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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AI Value Holdings, LLC C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  |  | Affiliate of 10% Owner |
ACCESS INDUSTRIES MANAGEMENT, LLC 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
Blavatnik Len 730 FIFTH AVENUE, 20TH FL NEW YORK, NY 10019 |
 |  X |  |  |
/s/ Alejandro Moreno for AI Value Holdings, LLC | 03/26/2015 | |
**Signature of Reporting Person | Date | |
/s/ Alejandro Moreno for Access Industries Management, LLC | 03/26/2015 | |
**Signature of Reporting Person | Date | |
/s/ Alejandro Moreno, Attorney-in-Fact for Len Blavatnik | 03/26/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities reported are held directly by AI Energy Holding LLC ("AIEH"). AI Value Holdings, LLC ("AIVH"), as part of a corporate restructuring, distributed its interests in AIEH to its members and no longer beneficially owns any securities of the Issuer. |
(2) | These securities are held directly by AIEH and are the same securities reported as disposed of by AIVH as described in footnote 1. Each of Access Industries Management, LLC and Mr. Blavatnik may be deemed to beneficially own the shares of common stock formerly held directly by AIEH because Mr. Blavatnik controls Access Industries Management, LLC, which controls AIEH. |
(3) | Contribution of indirect interest in AIEH. Each of the reporting persons (other than AIVH) may be deemed to continue to beneficially own such interests following such contribution. |
(4) | The securities reported are held directly by Texas Oil & Gas Holdings LLC ("TOGH"). Access Industries Management, LLC and Mr. Blavatnik may be deemed to beneficially own the shares of common stock held directly by TOGH because Mr. Blavatnik controls Access Industries Management, LLC, which controls Access Industries Holdings LLC, which holds a majority of the outstanding voting interests in RSB Limited, which holds a majority of the outstanding membership interests in TOGH. |
(5) | The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik controls Access Industries, Inc., which is the general partner of Altep 2014. |
(6) | Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for purposes of Section 16 or any other purpose. |
 Remarks: AI Value Holdings, LLC no longer beneficially owns any securities of the issuer and is, therefore, no longer subject to Section 16. The other reporting persons continue to be subject to Section 16. |