UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 11-K
FOR ANNUAL REPORTS OF EMPLOYEE STOCK
REPURCHASE SAVINGS AND SIMILAR PLANS
PURSUANT TO SECTION 15(d) OF THE
SECURITIES ACT OF 1934
(Mark One):
| ☒ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
FOR THE PERIOD JANUARY 1, 2017 TO SEPTEMBER 22, 2017
| ☐ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITIONAL PERIOD FROM TO |
COMMISSION FILE NUMBER 001-3610
| A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: |
RTI INTERNATIONAL METALS, INC.
EMPLOYEE SAVINGS
AND INVESTMENT PLAN
| B. | Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: |
ARCONIC INC.
390 Park Avenue
New York, NY 10022-4608
RTI INTERNATIONAL METALS, INC.
EMPLOYEE SAVINGS AND INVESTMENT PLAN
Financial Statements
As of September 22, 2017 and December 31, 2016 and for the Period January 1, 2017 to September 22, 2017
| 1 | ||||
| 2 | ||||
| 3 | ||||
| 4 | ||||
| Financial Statements: |
||||
| Statements of Net Assets Available for Benefits in Liquidation |
5 | |||
| Statement of Changes in Net Assets Available for Benefits in Liquidation |
6 | |||
| 7 |
The financial statements of the RTI International Metals, Inc. Employee Savings and Investment Plan (the “Plan”) and accompanying report of the independent registered public accounting firm for such Plan set forth as Exhibit 99.1 are being furnished pursuant to the rules and regulations of the Securities and Exchange Commission.
Index to Exhibits
| Exhibit 23.1 | Consent of Independent Registered Public Accounting Firm | |
| Exhibit 99.1 | Report of Independent Registered Public Accounting Firm and the RTI International Metals, Inc. Employee Savings and Investment Plan Financial Statements as of September 22, 2017 and December 31, 2016 and for the period January 1, 2017 to September 22, 2017 | |
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant (who administers the employee benefit plan) has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| RTI INTERNATIONAL METALS, INC. EMPLOYEE SAVINGS AND INVESTMENT PLAN | ||||||
| By: RTI International Metals, Inc., its administrator | ||||||
| Date: March 20, 2018 | By: |
/s/ Brian Redmond | ||||
| Brian Redmond | ||||||
| Benefits Management Committee Member | ||||||
| By: |
/s/ Scott Zahorchak | |||||
| Scott Zahorchak | ||||||
| Benefits Management Committee Member | ||||||
2