UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 333-134096
Alpine Global Dynamic Dividend Fund
(Exact name of registrant as specified in charter)
2500 Westchester Avenue, Suite 215, Purchase, NY 10577
(Address of principal executive offices) (Zip code)
Alpine Woods Capital Investors, LLC, 2500
2500 Westchester Avenue, Suite 215
Purchase, NY 10577
(Name and Address of Agent for Service)
With copy to:
Thomas R. Westle, Esq.
Blank Rome LLP
405 Lexington Ave.
New York, NY 10174
Registrant’s Telephone Number, including Area Code: (914) 251-0880
Date of fiscal year end: October 31
Date of reporting period: July 1, 2006 - June 30, 2007
Item 1 – Proxy Voting Record.
AGD Voting Records 2006-2007
|
|
Ticker |
|
CUSIP |
|
Meeting |
|
A brief identification of the matter voted on |
|
Proposed by |
|
Voted |
|
Vote Cast |
|
With or Against |
|
|
|
Aries Maritime Transport, Ltd. |
|
RAMS |
|
G0474B105 |
|
5/23/2007 |
|
Elect Director Panagiotis Skiadas |
|
Mgmt |
|
164,000 |
|
For |
|
With |
|
|
Aries Maritime Transport, Ltd. |
|
RAMS |
|
G0474B105 |
|
5/23/2007 |
|
Ratify Auditors |
|
Mgmt |
|
164,000 |
|
For |
|
With |
|
|
Banta Corp. |
|
BN |
|
066821109 |
|
1/9/2007 |
|
Approve Merger Agreement |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Banta Corp. |
|
BN |
|
066821110 |
|
1/9/2007 |
|
Adjourn Meeting |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
2/5/2007 |
|
Approve Sale of Company Assets |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
2/5/2007 |
|
Adjourn Meeting |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Elect Director Rosina B. Dixon, M.D. |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Elect Director Roy W. Haley |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Elect Director Leon J. Hendrix, Jr. |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Elect Director Ilan Kaufthal |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Ratify Auditors |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Declassify the Board of Directors |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Reduce Supermajority Vote Requirement |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Cambrex Corp. |
|
CBM |
|
132011107 |
|
4/26/2007 |
|
Reduce Supermajority Vote Requirement |
|
Mgmt |
|
111,826 |
|
For |
|
With |
|
|
Dean Foods Company |
|
DF |
|
242370104 |
|
5/18/2007 |
|
Elect Director Alan J. Bernon |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Dean Foods Company |
|
DF |
|
242370104 |
|
5/18/2007 |
|
Elect Director Gregg L. Engles |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Dean Foods Company |
|
DF |
|
242370104 |
|
5/18/2007 |
|
Elect Director Ronald Kirk |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Dean Foods Company |
|
DF |
|
242370104 |
|
5/18/2007 |
|
Approve Omnibus Stock Plan |
|
Mgmt |
|
50,000 |
|
Against |
|
Against |
|
|
Dean Foods Company |
|
DF |
|
242370104 |
|
5/18/2007 |
|
Ratify Auditors |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Dean Foods Company |
|
DF |
|
242370104 |
|
5/18/2007 |
|
Separate Chairman and CEO Positions |
|
ShrHoldr |
|
50,000 |
|
For |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director James S. Tisch |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Lawrence R. Dickerson |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Alan R. Batkin |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director John R. Bolton |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Charles L. Fabrikant |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Paul G. Gaffney, II |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Herbert C. Hofmann |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Arthur L. Rebell |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Raymond S. Troubh |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Approve Executive Incentive Bonus Plan |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Ratify Auditors |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director James S. Tisch |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Lawrence R. Dickerson |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Alan R. Batkin |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director John R. Bolton |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Charles L. Fabrikant |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Paul G. Gaffney, II |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Herbert C. Hofmann |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Arthur L. Rebell |
|
Mgmt |
|
118,000 |
|
Withhold |
|
Against |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Elect Director Raymond S. Troubh |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Approve Executive Incentive Bonus Plan |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Diamond Offshore Drilling, Inc. |
|
DO |
|
25271C102 |
|
5/15/2007 |
|
Ratify Auditors |
|
Mgmt |
|
118,000 |
|
For |
|
With |
|
|
Ensco International, Inc. |
|
ESV |
|
26874Q100 |
|
5/22/2007 |
|
Elect Director David M. Carmichael |
|
Mgmt |
|
25,000 |
|
For |
|
With |
|
|
Ensco International, Inc. |
|
ESV |
|
26874Q100 |
|
5/22/2007 |
|
Elect Director Thomas L. Kelly II |
|
Mgmt |
|
25,000 |
|
For |
|
With |
|
|
Ensco International, Inc. |
|
ESV |
|
26874Q100 |
|
5/22/2007 |
|
Elect Director Rita M. Rodriguez |
|
Mgmt |
|
25,000 |
|
For |
|
With |
|
|
Ensco International, Inc. |
|
ESV |
|
26874Q100 |
|
5/22/2007 |
|
Ratify Auditors |
|
Mgmt |
|
25,000 |
|
For |
|
With |
|
|
Ensco International, Inc. |
|
ESV |
|
26874Q100 |
|
5/22/2007 |
|
Other Business |
|
Mgmt |
|
25,000 |
|
Against |
|
Against |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director James T. Hackett |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director Kent Kresa |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director Lord Robin W. Renwick |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director Peter S. Watson |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Ratify Auditors |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director James T. Hackett |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director Kent Kresa |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director Lord Robin W. Renwick |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Elect Director Peter S. Watson |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Fluor Corp. |
|
FLR |
|
343412102 |
|
5/2/2007 |
|
Ratify Auditors |
|
Mgmt |
|
60,000 |
|
For |
|
With |
|
|
Company |
|
Ticker |
|
CUSIP |
|
Meeting |
|
A brief identification of the matter voted on |
|
Proposed
by |
|
Voted |
|
Vote Cast |
|
With or
Against |
|
|
GATEHOUSE MEDIA INC |
|
GHS |
|
367348109 |
|
5/17/2007 |
|
Elect Director Martin Bandier |
|
Mgmt |
|
484,300 |
|
For |
|
With |
|
|
GATEHOUSE MEDIA INC |
|
GHS |
|
367348109 |
|
5/17/2007 |
|
Elect Director Richard L. Friedman |
|
Mgmt |
|
484,300 |
|
For |
|
With |
|
|
GATEHOUSE MEDIA INC |
|
GHS |
|
367348109 |
|
5/17/2007 |
|
Ratify Auditors |
|
Mgmt |
|
484,300 |
|
For |
|
With |
|
|
GlobalSantaFe Corporation |
|
GSF |
|
G3930E101 |
|
6/7/2007 |
|
Meeting for Holders of ADRs |
|
|
|
|
|
|
|
With |
|
|
GlobalSantaFe Corporation |
|
GSF |
|
G3930E101 |
|
6/7/2007 |
|
Elect Director Edward R. Muller |
|
Mgmt |
|
25,000 |
|
For |
|
With |
|
|
GlobalSantaFe Corporation |
|
GSF |
|
G3930E101 |
|
6/7/2007 |
|
Elect Director John L. Whitmire |
|
Mgmt |
|
25,000 |
|
For |
|
With |
|
|
GlobalSantaFe Corporation |
|
GSF |
|
G3930E101 |
|
6/7/2007 |
|
Ratify Auditors |
|
Mgmt |
|
25,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director Kathleen M. Bader |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director Alan M. Bennett |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director James R. Boyd |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director Milton Carroll |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director Robert L. Crandall |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director Kenneth T. Derr |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director S. Malcolm Gillis |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director W. R. Howell |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director David J. Lesar |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director J. Landis Martin |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director Jay A. Precourt |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Elect Director Debra L. Reed |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Ratify Auditors |
|
Mgmt |
|
197,000 |
|
For |
|
With |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Review Human Rights Policies |
|
ShrHoldr |
|
197,000 |
|
For |
|
Against |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Report on Political Contributions |
|
ShrHoldr |
|
197,000 |
|
For |
|
Against |
|
|
Halliburton Co. |
|
HAL |
|
406216101 |
|
5/16/2007 |
|
Amend Terms of Existing Poison Pill |
|
ShrHoldr |
|
197,000 |
|
Against |
|
With |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director Daniel P. Mccartney |
|
Mgmt |
|
90,600 |
|
Withhold |
|
Against |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director Barton D. Weisman |
|
Mgmt |
|
90,600 |
|
For |
|
With |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director Joseph F. Mccartney |
|
Mgmt |
|
90,600 |
|
Withhold |
|
Against |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director Robert L. Frome |
|
Mgmt |
|
90,600 |
|
Withhold |
|
Against |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director Thomas A. Cook |
|
Mgmt |
|
90,600 |
|
Withhold |
|
Against |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director Robert J. Moss |
|
Mgmt |
|
90,600 |
|
For |
|
With |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director John M. Briggs |
|
Mgmt |
|
90,600 |
|
For |
|
With |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Elect Director Dino D. Ottaviano |
|
Mgmt |
|
90,600 |
|
For |
|
With |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Increase Authorized Common Stock |
|
Mgmt |
|
90,600 |
|
Against |
|
Against |
|
|
Healthcare Services Group, Inc. |
|
HCSG |
|
421906108 |
|
5/22/2007 |
|
Ratify Auditors |
|
Mgmt |
|
90,600 |
|
For |
|
With |
|
|
HESS CORP |
|
HES |
|
42809H107 |
|
5/2/2007 |
|
Elect Director N.F. Brady |
|
Mgmt |
|
2,000 |
|
Withhold |
|
Against |
|
|
HESS CORP |
|
HES |
|
42809H107 |
|
5/2/2007 |
|
Elect Director J.B. Collins |
|
Mgmt |
|
2,000 |
|
For |
|
With |
|
|
HESS CORP |
|
HES |
|
42809H107 |
|
5/2/2007 |
|
Elect Director T.H. Kean |
|
Mgmt |
|
2,000 |
|
For |
|
With |
|
|
HESS CORP |
|
HES |
|
42809H107 |
|
5/2/2007 |
|
Elect Director F.A. Olsen |
|
Mgmt |
|
2,000 |
|
Withhold |
|
Against |
|
|
HESS CORP |
|
HES |
|
42809H107 |
|
5/2/2007 |
|
Ratify Auditors |
|
Mgmt |
|
2,000 |
|
For |
|
With |
|
|
HESS CORP |
|
HES |
|
42809H107 |
|
5/2/2007 |
|
Declassify the Board of Directors |
|
ShrHoldr |
|
2,000 |
|
For |
|
Against |
|
|
ITC Holdings Corp |
|
ITC |
|
465685105 |
|
6/8/2007 |
|
Elect Director William J. Museler |
|
Mgmt |
|
75,000 |
|
For |
|
With |
|
|
ITC Holdings Corp |
|
ITC |
|
465685105 |
|
6/8/2007 |
|
Elect Director Gordon Bennett Stewart, III |
|
Mgmt |
|
75,000 |
|
For |
|
With |
|
|
ITC Holdings Corp |
|
ITC |
|
465685105 |
|
6/8/2007 |
|
Elect Director Lee C. Stewart |
|
Mgmt |
|
75,000 |
|
For |
|
With |
|
|
ITC Holdings Corp |
|
ITC |
|
465685105 |
|
6/8/2007 |
|
Elect Director Edward G. Jepsen |
|
Mgmt |
|
75,000 |
|
For |
|
With |
|
|
ITC Holdings Corp |
|
ITC |
|
465685105 |
|
6/8/2007 |
|
Elect Director Joseph L. Welch |
|
Mgmt |
|
75,000 |
|
For |
|
With |
|
|
ITC Holdings Corp |
|
ITC |
|
465685105 |
|
6/8/2007 |
|
Classify the Board of Directors |
|
Mgmt |
|
75,000 |
|
Against |
|
Against |
|
|
ITC Holdings Corp |
|
ITC |
|
465685105 |
|
6/8/2007 |
|
Ratify Auditors |
|
Mgmt |
|
75,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Steven R. Loranger |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Curtis J. Crawford |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Christina A. Gold |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Ralph F. Hake |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director John J. Hamre |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Raymond W. LeBoeuf |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Frank T. MacInnis |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Linda S. Sanford |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Elect Director Markos I. Tambakeras |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
ITT Corp. |
|
ITT |
|
450911102 |
|
5/8/2007 |
|
Ratify Auditors |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Elect Director John Maxwell Hamilton |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Company |
|
Ticker |
|
CUSIP |
|
Meeting |
|
A brief identification of the matter voted on |
|
Proposed
by |
|
Voted |
|
Vote Cast |
|
With or
Against |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Elect Director Robert M. Jelenic |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Elect Director Stephen P. Mumblow |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Elect Director Thomas V. Reifenheiser |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Elect Director Anna Reilly |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Elect Director Kevin P. Reilly, Jr. |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Elect Director Wendell Reilly |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Lamar Advertising Company |
|
LAMR |
|
512815101 |
|
5/24/2007 |
|
Ratify Auditors |
|
Mgmt |
|
50,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Elect Director Norman H. Brown, Jr. |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Elect Director George W. Carmany, III |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Elect Director William H. Webb |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Ratify Auditors |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Elect Director Norman H. Brown, Jr. |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Elect Director George W. Carmany, III |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Elect Director William H. Webb |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Macquarie Infrastructure Company Trust |
|
MIC |
|
55607X108 |
|
5/24/2007 |
|
Ratify Auditors |
|
Mgmt |
|
269,000 |
|
For |
|
With |
|
|
Molson Coors Brewing Co |
|
TAP |
|
60871R209 |
|
5/16/2007 |
|
Elect Director John E. Cleghorn |
|
Mgmt |
|
70,000 |
|
For |
|
With |
|
|
Molson Coors Brewing Co |
|
TAP |
|
60871R209 |
|
5/16/2007 |
|
Elect Director Charles M. Herington |
|
Mgmt |
|
70,000 |
|
For |
|
With |
|
|
Molson Coors Brewing Co |
|
TAP |
|
60871R209 |
|
5/16/2007 |
|
Elect Director David P. O’Brien |
|
Mgmt |
|
70,000 |
|
For |
|
With |
|
|
Noble Corporation |
|
NE |
|
G65422100 |
|
4/26/2007 |
|
Meeting for Holders of ADRs |
|
|
|
|
|
|
|
With |
|
|
Noble Corporation |
|
NE |
|
G65422100 |
|
4/26/2007 |
|
Elect Director Michael A. Cawley |
|
Mgmt |
|
101,650 |
|
For |
|
With |
|
|
Noble Corporation |
|
NE |
|
G65422100 |
|
4/26/2007 |
|
Elect Director Luke R. Corbett |
|
Mgmt |
|
101,650 |
|
For |
|
With |
|
|
Noble Corporation |
|
NE |
|
G65422100 |
|
4/26/2007 |
|
Elect Director Jack E. Little |
|
Mgmt |
|
101,650 |
|
For |
|
With |
|
|
Noble Corporation |
|
NE |
|
G65422100 |
|
4/26/2007 |
|
Ratify Auditors |
|
Mgmt |
|
101,650 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director Stuart Bondurant, M.D. |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director Frederick Frank |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director Terry Magnuson, Ph.D. |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director Frederic N. Eshelman, Pharm.D. |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director General David L. Grange |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director Ernest Mario, Ph.D. |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director Marye Anne Fox, Ph.D. |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director Catherine M. Klema |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Elect Director John A. McNeill, Jr. |
|
Mgmt |
|
100,000 |
|
For |
|
With |
|
|
Pharmaceutical Product Development, Inc. |
|
PPDI |
|
717124101 |
|
5/16/2007 |
|
Other Business |
|
Mgmt |
|
100,000 |
|
Against |
|
Against |
|
|
Regal Entertainment Group |
|
RGC |
|
758766109 |
|
5/9/2007 |
|
Elect Director Thomas D. Bell, Jr. |
|
Mgmt |
|
225,000 |
|
For |
|
With |
|
|
Regal Entertainment Group |
|
RGC |
|
758766109 |
|
5/9/2007 |
|
Elect Director David H. Keyte |
|
Mgmt |
|
225,000 |
|
For |
|
With |
|
|
Regal Entertainment Group |
|
RGC |
|
758766109 |
|
5/9/2007 |
|
Elect Director Lee M. Thomas |
|
Mgmt |
|
225,000 |
|
For |
|
With |
|
|
Regal Entertainment Group |
|
RGC |
|
758766109 |
|
5/9/2007 |
|
Ratify Auditors |
|
Mgmt |
|
225,000 |
|
For |
|
With |
|
|
Rowan Companies, Inc. |
|
RDC |
|
779382100 |
|
5/8/2007 |
|
Elect Director William T. Fox, III |
|
Mgmt |
|
285,250 |
|
For |
|
With |
|
|
Rowan Companies, Inc. |
|
RDC |
|
779382100 |
|
5/8/2007 |
|
Elect Director Sir Graham Hearne |
|
Mgmt |
|
285,250 |
|
For |
|
With |
|
|
Rowan Companies, Inc. |
|
RDC |
|
779382100 |
|
5/8/2007 |
|
Elect Director Henry E. Lentz |
|
Mgmt |
|
285,250 |
|
For |
|
With |
|
|
Rowan Companies, Inc. |
|
RDC |
|
779382100 |
|
5/8/2007 |
|
Elect Director P. Dexter Peacock |
|
Mgmt |
|
285,250 |
|
For |
|
With |
|
|
Rowan Companies, Inc. |
|
RDC |
|
779382100 |
|
5/8/2007 |
|
Ratify Auditors |
|
Mgmt |
|
285,250 |
|
For |
|
With |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Elect Director Kathleen M. Bader |
|
Mgmt |
|
44,000 |
|
For |
|
With |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Elect Director R. Kerry Clark |
|
Mgmt |
|
44,000 |
|
Against |
|
Against |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Elect Director Ivor J. Evans |
|
Mgmt |
|
44,000 |
|
Against |
|
Against |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Elect Director Lord Powell |
|
Mgmt |
|
44,000 |
|
Against |
|
Against |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Elect Director James L. Ziemer |
|
Mgmt |
|
44,000 |
|
For |
|
With |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Approve Executive Incentive Bonus Plan |
|
Mgmt |
|
44,000 |
|
For |
|
With |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Approve Omnibus Stock Plan |
|
Mgmt |
|
44,000 |
|
For |
|
With |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Ratify Auditors |
|
Mgmt |
|
44,000 |
|
For |
|
With |
|
|
Textron Inc. |
|
TXT |
|
883203101 |
|
4/25/2007 |
|
Social Proposal |
|
ShrHoldr |
|
44,000 |
|
Against |
|
With |
|
|
Company |
|
Ticker |
|
CUSIP |
|
Meeting |
|
A brief identification of the matter voted on |
|
Proposed
by |
|
Voted |
|
Vote Cast |
|
With or
Against |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lloyd C. Blankfein |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lord Browne of Madingley |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director John H. Bryan |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Gary D. Cohn |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Claes Dahlback |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Stephen Friedman |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director William W. George |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Rajat K. Gupta |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director James A. Johnson |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lois D. Juliber |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Edward M. Liddy |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Ruth J. Simmons |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Jon Winkelried |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Ratify Auditors |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Report on Charitable Contributions |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Sustainability Report |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Prohibit Executive Stock-Based Awards |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lloyd C. Blankfein |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lord Browne of Madingley |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director John H. Bryan |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Gary D. Cohn |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Claes Dahlback |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Stephen Friedman |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director William W. George |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Rajat K. Gupta |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director James A. Johnson |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lois D. Juliber |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Edward M. Liddy |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Ruth J. Simmons |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Jon Winkelried |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Ratify Auditors |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Report on Charitable Contributions |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Sustainability Report |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Prohibit Executive Stock-Based Awards |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lloyd C. Blankfein |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lord Browne of Madingley |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director John H. Bryan |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Gary D. Cohn |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Claes Dahlback |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Stephen Friedman |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director William W. George |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Rajat K. Gupta |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director James A. Johnson |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Lois D. Juliber |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Edward M. Liddy |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Ruth J. Simmons |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Elect Director Jon Winkelried |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Ratify Auditors |
|
Mgmt |
|
16,500 |
|
For |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Report on Charitable Contributions |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Sustainability Report |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
The Goldman Sachs Group, Inc. |
|
GS |
|
38141G104 |
|
4/11/2007 |
|
Prohibit Executive Stock-Based Awards |
|
ShrHoldr |
|
16,500 |
|
Against |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Louis R. Chenevert |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director George David |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director John V. Faraci |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Jean-Pierre Garnier |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Jamie S. Gorelick |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Charles R. Lee |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Richard D. Mccormick |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Harold Mcgraw III |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Richard B. Myers |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Frank P. Popoff |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director H. Patrick Swygert |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Andre Villeneuve |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director H.A. Wagner |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Elect Director Christine Todd Whitman |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Ratify Auditors |
|
Mgmt |
|
47,000 |
|
For |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Establish Term Limits for Directors |
|
ShrHoldr |
|
47,000 |
|
Against |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Report on Foreign Military Sales |
|
ShrHoldr |
|
47,000 |
|
Against |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Report on Political Contributions |
|
ShrHoldr |
|
47,000 |
|
Against |
|
With |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Advisory Vote to Ratify Named Executive Officers’ Compensation |
|
ShrHoldr |
|
47,000 |
|
For |
|
Against |
|
|
United Technologies Corp. |
|
UTX |
|
913017109 |
|
4/11/2007 |
|
Pay For Superior Performance |
|
ShrHoldr |
|
47,000 |
|
For |
|
Against |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Robert Essner |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director John D. Feerick |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Frances D. Fergusson |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Victor F. Ganzi |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Robert Langer |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director John P. Mascotte |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Raymond J. McGuire |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Mary Lake Polan |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Bernard Poussot |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Gary L. Rogers |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Ivan G. Seidenberg |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director Walter V. Shipley |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Elect Director John R. Torell III |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Ratify Auditors |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Reduce Supermajority Vote Requirement |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Amend Omnibus Stock Plan |
|
Mgmt |
|
80,000 |
|
For |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Adopt Animal Welfare Policy |
|
ShrHoldr |
|
80,000 |
|
Against |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Report on Policy to Limit Drug Supply to Canada |
|
ShrHoldr |
|
80,000 |
|
For |
|
Against |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Report on Political Contributions |
|
ShrHoldr |
|
80,000 |
|
For |
|
Against |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Claw-back of Payments under Restatements |
|
ShrHoldr |
|
80,000 |
|
For |
|
Against |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Company-Specific - Interlocking Directorship |
|
ShrHoldr |
|
80,000 |
|
Against |
|
With |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Disclose Information-Proposal Withdrawn. No Vote Required |
|
ShrHoldr |
|
80,000 |
|
Abstain |
|
Against |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Separate Chairman and CEO Positions |
|
ShrHoldr |
|
80,000 |
|
For |
|
Against |
|
|
Wyeth |
|
WYE |
|
983024100 |
|
4/26/2007 |
|
Advisory Vote to Ratify Named Executive Officers’ Compensation |
|
ShrHoldr |
|
80,000 |
|
For |
|
Against |
|
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
Alpine Global Dynamic Dividend |
||
|
|
Fund |
||
|
|
|
||
|
|
By: |
/s/ Sheldon R. Flamm |
|
|
|
|
Sheldon R. Flamm |
|
|
|
|
Principal Financial Officer |
|
|
|
|
|
|
|
|
Date: |
August 24, 2007 |
|