UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-21423
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The Gabelli Dividend & Income Trust
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2003 - June 30, 2004
-------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2003 TO JUNE 30, 2004
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NATIONAL FUEL GAS COMPANY NFG Annual Meeting Date: 02/19/2004
Issuer: 636180 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For No No
03 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against No No
PROPOSAL.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
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GABELLI DIVIDEND & INCOME TRUST 997G022 101 25,000 25,000 02/18/2004
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PEOPLES ENERGY CORPORATION PGL Annual Meeting Date: 02/27/2004
Issuer: 711030 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 INCENTIVE COMPENSATION PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
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GABELLI DIVIDEND & INCOME TRUST 997G022 106 200,000 200,000 02/25/2004
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WM. WRIGLEY JR. COMPANY WWY Annual Meeting Date: 03/09/2004
Issuer: 982526 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 AMENDMENT TO THE 1997 MANAGEMENT INCENTIVE PLAN. Management For No No
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
ERNST & YOUNG LLP FOR THE YEAR ENDING 12/31/04.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 100,000 100,000 03/08/2004
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BANK OF AMERICA CORPORATION BAC Special Meeting Date: 03/17/2004
Issuer: 060505 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Management For No No
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Management For No No
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER Shareholder For No No
OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON
STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Management For No No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 4,000 4,000 03/15/2004
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FLEETBOSTON FINANCIAL CORPORATION FBF Special Meeting Date: 03/17/2004
Issuer: 339030 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Management For No No
02 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON Management For No No
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 460,000 460,000 03/15/2004
------------------------------------------------------------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP. TAPA Special Meeting Date: 03/19/2004
Issuer: 89420G ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For No No
MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED,
AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS
PROPERTY CASUALTY CORP. AND ADAMS ACQUISITION
CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT, INCLUDING THE MERGER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 264,500 264,500 03/16/2004
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THE DIAL CORPORATION DL Special Meeting Date: 03/24/2004
Issuer: 25247D ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL
KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION.
02 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For No No
TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE SPECIAL MEETING, INCLUDING ANY
ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 101 1,200,000 1,200,000 03/23/2004
------------------------------------------------------------------------------------------------------------------------------------
TDC A/S TLD Annual Meeting Date: 03/29/2004
Issuer: 87236N ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
03 PRESENTATION OF THE ANNUAL REPORT FOR ADOPTION. Management For No No
04 A RESOLUTION TO DISCHARGE THE EXECUTIVE COMMITTEE Management For No No
AND THE BOARD FROM THEIR OBLIGATIONS IN RESPECT
OF THE ANNUAL REPORT.
05 A RESOLUTION REGARDING APPROPRIATION OF PROFIT Management For No No
ACCORDING TO ANNUAL REPORT AS ADOPTED.
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, Management For No No
INCLUDING THE CHAIRMAN AND THE VICE-CHAIRMAN,
AND, IF DESIRED, ELECTION OF ALTERNATES FOR THE
MEMBERS OF THE BOARD OF DIRECTORS, CF. ARTICLE
14 OF THE ARTICLES OF ASSOCIATION.
07 ELECTION OF TWO AUDITORS. Management For No No
08 THE BOARD PROPOSES THE FOLLOWING AMENDMENT TO Management For No No
THE ARTICLES OF ASSOCIATION: ARTICLE 4A: THE
EXPIRY DATE OF THE AUTHORIZATION TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL BY UP TO
DKK 108,229,770 IS EXTENDED TO MARCH 28, 2009.
09 THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING Management For No No
AUTHORIZES THE BOARD OF DIRECTORS - UNTIL THE NEXT
ANNUAL GENERAL MEETING - TO ALLOW THE COMPANY TO
ACQUIRE OWN SHARES AT A NOMINAL VALUE OF UP TO 10
PERCENT OF THE SHARE CAPITAL OF THE COMPANY, CF.
SECTION 48 OF THE DANISH COMPANIES ACT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 200,000 200,000 03/27/2004
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UNISOURCE ENERGY CORPORATION UNS Special Meeting Date: 03/29/2004
Issuer: 909205 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BETWEEN Management For No No
SAGUARO ACQUISITION CORP. AND UNISOURCE ENERGY
CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 595,000 595,000 03/26/2004
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THE TITAN CORPORATION TTN Special Meeting Date: 04/12/2004
Issuer: 888266 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG
LOCKHEED MARTIN CORPORATION, LMC SUB ONE, INC. AND
THE TITAN CORPORATION, AS AMENDED, AND APPROVAL OF
THE MERGER CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 202 1,000 1,000 04/10/2004
GABELLI DIVIDEND & INCOME TRUST 997G022 103 800,000 800,000 04/10/2004
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THE BANK OF NEW YORK COMPANY, INC. BK Annual Meeting Date: 04/13/2004
Issuer: 064057 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF AUDITORS Management For No No
03 APPROVAL OF AN AMENDMENT TO THE 2004 MANAGEMENT Management For No No
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL WITH RESPECT TO POLITICAL Shareholder Against No No
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against No No
COMPENSATION
06 SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPOSITION Shareholder Against No No
OF THE RISK COMMITTEE
07 SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPANY Shareholder For Yes No
S RIGHTS PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 336,400 336,400 04/10/2004
------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB Annual Meeting Date: 04/14/2004
Issuer: 806857 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Management For No No
03 APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL Management For No No
PLAN FOR NON-EMPLOYEE DIRECTORS
04 APPROVAL OF AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 35,000 35,000 04/13/2004
------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP Annual Meeting Date: 04/15/2004
Issuer: 055622 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
07 TO ELECT MR A BURGMANS AS A DIRECTOR Management For No No
08 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Management For No No
09 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For No No
10 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Shareholder For No No
AMOUNT
11 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Shareholder For No No
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
12 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For No No
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
13 TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE Management For No No
SHARE SCHEMES
14 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For No No
15 TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION Management For No No
OF THE NON-EXECUTIVE DIRECTORS
16 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For No No
ACCOUNTS
17 SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE Shareholder Against No No
COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES
ON MATTERS OF CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 120,000 120,000 04/13/2004
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NICOR INC. GAS Annual Meeting Date: 04/15/2004
Issuer: 654086 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS IN 2004.
03 SHAREHOLDER PROPOSAL CONCERNING THE SHAREHOLDER Shareholder For Yes No
RIGHTS PLAN.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 206,000 206,000 04/13/2004
------------------------------------------------------------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION WL Annual Meeting Date: 04/15/2004
Issuer: 971807 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF 2004 EMPLOYEE STOCK PURCHASE PLAN. Management For No No
03 APPROVAL OF 2004 EXECUTIVE INCENTIVE PLAN. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 35,000 35,000 04/13/2004
------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/19/2004
Issuer: 532457 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For No No
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2004.
03 APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. Management For No No
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT Shareholder Against No No
A COMPENSATION PROGRAM LIMITING THE COMPENSATION
OF SENIOR EXECUTIVES TO SPECIFIED LEVELS.
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT Shareholder Against No No
ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 44,000 44,000 04/16/2004
------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/19/2004
Issuer: 372460 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF GENUINE PARTS COMPANY S 2004 ANNUAL Management For No No
INCENTIVE BONUS PLAN.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
04 SHAREHOLDER PROPOSAL REGARDING POISON PILL. Shareholder For Yes No
05 SHAREHOLDER PROPOSAL REGARDING RESTRICTED SHARE Shareholder Against No No
PROGRAMS IN LIEU OF STOCK OPTIONS IN EXECUTIVE
COMPENSATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 190,000 190,000 04/16/2004
------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C Annual Meeting Date: 04/20/2004
Issuer: 172967 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For No No
AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against No No
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against No No
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shareholder Against No No
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against No No
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 101 260,000 260,000 04/19/2004
------------------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. HE Annual Meeting Date: 04/20/2004
Issuer: 419870 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ELECTION OF KPMG LLP AS INDEPENDENT AUDITOR. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 60,000 60,000 04/16/2004
------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG Annual Meeting Date: 04/20/2004
Issuer: 744573 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Management For No No
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2004.
04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION Shareholder Against No No
OF AT LEAST TWO CANDIDATES FOR EACH OPEN BOARD
POSITION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 251,000 251,000 04/19/2004
------------------------------------------------------------------------------------------------------------------------------------
SPRINT CORPORATION FON Annual Meeting Date: 04/20/2004
Issuer: 852061 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For No No
AUDITORS OF SPRINT FOR 2004
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against No No
INDEXING
04 STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT CHAIRMAN Shareholder Against No No
06 STOCKHOLDER PROPOSAL CONCERNING REPORT ON OUTSOURCING Shareholder Against No No
OFF-SHORE
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 90,000 90,000 04/19/2004
------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB Annual Meeting Date: 04/20/2004
Issuer: 929903 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For No No
OF KPMG LLP AS AUDITORS FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No No
REGARDING NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No No
REGARDING REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shareholder Against No No
REGARDING SEPARATING THE OFFICES OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 259,500 259,500 04/19/2004
------------------------------------------------------------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC. WM Annual Meeting Date: 04/20/2004
Issuer: 939322 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2004
03 SHAREHOLDER PROPOSAL RELATING TO A SPECIFIC COMPENSATION Shareholder Against No No
PROGRAM
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 240,000 240,000 04/18/2004
------------------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION AVY Annual Meeting Date: 04/22/2004
Issuer: 053611 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For No No
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR, WHICH ENDS ON JANUARY 1, 2005
03 REAPPROVAL OF THE SENIOR EXECUTIVE LEADERSHIP Management For No No
COMPENSATION PLAN
04 REAPPROVAL OF THE EXECUTIVE LONG-TERM INCENTIVE Management For No No
PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 4,000 4,000 04/21/2004
------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/22/2004
Issuer: 478160 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
AS INDEPENDENT AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 90,000 90,000 04/21/2004
------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE Annual Meeting Date: 04/22/2004
Issuer: 717081 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management For No No
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shareholder Against No No
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against No No
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shareholder Against No No
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shareholder Against No No
ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against No No
ACCESS TO PFIZER PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shareholder Against No No
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 100,000 100,000 04/21/2004
------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/23/2004
Issuer: 171871 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 403 32,800 32,800 04/22/2004
------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT Annual Meeting Date: 04/23/2004
Issuer: 361448 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AUDITORS Management For No No
03 APPROVAL OF 2004 EQUITY INCENTIVE COMPENSATION Management For No No
PLAN
04 APPROVAL OF CASH INCENTIVE COMPENSATION PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 202 500 500 04/22/2004
------------------------------------------------------------------------------------------------------------------------------------
GRACO INC. GGG Annual Meeting Date: 04/23/2004
Issuer: 384109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 130,000 130,000 04/22/2004
------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K Annual Meeting Date: 04/23/2004
Issuer: 487836 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR FOR 2004 Management For No No
03 REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 1,000 1,000 04/22/2004
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/26/2004
Issuer: 025816 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX-YEAR TERM Shareholder Against No No
LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against No No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 125,000 125,000 04/25/2004
------------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/26/2004
Issuer: 079860 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE INDEPENDENT AUDITOR Management For No No
03 APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY Management For No No
04 APPROVE THE STOCK AND INCENTIVE COMPENSATION Management For No No
PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION Shareholder Against No No
06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shareholder Against No No
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against No No
CONTRIBUTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 100,000 100,000 04/23/2004
------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/26/2004
Issuer: 438516 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For No No
03 ANNUAL ELECTION OF DIRECTORS Shareholder Against No No
04 SHAREOWNER VOTING PROVISIONS Shareholder Against No No
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shareholder Against No No
06 RESOLUTION ON PAY DISPARITY Shareholder Against No No
07 CUMULATIVE VOTING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 70,000 70,000 04/23/2004
------------------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION AEE Annual Meeting Date: 04/27/2004
Issuer: 023608 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 REPORT ON STORAGE OF IRRADIATED FUEL RODS AT Shareholder Against No No
CALLAWAY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 310,000 310,000 04/26/2004
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC AEP Annual Meeting Date: 04/27/2004
Issuer: 025537 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS Management For No No
03 SHAREHOLDER PROPOSAL REGARDING SEVERENCE AGREEMENTS Shareholder Against No No
FOR EXECUTIVES
04 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against No No
RETIREMENT PLANS
05 SHAREHOLDER PROPOSAL ALLOWING INDEPENDENT AUDITORS Shareholder Against No No
TO PERFORM ONLY AUDIT AND AUDIT RELATED WORK
06 SHAREHOLDER PROPOSAL REGARDING TERM LIMITS FOR Shareholder Against No No
DIRECTORS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 101 240,000 240,000 04/26/2004
------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/27/2004
Issuer: G24182 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For No No
FOR THE YEAR ENDING 12/31/2004.
03 APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE Management Against Yes No
PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND ENVIRONMENTAL Shareholder Against No No
ISSUES RELATED TO SUSTAINABILITY.
05 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE EQUITY Shareholder Against No No
COMPENSATION PLANS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 1,000 1,000 04/26/2004
------------------------------------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION GR Annual Meeting Date: 04/27/2004
Issuer: 382388 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 10,000 10,000 04/26/2004
------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK Annual Meeting Date: 04/27/2004
Issuer: 589331 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Management For No No
INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For No No
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 4 THROUGH 8
04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION Shareholder Against No No
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shareholder Against No No
PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shareholder Against No No
PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against No No
RESOURCES FOR POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against No No
TO THE GLOBAL HIV/AIDS PANDEMIC
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 90,000 90,000 04/26/2004
------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC Annual Meeting Date: 04/27/2004
Issuer: 693475 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 238,500 238,500 04/26/2004
------------------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY WFC Annual Meeting Date: 04/27/2004
Issuer: 949746 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL Management For No No
401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For No No
INDEPENDENT AUDITORS FOR 2004.
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shareholder Against No No
OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK. Shareholder Against No No
06 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against No No
AND PREDATORY LENDING.
07 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 101 130,000 130,000 04/26/2004
------------------------------------------------------------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/28/2004
Issuer: 166764 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No No
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN Management Against Yes No
POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Management For No No
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shareholder Against No No
06 POLITICAL DISCLOSURE Shareholder Against No No
07 DIRECTOR ELECTION VOTE THRESHOLD Shareholder Against No No
08 REPORT ON ECUADOR Shareholder Against No No
09 RENEWABLE ENERGY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 150,000 150,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/28/2004
Issuer: 263534 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ON RATIFICATION OF ACCOUNTANTS Management For No No
03 ON GOVERNMENT SERVICE Shareholder Against No No
04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against No No
05 ON EXECUTIVE COMPENSATION Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 200,000 200,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/28/2004
Issuer: 369604 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For No No
0B INDEPENDENT AUDITOR Management For No No
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Management For No No
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shareholder Against No No
02 ANIMAL TESTING Shareholder Against No No
03 NUCLEAR RISK Shareholder Against No No
04 REPORT ON PCB CLEANUP COSTS Shareholder Against No No
05 OFFSHORE SOURCING Shareholder Against No No
06 SUSTAINABILITY INDEX Shareholder Against No No
07 COMPENSATION COMMITTEE INDEPENDENCE Shareholder Against No No
08 PAY DISPARITY Shareholder Against No No
09 END STOCK OPTIONS AND BONUSES Shareholder Against No No
10 LIMIT OUTSIDE DIRECTORSHIPS Shareholder Against No No
11 INDEPENDENT BOARD CHAIRMAN Shareholder Against No No
12 EXPLORE SALE OF COMPANY Shareholder Against No No
13 HOLDING STOCK FROM STOCK OPTIONS Shareholder Against No No
14 BOARD INDEPENDENCE Shareholder Against No No
15 POLITICAL CONTRIBUTIONS Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 170,000 170,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION MRO Annual Meeting Date: 04/28/2004
Issuer: 565849 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL TO ADOPT A CLIMATE CHANGE Shareholder Against No No
RESOLUTION
04 STOCKHOLDER PROPOSAL TO LIMIT SEVERANCE COMPENSATION Shareholder Against No No
FOR SENIOR EXECUTIVE OFFICERS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 250,000 250,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 04/28/2004
Issuer: 92343V ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITOR Management For No No
03 CUMULATIVE VOTING Shareholder Against No No
04 BOARD COMPOSITION Shareholder Against No No
05 SEPARATE CHAIRMAN AND CEO Shareholder Against No No
06 FUTURE POISON PILL Shareholder For Yes No
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against No No
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Management Against No No
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Management Against No No
10 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against No No
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shareholder Against No No
FEES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 250,000 250,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. WDR Annual Meeting Date: 04/28/2004
Issuer: 930059 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 200,000 200,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO Annual Meeting Date: 04/29/2004
Issuer: 02209S ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For No No
AUDITORS
03 STOCKHOLDER PROPOSAL NO. 1 Shareholder Against No No
04 STOCKHOLDER PROPOSAL NO. 2 Shareholder Against No No
05 STOCKHOLDER PROPOSAL NO. 3 Shareholder Against No No
06 STOCKHOLDER PROPOSAL NO. 4 Shareholder Against No No
07 STOCKHOLDER PROPOSAL NO. 5 Shareholder Against No No
08 STOCKHOLDER PROPOSAL NO. 6 Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 10,000 10,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE Annual Meeting Date: 04/29/2004
Issuer: 233331 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 INDEPENDENT AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 17,500 17,500 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION KMB Annual Meeting Date: 04/29/2004
Issuer: 494368 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO 2001 EQUITY PARTICIPATION Management Against Yes No
PLAN
03 APPROVAL OF AUDITORS Management For No No
04 STOCKHOLDER PROPOSAL REGARDING THE CORPORATION S Shareholder For Yes No
AMENDED AND RESTATED RIGHTS AGREEMENT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 1,000 1,000 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
NSTAR NST Annual Meeting Date: 04/29/2004
Issuer: 67019E ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTION Shareholder Against No No
DISCLOSURE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 66,400 66,400 04/28/2004
------------------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION OLN Annual Meeting Date: 04/29/2004
Issuer: 680665 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 205 103,200 103,200 04/27/2004
------------------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION OXY Annual Meeting Date: 04/30/2004
Issuer: 674599 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE RATIFICATION OF THE SELECTION OF KPMG AS Management For No No
INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENT TO THE RESTRICTED STOCK Management For No No
PLAN FOR NON-EMPLOYEE DIRECTORS.
04 DISCONTINUANCE OF OPTIONS, RIGHTS AND SEVERANCE Shareholder Against No No
PAYMENTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 187,900 187,900 04/28/2004
------------------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/30/2004
Issuer: 78387G ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Unvoted No
02 APPOINTMENT OF INDEPENDENT AUDITORS. Management Unvoted No
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Management Unvoted No
04 STOCKHOLDER PROPOSAL A. Shareholder Unvoted No
05 STOCKHOLDER PROPOSAL B. Shareholder Unvoted No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 250,000 0
------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF Annual Meeting Date: 04/30/2004
Issuer: 879382 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For No No
REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED
GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF TELEFONICA,
S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD OF
DIRECTORS CORRESPONDING TO THE FISCAL YEAR 2003.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: DISTRIBUTION Management For No No
OF DIVIDENDS FROM 2003 NET INCOME AND FROM THE
ADDITIONAL PAID-IN-CAPITAL RESERVE.
03 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For No No
FOR THE 2004 FISCAL YEAR.
04 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For No No
OF TREASURY STOCK, DIRECTLY OR THROUGH GROUP COMPANIES.
05 APPROVAL, IF APPROPRIATE, OF THE REGULATIONS Management For No No
OF THE GENERAL MEETING OF SHAREHOLDERS OF TELEFONICA,
S.A. .
06 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For No No
CORRECTING AND EXECUTING OF THE RESOLUTIONS ADOPTED
BY THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 208 10,000 10,000 04/28/2004
------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/04/2004
Issuer: 110122 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shareholder Against No No
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shareholder Against No No
05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder Against No No
06 HIV/AIDS-TB-MALARIA Shareholder Against No No
07 DIRECTOR VOTE THRESHOLD Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 30,000 30,000 04/23/2004
------------------------------------------------------------------------------------------------------------------------------------
CINERGY CORP. CIN Annual Meeting Date: 05/04/2004
Issuer: 172474 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For No No
COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 276,500 276,500 04/30/2004
------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP Annual Meeting Date: 05/04/2004
Issuer: 391164 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 312,000 312,000 04/30/2004
------------------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY SRE Annual Meeting Date: 05/04/2004
Issuer: 816851 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 REAPPROVAL OF LONG TERM INCENTIVE PLAN PERFORMANCE Management For No No
GOALS
03 RATIFICATION OF INDEPENDENT AUDITORS Management For No No
04 PROPOSAL REGARDING ANNUAL ELECTION OF DIRECTORS Shareholder Against No No
05 PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN Shareholder For Yes No
06 PROPOSAL REGARDING AUDITOR SERVICES Shareholder Against No No
07 PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE Shareholder Against No No
BOARD
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 211,300 211,300 04/30/2004
------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/04/2004
Issuer: 530370 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Witheld Yes No
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For No No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 8,400 8,400 05/04/2004
------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2004
Issuer: 20825C ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For No No
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Management Against Yes No
INCENTIVE PLAN
04 OFFICER & DIRECTOR COMPENSATION Shareholder Against No No
05 COMMONSENSE EXECUTIVE COMPENSATION Shareholder Against No No
06 ANWR DRILLING Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 210,000 210,000 05/04/2004
------------------------------------------------------------------------------------------------------------------------------------
STATOIL ASA STO Annual Meeting Date: 05/05/2004
Issuer: 85771P ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
03 ELECTION OF A CHAIR OF THE MEETING. Management For No No
04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES TOGETHER Management For No No
WITH THE CHAIR OF THE MEETING.
05 APPROVAL OF THE NOTICE AND THE AGENDA. Management For No No
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For No No
STATOIL ASA AND THE STATOIL GROUP FOR 2003, INCLUDING
THE BOARD OF DIRECTORS PROPOSAL OF A DIVIDEND
OF NOK 2.95 PER SHARE.
07 DETERMINATION OF REMUNERATION FOR THE COMPANY S Management For No No
AUDITOR.
08 DETERMINATION OF REMUNERATION FOR THE MEMBERS Management For No No
OF THE CORPORATE ASSEMBLY.
09 DETERMINATION OF REMUNERATION FOR THE ELECTION Management For No No
COMMITTEE.
10 ELECTION OF MEMBERS AND DEPUTIES FOR THE CORPORATE Management For No No
ASSEMBLY.
11 ELECTION OF TWO MEMBERS FOR THE ELECTION COMMITTEE. Management For No No
12 AUTHORISATION TO ACQUIRE OWN SHARES IN ORDER Management For No No
TO IMPLEMENT A SHARE INVESTMENT PLAN FOR EMPLOYEES.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 945,000 945,000 04/29/2004
------------------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION TULCF Annual Meeting Date: 05/05/2004
Issuer: 87971M ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS Management For No No
FOR THE NEXT YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 202 100,000 100,000 05/04/2004
------------------------------------------------------------------------------------------------------------------------------------
UNITRIN, INC. UTR Annual Meeting Date: 05/05/2004
Issuer: 913275 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE UNITRIN, INC., INCENTIVE BONUS Management For No No
PLAN.
03 APPROVAL OF EXTENSION OF UNITRIN, INC., 1995 Management For No No
NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 25,000 25,000 05/05/2004
GABELLI DIVIDEND & INCOME TRUST 997G022 103 25,000 25,000 05/03/2004
------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA Annual Meeting Date: 05/06/2004
Issuer: 35671D ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2004 DIRECTOR COMPENSATION Management For No No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING FINANCIAL SUPPORT Shareholder Against No No
OF INDONESIAN GOVERNMENT SECURITY PERSONNEL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 857 65,000 65,000 05/05/2004
------------------------------------------------------------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC. ESA Special Meeting Date: 05/07/2004
Issuer: 30224P ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For No No
AS OF MARCH 5, 2004, BY AND AMONG THE COMPANY,
BHAC CAPITAL IV, L.L.C. AND BHAC ACQUISITION
IV, INC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 101 220,000 220,000 05/06/2004
------------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS Annual Meeting Date: 05/07/2004
Issuer: 909205 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 600,000 600,000 05/06/2004
------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 05/11/2004
Issuer: 492386 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For No No
LLP AS INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against No No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 127,000 127,000 05/10/2004
------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI Annual Meeting Date: 05/11/2004
Issuer: 65473P ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 200,000 200,000 05/10/2004
------------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY EK Annual Meeting Date: 05/12/2004
Issuer: 277461 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF ELECTION OF INDEPENDENT ACCOUNTANTS Management For No No
03 RE-APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For No No
GOALS OF THE 2000 OMNIBUS LONG-TERM COMPENSATION
PLAN
04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against No No
CHEMICALS POLICY
05 SHAREHOLDER PROPOSAL REQUESTING LIMITS ON COMPENSATION Shareholder Against No No
OF CERTAIN EXECUTIVES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 50,000 50,000 05/08/2004
------------------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. PGN Annual Meeting Date: 05/12/2004
Issuer: 743263 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS Shareholder For Yes No
FOR DIRECTORS AND CERTAIN EXECUTIVE OFFICERS
AS SET FORTH IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 305,000 305,000 05/11/2004
------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/13/2004
Issuer: 264399 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For No No
ENERGY S INDEPENDENT AUDITORS FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION Shareholder Against No No
OF DUKE ENERGY S BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 150,000 150,000 05/12/2004
------------------------------------------------------------------------------------------------------------------------------------
KEYCORP KEY Annual Meeting Date: 05/13/2004
Issuer: 493267 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF THE KEYCORP 2004 EQUITY COMPENSATION Management Against Yes No
PLAN.
03 APPROVAL OF THE KEYCORP ANNUAL PERFORMANCE PLAN. Management For No No
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For No No
AUDITORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 525,000 525,000 05/12/2004
GABELLI DIVIDEND & INCOME TRUST 997G022 108 525,000 525,000 05/12/2004
------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/13/2004
Issuer: 817320 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld Yes No
02 APPROVE THE 2003 SIX SIGMA RESTRICTED STOCK PLAN Management Abstain Yes No
03 APPROVE THE 2003 DIRECTORS STOCK AWARD PLAN Management Abstain Yes No
04 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For No No
AUDITORS FOR 2004
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 302 1,000 1,000 05/10/2004
------------------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY DOW Annual Meeting Date: 05/13/2004
Issuer: 260543 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION Management For No No
FOR THE ANNUAL ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 328 328 05/12/2004
------------------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. TOT Annual Meeting Date: 05/14/2004
Issuer: 89151E ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF CERTAIN REPORTS AND OF THE PARENT Management For No No
COMPANY S FINANCIAL STATEMENTS
02 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For No No
03 ALLOCATION OF INCOME, APPROVAL OF THE DIVIDEND Management For No No
04 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 OF Management For No No
THE FRENCH COMMERCIAL CODE
05 AUTHORIZATION TO TRADE THE COMPANY S OWN SHARES Shareholder For No No
06 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE Management For No No
DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED
NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION
EUROS
07 DIRECTOR Management For No No
10 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR REPRESENTING Management For No No
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE
11 OF THE ARTICLES OF INCORPORATION
11 APPOINTMENT OF PHILIPPE MARCHANDISE AS A DIRECTOR Management Against No No
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION
OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION
12 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR REPRESENTING Management Against No No
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE
11 OF THE ARTICLES OF INCORPORATION
13 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR REPRESENTING Management Against No No
EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE
11 OF THE ARTICLES OF INCORPORATION
14 APPOINTMENT OF STATUTORY AUDITORS Management For No No
15 RENEWAL OF STATUTORY AUDITORS Management For No No
16 APPOINTMENT OF AN ALTERNATE AUDITOR Management For No No
17 APPOINTMENT OF AN ALTERNATE AUDITOR Management For No No
18 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS Management For No No
COMPENSATION
19 AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE FOR Management For No No
OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF
THE MANAGEMENT AND KEY EMPLOYEES OF THE GROUP
20 AUTHORIZATION FOR ISSUING CONVERTIBLE OR OTHER Shareholder For No No
EQUITY SECURITIES
21 AUTHORIZATION TO USE THE ABOVE DELEGATION WITHOUT Shareholder For No No
MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS,
BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD
22 CAPITAL INCREASE RESERVED FOR EMPLOYEES Shareholder For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 55,000 55,000 05/12/2004
------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. ED Annual Meeting Date: 05/17/2004
Issuer: 209115 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For No No
03 APPROVAL OF STOCK PURCHASE PLAN. Management For No No
04 ADDITIONAL COMPENSATION INFORMATION. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 240,000 240,000 05/12/2004
------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT Annual Meeting Date: 05/18/2004
Issuer: 251566 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For No No
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For No No
FOR THE FINANCIAL YEAR 2003.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For No No
FOR THE FINANCIAL YEAR 2003.
05 APPROVAL TO APPOINT INDEPENDENT AUDITOR AND GROUP Management For No No
AUDITOR FOR THE 2004 FINANCIAL YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For No No
TO PURCHASE AND USE ITS OWN SHARES.
07 APPROVAL OF THE RESOLUTION ON PARTIAL REVOCATION Management For No No
OF AS YET UNUSED PART OF AUTHORIZATION TO GRANT
SUBSCRIPTION RIGHTS.
08 APPROVAL OF THE RESOLUTION ON THE CANCELLATION Shareholder For No No
OF THE APPROVED CAPITAL 2000 AND THE CREATION OF
NEW APPROVED CAPITAL 2004.
09 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH.
10 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE
GMBH.
11 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE
GMBH.
12 APPROVAL TO CONCLUDE A PROFIT AND LOSS TRANSFER Management For No No
AGREEMENT WITH CARMEN TELEKOMMUNIKATIONSDIENSTE
GMBH.
13 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 13 OF THE ARTICLES OF INCORPORATION.
14 APPROVAL OF THE RESOLUTION ON THE AMENDMENT OF Management For No No
SECTION 14 OF THE ARTICLES OF INCORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 10,000 10,000 05/04/2004
GABELLI DIVIDEND & INCOME TRUST 997G022 105 10,000 10,000 05/04/2004
------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR Annual Meeting Date: 05/18/2004
Issuer: 95709T ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For No No
LLP AS COMPANY AUDITORS
03 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against No No
NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 122,000 122,000 05/16/2004
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG Annual Meeting Date: 05/19/2004
Issuer: 026874 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Management For No No
PLAN
03 ADOPT A DIRECTOR STOCK PLAN Management For No No
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For No No
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shareholder Against No No
STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shareholder Against No No
STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shareholder Against No No
STATEMENT
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 65,000 65,000 05/18/2004
------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. Annual Meeting Date: 05/19/2004
Issuer: 001957 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For No No
02 RATIFICATION OF AUDITORS Management For No No
03 APPROVE THE AT&T 2004 LONG TERM INCENTIVE PROGRAM Management Against Yes No
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shareholder Against No No
05 POISON PILL Shareholder For Yes No
06 SEPARATE THE CHAIR AND CEO POSITION Shareholder Against No No
07 EXECUTIVE COMPENSATION Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 505 302,200 302,200 05/14/2004
------------------------------------------------------------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC. AWE Annual Meeting Date: 05/19/2004
Issuer: 00209A ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T
WIRELESS SERVICES, INC., CINGULAR WIRELESS
CORPORATION, CINGULAR WIRELESS LLC, AND SOLELY
WITH RESPECT TO SECTION 5.3, 6.1(B) AND ARTICLE IX
OF THE AGREEMENT AND PLAN OF MERGER, SBC
COMMUNICATIONS INC. AND BELLSOUTH CORPORATION.
02 DIRECTOR Management For No No
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS OUR INDEPENDENT AUDITORS.
04 VOTE ON SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against No No
PROGRAM.
05 VOTE ON SHAREHOLDER PROPOSAL ON DISCONTINUING Shareholder Against No No
CERTAIN EXECUTIVE COMPENSATION.
06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE REQUIREMENT Shareholder Against No No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 2,000,000 2,000,000 05/19/2004
------------------------------------------------------------------------------------------------------------------------------------
DREYER'S GRAND ICE CREAM HOLDINGS, I Annual Meeting Date: 05/19/2004
Issuer: 261877 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 THE APPROVAL OF THE COMPANY S 2004 LONG-TERM Management For No No
INCENTIVE PLAN.
03 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE 2004 FISCAL YEAR OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 400,000 400,000 05/18/2004
------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL Annual Meeting Date: 05/19/2004
Issuer: 406216 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF Management For No No
INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN. Shareholder Against No No
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shareholder Against No No
THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 101 55,000 55,000 05/18/2004
------------------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. WTR Annual Meeting Date: 05/20/2004
Issuer: 03836W ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AN AMENDMENT TO AQUA AMERICA, INC. Shareholder For No No
S ARTICLES OF INCORPORATION INCREASING THE
AUTHORIZED SHARES OF AQUA AMERICA, INC. S COMMON
STOCK, PAR VALUE $.50 PER SHARE, FROM 100,000,000
SHARES TO 300,000,000 SHARES.
03 TO APPROVE THE 2004 EQUITY COMPENSATION PLAN. Management Against Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 20,000 20,000 05/19/2004
------------------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION KSE Annual Meeting Date: 05/20/2004
Issuer: 49337W ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For No No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL ON SHAREHOLDER RIGHTS PLAN. Shareholder For Yes No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 410,000 410,000 05/19/2004
------------------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. OGE Annual Meeting Date: 05/20/2004
Issuer: 670837 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 510,000 510,000 05/19/2004
------------------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. OKE Annual Meeting Date: 05/20/2004
Issuer: 682680 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG Management For No No
LLP AS INDEPENDENT AUDITOR OF THE CORPORATION
FOR THE 2004 FISCAL YEAR.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 160,000 160,000 05/19/2004
------------------------------------------------------------------------------------------------------------------------------------
WAYPOINT FINANCIAL CORP. WYPT Annual Meeting Date: 05/20/2004
Issuer: 946756 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 70,000 70,000 05/18/2004
------------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL Annual Meeting Date: 05/20/2004
Issuer: 98389B ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND OUR BYLAWS TO ELIMINATE THE CLASSIFICATION Management For No No
OF THE BOARD OF DIRECTORS.
02 DIRECTOR Management For No No
03 TO APPROVE THE STOCK EQUIVALENT PLAN FOR NON-EMPLOYEE Management For No No
DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 800,000 800,000 05/20/2004
------------------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. EN Annual Meeting Date: 05/21/2004
Issuer: 29265W ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE FINANCIAL STATEMENTS OF ENEL Management For No
S.P.A. REPORTS OF THE BOARD OF DIRECTORS, THE
BOARD OF STATUTORY AUDITORS AND THE EXTERNAL AUDITORS.
O2 APPROVAL OF THE ALLOCATION OF THE NET INCOME Management For No
FOR THE YEAR AND DISTRIBUTION OF AVAILABLE RESERVES,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
O3 ELECTION OF THE BOARD OF STATUTORY AUDITORS, Management For No
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
O4 DETERMINATION OF THE COMPENSATION OF THE REGULAR Management For No
MEMBERS OF THE BOARD OF STATUTORY AUDITORS, AS
SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
E1 HARMONIZATION OF THE BYLAWS WITH THE REFORM OF Management For No
CORPORATE LAW (LEGISLATIVE DECREE N. 6 OF JANUARY
17, 2003).
E2 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For No
TO INCREASE THE SHARE CAPITAL IN CONNECTION WITH
THE 2004 STOCK-OPTION PLAN BY A MAXIMUM AMOUNT
OF 38,527,550 EUROS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 28,200 28,200 05/19/2004
------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL Annual Meeting Date: 05/21/2004
Issuer: 302571 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Management For No No
INCENTIVE PLAN, IN AN AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED Management For No No
BY THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS PROVISIONS Management For No No
OF THE AMENDED AND RESTATED LONG TERM INCENTIVE
PLAN AS REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Shareholder For No No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 60,000 60,000 05/20/2004
------------------------------------------------------------------------------------------------------------------------------------
HILTON GROUP PLC AGM Meeting Date: 05/21/2004
Issuer: G45098103 ISIN: GB0005002547
SEDOL: 5474752, 0500254
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS Management For No
AND AUDITOR AND THE ACCOUNTS OF THE COMPANY FOR
THE YE 31 DEC 2003
2. DECLARE A FINAL DIVIDEND OF 5.52P ON EACH OF Management For No
THE 10P ORDINARY SHARES FOR THE YE 31 DEC 2003
PAYABLE ON 01 JUN 2004
3.1 RE-APPOINT SIR IAN ROBINSON AS A DIRECTOR OF Management For No
THE COMPANY
3.2 RE-APPOINT MR. L.P. LUPO AS A DIRECTOR OF THE Management For No
COMPANY
3.3 RE-APPOINT MR. I.P. LIVINGSTON AS A DIRECTOR Management For No
OF THE COMPANY
3.4 RE-APPOINT MR. C.J. RODRIGUES AS A DIRECTOR OF Management For No
THE COMPANY
4. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For No
AUDITOR OF THE COMPANY AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
5.1 APPROVE THE 2003 DIRECTORS REMUNERATION REPORT Management For No
5.2 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART Management For No
XA OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO
EU POLITICAL ORGANIZATIONS UP TO GBP 15,000 AND TO
INCUR EU POLITICAL EXPENDITURE UP TO GBP 15,000;
AND AUTHORIZE LADBROKES LIMITED, A WHOLLY OWNED
SUBSIDIARY OF THE COMPANY, FOR THE PURPOSES OF
PART XA OF THE COMPANIES ACT 1985, TO MAKE
DONATIONS TO EU POLITICAL ORGANIZATIONS UP TO GBP
35,000 AND TO INCUR EU POLITICAL EXPENDITURE UP TO
GBP 35,000; AUTHORITY EXPIRES AT THE CONCLUSION OF
THE NEXT AGM
5.3 APPROVE TO INCREASE THE SHARE CAPITAL OF THE Management For No
COMPANY FROM GBP 216,000,000 TO GBP 226,000,000
BY THE CREATION OF 100,000,000 ADDITIONAL ORDINARY
SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY
5.4 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For No
SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT
RELEVANT SECURITIES SECTION 80(2) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 52,700,00;
AUTHORITY EXPIRES THE EARLIER OF AGM OF THE
COMPANY IN 2005 OR 20 AUG 2005 ; AND THE DIRECTORS
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.5.5 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For No
FOR CASH, PURSUANT TO SECTION 94 OF THE COMPANIES
ACT 1985 AND SUBJECT TO THE PASSING OF RESOLUTION
5.4, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS
SECTION 89(1) OF THE COMPANIES ACT 1985 , PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 7,911,979; B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 52,700,000 IN CONNECTION
WITH A RIGHTS ISSUE IN FAVOR OF ORDINARY
SHAREHOLDERS; AUTHORITY EXPIRES THE EARLIER OF AGM
OF THE COMPANY IN 2005 OR 20 AUG 2005 ; AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE
EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN
OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.5.6 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For No
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO
158,239,580 ORDINARY SHARES OF THE COMPANY OF 10P
EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF 10P AND UP TO 105% OF THE AVERAGE MIDDLE
MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF AGM OF THE COMPANY IN 2005 OR 20
AUG 2005 ; THE COMPANY, BEFORE THE EXPIRY, MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST G022 800,000 800,000 05/19/2004
------------------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. POM Annual Meeting Date: 05/21/2004
Issuer: 713291 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 SHAREHOLDER PROPOSAL: EVELYN Y. DAVIS - REQUIRE Shareholder Against No No
ELECTION OF ALL DIRECTORS ANNUALLY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 460,000 460,000 05/20/2004
------------------------------------------------------------------------------------------------------------------------------------
BANK ONE CORPORATION ONE Annual Meeting Date: 05/25/2004
Issuer: 06423A ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No No
02 DIRECTOR Management For No No
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 189,000 189,000 05/22/2004
------------------------------------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. JPM Annual Meeting Date: 05/25/2004
Issuer: 46625H ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Management For No No
02 DIRECTOR Management For No No
03 APPOINTMENT OF EXTERNAL AUDITOR Management For No No
04 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For No No
05 ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT Management For No No
ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shareholder Against No No
07 CHARITABLE CONTRIBUTIONS Shareholder Against No No
08 POLITICAL CONTRIBUTIONS Shareholder Against No No
09 SEPARATION OF CHAIRMAN AND CEO Shareholder Against No No
10 DERIVATIVE DISCLOSURE Shareholder Against No No
11 AUDITOR INDEPENDENCE Shareholder Against No No
12 DIRECTOR COMPENSATION Shareholder Against No No
13 PAY DISPARITY Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 185,000 185,000 05/22/2004
------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 05/26/2004
Issuer: 060505 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For No No
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shareholder Against No No
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against No No
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against No No
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shareholder Against No No
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shareholder Against No No
SECURITY
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 259,438 259,438 05/21/2004
------------------------------------------------------------------------------------------------------------------------------------
BCE INC. BCE Special Meeting Date: 05/26/2004
Issuer: 05534B ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTING DELOITTE & TOUCHE LLP AS AUDITORS Management For No No
3A (SHAREHOLDER PROPOSAL NO. 1) DISCLOSE DIRECTORSHIPS Shareholder For No No
OF EACH NOMINEE DIRECTOR FOR PAST FIVE YEARS
3B (SHAREHOLDER PROPOSAL NO. 2) PROHIBIT THE CEO Shareholder Against No No
FROM SERVING ON THE BOARD OF ANOTHER LISTED COMPANY
3C (SHAREHOLDER PROPOSAL NO. 3) SUPPLEMENTAL DISCLOSURE Shareholder Against No No
OF EXECUTIVE PENSION PLANS
3D (SHAREHOLDER PROPOSAL NO. 4) REQUIRE ALL INSIDERS Shareholder Against No No
TO GIVE 10 DAYS NOTICE OF INTENT TO TRADE IN
ANY BCE SECURITIES
3E (SHAREHOLDER PROPOSAL NO. 5) PROHIBIT AUDITORS Shareholder Against No No
FROM PROVIDING ANY SERVICES OTHER THAN AUDIT
AND AUDIT-RELATED SERVICES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 750,000 750,000 05/21/2004
------------------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP. CCI Annual Meeting Date: 05/26/2004
Issuer: 228227 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF COMPANY S 2004 STOCK INCENTIVE PLAN. Management Against Yes No
03 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For No No
AS THE COMPANY S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR 2004.
04 STOCKHOLDER PROPOSAL REGARDING MACBRIDE PRINCIPLES. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 8,032 8,032 05/22/2004
------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/26/2004
Issuer: 30231G ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Management For No No
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Management For No No
STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against No No
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shareholder Against No No
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shareholder Against No No
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shareholder Against No No
08 EXECUTIVE COMPENSATION (PAGE 39). Shareholder Against No No
09 EQUITY COMPENSATION REPORT (PAGE 40). Shareholder Against No No
10 AMENDMENT OF EEO POLICY (PAGE 42). Shareholder Against No No
11 CLIMATE SCIENCE REPORT (PAGE 44). Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 102 125,000 125,000 05/25/2004
------------------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY SO Annual Meeting Date: 05/26/2004
Issuer: 842587 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For No No
TOUCHE AS INDEPENDENT AUDITORS FOR 2004
03 APPROVAL OF OUTSIDE DIRECTORS STOCK PLAN Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 350,000 350,000 05/21/2004
------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. Annual Meeting Date: 05/27/2004
Issuer: 266233 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPROVAL OF AMENDMENTS TO THE 2002 LONG-TERM Management For No No
INCENTIVE PLAN
03 RATIFICATION OF AUDITORS-DELOITTE & TOUCHE LLP Management For No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 260,000 260,000 05/21/2004
------------------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. NBR Annual Meeting Date: 06/01/2004
Issuer: G6359F ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For No No
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
AUDITORS REMUNERATION.
03 SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION Management Against No No
OF INCORPORATION FROM BERMUDA TO DELAWARE.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 81,500 81,500 05/24/2004
------------------------------------------------------------------------------------------------------------------------------------
TEEKAY SHIPPING CORPORATION TK Annual Meeting Date: 06/01/2004
Issuer: Y8564W ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP, CHARTERED Management For No No
ACCOUNTANTS, AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 30,700 30,700 05/24/2004
------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GM Annual Meeting Date: 06/02/2004
Issuer: 370442 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFY SELECTION OF INDEPENDENT ACCOUNTANTS Management For No No
03 ELIMINATE AWARDING, REPRICING, OR RENEWING STOCK Shareholder Against No No
OPTIONS
04 ELIMINATE OPTIONS, SARS, AND SEVERANCE PAYMENTS Shareholder Against No No
05 REQUIRE AN INDEPENDENT CHAIRMAN SEPARATE FROM Shareholder Against No No
CHIEF EXECUTIVE OFFICER
06 APPOINT INDEPENDENT DIRECTORS TO KEY BOARD COMMITTEES Shareholder Against No No
07 REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against No No
08 APPROVE GOLDEN PARACHUTES Shareholder Against No No
09 REQUIRE SENIOR EXECUTIVES AND DIRECTORS TO RETAIN Shareholder Against No No
STOCK OBTAINED BY EXERCISING OPTIONS
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 10,000 10,000 05/24/2004
------------------------------------------------------------------------------------------------------------------------------------
THE TITAN CORPORATION TTN Special Meeting Date: 06/07/2004
Issuer: 888266 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF SEPTEMBER 15, 2003, BY AND AMONG
LOCKHEED MARTIN CORPORATION, LMC SUB ONE, INC. AND
THE TITAN CORPORATION, AS AMENDED, AND APPROVAL OF
THE MERGER CONTEMPLATED THEREBY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 103 820,000 820,000 05/26/2004
------------------------------------------------------------------------------------------------------------------------------------
SAKS INCORPORATED SKS Annual Meeting Date: 06/08/2004
Issuer: 79377W ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.
03 PROPOSAL TO APPROVE AND ADOPT THE COMPANY S 2004 Management Against Yes No
LONG-TERM INCENTIVE PLAN.
05 PROPOSAL BY A SHAREHOLDER - CUMULATIVE VOTING Shareholder Against No No
IN THE ELECTION OF DIRECTORS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 108 1,000 1,000 05/28/2004
------------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. ABS Annual Meeting Date: 06/10/2004
Issuer: 013104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For No No
03 APPROVAL OF THE ALBERTSON S, INC. 2004 EQUITY Management Against Yes No
AND PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against No No
FOR DIRECTOR ELECTIONS.
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against No No
VOTING.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against No No
AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shareholder Against No No
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 104 100,000 100,000 05/28/2004
------------------------------------------------------------------------------------------------------------------------------------
AVENTIS S.A. AVE Annual Meeting Date: 06/11/2004
Issuer: 053561 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE 2003 PARENT-COMPANY FINANCIAL Management For No No
STATEMENTS
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For No No
2003
O3 APPROVAL OF THE APPROPRIATION OF EARNINGS AND Management For No No
APPROVAL OF A DIVIDEND OF EURO 0.82 FOR DISTRIBUTION
O4 APPROVAL OF REGULATED AGREEMENTS Management For No No
O5 APPROVAL OF THE INSTITUTION OF A SHARE REPURCHASE Shareholder For No No
PROGRAM
O6 APPROVAL OF THE APPOINTMENT OF MR. YVES NICOLAS Management For No No
32 RUE GUERSANT - 75017 PARIS, AS SUBSTITUTE AUDITOR
E7 APPROVAL TO AMEND ARTICLE 7 OF THE ARTICLES OF Management For No No
ASSOCIATION AND BY-LAWS
E8 APPROVAL TO AMEND ARTICLE 11 OF THE ARTICLES Management For No No
OF ASSOCIATION AND BY-LAWS-MANAGEMENT BOARD
E9 APPROVAL TO AMEND ARTICLE 13 OF THE ARTICLES Management For No No
OF ASSOCIATION AND BY-LAWS-SUPERVISORY BOARD
O10 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. JEAN-MARC BRUEL
O11 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MARTIN FRUEHAUF
O12 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. SERGE KAMPF
O13 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. HUBERT MARKL
O14 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. GUNTER METZ
O15 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. DIDIER PINEAU-VALENCIENNE
O16 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MS. SEHAM RAZZOUQI
O17 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MICHEL RENAULT
O18 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. HANS-JUERGEN SCHINZLER
O19 APPROVAL OF THE RENEWAL OF THE MANDATE OF A SUPERVISORY Management For No No
BOARD MEMBER, MR. MARC VIENOT
O20 APPROVAL OF THE GRANTING OF POWER-OF-ATTORNEY Management For No No
FOR ALL FORMALITIES IN CONNECTION WITH THE ANNUAL
GENERAL MEETING
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 106 30,000 30,000 06/09/2004
------------------------------------------------------------------------------------------------------------------------------------
CIMA LABS INC. CIMA Special Meeting Date: 06/15/2004
Issuer: 171796 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF NOVEMBER 3, 2003, AMONG CIMA LABS
INC., CEPHALON, INC. AND C MERGERCO, INC., A
WHOLLY-OWNED SUBSIDIARY OF CEPHALON, INC.,
PURSUANT TO WHICH C MERGERCO, INC. WILL BE MERGED
WITH AND INTO CIMA LABS INC., AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 TO CONSIDER AND VOTE ON ANY PROPOSAL TO ADJOURN Management For No No
OR POSTPONE THE SPECIAL MEETING TO A LATER DATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF
THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 105 55,000 55,000 06/10/2004
------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORG. S.A OTE Annual Meeting Date: 06/17/2004
Issuer: 423325 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF APPOINTMENT OF NEW BOARD MEMBERS Management For No No
PURSUANT TO ARTICLE 10, PARAGRAPH 4 OF THE ARTICLES
OF ASSOCIATION.
02 CANCELLATION OF 12,794,900 OWN SHARES FOLLOWING Management For No No
TERMINATION OF THE 3-YEAR PERIOD FROM THEIR ACQUISITION.
03 MODIFICATION OF ARTICLES OF ASSOCIATION NO 5, Management For No No
8, 9, 10, 11, 13 AND 32; REPLACEMENT OF ARTICLE
14 BY NEW ARTICLE.
04 THE FINANCING AND PROCUREMENT REPORTS AND THE Management For No No
AUDIT REPORTS COMPILED BY CERTIFIED AUDITORS.
05 APPROVAL OF FINANCIAL STATEMENTS AND RELEVANT Management For No No
REPORTS FOR THE FISCAL YEAR 2003.
06 APPROVAL OF THE DISTRIBUTION OF PROFITS. Management For No No
07 EXEMPTION OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For No No
AND THE AUDITORS OF ANY LIABILITY FOR FISCAL
YEAR 2003.
08 APPOINTMENT OF CERTIFIED AUDITORS AND AN AUDITOR Management For No No
OF INTERNATIONAL REPUTE FOR THE FISCAL YEAR 2004.
09 APPROVAL OF THE MAIN TERMS OF AGREEMENTS WITH Management For No No
PERSONS DESCRIBED IN ARTICLES 23A AND 24 OF CODIFIED
LAW 2190/1920.
10 APPROVAL OF REMUNERATION PAID TO THE MEMBERS Management For No No
OF THE BOARD OF DIRECTORS FOR 2003 AND THEIR
REMUNERATION FOR 2004.
11 APPROVAL OF REMUNERATION PAID TO THE CHAIRMAN Management For No No
OF THE BOARD & MANAGING DIRECTOR AS WELL AS TO
THE EXECUTIVE VICE CHAIRMAN.
12 APPROVAL OF THE TERMINATION OF THE EMPLOYMENT Management For No No
AGREEMENTS CONCLUDED ON THE 20TH-6-2002.
13 DETERMINATION OF THE NUMBER OF MEMBERS OF THE Management For No No
BOARD OF DIRECTORS TO BE ELECTED.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
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GABELLI DIVIDEND & INCOME TRUST 997G022 307 220,000 220,000 06/16/2004
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ENERGY EAST CORPORATION EAS Annual Meeting Date: 06/18/2004
Issuer: 29266M ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No No
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For No No
INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
03 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management Against Yes No
INCORPORATION TO ELIMINATE CUMULATIVE VOTING
IN THE ELECTION OF DIRECTORS.
04 TO APPROVE AN EXISTING EMPLOYEE STOCK PURCHASE Management For No No
PLAN.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For No No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 109 140,100 140,100 06/10/2004
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KERR-MCGEE CORPORATION KMG Special Meeting Date: 06/25/2004
Issuer: 492386 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF KERR-MCGEE Management For No No
CORPORATION COMMON STOCK IN CONNECTION WITH THE
MERGER OF WESTPORT RESOURCES CORPORATION WITH AND
INTO KERR-MCGEE (NEVADA) LLC, A WHOLLY OWNED
SUBSIDIARY OF KERR-MCGEE CORPORATION.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 107 127,000 127,000 06/18/2004
------------------------------------------------------------------------------------------------------------------------------------
WESTPORT RESOURCES CORPORATION WRC Special Meeting Date: 06/25/2004
Issuer: 961418 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For No No
DATED AS OF APRIL 6, 2004, BY AND AMONG WESTPORT
RESOURCES CORPORATION, KERR-MCGEE CORPORATION AND
KERR-MCGEE (NEVADA) LLC, PURSUANT TO WHICH
WESTPORT RESOURCES CORPORATION WILL MERGE WITH AND
INTO KERR-MCGEE (NEVADA) LLC.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 100 236,700 236,700 06/18/2004
------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM COMPANY Annual Meeting Date: 06/28/2004
Issuer: 780257 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote Against Contrary to
Number Proposal Type Cast Mgmt. Policy
------------------------------------------------------------------------------------------------------------------------------------
2A FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER Management For No No
31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
2003 AND THE NOTES TO THE BALANCE SHEET AND THE
PROFIT AND LOSS ACCOUNT.
2B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Management For No No
2003.
2C DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY Management For No No
IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003.
2D DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For No No
OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE
YEAR 2003.
03 APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR Management For No No
OF THE COMPANY.*
04 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER Management For No No
OF THE SUPERVISORY BOARD.*
05 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER Management For No No
OF THE SUPERVISORY BOARD OWING TO RETIREMENT
BY ROTATION.*
06 REDUCTION OF THE ISSUED SHARE CAPITAL WITH A Shareholder For No No
VIEW TO CANCELLA TION OF THE SHARES ACQUIRED
BY THE COMPANY IN ITS OWN CAPITAL.
07 AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT Management For No No
TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL
CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN
THE CAPITAL OF THE COMPANY.
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST 997G022 804 250,000 250,000 06/24/2004
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Dividend & Income Trust
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By (Signature and Title)* /s/ Bruce N. Alpert
-------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
(Principal Executive Officer)
Date August 18, 2004
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*Print the name and title of each signing officer under his or her signature.