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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VOGEL LEE M C/O KANSAS CITY LIFE INSURANCE CO 3520 BROADWAY KANSAS CTIY, MO 64111 |
 |  X |  |  |
/s/A. Craig Mason, Jr., Attorney in Fact for Lee M. Vogel | 02/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Vogel is a manager and member of JRB Interests, LLC, a Missouri limited liability company ("JRB"), which holds 2,966,312 shares of the Issuer's common stock, $1.25 par value ("Common Stock"). Effective on December 18, 2013, JRB redeemed the membership interest of one of its members other than Mr. Vogel, which increased the number of shares of Common Stock attributable to Mr. Vogel's membership interest by 2,533 shares. Mr. Vogel disclaims beneficial ownership of the shares of Common Stock owned by JRB except to the extent of his pecuniary interest therein. |
(2) | Mr. Vogel is a member of JRB and, in that capacity, shares with the other members of JRB the power to dispose of all of the 2,966,312 shares of Common Stock owned by JRB. The shares reported include 1,029,233 shares of Common Stock owned by JRB, which consist of: (a) 1,029,064 shares attributable to the membership interests of JRB held by the trusts for which Mr. Vogel serves as a co-trustee, and (b) 169 shares attributable to membership interests of JRB held by Mr. Vogel individually. Mr. Vogel disclaims beneficial ownership of the shares of Common Stock owned by JRB except to the extent of his pecuniary interest therein. The shares reported also include 5,798 shares of Common Stock owned by the Lee M. Vogel Revocable Trust dated as of March 15, 2005, for which Mr. Vogel is a beneficiary and serves as trustee. |
(3) | Mr. Vogel is a party to a Voting Agreement dated October 31, 2004 with memberes of the Bixby family group, as reported on a Schedule 13D filed with the Securities and Exchange Commission on November 2, 2004, pursuant to which Voting Agreement Mr. Vogel has the sole voting power for all shares of Common Stock owned by the family group. Except for the shares reported herein, Mr. Vogel disclaims beneficial ownership in all shares of Common Stock subject to the Voting Agreement as he has no pecuniary interest in them. |