UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:
811-09261
 
 
Foxby Corp.
(Exact name of registrant as specified in charter)
 
 
11 Hanover Square, 12th Floor, New York, NY
10005
(Address of principal executive offices)
(Zip code)

John F. Ramirez, Esq.
Foxby Corp.
11 Hanover Square, 12th Floor
New York, NY 10005

Registrant's telephone number, including area code:
1-212-785-0900

Date of fiscal year end:
12/31

Date of reporting period:
07/01/2016 - 06/30/2017
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 


Item 1. Proxy Voting Record

 

Foxby Corp.

 
AFFILIATED MANAGERS GROUP, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL
Ticker:  AMG
Security ID:  008252108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel T. Byrne Management For For
1b Elect Director Dwight D. Churchill Management For For
1c Elect Director Glenn Earle Management For For
1d Elect Director Niall Ferguson Management For For
1e Elect Director Sean M. Healey Management For For
1f Elect Director Tracy P. Palandjian Management For For
1g Elect Director Patrick T. Ryan Management For For
1h Elect Director Jide J. Zeitlin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Provide Directors May Be Removed With or Without Cause Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ALPHABET INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL
Ticker:  GOOGL
Security ID:  02079K305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Larry Page Management For For
1.2 Elect Director Sergey Brin Management For For
1.3 Elect Director Eric E. Schmidt Management For For
1.4 Elect Director L. John Doerr Management For Withhold
1.5 Elect Director Roger W. Ferguson, Jr. Management For For
1.6 Elect Director Diane B. Greene Management For For
1.7 Elect Director John L. Hennessy Management For For
1.8 Elect Director Ann Mather Management For Withhold
1.9 Elect Director Alan R. Mulally Management For For
1.10 Elect Director Paul S. Otellini Management For Withhold
1.11 Elect Director K. Ram Shriram Management For Withhold
1.12 Elect Director Shirley M. Tilghman Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
5 Advisory Vote on Say on Pay Frequency Management Three Years One Year
6 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Report on Political Contributions Shareholder Against For
9 Report on Gender Pay Gap Shareholder Against For
10 Report on Charitable Contributions Shareholder Against Against
11 Adopt Holy Land Principles Shareholder Against Against
12 Report on Fake News Shareholder Against Against
 
AMERICAN EXPRESS COMPANY
Meeting Date:  MAY 01, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  AXP
Security ID:  025816109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charlene Barshefsky Management For For
1b Elect Director John J. Brennan Management For For
1c Elect Director Ursula M. Burns Management For For
1d Elect Director Kenneth I. Chenault Management For For
1e Elect Director Peter Chernin Management For For
1f Elect Director Ralph de la Vega Management For For
1g Elect Director Anne L. Lauvergeon Management For For
1h Elect Director Michael O. Leavitt Management For For
1i Elect Director Theodore J. Leonsis Management For For
1j Elect Director Richard C. Levin Management For For
1k Elect Director Samuel J. Palmisano Management For For
1l Elect Director Daniel L. Vasella Management For For
1m Elect Director Robert D. Walter Management For For
1n Elect Director Ronald A. Williams Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Provide Right to Act by Written Consent Shareholder Against For
6 Report on Gender Pay Gap Shareholder Against Against
 
APPLE INC.
Meeting Date:  FEB 28, 2017
Record Date:  DEC 30, 2016
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James Bell Management For For
1.2 Elect Director Tim Cook Management For For
1.3 Elect Director Al Gore Management For For
1.4 Elect Director Bob Iger Management For For
1.5 Elect Director Andrea Jung Management For For
1.6 Elect Director Art Levinson Management For For
1.7 Elect Director Ron Sugar Management For For
1.8 Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Disclose Charitable Contributions Shareholder Against Against
6 Adopt Policy to Increase Diversity of Senior Management and Board of Directors Shareholder Against Against
7 Proxy Access Amendments Shareholder Against For
8 Engage Outside Independent Experts for Compensation Reforms Shareholder Against Against
9 Adopt Share Retention Policy For Senior Executives Shareholder Against For
 
AUTONATION, INC.
Meeting Date:  APR 19, 2017
Record Date:  FEB 21, 2017
Meeting Type:  ANNUAL
Ticker:  AN
Security ID:  05329W102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mike Jackson Management For For
1.2 Elect Director Rick L. Burdick Management For For
1.3 Elect Director Tomago Collins Management For For
1.4 Elect Director David B. Edelson Management For For
1.5 Elect Director Karen C. Francis Management For For
1.6 Elect Director Robert R. Grusky Management For For
1.7 Elect Director Kaveh Khosrowshahi Management For For
1.8 Elect Director Michael Larson Management For For
1.9 Elect Director G. Mike Mikan Management For For
1.10 Elect Director Alison H. Rosenthal Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management Three Years One Year
5 Approve Omnibus Stock Plan Management For For
 
AVNET, INC.
Meeting Date:  NOV 10, 2016
Record Date:  SEP 13, 2016
Meeting Type:  ANNUAL
Ticker:  AVT
Security ID:  053807103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Rodney C. Adkins Management For For
1b Elect Director William J. Amelio Management For For
1c Elect Director J. Veronica Biggins Management For For
1d Elect Director Michael A. Bradley Management For For
1e Elect Director R. Kerry Clark Management For For
1f Elect Director James A. Lawrence Management For For
1g Elect Director Avid Modjtabai Management For For
1h Elect Director Ray M. Robinson Management For For
1i Elect Director William H. Schumann, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify KPMG LLP as Auditors Management For For
 
BED BATH & BEYOND INC.
Meeting Date:  JUL 01, 2016
Record Date:  MAY 06, 2016
Meeting Type:  ANNUAL
Ticker:  BBBY
Security ID:  075896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Warren Eisenberg Management For For
1b Elect Director Leonard Feinstein Management For For
1c Elect Director Steven H. Temares Management For For
1d Elect Director Dean S. Adler Management For Against
1e Elect Director Stanley F. Barshay Management For Against
1f Elect Director Geraldine T. Elliott Management For For
1g Elect Director Klaus Eppler Management For For
1h Elect Director Patrick R. Gaston Management For For
1i Elect Director Jordan Heller Management For For
1j Elect Director Victoria A. Morrison Management For Against
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Proxy Access Shareholder Against For
5 Adopt Share Retention Policy For Senior Executives Shareholder Against For
6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against For
 
BED BATH & BEYOND INC.
Meeting Date:  JUN 29, 2017
Record Date:  MAY 05, 2017
Meeting Type:  ANNUAL
Ticker:  BBBY
Security ID:  075896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Warren Eisenberg Management For For
1b Elect Director Leonard Feinstein Management For For
1c Elect Director Steven H. Temares Management For For
1d Elect Director Dean S. Adler Management For Against
1e Elect Director Stanley F. Barshay Management For Against
1f Elect Director Klaus Eppler Management For For
1g Elect Director Patrick R. Gaston Management For For
1h Elect Director Jordan Heller Management For For
1i Elect Director Victoria A. Morrison Management For Against
1j Elect Director Virginia P. Ruesterholz Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
 
BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 06, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL
Ticker:  BRK.B
Security ID:  084670702
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Warren E. Buffett Management For For
1.2 Elect Director Charles T. Munger Management For For
1.3 Elect Director Howard G. Buffett Management For For
1.4 Elect Director Stephen B. Burke Management For For
1.5 Elect Director Susan L. Decker Management For For
1.6 Elect Director William H. Gates, III Management For For
1.7 Elect Director David S. Gottesman Management For For
1.8 Elect Director Charlotte Guyman Management For For
1.9 Elect Director Thomas S. Murphy Management For For
1.10 Elect Director Ronald L. Olson Management For For
1.11 Elect Director Walter Scott, Jr. Management For For
1.12 Elect Director Meryl B. Witmer Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Report on Political Contributions Shareholder Against For
5 Assess and Report on Exposure to Climate Change Risks Shareholder Against For
6 Require Divestment from Fossil Fuels Shareholder Against Against
 
BIOGEN INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alexander J. Denner Management For For
1b Elect Director Caroline D. Dorsa Management For For
1c Elect Director Nancy L. Leaming Management For For
1d Elect Director Richard C. Mulligan Management For For
1e Elect Director Robert W. Pangia Management For For
1f Elect Director Stelios Papadopoulos Management For For
1g Elect Director Brian S. Posner Management For For
1h Elect Director Eric K. Rowinsky Management For For
1i Elect Director Lynn Schenk Management For For
1j Elect Director Stephen A. Sherwin Management For For
1k Elect Director Michel Vounatsos Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
 
CAPELLA EDUCATION COMPANY
Meeting Date:  MAY 02, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL
Ticker:  CPLA
Security ID:  139594105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Rita D. Brogley Management For For
1.2 Elect Director H. James Dallas Management For For
1.3 Elect Director Matthew W. Ferguson Management For For
1.4 Elect Director J. Kevin Gilligan Management For For
1.5 Elect Director Michael A. Linton Management For For
1.6 Elect Director Michael L. Lomax Management For For
1.7 Elect Director Jody G. Miller Management For For
1.8 Elect Director David W. Smith Management For For
1.9 Elect Director Jeffrey W. Taylor Management For For
1.10 Elect Director Darrell R. Tukua Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Adopt Majority Voting for Uncontested Election of Directors Management For For
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 12, 2016
Record Date:  OCT 14, 2016
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol A. Bartz Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Michael D. Capellas Management For For
1d Elect Director John T. Chambers Management For For
1e Elect Director Amy L. Chang Management For For
1f Elect Director John L. Hennessy Management For For
1g Elect Director Kristina M. Johnson Management For For
1h Elect Director Roderick C. McGeary Management For For
1i Elect Director Charles H. Robbins Management For For
1j Elect Director Arun Sarin Management For For
1k Elect Director Steven M. West Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Report on Arab and non-Arab Employees using EEO-1 Categories Shareholder Against Against
6 Establish Board Committee on Operations in Israeli Settlements Shareholder Against Against
 
DIAMOND HILL INVESTMENT GROUP, INC.
Meeting Date:  APR 26, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  DHIL
Security ID:  25264R207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director R. H. Dillon Management For For
1.2 Elect Director Randolph J. Fortener Management For For
1.3 Elect Director James F. Laird Management For For
1.4 Elect Director Paul A. Reeder, III Management For For
1.5 Elect Director Bradley C. Shoup Management For For
1.6 Elect Director Frances A. Skinner Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Adopt Majority Voting for Uncontested Election of Directors Management For For
4 Eliminate Cumulative Voting Management For Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
DICK'S SPORTING GOODS, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL
Ticker:  DKS
Security ID:  253393102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Edward W. Stack Management For For
1b Elect Director Jacqualyn A. Fouse Management For For
1c Elect Director Lawrence J. Schorr Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For Against
 
DST SYSTEMS, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  DST
Security ID:  233326107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Joseph C. Antonellis Management For For
1.2 Elect Director Jerome H. Bailey Management For For
1.3 Elect Director Lynn Dorsey Bleil Management For For
1.4 Elect Director Gary D. Forsee Management For For
1.5 Elect Director Stephen C. Hooley Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
EMERSON ELECTRIC CO.
Meeting Date:  FEB 07, 2017
Record Date:  NOV 29, 2016
Meeting Type:  ANNUAL
Ticker:  EMR
Security ID:  291011104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director D.N. Farr Management For For
1.2 Elect Director W.R. Johnson Management For For
1.3 Elect Director M.S. Levatich Management For For
1.4 Elect Director J.W. Prueher Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Report on Political Contributions Shareholder Against For
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Adopt Quantitative Company-wide GHG Goals Shareholder Against For
 
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date:  MAY 11, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  ESRX
Security ID:  30219G108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Maura C. Breen Management For For
1b Elect Director William J. DeLaney Management For For
1c Elect Director Elder Granger Management For For
1d Elect Director Nicholas J. LaHowchic Management For For
1e Elect Director Thomas P. Mac Mahon Management For For
1f Elect Director Frank Mergenthaler Management For For
1g Elect Director Woodrow A. Myers, Jr. Management For For
1h Elect Director Roderick A. Palmore Management For For
1i Elect Director George Paz Management For For
1j Elect Director William L. Roper Management For For
1k Elect Director Seymour Sternberg Management For For
1l Elect Director Timothy Wentworth Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chairman Shareholder Against For
6 Report on Gender Pay Gap Shareholder Against Against
 
FRANKLIN RESOURCES, INC.
Meeting Date:  FEB 15, 2017
Record Date:  DEC 19, 2016
Meeting Type:  ANNUAL
Ticker:  BEN
Security ID:  354613101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter K. Barker Management For For
1b Elect Director Mariann Byerwalter Management For For
1c Elect Director Charles E. Johnson Management For For
1d Elect Director Gregory E. Johnson Management For For
1e Elect Director Rupert H. Johnson, Jr. Management For For
1f Elect Director Mark C. Pigott Management For For
1g Elect Director Chutta Ratnathicam Management For For
1h Elect Director Laura Stein Management For For
1i Elect Director Seth H. Waugh Management For For
1j Elect Director Geoffrey Y. Yang Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Climate Change Position and Proxy Voting Shareholder Against Against
6 Report on Executive Pay and Proxy Voting Shareholder Against Against
 
GAMCO INVESTORS, INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL
Ticker:  GBL
Security ID:  361438104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Edwin L. Artzt Management For For
1.2 Elect Director Raymond C. Avansino, Jr. Management For For
1.3 Elect Director Leslie B. Daniels Management For For
1.4 Elect Director Mario J. Gabelli Management For Withhold
1.5 Elect Director Eugene R. McGrath Management For For
1.6 Elect Director Robert S. Prather, Jr. Management For For
1.7 Elect Director Elisa M. Wilson Management For Withhold
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Approve the Issuance of Shares to Mario J. Gabelli Management For Against
4 Amend Omnibus Stock Plan Management For Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
6 Advisory Vote on Say on Pay Frequency Management Three Years One Year
7 Reclassification of Class B Stock Management For For
 
GAP INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  GPS
Security ID:  364760108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert J. Fisher Management For Against
1b Elect Director William S. Fisher Management For For
1c Elect Director Tracy Gardner Management For For
1d Elect Director Brian Goldner Management For For
1e Elect Director Isabella D. Goren Management For For
1f Elect Director Bob L. Martin Management For For
1g Elect Director Jorge P. Montoya Management For For
1h Elect Director Arthur Peck Management For For
1i Elect Director Mayo A. Shattuck, III Management For For
1j Elect Director Katherine Tsang Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Amend Qualified Employee Stock Purchase Plan Management For For
6 Adopt Guidelines for Country Selection Shareholder Against Against
 
GENERAL MOTORS COMPANY
Meeting Date:  JUN 06, 2017
Record Date:  APR 07, 2017
Meeting Type:  PROXY CONTEST
Ticker:  GM
Security ID:  37045V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
Management Proxy (White Proxy Card)
1.1 Elect Director Joseph J. Ashton Management For For
1.2 Elect Director Mary T. Barra Management For For
1.3 Elect Director Linda R. Gooden Management For For
1.4 Elect Director Joseph Jimenez Management For For
1.5 Elect Director Jane L. Mendillo Management For For
1.6 Elect Director Michael G. Mullen Management For For
1.7 Elect Director James J. Mulva Management For For
1.8 Elect Director Patricia F. Russo Management For For
1.9 Elect Director Thomas M. Schoewe Management For For
1.10 Elect Director Theodore M. Solso Management For For
1.11 Elect Director Carol M. Stephenson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Executive Incentive Bonus Plan Management For For
4 Approve Omnibus Stock Plan Management For For
5 Ratify Deloitte & Touche LLP as Auditors Management For For
6 Require Independent Board Chairman Shareholder Against For
7 Creation of Dual-Class Common Stock Shareholder Against Against
Proposal No Proposal Proposed By Dissident Recommendation Vote Cast
Dissident Proxy (Green Proxy Card)
1.1 Elect Directors Leo Hindery, Jr. Shareholder For Did Not Vote
1.2 Elect Director Vinit Sethi Shareholder For Did Not Vote
1.3 Elect Director William N. Thorndike, Jr. Shareholder For Did Not Vote
1.4 Management Nominee Joseph J. Ashton Shareholder For Did Not Vote
1.5 Management Nominee Mary T. Barra Shareholder For Did Not Vote
1.6 Management Nominee Linda R. Gooden Shareholder For Did Not Vote
1.7 Management Nominee Joseph Jimenez Shareholder For Did Not Vote
1.8 Management Nominee James J. Mulva Shareholder For Did Not Vote
1.9 Management Nominee Patricia F. Russo Shareholder For Did Not Vote
1.10 Management Nominee Thomas M. Schoewe Shareholder For Did Not Vote
1.11 Management Nominee Theodore M. Solso Shareholder For Did Not Vote
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Did Not Vote
3 Approve Executive Incentive Bonus Plan Management For Did Not Vote
4 Approve Omnibus Stock Plan Management For Did Not Vote
5 Ratify Deloitte & Touche LLP as Auditors Management For Did Not Vote
6 Require Independent Board Chairman Shareholder Against Did Not Vote
7 Creation of Dual-Class Common Stock Shareholder For Did Not Vote
 
GENTHERM INCORPORATED
Meeting Date:  MAY 19, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  THRM
Security ID:  37253A103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lewis Booth Management For For
1.2 Elect Director Francois J. Castaing Management For For
1.3 Elect Director Daniel R. Coker Management For For
1.4 Elect Director Sophie Desormiere Management For For
1.5 Elect Director Maurice E.P. Gunderson Management For For
1.6 Elect Director Yvonne Hao Management For For
1.7 Elect Director Ronald Hundzinski Management For For
1.8 Elect Director Byron T. Shaw, II Management For For
2 Ratify Grant Thornton as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
 
GILEAD SCIENCES, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  GILD
Security ID:  375558103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John F. Cogan Management For For
1b Elect Director Kelly A. Kramer Management For For
1c Elect Director Kevin E. Lofton Management For For
1d Elect Director John C. Martin Management For For
1e Elect Director John F. Milligan Management For For
1f Elect Director Nicholas G. Moore Management For For
1g Elect Director Richard J. Whitley Management For For
1h Elect Director Gayle E. Wilson Management For For
1i Elect Director Per Wold-Olsen Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
6 Provide Right to Act by Written Consent Shareholder Against For
7 Require Independent Board Chairman Shareholder Against For
 
GLOBALSCAPE, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  GSB
Security ID:  37940G109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David L. Mann Management For For
1.2 Elect Director Matthew C. Goulet Management For Withhold
2 Ratify BDO USA LLP as Auditors Management For For
3 Approve Omnibus Stock Plan Management For Against
 
HENNESSY ADVISORS, INC.
Meeting Date:  JAN 26, 2017
Record Date:  DEC 02, 2016
Meeting Type:  ANNUAL
Ticker:  HNNA
Security ID:  425885100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Neil J. Hennessy Management For For
1.2 Elect Director Teresa M. Nilsen Management For For
1.3 Elect Director Daniel B. Steadman Management For For
1.4 Elect Director Henry Hansel Management For For
1.5 Elect Director Brian A. Hennessy Management For For
1.6 Elect Director Daniel G. Libarle Management For For
1.7 Elect Director Rodger Offenbach Management For For
1.8 Elect Director Susan W. Pomilia Management For For
1.9 Elect Director Thomas L. Seavey Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Marcum LLP as Auditors Management For For
 
HIBBETT SPORTS, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  HIBB
Security ID:  428567101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Anthony F. Crudele Management For For
1.2 Elect Director Ralph T. Parks Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
ICONIX BRAND GROUP, INC.
Meeting Date:  NOV 04, 2016
Record Date:  SEP 09, 2016
Meeting Type:  ANNUAL
Ticker:  ICON
Security ID:  451055107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director F. Peter Cuneo Management For For
1.2 Elect Director John Haugh Management For For
1.3 Elect Director Drew Cohen Management For For
1.4 Elect Director Sue Gove Management For For
1.5 Elect Director Mark Friedman Management For For
1.6 Elect Director James Marcum Management For For
1.7 Elect Director Sanjay Khosla Management For For
1.8 Elect Director Kristen O'Hara Management For For
1.9 Elect Director Kenneth Slutsky Management For For
2 Ratify BDO USA, LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
INVESCO LTD.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  IVZ
Security ID:  G491BT108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Sarah E. Beshar Management For For
1.2 Elect Director Joseph R. Canion Management For For
1.3 Elect Director Martin L. Flanagan Management For For
1.4 Elect Director C. Robert Henrikson Management For For
1.5 Elect Director Ben F. Johnson, III Management For For
1.6 Elect Director Denis Kessler Management For For
1.7 Elect Director Nigel Sheinwald Management For For
1.8 Elect Director G. Richard Wagoner, Jr. Management For For
1.9 Elect Director Phoebe A. Wood Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Provide Proxy Access Right Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
KIMBALL ELECTRONICS, INC.
Meeting Date:  OCT 20, 2016
Record Date:  AUG 17, 2016
Meeting Type:  ANNUAL
Ticker:  KE
Security ID:  49428J109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Christine M. Vujovich Management For Withhold
1.2 Elect Director Thomas J. Tischhauser Management For Withhold
2 Ratify Deloitte & Touche LLP as Auditors Management For For
 
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date:  MAY 11, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  LH
Security ID:  50540R409
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kerrii B. Anderson Management For For
1b Elect Director Jean-Luc Belingard Management For For
1c Elect Director D. Gary Gilliland Management For For
1d Elect Director David P. King Management For For
1e Elect Director Garheng Kong Management For For
1f Elect Director Robert E. Mittelstaedt, Jr. Management For For
1g Elect Director Peter M. Neupert Management For For
1h Elect Director Richelle P. Parham Management For For
1i Elect Director Adam H. Schechter Management For For
1j Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Zika Virus Controls for Primates and Employees Shareholder Against Against
 
MARCUS & MILLICHAP, INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  MMI
Security ID:  566324109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Hessam Nadji Management For For
1.2 Elect Director Norma J. Lawrence Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For Against
 
MCKESSON CORPORATION
Meeting Date:  JUL 27, 2016
Record Date:  MAY 31, 2016
Meeting Type:  ANNUAL
Ticker:  MCK
Security ID:  58155Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andy D. Bryant Management For For
1b Elect Director Wayne A. Budd Management For For
1c Elect Director N. Anthony Coles Management For For
1d Elect Director John H. Hammergren Management For For
1e Elect Director M. Christine Jacobs Management For For
1f Elect Director Donald R. Knauss Management For For
1g Elect Director Marie L. Knowles Management For For
1h Elect Director Edward A. Mueller Management For For
1i Elect Director Susan R. Salka Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Pro-rata Vesting of Equity Awards Shareholder Against For
5 Report on Political Contributions Shareholder Against For
 
MICHAEL KORS HOLDINGS LIMITED
Meeting Date:  AUG 04, 2016
Record Date:  JUN 01, 2016
Meeting Type:  ANNUAL
Ticker:  KORS
Security ID:  G60754101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael Kors Management For For
1b Elect Director Judy Gibbons Management For For
1c Elect Director Jane Thompson Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MSC INDUSTRIAL DIRECT CO., INC.
Meeting Date:  JAN 26, 2017
Record Date:  DEC 07, 2016
Meeting Type:  ANNUAL
Ticker:  MSM
Security ID:  553530106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mitchell Jacobson Management For For
1.2 Elect Director Erik Gershwind Management For For
1.3 Elect Director Jonathan Byrnes Management For For
1.4 Elect Director Roger Fradin Management For For
1.5 Elect Director Louise Goeser Management For For
1.6 Elect Director Michael Kaufmann Management For For
1.7 Elect Director Denis Kelly Management For For
1.8 Elect Director Steven Paladino Management For For
1.9 Elect Director Philip Peller Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
OMNICOM GROUP INC.
Meeting Date:  MAY 25, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL
Ticker:  OMC
Security ID:  681919106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John D. Wren Management For For
1.2 Elect Director Bruce Crawford Management For For
1.3 Elect Director Alan R. Batkin Management For For
1.4 Elect Director Mary C. Choksi Management For For
1.5 Elect Director Robert Charles Clark Management For For
1.6 Elect Director Leonard S. Coleman, Jr. Management For For
1.7 Elect Director Susan S. Denison Management For For
1.8 Elect Director Deborah J. Kissire Management For For
1.9 Elect Director John R. Murphy Management For For
1.10 Elect Director John R. Purcell Management For For
1.11 Elect Director Linda Johnson Rice Management For For
1.12 Elect Director Valerie M. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
PACCAR INC
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  PCAR
Security ID:  693718108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Beth E. Ford Management For For
1.2 Elect Director Kirk S. Hachigian Management For For
1.3 Elect Director Roderick C. McGeary Management For For
1.4 Elect Director Mark A. Schulz Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Eliminate Supermajority Vote Requirement Shareholder Against For
5 Adopt Proxy Access Right Shareholder Against For
 
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harold Brown Management For For
1.2 Elect Director Andre Calantzopoulos Management For For
1.3 Elect Director Louis C. Camilleri Management For For
1.4 Elect Director Massimo Ferragamo Management For For
1.5 Elect Director Werner Geissler Management For For
1.6 Elect Director Jennifer Li Management For For
1.7 Elect Director Jun Makihara Management For For
1.8 Elect Director Sergio Marchionne Management For Against
1.9 Elect Director Kalpana Morparia Management For For
1.10 Elect Director Lucio A. Noto Management For For
1.11 Elect Director Frederik Paulsen Management For For
1.12 Elect Director Robert B. Polet Management For For
1.13 Elect Director Stephen M. Wolf Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Restricted Stock Plan Management For For
5 Approve Non-Employee Director Restricted Stock Plan Management For For
6 Ratify PricewaterhouseCoopers SA as Auditors Management For For
7 Establish a Board Committee on Human Rights Shareholder Against Against
8 Participate in OECD Mediation for Human Rights Violations Shareholder Against Against
 
PILGRIM'S PRIDE CORPORATION
Meeting Date:  APR 28, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  PPC
Security ID:  72147K108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gilberto Tomazoni Management For Withhold
1.2 Elect Director Joesley Mendonca Batista Management For Withhold
1.3 Elect Director Wesley Mendonca Batista Management For Withhold
1.4 Elect Director William W. Lovette Management For Withhold
1.5 Elect Director Andre Nogueira de Souza Management For Withhold
1.6 Elect Director Wallim Cruz De Vasconcellos Junior Management For For
2.1 Elect Director David E. Bell Management For For
2.2 Elect Director Michael L. Cooper Management For For
2.3 Elect Director Charles Macaluso Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Ratify KPMG LLP as Auditors Management For For
6 Implement a Water Quality Stewardship Policy Shareholder None For
7 Report on Steps Taken to Increase Board Diversity Shareholder None For
8 Require Independent Board Chairman Shareholder None For
 
POLARIS INDUSTRIES INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  PII
Security ID:  731068102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gary E. Hendrickson Management For For
1.2 Elect Director Gwenne A. Henricks Management For For
2 Adopt Majority Voting for Uncontested Election of Directors Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
ROBERT HALF INTERNATIONAL INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  RHI
Security ID:  770323103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harold M. Messmer, Jr. Management For For
1.2 Elect Director Marc H. Morial Management For For
1.3 Elect Director Barbara J. Novogradac Management For For
1.4 Elect Director Robert J. Pace Management For For
1.5 Elect Director Frederick A. Richman Management For For
1.6 Elect Director M. Keith Waddell Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
SSGA FUNDS
Meeting Date:  AUG 22, 2016
Record Date:  JUN 23, 2016
Meeting Type:  SPECIAL
Ticker:  SSGXX-US
Security ID:  784924748
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Reorganization of Funds between SSGA Funds and State Street Institutional Investment Trust Management For For
 
STURM, RUGER & COMPANY, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  RGR
Security ID:  864159108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John A. Cosentino, Jr. Management For For
1.2 Elect Director Michael O. Fifer Management For For
1.3 Elect Director Sandra S. Froman Management For For
1.4 Elect Director C. Michael Jacobi Management For For
1.5 Elect Director Christopher J. Killoy Management For For
1.6 Elect Director Terrence G. O'Connor Management For For
1.7 Elect Director Amir P. Rosenthal Management For For
1.8 Elect Director Ronald C. Whitaker Management For For
1.9 Elect Director Phillip C. Widman Management For For
2 Ratify RSM US LLP as Auditors Management For For
3 Approve Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
T. ROWE PRICE GROUP, INC.
Meeting Date:  APR 26, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  TROW
Security ID:  74144T108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark S. Bartlett Management For For
1b Elect Director Edward C. Bernard Management For For
1c Elect Director Mary K. Bush Management For For
1d Elect Director H. Lawrence Culp, Jr. Management For For
1e Elect Director Freeman A. Hrabowski, III Management For For
1f Elect Director Robert F. MacLellan Management For For
1g Elect Director Brian C. Rogers Management For For
1h Elect Director Olympia J. Snowe Management For For
1i Elect Director William J. Stromberg Management For For
1j Elect Director Dwight S. Taylor Management For For
1k Elect Director Anne Marie Whittemore Management For For
1l Elect Director Sandra S. Wijnberg Management For For
1m Elect Director Alan D. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Approve Non-Employee Director Omnibus Stock Plan Management For For
6 Amend Nonqualified Employee Stock Purchase Plan Management For For
7 Ratify KPMG LLP as Auditors Management For For
8 Report on and Assess Proxy Voting Policies in Relation to Climate Change Position Shareholder Against Against
9 Report on and Assess Proxy Voting Policies in Relation to Executive Compensation Shareholder Against Against
10 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder None For
 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  2330
Security ID:  874039100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Approve Business Operations Report and Financial Statements Management For For
1.2 Approve Profit Distribution Management For For
1.3 Amend Articles of Association Management For For
1.4 Amend Procedures Governing the Acquisition or Disposal of Assets Management For For
2.1 Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director Management For For
2.2 Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director Management For For
 
THE GREENBRIER COMPANIES, INC.
Meeting Date:  JAN 06, 2017
Record Date:  NOV 04, 2016
Meeting Type:  ANNUAL
Ticker:  GBX
Security ID:  393657101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Graeme A. Jack Management For For
1.2 Elect Director Wendy L. Teramoto Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
THE WALT DISNEY COMPANY
Meeting Date:  MAR 08, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b Elect Director John S. Chen Management For For
1c Elect Director Jack Dorsey Management For For
1d Elect Director Robert A. Iger Management For For
1e Elect Director Maria Elena Lagomasino Management For For
1f Elect Director Fred H. Langhammer Management For For
1g Elect Director Aylwin B. Lewis Management For For
1h Elect Director Robert W. Matschullat Management For For
1i Elect Director Mark G. Parker Management For For
1j Elect Director Sheryl K. Sandberg Management For For
1k Elect Director Orin C. Smith Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Proxy Access Bylaw Amendment Shareholder Against For
 
TRANSOCEAN LTD.
Meeting Date:  MAY 11, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  RIG
Security ID:  H8817H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board and Senior Management Management For Against
3 Appropriation of Available Earnings for Fiscal Year 2016 Management For For
4A Elect Director Glyn A. Barker Management For For
4B Elect Director Vanessa C.L. Chang Management For For
4C Elect Director Frederico F. Curado Management For For
4D Elect Director Chadwick C. Deaton Management For For
4E Elect Director Vincent J. Intrieri Management For For
4F Elect Director Martin B. McNamara Management For For
4G Elect Director Samuel J. Merksamer Management For For
4H Elect Director Merrill A. "Pete" Miller, Jr. Management For For
4I Elect Director Edward R. Muller Management For For
4J Elect Director Tan Ek Kia Management For For
4K Elect Director Jeremy D. Thigpen Management For For
5 Elect Merrill A. "Pete" Miller, Jr. as Board Chairman Management For For
6A Appoint Frederico F. Curado as Member of the Compensation Committee Management For For
6B Appoint Vincent J. Intrieri as Member of the Compensation Committee Management For For
6C Appoint Martin B. McNamara as Member of the Compensation Committee Management For For
6D Appoint Tan Ek Kia as Member of the Compensation Committee Management For For
7 Designate Schweiger Advokatur/Notariat as Independent Proxy Management For For
8 Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2017 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term Management For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
10A Approve Maximum Remuneration of Board of Directors for the Period Between the 2017 and 2018 Annual General Meetings in the Amount of USD 4.12 Million Management For For
10B Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2018 in the Amount of USD 24 Million Management For For
11 Advisory Vote on Say on Pay Frequency Management One Year One Year
12 Other Business Management For Against
 
UBIQUITI NETWORKS, INC.
Meeting Date:  DEC 14, 2016
Record Date:  OCT 19, 2016
Meeting Type:  ANNUAL
Ticker:  UBNT
Security ID:  90347A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Ronald A. Sege Management For Withhold
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
UNITED THERAPEUTICS CORPORATION
Meeting Date:  JUN 28, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL
Ticker:  UTHR
Security ID:  91307C102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Raymond Dwek Management For For
1b Elect Director Christopher Patusky Management For For
1c Elect Director Tommy Thompson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
WAL-MART STORES, INC.
Meeting Date:  JUN 02, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James I. Cash, Jr. Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Carla A. Harris Management For For
1d Elect Director Thomas W. Horton Management For For
1e Elect Director Marissa A. Mayer Management For For
1f Elect Director C. Douglas McMillon Management For For
1g Elect Director Gregory B. Penner Management For For
1h Elect Director Steven S Reinemund Management For For
1i Elect Director Kevin Y. Systrom Management For For
1j Elect Director S. Robson Walton Management For For
1k Elect Director Steuart L. Walton Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Provide Proxy Access Right Shareholder Against For
7 Require Independent Director Nominee with Environmental Experience Shareholder Against Against
 
WILLIAMS-SONOMA, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  WSM
Security ID:  969904101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Laura J. Alber Management For For
1.2 Elect Director Adrian D.P. Bellamy Management For For
1.3 Elect Director Rose Marie Bravo Management For For
1.4 Elect Director Anthony A. Greener Management For For
1.5 Elect Director Grace Puma Management For For
1.6 Elect Director Christiana Smith Shi Management For For
1.7 Elect Director Sabrina Simmons Management For For
1.8 Elect Director Jerry D. Stritzke Management For For
1.9 Elect Director Frits D. van Paasschen Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Provide Proxy Access Right Management For For
6 Adopt Proxy Access Right Shareholder Against For
 
WYNDHAM WORLDWIDE CORPORATION
Meeting Date:  MAY 09, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  WYN
Security ID:  98310W108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Myra J. Biblowit Management For For
1b Elect Director Louise F. Brady Management For For
1c Elect Director James E. Buckman Management For For
1d Elect Director George Herrera Management For For
1e Elect Director Stephen P. Holmes Management For For
1f Elect Director Brian Mulroney Management For For
1g Elect Director Pauline D.E. Richards Management For For
1h Elect Director Michael H. Wargotz Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Report on Political Contributions Disclosure Shareholder Against For

 



SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Foxby Corp.
 

By:
/s/ Thomas B. Winmill
 
Thomas B. Winmill, Chief Executive Officer
 
 
 
Date: August 10, 2017