Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 19, 2012 (November 13, 2012)

 

 

AUBURN NATIONAL BANCORPORATION, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   0-26486   63-0885779

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831-3110

(Addresses of Principal Executive Offices, including Zip Code)

(334) 821-9200

(Registrant’s Telephone Number, including Area Code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On November 13, 2012, Dr. Emil Wright, a director and officer of Auburn National Bancorporation, Inc. (the “Company”) and its wholly-owned subsidiary, AuburnBank (the “Bank”), notified the Company and the Bank that he was retiring from the Company’s and the Bank’s Board of Directors effective December 31, 2012. Dr. Wright has served as a Director of the Bank since 1973 and as Vice Chairman of the Company and the Bank since 1991.

Item 9.01. Financial Statements, Pro Forma Financial Information and Exhibits.

On November 19, 2012, Auburn National Bancorporation, Inc. issued a press release announcing the retirement of Dr. Emil Wright as a director and officer of the Company. Attached and incorporated herein by reference as Exhibit 99.1 is a copy of the press release.

(c) Exhibits. The following exhibit is furnished herewith:

 

Exhibit
No.

  

Exhibit Description

99.1    Press Release, dated November 19, 2012


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

AUBURN NATIONAL BANCORPORATION, INC.
(Registrant)

/s/ E.L. Spencer, Jr.

E.L. Spencer, Jr.
Chairman, President and Chief Executive Officer

Date: November 19, 2012


EXHIBIT INDEX

 

Exhibit
No.

  

Exhibit Description

99.1    Press Release, dated November 19, 2012