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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PASQUESI JOHN M C/O ARCH CAPITAL GROUP LTD. WESSEX HOUSE, 5TH FLOOR, 45 REID STREET HAMILTON, D0 HM 12 |
X | Vice Chairman |
/s/ John M. Pasquesi | 06/18/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The security holder is Otter Capital LLC, for which Mr. Pasquesi serves as managing member. All indicated securities are included because of his affiliation with Otter Capital LLC. |
(2) | The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries. |
(3) | Represents shares transfered to the reporting person's spouse in exchange for a note. |
(4) | The form of ownership for such shares was previously reported erroneously; such shares are held indirectly by a revocable trust and the reporting person and his spouse are the trustees and the beneficiaries. |
(5) | Represents spouse's portion of community property shares transferred to her name from a revocable trust in which the reporting person and his spouse are the trustees and the beneficiaries. |
(6) | The reporting person transferred 632,824 common shares from a revocable trust in which the reporting person and his spouse are the trustees and the beneficiaries to the reporting person's direct ownership. |