UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 219 | $ (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 272 | $ (2) | D | Â |
Common Stock | Â (5) | Â (5) | Common Stock | 224 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KNOWLES MICHAEL 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  |  President, CGD - SVP, CORP |  |
Claudia M. Strup, Attorney-in-fact for Michael Knowles | 10/03/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents securities acquired through Cubic's ESPP. |
(2) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB stock. |
(3) | RSUs granted to the Reporting Person on November 6, 2015. The remaining 218 shares from such grant shall vest on October 1, 2019. |
(4) | RSUs granted to the Reporting Person on November 14, 2016. The remaining 542 shall vest in 2 equal parts on October 1, 2019 and 2020. |
(5) | RSUs granted to the Reporting Person on November 27, 2017. The remaining 672 shall vest in 3 equal parts on October 1, 2019, 2020 and 2021. |