UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (2) | 01/26/2017 | Common Stock | 24,650 | $ 5.44 | D | Â |
Stock Option (Right to Buy) | Â (3) | 02/27/2017 | Common Stock | 15,000 | $ 5.44 | D | Â |
Stock Option (Right to Buy) | Â (4) | 03/05/2018 | Common Stock | 4,000 | $ 9.74 | D | Â |
Stock Option (Right to Buy) | Â (5) | 03/02/2020 | Common Stock | 20,000 | $ 9.48 | D | Â |
Stock Option (Right to Buy) | Â (6) | 12/07/2021 | Common Stock | 6,000 | $ 12.76 | D | Â |
Stock Option (Right to Buy) | Â (7) | 07/09/2023 | Common Stock | 9,452 | $ 16.21 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wallace Karen A C/O ARAMARK HOLDINGS CORPORATION 1101 MARKET STREET PHILADELPHIA, PA 19107 |
 |  |  Vice President and Treasurer |  |
/s/ Megan Timmins, as Attorney-in-fact | 12/11/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3,085 restricted stock units which vest in four equal annual installments on each of July 9, 2014, 2015, 2016 and 2017. |
(2) | Represents an initial grant of 24,650 stock options. 6,162 vested on January 26, 2008; 5,392 on January 26, 2009; 4,160 on January 26, 2010; and 3,082 on January 26, 2011. Of 5,854 unvested stock options, 50% are eligible to vest upon the Issuer's achievement of a public offering price per share in its initial public offering equal to or exceeding $20 per share, 50% are eligible to vest upon the Issuer's achievement of a closing trading price equal to or greater than $25.00 per share over any twenty consecutive trading-day period during the 18 months following the Issuer's initial public offering, and all are eligible to vest subject to the Issuer meeting specified performance targets in connection with certain liquidity events. |
(3) | Represents an initial grant of 15,000 stock options. 3,750 vested on January 26, 2008; 3,282 on January 26, 2009; 2,532 on January 26, 2010; and 1,875 on January 26, 2011. Of 3,561 unvested stock options, 50% are eligible to vest upon the Issuer's achievement of a public offering price per share in its initial public offering equal to or exceeding $20 per share, 50% are eligible to vest upon the Issuer's achievement of a closing trading price equal to or greater than $25.00 per share over any twenty consecutive trading-day period during the 18 months following the Issuer's initial public offering, and all are eligible to vest subject to the Issuer meeting specified performance targets in connection with certain liquidity events. |
(4) | Represents an initial grant of 4,000 stock options. 875 vested on March 5, 2009; 675 on March 5, 2010; 500 on March 5, 2011; 1,000 on March 5, 2012. Of 950 unvested stock options, 50% are eligible to vest upon the Issuer's achievement of a public offering price per share in its initial public offering equal to or exceeding $20 per share, 50% are eligible to vest upon the Issuer's achievement of a closing trading price equal to or greater than $25.00 per share over any twenty consecutive trading-day period during the 18 months following the Issuer's initial public offering, and all are eligible to vest subject to the Issuer meeting specified performance targets in connection with certain liquidity events. |
(5) | Represents an initial grant of 20,000 stock options. 2,500 vested on March 2, 2011; 5,000 vested on March 2, 2012; 2,500 vested on March 2, 2013; and 5,000 will vest on March 2, 2014. Of 5,000 unvested stock options, 50% are eligible to vest upon the Issuer's achievement of a public offering price per share in its initial public offering equal to or exceeding $20 per share, 50% are eligible to vest upon the Issuer's achievement of a closing trading price equal to or greater than $25.00 per share over any twenty consecutive trading-day period during the 18 months following the Issuer's initial public offering, and all are eligible to vest subject to the Issuer meeting specified performance targets in connection with certain liquidity events. |
(6) | Represents an initial grant of 8,000 stock options. 1,000 vested on December 7, 2012; 2,000 vested on December 7, 2013; 1,000 will vest on December 7, 2014; and 1,000 will vest on December 7, 2015. Of 1,000 unvested stock options, 50% are eligible to vest upon the Issuer's achievement of a public offering price per share in its initial public offering equal to or exceeding $20 per share, 50% are eligible to vest upon the Issuer's achievement of a closing trading price equal to or greater than $25.00 per share over any twenty consecutive trading-day period during the 18 months following the Issuer's initial public offering, and all are eligible to vest subject to the Issuer meeting specified performance targets in connection with certain liquidity events. An additional 2,000 stock options which remain subject to future EBIT and liquidity-event performance-based vesting conditions are not included in the table above. |
(7) | These options to purchase shares of common stock vest in four equal annual installments on each of July 9, 2014, 2015, 2016 and 2017. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |