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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
TrueCar, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
89785L 107
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by Anthem Ventures Fund, L.P. (AVF). Anthem Venture Investors, LLC (AVI LLC) is the general partner of AVF and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVF. William R. Woodward is the managing member of AVI LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVF.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by AVF. AVI LLC is the general partner of AVF and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVF. William R. Woodward is the managing member of AVI LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVF.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by Anthem Ventures Annex Fund, L.P. (AVAF). Anthem Venture Annex Investors, LLC (AVAI LLC) is the general partner of AVAF and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVAF. William R. Woodward is the managing member of AVAI LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVAF.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by AVAF. AVAI LLC is the general partner of AVAF and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVAF. William R. Woodward is the managing member of AVAI LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVAF.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by Anthem/MIC Strategic Partners, L.P. (ASP). Anthem Strategic Capital, LLC (ASC LLC) is the general partner of ASP and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by ASP. William R. Woodward is the managing member of ASC LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by ASP.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by ASP. ASC LLC is the general partner of ASP and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by ASP. William R. Woodward is the managing member of ASC LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by ASP.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by the Anthem Venture Management LLC Defined Benefit Pension Plan (the AVM DBP Plan). William R. Woodward is the trustee of the AVM DBP Plan and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by the AVM DBP Plan.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Represents shares of the Issuers common stock held of record by TC Profits, L.P. (TCP). Public Venture Investors, LLC (PVI LLC) is the general partner of TCP and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by TCP. William R. Woodward is the managing member of PVI LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by TCP.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Consists of (i) 94,614 shares of the Issuers common stock held of record by TCP, and (ii) 4,211shares of the Issuers common stock held of record by PVI LLC. PVI LLC is the general partner of TCP and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by TCP. William R. Woodward is the managing member of PVI LLC and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by TCP.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Consists of (i) 1,369 shares of the Issuers common stock held of record by CYB, and William R. Woodward is the authorized manager representative of and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by CYB
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
CUSIP No. 89785L 107 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
(1) Consists of (i) 0 shares of the Issuers common stock held of record by AVF, (ii) 0 shares of the Issuers common stock held of record by AVAF, (iii) 0 shares of the Issuers common stock held of record by ASP, (iv) 0 shares of the Issuers common stock held of record by the AVM DBP Plan, (v) 94,614 shares of the Issuers common stock held of record by TCP, (vi) 4,211 shares of the Issuers common stock held of record by PVI LLC, (vii) 155,949shares of the Issuers common stock held of record by WRW Investments, L.P., (viii) 3,300 shares of the Issuers common stock held of record by each of the DLW 1997 Investment Trust, the HRW 1997 Investment Trust, the TBW 2005 Investment Trust and the LAW 1997 Investment Trust, (ix) 5,000 shares of the Issuers common stock held of record by an individual retirement account for the benefit of William R. Woodward, (x) 1,369 shares of the Issuers common stock held of record by Cybervest Fund and (xi) and 77,000 shares of the Issuers common stock held of record by William R. Woodward. William R. Woodward is the general partner of WRW Investments, L.P. and the trustee of each of the DLW 1997 Investment Trust, the HRW 1997 Investment Trust, the TBW 2005 Investment Trust and the LAW 1997 Investment Trust and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by such entity and each such trust. Each of AVI LLC, AVAI LLC, ASC LLC and PVI LLC is the general partner of AVF, AVAF, ASP and TCP, respectively, and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by AVF, AVAF, ASP and TCP, respectively. William R. Woodward is the managing member of each of AVI LLC, AVAI LLC, ASC LLC and PVI LLC, an authorized representative of CYBand the trustee of the AVM DBP Plan and, as such, may be deemed to have the power to vote and dispose of the Issuers shares of common stock held of record by each of AVF, AVAF, ASP, TCP,CYB and the AVM DBP Plan.
(2) Based on 100,428,656 shares of the Issuers common stock outstanding as of December 31, 2017.
Item 1. | ||
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(a) |
Name of Issuer: |
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(b) |
Address of Issuers Principal Executive Offices: Santa Monica, California 90401 |
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Item 2. | ||
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(a) |
Name of Person Filing: Anthem Ventures Fund, L.P. (AVF); Anthem Venture Investors, LLC (AVI LLC); Anthem Ventures Annex Fund, L.P. (AVAF); Anthem Venture Annex Investors, LLC (AVAF LLC); Anthem/MIC Strategic Partners, L.P. (ASP); Anthem Strategic Capital, LLC (ASC LLC); Anthem Venture Management LLC Defined Benefit Pension Plan (AVM DBP Plan); TC Profits, L.P. (TCP); WRW Investments LP (WRW) Public Venture Investors, LLC (PVI LLC); Cybervest Fund,(Cyb) and William R. Woodward. The Reporting Persons have entered into a Joint Filing Agreement, dated March 27,2018, a copy of which is filed as an exhibit to this Statement, pursuant to which the Reporting Persons have agreed to file this Statement and all amendments hereto jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. |
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(b) |
Address of Principal Business Office or, if none, Residence: 225 Arizona Avenue, Suite 200 Santa Monica, California 90401 |
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(c) |
Citizenship: |
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(d) |
Title of Class of Securities: |
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(e) |
CUSIP Number: |
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
Not Applicable. |
Item 4. |
Ownership | ||
The approximate percentages of the Issuers common stock reported as beneficially owned by each Reporting Person is based upon 86,127,497 shares of the Issuers common stock outstanding as of December 31, 2016. | |||
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(a) |
Amount beneficially owned: See Row 9 of the cover page for each Reporting Person. | |
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(b) |
Percent of class: See Row 11 of the cover page for each Reporting Person. | |
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote See Row 5 of the cover page for each Reporting Person. |
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(ii) |
Shared power to vote or to direct the vote See Row 6 of the cover page for each Reporting Person. |
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(iii) |
Sole power to dispose or to direct the disposition of See Row 7 of the cover page for each Reporting Person. |
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(iv) |
Shared power to dispose or to direct the disposition of See Row 8 of the cover page for each Reporting Person. |
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Item 5. |
Ownership of Five Percent or Less of a Class | ||
Not Applicable. | |||
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person | ||
[not Applicable | |||
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | ||
Not Applicable. | |||
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Item 8. |
Identification and Classification of Members of the Group | ||
Not Applicable. | |||
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Item 9. |
Notice of Dissolution of Group | ||
Not Applicable. |
Item 10. |
Certifications |
Not Applicable |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: March 27, 2018
Anthem Ventures Fund, L.P. |
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Anthem Venture Investors, LLC | ||
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By: |
Anthem Venture Investors, LLC, its General Partner |
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By: |
/s/ William R. Woodward |
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By: |
/s/ William R. Woodward |
Name: |
William R. Woodward |
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Name: |
William R. Woodward |
Title: |
Managing Member |
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Title: |
Managing Member |
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Anthem Ventures Annex Fund, L.P. |
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Anthem Venture Annex Investors, LLC | ||
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By: |
Anthem Venture Annex Investors, LLC, its General Partner |
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By: |
/s/ William R. Woodward |
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By: |
/s/ William R. Woodward |
Name: |
William R. Woodward |
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Name: |
William R. Woodward |
Title: |
Managing Member |
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Title: |
Managing Member |
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Anthem/MIC Strategic Partners, L.P. |
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Anthem Strategic Capital, LLC | ||
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By: |
Anthem Strategic Capital, LLC, its General Partner |
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By: |
/s/ William R. Woodward |
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By: |
/s/ William R. Woodward |
Name: |
William R. Woodward |
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Name: |
William R. Woodward |
Title: |
Managing Member |
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Title: |
Managing Member |
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TC Profits, L.P. |
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Public Venture Investors, LLC | ||
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By: |
Public Venture Investors, LLC, its General Partner |
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By: |
/s/ William R. Woodward |
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By: |
/s/ William R. Woodward |
Name: |
William R. Woodward |
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Name: |
William R. Woodward |
Title: |
Managing Member |
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Title: |
Managing Member |
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Anthem Venture Management LLC Defined Benefit Pension Plan |
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William Woodward | ||
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By: |
/s/ William R. Woodward |
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By: |
/s/ William R. Woodward |
Name: |
William R. Woodward |
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Name: |
William R. Woodward |
Title: |
Trustee |
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Cybervest Fund |
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By |
/s/ William R Woodward |
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Name: |
William R. Woodward |
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Title: |
representative |
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