UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ursula Fairbairn,Clarence Otis,Jr & PNC Bank NA, Trustees of the JohnE.Barbey TrustU/D/T dtd 8/21/51 FBO Helen Mucklow Barbey (dec'd) fbo Peter DuPont AS APPOINTED FOR PETER DUPONT C/O PNC BANK,1600 MARKET ST., 29TH FLOOR PHILADELPHIA, PA 19103 |
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PNC Bank National Association, Trustee, By: /s/ H. Joshua Bernstein, Senior Vice President | 07/10/2012 | |
**Signature of Reporting Person | Date | |
/s/ Ursula F. Fairbairn, Trustee | 07/10/2012 | |
**Signature of Reporting Person | Date | |
/s/ Clarence Otis, Jr., Trustee | 07/10/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is one of a number of trusts funded by John E. Barbey that have the same Trustees and that report collective beneficial ownership. The reporting person denies beneficial ownership in the shares listed as beneficially owned except to the extent of the reporting person's pecuniary interest, which is 586,720 shares as of the time of this filing. |