Prepared by R.R. Donnelley Financial -- SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

Fabrinet

(Name of Issuer)

Ordinary Shares, $0.01 par value per share

(Title of Class of Securities)

G3323L 10 0

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G3323L 10 0  

 

  1.   

Names of reporting persons.

 

David T. Mitchell

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  x

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    United States

Number of

shares

beneficially

owned by

each

reporting

person

with:

   5.    

Sole voting power

 

    1,817,157 (See Item 4(a) below)

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    1,817,157 (See Item 4(a) below)

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    2,119,198 (See Item 4(a) below)

10.  

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

11.  

Percent of class represented by amount in Row (9)

 

    6.0%

12.  

Type of reporting person (see instructions)

 

    IN

 

 

Page 2 of 5 pages


Item 1.
   (a)    Name of Issuer:
      Fabrinet
   (b)    Address of Issuer’s Principal Executive Offices:
      c/o Intertrust Corporate Services (Cayman) Limited
      190 Elgin Avenue
      George Town
      Grand Cayman
      KY1-9005
      Cayman Islands
Item 2.
   (a)    Name of Person Filing:
      David T. Mitchell
   (b)    Address of Principal Business Office or, if none, Residence:
      c/o Fabrinet Co., Ltd.
      5/6 Moo 6, Soi Khunpra, Phaholyothin Rd.
      Klongnueng, Klongluang
      Patumthanee 12120
      Thailand
   (c)    Citizenship:
      United States
   (d)    Title of Class of Securities:
      Ordinary Shares, $0.01 par value per share
   (e)    CUSIP Number:
      G3323L 10 0
Item 3.    If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
   (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
   (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
   (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
   (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
   (e)    ¨    An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E);
   (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
   (g)    ¨    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
   (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
   (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
   (j)    ¨    A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
   (k)    ¨    Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:             

 

Page 3 of 5 pages


Item 4.    Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a) Amount beneficially owned: 2,119,198 shares, which includes (i) 1,556,650 shares held by the David T. Mitchell Separate Property Trust, of which Mr. Mitchell is the sole trustee, (ii) options to purchase 260,507 shares that are exercisable by Mr. Mitchell within 60 days of December 31, 2013, and (iii) 302,041 shares held in trusts for the benefit of Mr. Mitchell’s children. Mr. Mitchell does not have any voting or dispositive power over the shares held in trusts for the benefit of his children and disclaims beneficial ownership of such shares.

 

(b) Percent of class: 6.0% (calculated based on 35,067,669 shares outstanding as of January 24, 2014 and assumes that the 260,507 shares underlying the options exercisable within 60 days of December 31, 2013 are deemed outstanding pursuant to SEC Rule 13-3(d)(1)(i)).

 

(c) Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote    1,817,157 shares (See item 4(a) above)
(ii) Shared power to vote or to direct the vote    0
(iii) Sole power to dispose or to direct the disposition of    1,817,157 shares (See item 4(a) above).
(iv) Shared power to dispose or to direct the disposition of    0

 

Item 5.    Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨

 

Item 6.    Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8.    Identification and Classification of Members of the Group.

Not applicable.

 

Item 9.    Notice of Dissolution of Group.

Not applicable.

 

Item 10.    Certifications.

Not applicable.

 

Page 4 of 5 pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2014

Date

/s/ David T. Mitchell

David T. Mitchell

 

Page 5 of 5 pages