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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Perl Andrew Damian 1501 FARM CREDIT DRIVE SUITE 2300 MCLEAN, VA 22102-5011 |
X | X | ||
Contego Systems LLC 1501 FARM CREDIT DRIVE SUITE 2300 MCLEAN, VA 22102-5011 |
X | |||
Kende Holding kft ZICHY JENO U. 4 BUDAPEST, K5 1066 |
X | |||
Global Strategies Group Holding S.A. 15 BOULEVARD ROOSEVELT, L-2450 N4 |
X |
/s/ Lisa Broome, Attorney-in-Fact for A. Damian Perl** | 03/01/2010 | |
**Signature of Reporting Person | Date | |
/s/ Lisa Broome, Attorney-in-Fact for Contego Systems LLC** | 03/01/2010 | |
**Signature of Reporting Person | Date | |
/s/ Lisa Broome, Attorney-in-Fact for Kende Holding kft** | 03/01/2010 | |
**Signature of Reporting Person | Date | |
/s/ Lisa Broome, Attorney-in-Fact for Global Strategies Group Holding, S.A.** | 03/01/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In a Form 4 filed December 17, 2009, it was reported that A. Damian Perl, as a non-employee director of the Issuer, was granted 3,845 restricted shares by the Issuer on December 16, 2009, with such shares scheduled to vest in three equal, annual installments beginning on the first anniversary of the grant date. This amendment is being filed to reflect the fact that instead of receiving such restricted shares, A. Damian Perl will receive cash in an amount equal to the value of such restricted shares, as determined under FAS 123 as if such shares had been granted on December 16, 2009. |
(2) | These shares are owned by Contego Systems LLC ("Contego"). Contego is wholly owned and managed by Kende Holding kft ("Kende"). Kende is 99.98% owned and controlled by Global Strategies Group Holding, S.A. ("GLOBAL"). GLOBAL is controlled by A. Damian Perl. |