As filed with the Securities and Exchange Commission on January 3, 2013

File No. 333-141615

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

DUSA PHARMACEUTICALS, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

New Jersey		22-3103129
(State or other jurisdiction of incorporation or organization)		(I.R.S. Employer Identification No.)

25 Upton Drive

Wilmington, Massachusetts 01887

(Address of Principal Executive Offices) (Zip Code)

 

 

DUSA Pharmaceuticals, Inc. 2006 Equity Compensation Plan

DUSA Pharmaceuticals, Inc. Non-Qualified Deferred Compensation Plan

Class B Warrant

(Full Title of the Plan)

Robert F. Doman, President and Chief Executive Officer

DUSA Pharmaceuticals, Inc.

25 Upton Drive

Wilmington, Massachusetts 01887

(978) 657-7500

(Name and Address and Telephone of Agent for Service)

 

 

Copy to

Fred B. Green

Bodman PLC

6^th Floor at Ford Field

1901 St. Antoine Street

Detroit, MI 48226

(313) 392-1056

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer		¨		Accelerated filer		x
Non-accelerated filer		¨  (Do not check if a smaller reporting company)		Smaller reporting company		¨

 

 

 

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DEREGISTRATION OF SECURITIES

DUSA Pharmaceuticals, Inc. (“DUSA”) is filing this Post-Effective Amendment No. 1 to deregister unsold shares of common stock of DUSA and deferred compensation obligations that were registered under the Registration Statement on Form S-8 originally filed on March 28, 2007 (Registration No. 333-141615) (the “Registration Statement”), for issuance pursuant to the DUSA Pharmaceuticals, Inc. 2006 Equity Compensation Plan (the “2006 Equity Participation Plan”), the DUSA Pharmaceuticals, Inc. Non-Qualified Deferred Compensation Plan (the “Non-Qualified Deferred Compensation Plan”) and the Class B Warrant. The Registration Statement registered a total of 335,000 shares issuable pursuant to the 2006 Equity Compensation Plan, $150,000 in deferred compensation obligations pursuant to the Non-Qualified Deferred Compensation Plan, and 250,000 shares issuable pursuant to the Class B Warrant.

As of November 8, 2012, DUSA, Sun Pharmaceutical Industries Limited (“Sun Pharma”) and Caraco Acquisition Corporation (“Merger Sub”) entered into an Agreement and Plan of Merger (the “Merger Agreement”). As of November 16, 2012, Sun Pharma assigned its rights under the Merger Agreement to Caraco Pharmaceutical Laboratories, Ltd. (“CPL”). On December 20, 2012, pursuant to the Merger Agreement, Merger Sub merged with and into DUSA, with DUSA surviving as a wholly-owned subsidiary of CPL (the “Merger”).

In connection with the Merger Agreement and the Merger, DUSA hereby removes from registration the securities of DUSA registered but unsold under the Registration Statement.

 

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, Commonwealth of Massachusetts, on January 3, 2013.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities indicated on January 3, 2013:

 

Name and Signature:		Title:
/s/ Richard C. Christopher Richard C. Christopher		Vice President, Finance and Chief Financial Officer (Principal Financial and Accounting Officer)
/s/ Robert F. Doman Robert F. Doman		President and Chief Executive Officer (Principal Executive Officer)
/s/ GP. Singh GP. Singh		Director
/s/ Subramanian Kalyanasundaram Subramanian Kalyanasundaram		Director

 

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