Amendment No. 1 to Form S-8

As filed with the Securities and Exchange Commission on March 2, 2012

Registration No. 333-137985

 

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D. C. 20549

 

 

POST EFFECTIVE AMENDMENT NO. 1

TO

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION

(Exact name of issuer as specified in its charter)

 

 

 

Delaware   25-1615902

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

1001 Air Brake Avenue

Wilmerding, Pennsylvania 15148-0001

(Address, including zip code, of Registrant’s Principal Executive Offices)

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION

2000 STOCK INCENTIVE PLAN

(Full title of the plan)

 

 

Alvaro Garcia-Tunon

Executive Vice President and

Chief Financial Officer

Westinghouse Air Brake Technologies Corporation

1001 Air Brake Avenue

Wilmerding, Pennsylvania 15148-0001

(412) 825-1000

(Name and address, including zip code and telephone number, including area code, of agent for service)

 

 

Copy to:

Pasquale D. Gentile, Jr. Esquire

Reed Smith LLP

Reed Smith Centre, 225 Fifth Avenue

Pittsburgh, PA 15222

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of Securities Exchanged Act of 1934, as amended. (Check one):

 

Large accelerated filer   x    Accelerated filer   ¨
Non-accelerated filer   ¨    Smaller reporting company   ¨

 

 

 


EXPLANATORY STATEMENT

A total of 5,300,000 shares of common stock, per value $.01 per share (the “Common Stock”), of Westinghouse Air Brake Technologies Corporation (the “Company”) were registered by Registration Statement on Form S-8, File No. 333-41840 and by Registration Statement on Form S-8, File No. 333-137985, to be issued in connection with the Westinghouse Air Brake Technologies Corporation 2000 Stock Incentive Plan (the “2000 Plan”). On May 11, 2011 the stockholders of the Company approved the Westinghouse Air Brake Technologies Corporation 2011 Stock Incentive Plan (the “2011 Plan”). The stockholders also approved the issuance of 1,900,000 shares under the 2011 Plan. There are 470,000 shares registered in connection with the 2000 Plan which have not been issued under the 2000 Plan. Pursuant to Instruction E to Form S-8 and the telephonic interpretations of the Securities and Exchange Commission (the “Commission”) set forth at questions 89 and 90 of the “Securities Act Forms” section of the Division of Corporation Finance Manual of Publicly Available Telephone Interpretations (July 1997), the 470,000 shares available under the 2000 Plan are transferred over to, and deemed covered by, the Registration Statement on Form S-8 filed on or about the date hereof in connection with the 2011 Plan.

PART II

INFORMATION REQUIRED IN

REGISTRATION STATEMENT

 

Item 3. Incorporation of Certain Documents by Reference

The Registration Statement on Form S-8, File No. 333-137985, and the Registration Statement on Form S-8, File No. 333-41840, are each incorporated by reference herein.

 

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SIGNATURES

Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmerding, Commonwealth of Pennsylvania, on the 1st day of March, 2012.

 

WESTINGHOUSE AIR BRAKE
TECHNOLOGIES CORPORATION
By  

/s/ Alvaro Garcia-Tunon

Alvaro Garcia-Tunon, Executive Vice President

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities indicated on the 1st day of March, 2012.

 

Signature and Title

 

Date

By  

/s/    ALBERT J. NEUPAVER        

  March 1, 2012
  Albert J. Neupaver,  
  President, Chief Executive Officer and Director  
  (Principal Executive Officer)  
By  

/s/    ALVARO GARCIA-TUNON        

  March 1, 2012
  Alvaro Garcia-Tunon,  
 

Executive Vice President and Chief Financial Officer

(Principal Financial Officer)

 
By  

/s/    PATRICK D. DUGAN        

  March 1, 2012
  Patrick D. Dugan  
  Senior Vice President, Finance and Corporate Controller  
  (Principal Accounting Officer)  
By  

/s/    WILLIAM E. KASSLING        

  March 1, 2012
  William E. Kassling,  
  Chairman of the Board and Director  

 

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By  

/s/    ROBERT J. BROOKS        

  March 1, 2012
  Robert J. Brooks,  
  Director  
By  

/s/    EMILIO A. FERNANDEZ        

  March 1, 2012
  Emilio A. Fernandez,  
  Director  
By  

/s/    LEE B. FOSTER, III        

  March 1, 2012
  Lee B. Foster, II  
  Director  
By  

/s/    BRIAN P. HEHIR        

  March 1, 2012
  Brian P. Hehir,  
  Director  
By  

/s/    MICHAEL W.D. HOWELL        

  March 1, 2012
  Michael W.D. Howell,  
  Director  
By  

/s/    NICHOLAS W. VANDE STEEG        

  March 1, 2012
  Nickolas W. Vande Steeg,  
  Director  
By  

/s/    GARY C. VALADE        

  March 1, 2012
  Gary C. Valade,  
  Director  

 

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