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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROSENBLATT SIDNEY D C/O UNIVERSAL DISPLAY CORPORATION 375 PHILLIPS BLVD. EWING, NJ 08618 |
X | EVP and CFO |
/s/ Sidney. D. Rosenblatt | 07/21/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transferred to The Sidney Rosenblatt July 2017 Annuity Trust dated as of July 19, 2017, a Grantor Retained Annuity Trust of which Mr. Rosenblatt is trustee and beneficiary. |
(2) | Includes 6,764 shares distributed to Mr. Rosenblatt on July 19, 2017 from Grantor Retained Annuity Trusts of which Mr. Rosenblatt is trustee and beneficiary. |
(3) | These shares were distributed from The Sidney Rosenblatt June 2014 Annuity Trust to family trusts in which Mr. Rosenblatt is neither trustee nor beneficiary. |
(4) | Includes 55,280 shares transferred by Mr. Rosenblatt on July 19, 2017 to The Sidney Rosenblatt July 2017 Annuity Trust dated as of July 19, 2017. |
(5) | These shares are held by the following GRATs: The Sidney Rosenblatt June 2015 Annuity Trust dated as of June 18, 2015 (4,449 shares), The Sidney Rosenblatt June 2016 Annuity Trust dated as of June 20, 2016 (6,885 shares), and The Sidney Rosenblatt July 2017 Annuity Trust dated as of July 19, 2017 (55,280 shares). Mr. Rosenblatt is trustee and beneficiary of these Grantor Retained Annuity Trusts. |
(6) | Mr. Rosenblatt is no longer reporting 3,250 shares that are held by Mr. Rosenblatt's children as beneficially owned by him. Such children are independent adults and not part of Mr. Rosenblatt's household. |
(7) | These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which he is the sole general partner and he and his children are the sole limited partners. |
(8) | These shares are held by Mr. Rosenblatt's spouse and are being reported as beneficially owned by him. |