Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of November, 2018
Commission File Number: 033-97038
BROOKFIELD ASSET MANAGEMENT INC.
(Translation of Registrant’s Name into English)
Suite 300, Brookfield Place, 181 Bay Street, P.O. Box 762, Toronto, Canada M5J 2T3
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ¨ Form 40-F ý
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):
DOCUMENTS FILED AS PART OF THIS FORM 6-K
See the Exhibit Index to this Form 6-K. The Management's Discussion and Analysis of Financial Results and Unaudited Interim Consolidated Financial Statements for the quarter ended September 30, 2018 included on pages 9 to 61 and 62 to 92, respectively, of the Interim Report to Shareholders of Brookfield Asset Management Inc. for the quarter ended September 30, 2018, contained in Exhibit 99.1 of this Form 6-K, is incorporated by reference into the registration statements of Brookfield Asset Management Inc. on Form F-3 (File No. 333-182656) and on Form S-8 (File Nos. 333-214948, 333-204848 and 333-178260) and the registration statements of Brookfield Asset Management Inc. and Brookfield Finance Inc. on Form F-10 (File Nos. 333-224426 and 333-224426-01) and Brookfield Finance LLC on Form F-3 (File No. 333-224415). Except for the foregoing, no other document or portion of a document filed with this Form 6-K is incorporated by reference in the above registration statements.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| BROOKFIELD ASSET MANAGEMENT INC. |
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Date: November 14, 2018 | By: | /s/ Justin Beber |
| Name: | Justin Beber |
| Title: | Senior Managing Partner, Legal Affairs |
EXHIBIT INDEX
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Exhibit | | Description |
| | Interim Report to Shareholders |
| | Interim Report to Shareholders of Brookfield Asset Management Inc. for the quarter ended September 30, 2018 |
| | Certification of Chief Executive Officer pursuant to Canadian Law |
| | Certification of Chief Financial Officer pursuant to Canadian Law |