UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

 

For the month of November 2016

 

Commission File Number: 001-14550

 

China Eastern Airlines Corporation Limited

———————————————————————————————————

(Translation of Registrant’s name into English)

 

Board Secretariat’s Office

Kong Gang San Lu, Number 88

Shanghai, China 200335

———————————————————————————————————

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:  x Form 20-F    ¨ Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934:  ¨ Yes    x No

 

If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):    n/a 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

      China Eastern Airlines Corporation Limited
      (Registrant)
         
Date

November 4, 2016

  By /s/ Wang Jian
        Name: Wang Jian
        Title: Company Secretary

 

 

 

Certain statements contained in this announcement may be regarded as "forward-looking statements" within the meaning of the U.S. Securities Exchange Act of 1934, as amended. Such forward-looking statements involve known and unknown risks, uncertainties and other factors, which may cause the actual performance, financial condition or results of operations of the Company to be materially different from any future performance, financial condition or results of operations implied by such forward-looking statements. Further information regarding these risks, uncertainties and other factors is included in the Company's filings with the U.S. Securities and Exchange Commission. The forward-looking statements included in this announcement represent the Company's views as of the date of this announcement. While the Company anticipates that subsequent events and developments may cause the Company's views to change, the Company specifically disclaims any obligation to update these forward-looking statements, unless required by applicable laws. These forward-looking statements should not be relied upon as representing the Company's views as of any date subsequent to the date of this announcement.

  

 

Monthly Return of Equity Issuer on Movements in Securities

 

For the month ended (dd/mm/yyyy) : 31/10/2016

 

To : Hong Kong Exchanges and Clearing Limited

 

Name of Issuer China Eastern Airlines Corporation Limited (the “Company”)

Date Submitted 04/11/2016

 

I. Movements in Authorised Share Capital

 

1. Ordinary Shares

         
(1) Stock code : 00670 Description : H Shares  

             
  No. of ordinary
shares
Par value
(State
currency)
Authorised share
capital
(State currency)
       
Balance at close of preceding month 4,659,100,000   RMB1.00   RMB4,659,100,000  
             
Increase/(decrease) N/A       N/A  
             
Balance at close of the month 4,659,100,000   RMB1.00   RMB4,659,100,000  
             

         
(2) Stock code : 600115 Description : A Shares  

             
  No. of ordinary
shares
Par value
(State
currency)
Authorised share
capital
(State currency)
       
Balance at close of preceding month 9,808,485,682   RMB1.00   RMB9,808,485,682  
             
Increase/(decrease) N/A       N/A  
             
Balance at close of the month 9,808,485,682   RMB1.00   RMB9,808,485,682  
             

 

 

2. Preference Shares

Stock code :   Description :    

             
  No. of preference
shares
Par value
(State
currency)
Authorised share
capital

(State currency)
Balance at close of preceding month            
             
Increase/(decrease)            
             
Balance at close of the month            
             

 

3. Other Classes of Shares

Stock code :   Description :    

             
  No. of other
classes of shares
Par value
(State
currency)
Authorised share
capital

(State currency)
Balance at close of preceding month            
             
Increase/(decrease)            
                                            
Balance at close of the month            
             

 

Total authorised share capital at the end of the month (State currency) :   RMB14,467,585,682

 

 

 

II. Movements in Issued Share Capital

  No. of ordinary shares   No of preference   No. of other classes  
  (1)   (2)   shares   of shares  
                 
Balance at close of preceding month 4,659,100,000   9,808,485,682   N/A   N/A  
                 
Increase/ (decrease) during the month N/A   N/A   N/A   N/A  
                 
Balance at close of the month 4,659,100,000   9,808,485,682   N/A   N/A  
                 

 

III. Details of Movements in Issued Share Capital

 

Share Options (under Share Option Schemes of the Issuer)

  Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
  Movement during the month   No. of new shares of
issuer issued during
the month pursuant
  No. of new shares of
issuer which may be
issued pursuant thereto
  issuable   Granted   Exercised   Cancelled   Lapsed   thereto   as at close of the month
  1.                        
                           
                           
                           
    (    /    /         )                        
  shares                        
  (Note 1)                        
                           
  2.                        
                           
                           
                           
    (    /    /         )                        
  shares                        
  (Note 1)                        
                           
  3.                        
                           
                           
                           
    (    /    /         )                        
  shares                        
  (Note 1)                        
    Total A.   (Ordinary shares)        
    (Preference shares)        
    (Other class)        

Total funds raised during the month from exercise of options (State currency)    
     

 

 

 

Warrants to Issue Shares of the Issuer which are to be Listed

 

Description of warrants

(Date of expiry - dd/mm/yyyy)

  Currency of
nominal
value
  Nominal value at
close of
preceding month
  Exercised
during the
month
  Nominal value
at close of the
month
  No. of new
shares of
issuer issued
during the
month
pursuant
thereto
  No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
  1.                           
                           
                           

(      /     /            )    
Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )  
     

  2.                        
                           
                           

(      /     /            )    
Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )  
     

  3.                        
                           
                           

(      /     /            )    
Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )  

  4.                        
                           
                           

(      /     /            )    
Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )  

     
  Total B.      (Ordinary shares)    
  (Preference shares)    
  (Other class)    
     

 

 

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

  Class and description   Currency of
amount
outstanding
  Amount at close
of preceding
month
  Converted
during the
month
  Amount at
close of the
month
  No. of new
shares of
issuer issued
during the
month
pursuant
thereto
  No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
  1.                           
                           
                           
                           

Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy))

(    /    /         )  

  2.                           
                           
                           
                           

Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )  

  3.                           
                           
                           
                           

Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )  

  4.                           
                           
                           
                           

Stock code (if listed)    
Class of shares issuable (Note 1)    
Subscription price    

EGM approval date

(if applicable)

(dd/mm/yyyy)

(    /    /         )  

  Total C.  (Ordinary shares)    
  (Preference shares)    
  (Other class)    
       
       

 

 

 

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

Full particulars including EGM approval date (dd/mm/yyyy),

if applicable, and class of shares issuable:

No. of new shares of
issuer issued during
the month pursuant
thereto
  No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
         
1.        
         
         
         
  H shares (Note 1)  NIL    
         
2.        
         
         
  (    /    /         )      
  shares (Note 1)      
         
  Total D.     (Ordinary shares)  NIL    
  (Preference shares)      
  (Other class)      
         

 

 

 

Other Movements in Issued Share Capital

Type of Issue               No. of new shares
of issuer issued
during the month
pursuant thereto
 

No. of
new
shares of
issuer
which
may be
issued

pursuant
thereto as
at close of
the month

                     
                     
          Class of shares issuable
(Note 1)
________        
                     
1.   Rights issue At price : State currency ____   Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     
                     
          Class of shares issuable
(Note 1)
________        
                     
2.   Open offer At price : State currency ____   Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     
                     
          Class of shares issuable
(Note 1)
________        
                     
3.   Placing At price: State currency: ____   Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                     
          AGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     
                     
          Class of shares issuable
(Note 1)
________        
                     
4.   Bonus issue         Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     

 

 

 

Type of Issue               No. of new shares
of issuer issued
during the month
pursuant thereto
 

No. of
new
shares of
issuer
which
may be
issued

pursuant
thereto as
at close of
the month

                     
          Class of shares issuable
(Note 1)
________        
                     
5.   Scrip dividend At price : State currency ____   Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     
                     
          Class of shares repurchased
(Note 1)
________        
                     
6.   Repurchase of shares         Cancellation date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     
                     
                     
          Class of shares redeemed
(Note 1)
________        
                     
7.   Redemption of shares         Redemption date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     
                     
             
          Class of shares issuable
(Note 1)
________        
                     
 8.   Consideration issue At price :  State currency  ____   Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     

 

 

 

Type of Issue               No. of new shares
of issuer issued
during the month
pursuant thereto
 

No. of
new
shares of
issuer
which
may be
issued

pursuant
thereto as
at close of
the month

                     
          Class of shares issuable
(Note 1)
________        
                     
9.   Capital reorganisation         Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                     
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     
                     
                     
          Class of shares issuable
(Note 1)
________        
                     
10.   Other
(Please specify)
At price : State currency ____   Issue and allotment date : (dd/mm/yyyy) (   /   /       )        
                   
          EGM approval date: (   /   /       )        
          (dd/mm/yyyy)          
                     

  Total E.  (Ordinary shares)    
  (Preference shares)    
  (Other class)    
       

 

 
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) N/A
  (2) N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

 

 

 

Remarks (if any):

 
 
 
 
 
 
 
 
 
 
 

 

Submitted by: WANG JIAN  

 

Title: COMPANY SECRETARY  
  (Director, Secretary or other duly authorised officer)  

 

 

Notes :

 

1.State the class of shares (e.g. ordinary, preference or other).

 

2.If there is insufficient space, please append the prescribed continuation sheet.