorola (China) Electronics Limited. Motorola Asia Limited (Hong Kong) is the sole shareholder of Motorola (China) Investment Limited and may, for purposes of Rule 13d-3 of the Exchange Act be deemed to control the voting and disposition of the shares of the issuer held by Motorola (China) Electronics Limited. Motorola, Inc. holds the majority of the issued share capital of Motorola Asia Limited (Hong Kong) and may, for purposes of Rule 13d-3 of the Exchange Act be deemed to control the voting and disposition of the shares of the issuer held by Motorola (China) Electronics Limited.
Set forth below is the information regarding the aggregate number and percentage of American Depository Shares of the issuer that each Reporting Person may be deemed to beneficially own for purposes of Rule 13d-3 of the Exchange Act:
Motorola, Inc.:
(a) | Amount beneficially owned: | |||
28,558,301 American Depository Shares representing 1,427,915,070 ordinary shares. | ||||
(b) | Percent of class: | |||
7.8%. This percentage is based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the SEC on December 13, 2004. | ||||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote | |||
6,708,194 American Depository Shares representing 335,409,680 ordinary shares. | ||||
(ii) | Shared power to vote or to direct the vote 21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | |||
(iii) | Sole power to dispose or to direct the disposition of 6,708,194 American Depository Shares representing 335,409,680 ordinary shares. | |||
(iv) | Shared power to dispose or to direct the disposition of | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. |
(Page 7 of 11 Pages)
Motorola Asia Limited:
(a) | Amount beneficially owned: | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | ||||
(b) | Percent of class: | |||
6.0%. This percentage is based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the SEC on December 13, 2004. | ||||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote | |||
0 | ||||
(ii) | Shared power to vote or to direct the vote | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | ||||
(iii) | Sole power to dispose or to direct the disposition of | |||
0 | ||||
(iv) | Shared power to dispose or to direct the disposition of | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. |
Motorola (China) Investment Limited:
(a) | Amount beneficially owned: | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | ||||
(b) | Percent of class: | |||
6.0%. This percentage is based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the SEC on December 13, 2004. | ||||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote | |||
0 | ||||
(ii) | Shared power to vote or to direct the vote | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | ||||
(iii) | Sole power to dispose or to direct the disposition of | |||
0 | ||||
(iv) | Shared power to dispose or to direct the disposition of | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. |
Motorola (China) Electronics Limited:
(a) | Amount beneficially owned: | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | ||||
(b) | Percent of class: | |||
6.0%. This percentage is based on 18,233,166,799 ordinary shares reported as outstanding in the issuers Form 6-K filed with the SEC on December 13, 2004. |
(Page 8 of 11 Pages)
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: | |||
0 | ||||
(ii) | Shared power to vote or to direct the vote: | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. | ||||
(iii) | Sole power to dispose or to direct the disposition of: | |||
0 | ||||
(iv) | Shared power to dispose or to direct the disposition of: | |||
21,850,108 American Depository Shares representing 1,092,505,390 ordinary shares. |
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
(Page 9 of 11 Pages)
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 9, 2005 |
MOTOROLA, INC. | |||
By: | /s/ Carol H. Forsyte | |||
Name: | Carol H. Forsyte | |||
Title: | Vice President, Corporate and Securities, | |||
Law Department | ||||
Dated: February 9, 2005 |
MOTOROLA ASIA LIMITED (HONG KONG) | |||
By: | /s/ Garth L. Milne | |||
Name: | Garth L. Milne | |||
Title: | Director | |||
Dated: February 9, 2005 |
MOTOROLA (CHINA) INVESTMENT LIMITED | |||
By: | /s/ Garth L. Milne | |||
Name: | Garth L. Milne | |||
Title: | Director | |||
Dated: February 9, 200 |
MOTOROLA (CHINA) ELECTRONICS LIMITED | |||
By: | /s/ Garth L. Milne | |||
Name: | Garth L. Milne | |||
Title: | Director |
(Page 10 of 11 Pages)
JOINT FILING STATEMENT
Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us.
Dated: February 9, 2005 |
MOTOROLA, INC. | |||
By: | Carol H. Forsyte | |||
Name: | Carol H. Forsyte | |||
Title: | Vice President, Corporate and Securities, | |||
Law Department | ||||
Dated: February 9, 2005 |
MOTOROLA ASIA LIMITED (HONG KONG) | |||
By: | Garth L. Milne | |||
Name: | Garth L. Milne | |||
Title: | Director | |||
Dated: February 9, 2005 |
MOTOROLA (CHINA) INVESTMENT LIMITED | |||
By: | Garth L. Milne | |||
Name: | Garth L. Milne | |||
Title: | Director | |||
Dated: February 9, 2005 |
MOTOROLA (CHINA) ELECTRONICS LIMITED | |||
By: | /s/ Garth L. Milne | |||
Name: | Garth L. Milne | |||
Title: | Director |
(Page 11 of 11 Pages)